BERGHEIM OLAV

SEC source: 0000950170-24-108193 · ownership.xml · nonDerivative · entry 1

BERGHEIM OLAV · CIK 0001207793 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,141,373

F1 · kind: Represents an award of Restricted Stock Units ("RSUs") granted to the Reporting Person on September 17, 2024 (the "Grant Date"). Each RSU represents a contingent right to receive one share of common stock, par value $0.001 per share of Sonendo, Inc. (the "Issuer"). The RSUs vest in full on the earlier to occur of: (i) the one year anniversary of the Grant Date (ii) and the date of the 2025 annual meeting of stockholders, subject to the Reporting Person's continued service on the Board through the applicable vesting date.

SEC source: 0001140361-24-035441 · form4.xml · nonDerivative · entry 2

BERGHEIM OLAV · CIK 0001207793 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Micro NV LLC

Disclosed balance after: 22,081

F1 · kind: Pursuant to the business combination (the "Business Combination") contemplated by the Business Combination Agreement, dated February 13, 2024, as amended, by and among Adagio Medical Holdings, Inc. (formerly known as Aja Holdco Inc., "New Adagio" and following the completion of the Business Combination, the "Issuer"), ARYA Sciences Acquisition Corp IV, Adagio Medical, Inc. ("Adagio") and certain other parties thereto, as described in the Registration Statement on Form S-4 (File No. 333-278811) filed with the U.S. Securities0 and Exchange Commission and declared effective on July 12, 2024, acquired by the reporting person in exchange for the shares of Adagio common stock held indirectly by the reporting person prior to the completion of the Business Combination.

F1 · price: Pursuant to the business combination (the "Business Combination") contemplated by the Business Combination Agreement, dated February 13, 2024, as amended, by and among Adagio Medical Holdings, Inc. (formerly known as Aja Holdco Inc., "New Adagio" and following the completion of the Business Combination, the "Issuer"), ARYA Sciences Acquisition Corp IV, Adagio Medical, Inc. ("Adagio") and certain other parties thereto, as described in the Registration Statement on Form S-4 (File No. 333-278811) filed with the U.S. Securities0 and Exchange Commission and declared effective on July 12, 2024, acquired by the reporting person in exchange for the shares of Adagio common stock held indirectly by the reporting person prior to the completion of the Business Combination.

F3 · ownership.nature: Shares held by Micro NV LLC. The reporting person is the President of Micro NV LLC and, as such, has voting and investment discretion over the shares held by Micro NV LLC.

SEC source: 0001140361-24-035441 · form4.xml · nonDerivative · entry 1

BERGHEIM OLAV · CIK 0001207793 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Fjordinvest LLC

Disclosed balance after: 212,053

F1 · kind: Pursuant to the business combination (the "Business Combination") contemplated by the Business Combination Agreement, dated February 13, 2024, as amended, by and among Adagio Medical Holdings, Inc. (formerly known as Aja Holdco Inc., "New Adagio" and following the completion of the Business Combination, the "Issuer"), ARYA Sciences Acquisition Corp IV, Adagio Medical, Inc. ("Adagio") and certain other parties thereto, as described in the Registration Statement on Form S-4 (File No. 333-278811) filed with the U.S. Securities0 and Exchange Commission and declared effective on July 12, 2024, acquired by the reporting person in exchange for the shares of Adagio common stock held indirectly by the reporting person prior to the completion of the Business Combination.

F1 · price: Pursuant to the business combination (the "Business Combination") contemplated by the Business Combination Agreement, dated February 13, 2024, as amended, by and among Adagio Medical Holdings, Inc. (formerly known as Aja Holdco Inc., "New Adagio" and following the completion of the Business Combination, the "Issuer"), ARYA Sciences Acquisition Corp IV, Adagio Medical, Inc. ("Adagio") and certain other parties thereto, as described in the Registration Statement on Form S-4 (File No. 333-278811) filed with the U.S. Securities0 and Exchange Commission and declared effective on July 12, 2024, acquired by the reporting person in exchange for the shares of Adagio common stock held indirectly by the reporting person prior to the completion of the Business Combination.

F2 · ownership.nature: Shares held by Fjordinvest LLC. The reporting person is the President of Fjordinvest LLC and, as such, has voting and investment discretion over the shares held by Fjordinvest LLC.

SEC source: 0001562180-24-004140 · primarydocument.xml · nonDerivative · entry 1

BERGHEIM OLAV · CIK 0001207793 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Fjordinvest LLC

Disclosed balance after: 1,941,373

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0900 to $0.0960. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Mr. Bergheim is the managing member of Fjordinvest LLC, and is the manager of Fjordinvest LLC. Mr. Bergheim exercises voting and dispositive power over the shares held by Fjordinvest LLC. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.

SEC source: 0001562180-23-008460 · primarydocument.xml · nonDerivative · entry 1

BERGHEIM OLAV · CIK 0001207793 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Fjordinvest LLC

Disclosed balance after: 1,421,373

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0924 to $0.0975. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Mr. Bergheim is the managing member of Fjordinvest LLC, and is the manager of Fjordinvest LLC. Mr. Bergheim exercises voting and dispositive power over the shares held by Fjordinvest LLC. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.

SEC source: 0001562180-23-007752 · primarydocument.xml · nonDerivative · entry 1

BERGHEIM OLAV · CIK 0001207793 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Fjordinvest LLC

Disclosed balance after: 1,171,373

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.2570 to $0.2578. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Mr. Bergheim is the managing member of Fjordinvest LLC, and is the manager of Fjordinvest LLC. Mr. Bergheim exercises voting and dispositive power over the shares held by Fjordinvest LLC. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.

SEC source: 0001562180-23-005390 · primarydocument.xml · derivative · entry 9

BERGHEIM OLAV · CIK 0001207793 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,520

Underlying: Common Stock · 32,520 shares

Expires 2033-06-15

F8 · derivative.exercise_date: The Options vest in full on the earlier to occur of: (i) the one year anniversary of the Grant Date and (ii) the date of the 2024 annual meeting of stockholders, subject to the Reporting Person's continued service on the Board through the applicable vesting date.

SEC source: 0001562180-23-005390 · primarydocument.xml · nonDerivative · entry 1

BERGHEIM OLAV · CIK 0001207793 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,408

F1 · shares: Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest in full on the earlier to occur of: (i) the one year anniversary of the Grant Date (ii) and the date of the 2024 annual meeting of stockholders, subject to the Reporting Person's continued service on the Board through the applicable vesting date.

SEC source: 0000950170-23-035858 · ownership.xml · nonDerivative · entry 4

BERGHEIM OLAV · CIK 0001207793 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Fjordinvest LLC

Disclosed balance after: 1,096,373

F4 · kind: Fjordinvest (Cayman) II Ltd. distributed these shares to its partners (including Fjordinvest LLC) on a pro rata basis, for no consideration.

F3 · ownership.nature: Mr. Bergheim is the president of Micro LLC, the managing member of Fjordinvest LLC, and is the manager of Fjordinvest LLC. Mr. Bergheim exercises voting and dispositive power over the shares held by Fjordinvest LLC. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.

SEC source: 0000950170-23-035858 · ownership.xml · nonDerivative · entry 3

BERGHEIM OLAV · CIK 0001207793 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Fjordinvest (Cayman) II Ltd

Disclosed balance after: 0

F4 · kind: Fjordinvest (Cayman) II Ltd. distributed these shares to its partners (including Fjordinvest LLC) on a pro rata basis, for no consideration.

F5 · ownership.nature: Mr. Bergheim is the chief executive officer of Fjordinvest (Cayman) II Ltd. and exercises voting and dispositive power over the shares held by Fjordinvest (Cayman) II Ltd. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.

SEC source: 0000950170-23-035858 · ownership.xml · nonDerivative · entry 2

BERGHEIM OLAV · CIK 0001207793 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Micro LLC

Disclosed balance after: 142,544

F1 · kind: Fjordinvest (Cayman) Ltd. distributed these shares to its stockholders (including Micro LLC) on a pro rata basis, for no consideration.

F3 · ownership.nature: Mr. Bergheim is the president of Micro LLC, the managing member of Fjordinvest LLC, and is the manager of Fjordinvest LLC. Mr. Bergheim exercises voting and dispositive power over the shares held by Fjordinvest LLC. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.

SEC source: 0000950170-23-035858 · ownership.xml · nonDerivative · entry 1

BERGHEIM OLAV · CIK 0001207793 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Fjordinvest (Cayman) Ltd.

Disclosed balance after: 0

F1 · kind: Fjordinvest (Cayman) Ltd. distributed these shares to its stockholders (including Micro LLC) on a pro rata basis, for no consideration.

F2 · ownership.nature: Mr. Bergheim is the chief executive officer of Fjordinvest (Cayman) Ltd. and exercises voting and dispositive power over the shares held by Fjordinvest (Cayman) Ltd. Mr. Bergheim disclaims beneficial ownership of these shares except to extent of his pecuniary interest in such shares.

SEC source: 0001562180-22-005424 · primarydocument.xml · derivative · entry 9

BERGHEIM OLAV · CIK 0001207793 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,586

Underlying: Common Stock · 49,586 shares

Expires 2032-06-28

F8 · derivative.exercise_date: The Options vest in full on the earlier to occur of: (i) the one year anniversary of the Grant Date and (ii) the date of the 2023 annual meeting of stockholders, subject to the Reporting Person's continued service on the Board through the applicable vesting date.

SEC source: 0001562180-22-005424 · primarydocument.xml · nonDerivative · entry 1

BERGHEIM OLAV · CIK 0001207793 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,092

F1 · shares: Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest in full on the earlier to occur of: (i) the one year anniversary of the Grant Date (ii) and the date of the 2023 annual meeting of stockholders, subject to the Reporting Person's continued service on the Board through the applicable vesting date.

SEC source: 0000899243-21-042410 · doc4.xml · derivative · entry 19

BERGHEIM OLAV · CIK 0001207793 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by IRA

Disclosed balance after: 0

Underlying: Common Stock · 24,906 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F1 · price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F8 · ownership.nature: Held by PENSCO Trust Company, Custodian, FBO Olav Bergheim.

SEC source: 0000899243-21-042410 · doc4.xml · derivative · entry 18

BERGHEIM OLAV · CIK 0001207793 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Fjordinvest (Cayman) II Ltd.

Disclosed balance after: 0

Underlying: Common Stock · 286,673 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F1 · price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F7 · ownership.nature: Mr. Bergheim is the chief executive officer of Fjordinvest (Cayman) II Ltd. and exercises voting and dispositive power over the shares held by Fjordinvest (Cayman) II Ltd. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.

SEC source: 0000899243-21-042410 · doc4.xml · derivative · entry 17

BERGHEIM OLAV · CIK 0001207793 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Fjord Capital Partners I, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 99,626 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F1 · price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F6 · ownership.nature: Mr. Bergheim is the manager of Fjord Venture Partners I, LLC, the general partner of Fjord Capital Partners I, LP, and exercises voting and dispositive power over the shares held Fjord Capital Partners I, LP. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.

SEC source: 0000899243-21-042410 · doc4.xml · derivative · entry 16

BERGHEIM OLAV · CIK 0001207793 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Fjord Capital Partners I, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 592,002 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F1 · price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F6 · ownership.nature: Mr. Bergheim is the manager of Fjord Venture Partners I, LLC, the general partner of Fjord Capital Partners I, LP, and exercises voting and dispositive power over the shares held Fjord Capital Partners I, LP. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.

SEC source: 0000899243-21-042410 · doc4.xml · derivative · entry 15

BERGHEIM OLAV · CIK 0001207793 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Micro LLC

Disclosed balance after: 0

Underlying: Common Stock · 21,713 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F1 · price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F5 · ownership.nature: Mr. Bergheim is the president of Micro LLC, the managing member of Fjordinvest LLC, and is the manager of Fjordinvest LLC. Mr. Bergheim exercises voting and dispositive power over the shares held by Fjordinvest LLC. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.

SEC source: 0000899243-21-042410 · doc4.xml · derivative · entry 14

BERGHEIM OLAV · CIK 0001207793 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Fjord Ventures LLC

Disclosed balance after: 0

Underlying: Common Stock · 52,766 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F1 · price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F4 · ownership.nature: Mr. Bergheim is the president of Fjord Ventures LLC and exercises voting and dispositive power over the shares held by Fjord Ventures LLC. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares

SEC source: 0000899243-21-042410 · doc4.xml · derivative · entry 13

BERGHEIM OLAV · CIK 0001207793 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Fjordinvest (Cayman) Ltd.

Disclosed balance after: 0

Underlying: Common Stock · 393,473 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F1 · price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F3 · ownership.nature: Mr. Bergheim is the chief executive officer of Fjordinvest (Cayman) Ltd. and exercises voting and dispositive power over the shares held by Fjordinvest (Cayman) Ltd. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.

SEC source: 0000899243-21-042410 · doc4.xml · derivative · entry 12

BERGHEIM OLAV · CIK 0001207793 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Fjordinvest LLC

Disclosed balance after: 0

Underlying: Common Stock · 239,584 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F1 · price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F2 · ownership.nature: Mr. Bergheim is the president of Micro LLC, the managing member of Fjordinvest LLC, and is the manager of Fjordinvest LLC. Mr. Bergheim exercises voting and dispositive power over the shares held by Fjordinvest LLC. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.

SEC source: 0000899243-21-042410 · doc4.xml · derivative · entry 11

BERGHEIM OLAV · CIK 0001207793 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Fjordinvest LLC

Disclosed balance after: 0

Underlying: Common Stock · 99,626 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F1 · price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F2 · ownership.nature: Mr. Bergheim is the president of Micro LLC, the managing member of Fjordinvest LLC, and is the manager of Fjordinvest LLC. Mr. Bergheim exercises voting and dispositive power over the shares held by Fjordinvest LLC. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.

SEC source: 0000899243-21-042410 · doc4.xml · derivative · entry 10

BERGHEIM OLAV · CIK 0001207793 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Fjordinvest LLC

Disclosed balance after: 0

Underlying: Common Stock · 159,170 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F1 · price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F2 · ownership.nature: Mr. Bergheim is the president of Micro LLC, the managing member of Fjordinvest LLC, and is the manager of Fjordinvest LLC. Mr. Bergheim exercises voting and dispositive power over the shares held by Fjordinvest LLC. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.

SEC source: 0000899243-21-042410 · doc4.xml · derivative · entry 9

BERGHEIM OLAV · CIK 0001207793 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Fjordinvest LLC

Disclosed balance after: 0

Underlying: Common Stock · 592,372 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F1 · price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F2 · ownership.nature: Mr. Bergheim is the president of Micro LLC, the managing member of Fjordinvest LLC, and is the manager of Fjordinvest LLC. Mr. Bergheim exercises voting and dispositive power over the shares held by Fjordinvest LLC. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.

SEC source: 0000899243-21-042410 · doc4.xml · nonDerivative · entry 8

BERGHEIM OLAV · CIK 0001207793 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by IRA

Disclosed balance after: 24,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F8 · ownership.nature: Held by PENSCO Trust Company, Custodian, FBO Olav Bergheim.

SEC source: 0000899243-21-042410 · doc4.xml · nonDerivative · entry 7

BERGHEIM OLAV · CIK 0001207793 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Fjordinvest (Cayman) II Ltd.

Disclosed balance after: 286,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F7 · ownership.nature: Mr. Bergheim is the chief executive officer of Fjordinvest (Cayman) II Ltd. and exercises voting and dispositive power over the shares held by Fjordinvest (Cayman) II Ltd. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.

SEC source: 0000899243-21-042410 · doc4.xml · nonDerivative · entry 6

BERGHEIM OLAV · CIK 0001207793 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Fjord Capital Partners I, L.P.

Disclosed balance after: 691,628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F6 · ownership.nature: Mr. Bergheim is the manager of Fjord Venture Partners I, LLC, the general partner of Fjord Capital Partners I, LP, and exercises voting and dispositive power over the shares held Fjord Capital Partners I, LP. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.

SEC source: 0000899243-21-042410 · doc4.xml · nonDerivative · entry 5

BERGHEIM OLAV · CIK 0001207793 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Micro LLC

Disclosed balance after: 164,802

F5 · ownership.nature: Mr. Bergheim is the president of Micro LLC, the managing member of Fjordinvest LLC, and is the manager of Fjordinvest LLC. Mr. Bergheim exercises voting and dispositive power over the shares held by Fjordinvest LLC. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.

SEC source: 0000899243-21-042410 · doc4.xml · nonDerivative · entry 4

BERGHEIM OLAV · CIK 0001207793 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Micro LLC

Disclosed balance after: 131,302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F5 · ownership.nature: Mr. Bergheim is the president of Micro LLC, the managing member of Fjordinvest LLC, and is the manager of Fjordinvest LLC. Mr. Bergheim exercises voting and dispositive power over the shares held by Fjordinvest LLC. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.

SEC source: 0000899243-21-042410 · doc4.xml · nonDerivative · entry 3

BERGHEIM OLAV · CIK 0001207793 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Fjord Ventures LLC

Disclosed balance after: 66,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F4 · ownership.nature: Mr. Bergheim is the president of Fjord Ventures LLC and exercises voting and dispositive power over the shares held by Fjord Ventures LLC. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares

SEC source: 0000899243-21-042410 · doc4.xml · nonDerivative · entry 2

BERGHEIM OLAV · CIK 0001207793 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Fjordinvest (Cayman) Ltd.

Disclosed balance after: 393,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F3 · ownership.nature: Mr. Bergheim is the chief executive officer of Fjordinvest (Cayman) Ltd. and exercises voting and dispositive power over the shares held by Fjordinvest (Cayman) Ltd. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.

SEC source: 0000899243-21-042410 · doc4.xml · nonDerivative · entry 1

BERGHEIM OLAV · CIK 0001207793 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Fjordinvest LLC

Disclosed balance after: 1,090,752

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F2 · ownership.nature: Mr. Bergheim is the president of Micro LLC, the managing member of Fjordinvest LLC, and is the manager of Fjordinvest LLC. Mr. Bergheim exercises voting and dispositive power over the shares held by Fjordinvest LLC. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.