person · Reporting owner
Pudipeddi Vamsi Mohan Raj
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALIGN TECHNOLOGY INCALGN · Entity 3488 | SVP, Chief Marketing Officer | May 18, 2020 | May 19, 2020 |
| Sonendo, Inc.SONX · Entity 9738 | Director | September 17, 2024 | September 19, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALIGN TECHNOLOGY INC
Report date May 18, 2020 · Filed May 19, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2020-05-18 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2020-05-18 · Sale · Disposed 1,100 · Balance 1,246 Row 2 · 2020-05-18 · Sale · Disposed 1,044 · Balance 202 Row 3 · 2020-05-18 · Sale · Disposed 202 · Balance 0 |
Sonendo, Inc.
Report date September 17, 2024 · Filed September 19, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,574,498 |
Reported balance
After 2024-09-17 transaction · row 1
1 source rowRow 1 · 2024-09-17 · Grant · Acquired 200,000 · Balance 2,574,498 F1: Represents an award of Restricted Stock Units ("RSUs") granted to the Reporting Person on September 17, 2024 (the "Grant Date"). Each RSU represents a contingent right to receive one share of common stock, par value $0.001 per share of Sonendo, Inc. (the "Issuer"). The RSUs vest in full on the earlier to occur of: (i) the one year anniversary of the Grant Date (ii) and the date of the 2025 annual meeting of stockholders, subject to the Reporting Person's continued service on the Board through the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of Restricted Stock Units ("RSUs") granted to the Reporting Person on September 17, 2024 (the "Grant Date"). Each RSU represents a contingent right to receive one share of common stock, par value $0.001 per share of Sonendo, Inc. (the "Issuer"). The RSUs vest in full on the earlier to occur of: (i) the one year anniversary of the Grant Date (ii) and the date of the 2025 annual meeting of stockholders, subject to the Reporting Person's continued service on the Board through the applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 17, 2024 Filed Sep 19, 2024 21:41 UTC | Sonendo, Inc. SONX · Entity 9738 | GrantCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-108204 · ownership.xml · nonDerivative · entry 1 Pudipeddi Vamsi Mohan Raj · CIK 0001768087 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,574,498 F1 · kind: Represents an award of Restricted Stock Units ("RSUs") granted to the Reporting Person on September 17, 2024 (the "Grant Date"). Each RSU represents a contingent right to receive one share of common stock, par value $0.001 per share of Sonendo, Inc. (the "Issuer"). The RSUs vest in full on the earlier to occur of: (i) the one year anniversary of the Grant Date (ii) and the date of the 2025 annual meeting of stockholders, subject to the Reporting Person's continued service on the Board through the applicable vesting date. Read SEC document |
| May 14, 2024 Filed May 14, 2024 21:18 UTC | Sonendo, Inc. SONX · Entity 9738 | PurchaseCommon Stock | 500,000 | $0.09 | $47,000.00 |
DisclosureSEC source: 0001562180-24-004037 · primarydocument.xml · nonDerivative · entry 1 Pudipeddi Vamsi Mohan Raj · CIK 0001768087 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,374,498 F1 · price: These shares were purchased in multiple transactions, all of which were at a price of $0.094 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased set forth in this footnote. Read SEC document |
| March 15, 2024 Filed Mar 18, 2024 21:55 UTC | Sonendo, Inc. SONX · Entity 9738 | PurchaseCommon Stock | 800,000 | $0.10 | $80,000.00 |
DisclosureSEC source: 0001562180-24-002778 · primarydocument.xml · nonDerivative · entry 1 Pudipeddi Vamsi Mohan Raj · CIK 0001768087 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,874,498 F1 · price: These shares were purchased in multiple transactions, all of which were at a price of $0.1000 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased set forth in this footnote. Read SEC document |
| December 13, 2023 Filed Dec 14, 2023 17:34 UTC | Sonendo, Inc. SONX · Entity 9738 | PurchaseCommon Stock | 600,000 | $0.05 | $30,000.00 |
DisclosureSEC source: 0001562180-23-008364 · primarydocument.xml · nonDerivative · entry 1 Pudipeddi Vamsi Mohan Raj · CIK 0001768087 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,074,498 F1 · price: These shares were purchased in multiple transactions, all of which were at a price of $0.05 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased set forth in this footnote. Read SEC document |
| November 27, 2023 Filed Nov 30, 2023 01:42 UTC | Sonendo, Inc. SONX · Entity 9738 | PurchaseCommon Stock | 200,000 | $0.15 | $30,000.00 |
DisclosureSEC source: 0001562180-23-007976 · primarydocument.xml · nonDerivative · entry 1 Pudipeddi Vamsi Mohan Raj · CIK 0001768087 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 474,498 F1 · price: These shares were purchased in multiple transactions, all of which were at a price of $0.15 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased set forth in this footnote. Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 17:53 UTC | Sonendo, Inc. SONX · Entity 9738 | PurchaseCommon Stock | 50,000 | $0.27 | $13,325.00 |
DisclosureSEC source: 0001562180-23-007712 · primarydocument.xml · nonDerivative · entry 1 Pudipeddi Vamsi Mohan Raj · CIK 0001768087 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 274,498 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.2605 to $0.2700, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 16, 2023 Filed Jun 21, 2023 01:03 UTC | Sonendo, Inc. SONX · Entity 9738 | GrantStock Option (Right to Buy) · Derivative | 32,520 | $0.00 Strike: $1.08 | $0.00 |
DisclosureSEC source: 0001562180-23-005394 · primarydocument.xml · derivative · entry 2 Pudipeddi Vamsi Mohan Raj · CIK 0001768087 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,520 Underlying: Common Stock · 32,520 shares Expires 2033-06-15 F2 · derivative.exercise_date: The Options vest in full on the earlier to occur of: (i) the one year anniversary of the Grant Date and (ii) the date of the 2024 annual meeting of stockholders, subject to the Reporting Person's continued service on the Board through the applicable vesting date. Read SEC document |
| June 16, 2023 Filed Jun 21, 2023 01:03 UTC | Sonendo, Inc. SONX · Entity 9738 | GrantCommon Stock | 25,316 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-005394 · primarydocument.xml · nonDerivative · entry 1 Pudipeddi Vamsi Mohan Raj · CIK 0001768087 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 224,498 F1 · shares: Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest in full on the earlier to occur of: (i) the one year anniversary of the Grant Date (ii) and the date of the 2024 annual meeting of stockholders, subject to the Reporting Person's continued service on the Board through the applicable vesting date. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 17:08 UTC | Sonendo, Inc. SONX · Entity 9738 | PurchaseCommon Stock | 50,000 | $1.60 | $80,000.00 |
DisclosureSEC source: 0001562180-23-002840 · primarydocument.xml · nonDerivative · entry 1 Pudipeddi Vamsi Mohan Raj · CIK 0001768087 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,182 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.56 to $1.61, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 09, 2022 Filed Dec 12, 2022 18:10 UTC | Sonendo, Inc. SONX · Entity 9738 | PurchaseCommon Stock | 19,500 | $2.85 | $55,575.00 |
DisclosureSEC source: 0001562180-22-008197 · primarydocument.xml · nonDerivative · entry 1 Pudipeddi Vamsi Mohan Raj · CIK 0001768087 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,182 Read SEC document |
| June 29, 2022 Filed Jul 1, 2022 12:47 UTC | Sonendo, Inc. SONX · Entity 9738 | GrantStock Options (Right to buy) · Derivative | 49,586 | $0.00 Strike: $1.73 | $0.00 |
DisclosureSEC source: 0001562180-22-005429 · primarydocument.xml · derivative · entry 2 Pudipeddi Vamsi Mohan Raj · CIK 0001768087 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,586 Underlying: Common Stock · 49,586 shares Expires 2032-06-28 F2 · derivative.exercise_date: The Options vest in full on the earlier to occur of: (i) the one year anniversary of the Grant Date and (ii) the date of the 2023 annual meeting of stockholders, subject to the Reporting Person's continued service on the Board through the applicable vesting date. Read SEC document |
| June 29, 2022 Filed Jul 1, 2022 12:47 UTC | Sonendo, Inc. SONX · Entity 9738 | GrantCommon Stock | 34,682 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-005429 · primarydocument.xml · nonDerivative · entry 1 Pudipeddi Vamsi Mohan Raj · CIK 0001768087 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,682 F1 · shares: Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest in full on the earlier to occur of: (i) the one year anniversary of the Grant Date (ii) and the date of the 2023 annual meeting of stockholders, subject to the Reporting Person's continued service on the Board through the applicable vesting date. Read SEC document |
| May 25, 2022 Filed May 26, 2022 12:07 UTC | Sonendo, Inc. SONX · Entity 9738 | PurchaseCommon Stock | 43,597 | $2.65 | $115,532.05 |
DisclosureSEC source: 0001562180-22-004414 · primarydocument.xml · nonDerivative · entry 2 Pudipeddi Vamsi Mohan Raj · CIK 0001768087 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,000 Read SEC document |
| May 24, 2022 Filed May 26, 2022 12:07 UTC | Sonendo, Inc. SONX · Entity 9738 | PurchaseCommon Stock | 1,403 | $2.68 | $3,760.04 |
DisclosureSEC source: 0001562180-22-004414 · primarydocument.xml · nonDerivative · entry 1 Pudipeddi Vamsi Mohan Raj · CIK 0001768087 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,403 Read SEC document |
| May 13, 2022 Filed May 16, 2022 13:06 UTC | Sonendo, Inc. SONX · Entity 9738 | PurchaseCommon Stock | 50,000 | $2.65 | $132,500.00 |
DisclosureSEC source: 0001562180-22-004021 · primarydocument.xml · nonDerivative · entry 1 Pudipeddi Vamsi Mohan Raj · CIK 0001768087 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.64 to $2.66, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 06, 2021 Filed Dec 9, 2021 02:05 UTC | Sonendo, Inc. SONX · Entity 9738 | GrantStock option (right to buy) · Derivative | 38,035 | $0.00 Strike: $9.50 | $0.00 |
DisclosureSEC source: 0000899243-21-047433 · doc4.xml · derivative · entry 1 Pudipeddi Vamsi Mohan Raj · CIK 0001768087 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,035 Underlying: Common Stock · 38,035 shares Expires 2031-12-05 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on December 6, 2021. Read SEC document |
| May 18, 2020 Filed May 19, 2020 23:11 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 202 | $229.77 | $46,413.60 |
DisclosureSEC source: 0001209191-20-030705 · doc4.xml · nonDerivative · entry 3 Pudipeddi Vamsi Mohan Raj · CIK 0001768087 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 18, 2020 Filed May 19, 2020 23:11 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 1,044 | $229.72 | $239,829.66 |
DisclosureSEC source: 0001209191-20-030705 · doc4.xml · nonDerivative · entry 2 Pudipeddi Vamsi Mohan Raj · CIK 0001768087 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202 Read SEC document |
| May 18, 2020 Filed May 19, 2020 23:11 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 1,100 | $230.50 | $253,550.00 |
DisclosureSEC source: 0001209191-20-030705 · doc4.xml · nonDerivative · entry 1 Pudipeddi Vamsi Mohan Raj · CIK 0001768087 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,246 Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 00:06 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 2,133 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020775 · doc4.xml · derivative · entry 3 Pudipeddi Vamsi Mohan Raj · CIK 0001768087 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,797 Underlying: Common Stock · 2,133 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on March 1, 2019 became vested on March 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on March 1, 2019 became vested on March 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 00:06 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionCommon Stock | 2,233 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020775 · doc4.xml · nonDerivative · entry 1 Pudipeddi Vamsi Mohan Raj · CIK 0001768087 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,535 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 202 shares acquired under the ALGN ESPP on January 31, 2020. Read SEC document |
| March 02, 2020 Filed Mar 24, 2020 00:06 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Tax withholdingCommon Stock | 1,189 | $144.82 | $172,190.98 |
DisclosureSEC source: 0001209191-20-020775 · doc4.xml · nonDerivative · entry 2 Pudipeddi Vamsi Mohan Raj · CIK 0001768087 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,346 Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:42 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | GrantRestricted Stock Unit · Derivative | 2,173 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012270 · doc4.xml · derivative · entry 1 Pudipeddi Vamsi Mohan Raj · CIK 0001768087 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,173 Underlying: Common Stock · 2,173 shares Expires not disclosed F1 · derivative.exercise_price: Represents par value of ALGN common stock. F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2020 will become vested on February 20, 2021 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2020 will become vested on February 20, 2021 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 02, 2020 Filed Feb 25, 2020 00:42 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | GrantMarket Stock Unit · Derivative | 11,030 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012270 · doc4.xml · derivative · entry 2 Pudipeddi Vamsi Mohan Raj · CIK 0001768087 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,030 Underlying: Common Stock · 11,030 shares Expires not disclosed F1 · derivative.exercise_price: Represents par value of ALGN common stock. F3 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). F3 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). Read SEC document |
| August 06, 2019 Filed Aug 6, 2019 22:18 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | PurchaseCommon Stock | 1,100 | $188.11 | $206,921.00 |
DisclosureSEC source: 0001233163-19-000003 · primary_doc.xml · nonDerivative · entry 1 Pudipeddi Vamsi Mohan Raj · CIK 0001768087 · Sr. VP Global Mktg & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,100 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $187.96 to $188.43, inclusive. The reporting person undertakes to provide Align Technology Inc., any security holder of Align Technology Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 22:54 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | GrantRestricted Stock Unit · Derivative | 8,930 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001768087-19-000002 · primary_doc.xml · derivative · entry 1 Pudipeddi Vamsi Mohan Raj · CIK 0001768087 · Sr VP Global Mktg & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,930 Underlying: Common Stock · 8,930 shares Expires not disclosed F1 · derivative.exercise_price: Represents par value of ALGN common stock. F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on March 1, 2019 will become vested on March 20, 2020 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock will vest annually thereafter and shares will be delivered to reporting person on each vest date. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on March 1, 2019 will become vested on March 20, 2020 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock will vest annually thereafter and shares will be delivered to reporting person on each vest date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.