Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Sonendo, Inc.SONX · Entity 9738 | Chief Commercial Officer | November 02, 2023 | November 03, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Sonendo, Inc.
Report date November 02, 2023 · Filed November 03, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 742,056 |
Reported balance
After 2023-11-02 transaction · row 1
1 source rowRow 1 · 2023-11-02 · Tax withholding · Disposed 1,002 · Balance 742,056 F1: Represents shares withheld to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 11/02/2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 11/02/2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 02, 2023 Filed Nov 3, 2023 14:41 UTC | Sonendo, Inc. SONX · Entity 9738 | Tax withholdingCommon Stock | 1,002 | $0.27 | $271.54 |
DisclosureSEC source: 0001562180-23-007542 · primarydocument.xml · nonDerivative · entry 1 Smith Michael John · CIK 0001872655 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 742,056 F1 · kind: Represents shares withheld to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 11/02/2021. Read SEC document |
| September 25, 2023 Filed Sep 26, 2023 13:03 UTC | Sonendo, Inc. SONX · Entity 9738 | Tax withholdingCommon Stock | 5,848 | $0.79 | $4,619.92 |
DisclosureSEC source: 0001562180-23-007029 · primarydocument.xml · nonDerivative · entry 1 Smith Michael John · CIK 0001872655 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 743,058 F1 · kind: Represents shares withheld to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/25/2022. Read SEC document |
| September 14, 2023 Filed Sep 18, 2023 13:05 UTC | Sonendo, Inc. SONX · Entity 9738 | Tax withholdingCommon Stock | 9,849 | $0.90 | $8,895.62 |
DisclosureSEC source: 0001562180-23-006890 · primarydocument.xml · nonDerivative · entry 1 Smith Michael John · CIK 0001872655 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 748,906 F1 · kind: Represents shares withheld to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/14/2023. Read SEC document |
| August 03, 2023 Filed Aug 7, 2023 15:12 UTC | Sonendo, Inc. SONX · Entity 9738 | SaleCommon Stock | 1,062 | $1.35 | $1,436.25 |
DisclosureSEC source: 0001562180-23-006216 · primarydocument.xml · nonDerivative · entry 1 Smith Michael John · CIK 0001872655 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 758,755 F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 11/02/2021. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.34 to $1.36. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 26, 2023 Filed Jun 27, 2023 17:46 UTC | Sonendo, Inc. SONX · Entity 9738 | SaleCommon Stock | 6,164 | $1.19 | $7,327.76 |
DisclosureSEC source: 0001562180-23-005520 · primarydocument.xml · nonDerivative · entry 1 Smith Michael John · CIK 0001872655 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 759,817 F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/25/2022. The sales were made through "sell to cover" transactions and do not represent discretionary transactions by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.16 to $1.21. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 16, 2023 Filed Jun 20, 2023 21:17 UTC | Sonendo, Inc. SONX · Entity 9738 | SaleCommon Stock | 4,020 | $1.09 | $4,374.97 |
DisclosureSEC source: 0001562180-23-005399 · primarydocument.xml · nonDerivative · entry 2 Smith Michael John · CIK 0001872655 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 765,981 F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/14/2023. The sales were made through "sell to cover" transactions and do not represent discretionary transactions by the Reporting Person. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.05 to $1.13. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 21:17 UTC | Sonendo, Inc. SONX · Entity 9738 | SaleCommon Stock | 6,357 | $1.12 | $7,121.11 |
DisclosureSEC source: 0001562180-23-005399 · primarydocument.xml · nonDerivative · entry 1 Smith Michael John · CIK 0001872655 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 770,001 F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/14/2023. The sales were made through "sell to cover" transactions and do not represent discretionary transactions by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.12 to $1.22. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 03, 2023 Filed May 4, 2023 14:17 UTC | Sonendo, Inc. SONX · Entity 9738 | SaleCommon Stock | 1,036 | $1.24 | $1,285.68 |
DisclosureSEC source: 0001562180-23-003927 · primarydocument.xml · nonDerivative · entry 1 Smith Michael John · CIK 0001872655 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 776,358 F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 11/02/2021. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.20 to $1.27. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 27, 2023 Filed Mar 28, 2023 16:30 UTC | Sonendo, Inc. SONX · Entity 9738 | SaleCommon Stock | 6,928 | $1.81 | $12,563.24 |
DisclosureSEC source: 0001562180-23-003147 · primarydocument.xml · nonDerivative · entry 1 Smith Michael John · CIK 0001872655 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 777,394 F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/25/2022. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.80 to $1.83. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 13:08 UTC | Sonendo, Inc. SONX · Entity 9738 | GrantCommon Stock | 455,696 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-002838 · primarydocument.xml · nonDerivative · entry 1 Smith Michael John · CIK 0001872655 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 784,322 F1 · kind: Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest in 16 equal quarterly installments beginning on March 14, 2023. Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 12:54 UTC | Sonendo, Inc. SONX · Entity 9738 | SaleCommon Stock | 1,262 | $2.47 | $3,122.44 |
DisclosureSEC source: 0001562180-23-001073 · primarydocument.xml · nonDerivative · entry 1 Smith Michael John · CIK 0001872655 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,626 F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 11/02/2021. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.40 to $2.51. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 27, 2022 Filed Dec 28, 2022 19:39 UTC | Sonendo, Inc. SONX · Entity 9738 | SaleCommon Stock | 6,410 | $1.50 | $9,619.49 |
DisclosureSEC source: 0001562180-22-008443 · primarydocument.xml · nonDerivative · entry 1 Smith Michael John · CIK 0001872655 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,888 F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/25/2022. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.44 to $1.57. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 18:47 UTC | Sonendo, Inc. SONX · Entity 9738 | GrantStock Option · Derivative | 213,698 | $0.00 Strike: $2.34 | $0.00 |
DisclosureSEC source: 0001562180-22-008087 · primarydocument.xml · derivative · entry 4 Smith Michael John · CIK 0001872655 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,698 Underlying: Common Stock · 213,698 shares Expires 2031-06-21 F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options. F3 · derivative.exercise_date: The option was originally granted on June 22, 2021 and vested as to 25% of the underlying shares of Common Stock on June 21, 2022 and with respect to the remaining shares in 36 equal monthly installments thereafter, subject to the reporting person's continued provision of service to the issuer on each vesting date. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 18:47 UTC | Sonendo, Inc. SONX · Entity 9738 | Disposition to issuerStock Option · Derivative | 213,698 | $0.00 Strike: $11.52 | $0.00 |
DisclosureSEC source: 0001562180-22-008087 · primarydocument.xml · derivative · entry 3 Smith Michael John · CIK 0001872655 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 213,698 shares Expires 2031-06-21 F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options. F3 · derivative.exercise_date: The option was originally granted on June 22, 2021 and vested as to 25% of the underlying shares of Common Stock on June 21, 2022 and with respect to the remaining shares in 36 equal monthly installments thereafter, subject to the reporting person's continued provision of service to the issuer on each vesting date. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 18:47 UTC | Sonendo, Inc. SONX · Entity 9738 | GrantStock Option · Derivative | 66,615 | $0.00 Strike: $2.34 | $0.00 |
DisclosureSEC source: 0001562180-22-008087 · primarydocument.xml · derivative · entry 2 Smith Michael John · CIK 0001872655 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,615 Underlying: Common Stock · 66,615 shares Expires 2031-10-27 F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options. F2 · derivative.exercise_date: The option was originally granted on October 28, 2021 and vests in 16 equal quarterly installments beginning on October 28, 2021, subject to the reporting person's continued provision of service to the issuer on each vesting date. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 18:47 UTC | Sonendo, Inc. SONX · Entity 9738 | Disposition to issuerStock Option · Derivative | 66,615 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0001562180-22-008087 · primarydocument.xml · derivative · entry 1 Smith Michael John · CIK 0001872655 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 66,615 shares Expires 2031-10-27 F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options. F2 · derivative.exercise_date: The option was originally granted on October 28, 2021 and vests in 16 equal quarterly installments beginning on October 28, 2021, subject to the reporting person's continued provision of service to the issuer on each vesting date. Read SEC document |
| November 14, 2022 Filed Nov 16, 2022 16:05 UTC | Sonendo, Inc. SONX · Entity 9738 | SaleCommon Stock | 7,341 | $1.92 | $14,093.99 |
DisclosureSEC source: 0001562180-22-007710 · primarydocument.xml · nonDerivative · entry 1 Smith Michael John · CIK 0001872655 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,298 F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 11/02/2021 and 03/25/2022. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.81 to $2.07. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 16, 2022 Filed Aug 17, 2022 16:38 UTC | Sonendo, Inc. SONX · Entity 9738 | SaleCommon Stock | 7,224 | $1.48 | $10,657.57 |
DisclosureSEC source: 0001562180-22-006175 · primarydocument.xml · nonDerivative · entry 1 Smith Michael John · CIK 0001872655 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,639 F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 11/02/2021 and 03/25/2022. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.44 to $1.58. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 23, 2022 Filed May 25, 2022 16:02 UTC | Sonendo, Inc. SONX · Entity 9738 | PurchaseCommon Stock | 7,769 | $2.70 | $20,998.05 |
DisclosureSEC source: 0001562180-22-004384 · primarydocument.xml · nonDerivative · entry 1 Smith Michael John · CIK 0001872655 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,863 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.70 to $2.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 17, 2022 Filed May 18, 2022 16:03 UTC | Sonendo, Inc. SONX · Entity 9738 | PurchaseCommon Stock | 16,468 | $2.73 | $44,957.64 |
DisclosureSEC source: 0001562180-22-004188 · primarydocument.xml · nonDerivative · entry 2 Smith Michael John · CIK 0001872655 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,857 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.70 to $2.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 16, 2022 Filed May 18, 2022 16:03 UTC | Sonendo, Inc. SONX · Entity 9738 | PurchaseCommon Stock | 5,000 | $3.00 | $15,000.00 |
DisclosureSEC source: 0001562180-22-004188 · primarydocument.xml · nonDerivative · entry 1 Smith Michael John · CIK 0001872655 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 346,389 Read SEC document |
| May 13, 2022 Filed May 17, 2022 19:04 UTC | Sonendo, Inc. SONX · Entity 9738 | SaleCommon Stock | 1,958 | $2.78 | $5,441.48 |
DisclosureSEC source: 0001562180-22-004152 · primarydocument.xml · nonDerivative · entry 1 Smith Michael John · CIK 0001872655 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 341,389 F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.62 to $2.90. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 13, 2022 Filed May 20, 2022 19:02 UTC Amendment | Sonendo, Inc. SONX · Entity 9738 | SaleCommon Stock | 1,958 | $2.78 | $5,441.48 |
DisclosureSEC source: 0001562180-22-004309 · primarydocument.xml · nonDerivative · entry 1 Smith Michael John · CIK 0001872655 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,626 F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.62 to $2.90. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: This Form 4/A is being filed to correct an error in Column 5 of the original Form 4 filed by the Reporting Person on May 17, 2022 regarding the amount of securities beneficially owned by the Reporting Person following the transaction reported therein, which error also affected the total reported in Column 5 of the subsequent Form 4 filed by the Reporting Person on May 18, 2022. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 19:23 UTC | Sonendo, Inc. SONX · Entity 9738 | GrantCommon Stock | 270,551 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002990 · primarydocument.xml · nonDerivative · entry 1 Smith Michael John · CIK 0001872655 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,584 F1 · acquired: Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest in 16 equal quarterly installments beginning on March 25, 2022. Read SEC document |
| November 02, 2021 Filed Nov 2, 2021 17:23 UTC | Sonendo, Inc. SONX · Entity 9738 | PurchaseCommon Stock | 6,700 | $12.00 | $80,400.00 |
DisclosureSEC source: 0000899243-21-042413 · doc4.xml · nonDerivative · entry 2 Smith Michael John · CIK 0001872655 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,033 Read SEC document |
| November 02, 2021 Filed Nov 2, 2021 17:23 UTC | Sonendo, Inc. SONX · Entity 9738 | GrantCommon Stock | 46,333 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-042413 · doc4.xml · nonDerivative · entry 1 Smith Michael John · CIK 0001872655 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,333 F1 · acquired: Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest in 16 equal quarterly installments beginning on November 2, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.