Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Sonendo, Inc.SONX · Entity 9738 | Chief Financial Officer | March 15, 2024 | March 18, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Sonendo, Inc.
Report date March 15, 2024 · Filed March 18, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 528,746 |
Reported balance
After 2024-03-15 transaction · row 1
1 source rowRow 1 · 2024-03-15 · Sale · Disposed 10,670 · Balance 528,746 F1: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/14/2023. The sales were made through "sell to cover" transactions and do not represent discretionary transactions by the Reporting Person. F2: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.095 to $0.109. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/14/2023. The sales were made through "sell to cover" transactions and do not represent discretionary transactions by the Reporting Person.
F2: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.095 to $0.109. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2024 Filed Mar 18, 2024 17:55 UTC | Sonendo, Inc. SONX · Entity 9738 | SaleCommon Stock | 10,670 | $0.10 | $1,031.79 |
DisclosureSEC source: 0001562180-24-002775 · primarydocument.xml · nonDerivative · entry 1 Watts Michael Patrick · CIK 0001872686 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 528,746 F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/14/2023. The sales were made through "sell to cover" transactions and do not represent discretionary transactions by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.095 to $0.109. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 05, 2024 Filed Feb 5, 2024 20:35 UTC | Sonendo, Inc. SONX · Entity 9738 | SaleCommon Stock | 1,614 | $0.15 | $243.71 |
DisclosureSEC source: 0001562180-24-001077 · primarydocument.xml · nonDerivative · entry 1 Watts Michael Patrick · CIK 0001872686 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 539,416 F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 11/02/2021. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. Read SEC document |
| December 25, 2023 Filed Dec 26, 2023 18:04 UTC | Sonendo, Inc. SONX · Entity 9738 | SaleCommon Stock | 5,573 | $0.32 | $1,790.60 |
DisclosureSEC source: 0001562180-23-008555 · primarydocument.xml · nonDerivative · entry 1 Watts Michael Patrick · CIK 0001872686 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 541,030 F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 3/25/2022. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. Read SEC document |
| December 14, 2023 Filed Dec 15, 2023 13:26 UTC | Sonendo, Inc. SONX · Entity 9738 | Tax withholdingCommon Stock | 11,030 | $0.08 | $827.25 |
DisclosureSEC source: 0001562180-23-008399 · primarydocument.xml · nonDerivative · entry 1 Watts Michael Patrick · CIK 0001872686 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 546,603 F1 · kind: Represents shares withheld to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/14/2023. Read SEC document |
| November 02, 2023 Filed Nov 3, 2023 14:41 UTC | Sonendo, Inc. SONX · Entity 9738 | Tax withholdingCommon Stock | 1,090 | $0.27 | $295.39 |
DisclosureSEC source: 0001562180-23-007540 · primarydocument.xml · nonDerivative · entry 1 Watts Michael Patrick · CIK 0001872686 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 557,633 F1 · kind: Represents shares withheld to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 11/02/2021. Read SEC document |
| September 25, 2023 Filed Sep 26, 2023 13:03 UTC | Sonendo, Inc. SONX · Entity 9738 | Tax withholdingCommon Stock | 3,824 | $0.79 | $3,020.96 |
DisclosureSEC source: 0001562180-23-007030 · primarydocument.xml · nonDerivative · entry 1 Watts Michael Patrick · CIK 0001872686 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 558,723 F1 · kind: Represents shares withheld to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/25/2022. Read SEC document |
| September 14, 2023 Filed Sep 18, 2023 13:04 UTC | Sonendo, Inc. SONX · Entity 9738 | Tax withholdingCommon Stock | 8,016 | $0.90 | $7,240.05 |
DisclosureSEC source: 0001562180-23-006887 · primarydocument.xml · nonDerivative · entry 1 Watts Michael Patrick · CIK 0001872686 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 562,547 F1 · kind: Represents shares withheld to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/14/2023. Read SEC document |
| August 03, 2023 Filed Aug 7, 2023 15:11 UTC | Sonendo, Inc. SONX · Entity 9738 | SaleCommon Stock | 1,155 | $1.35 | $1,562.02 |
DisclosureSEC source: 0001562180-23-006214 · primarydocument.xml · nonDerivative · entry 1 Watts Michael Patrick · CIK 0001872686 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 570,563 F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 11/02/2021. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.34 to $1.36. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 26, 2023 Filed Jun 27, 2023 17:46 UTC | Sonendo, Inc. SONX · Entity 9738 | SaleCommon Stock | 4,033 | $1.19 | $4,794.43 |
DisclosureSEC source: 0001562180-23-005521 · primarydocument.xml · nonDerivative · entry 1 Watts Michael Patrick · CIK 0001872686 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 571,718 F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/25/2022. The sales were made through "sell to cover" transactions and do not represent discretionary transactions by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.16 to $1.21. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 16, 2023 Filed Jun 20, 2023 21:17 UTC | Sonendo, Inc. SONX · Entity 9738 | SaleCommon Stock | 3,272 | $1.09 | $3,560.92 |
DisclosureSEC source: 0001562180-23-005398 · primarydocument.xml · nonDerivative · entry 2 Watts Michael Patrick · CIK 0001872686 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 575,751 F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/14/2023. The sales were made through "sell to cover" transactions and do not represent discretionary transactions by the Reporting Person. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.05 to $1.13. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 21:17 UTC | Sonendo, Inc. SONX · Entity 9738 | SaleCommon Stock | 5,175 | $1.12 | $5,797.04 |
DisclosureSEC source: 0001562180-23-005398 · primarydocument.xml · nonDerivative · entry 1 Watts Michael Patrick · CIK 0001872686 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 579,023 F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/14/2023. The sales were made through "sell to cover" transactions and do not represent discretionary transactions by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.12 to $1.22. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 03, 2023 Filed May 4, 2023 14:19 UTC | Sonendo, Inc. SONX · Entity 9738 | SaleCommon Stock | 1,126 | $1.24 | $1,397.37 |
DisclosureSEC source: 0001562180-23-003930 · primarydocument.xml · nonDerivative · entry 1 Watts Michael Patrick · CIK 0001872686 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 584,198 F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 11/02/2021. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.20 to $1.27. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 27, 2023 Filed Mar 28, 2023 16:30 UTC | Sonendo, Inc. SONX · Entity 9738 | SaleCommon Stock | 4,710 | $1.81 | $8,541.11 |
DisclosureSEC source: 0001562180-23-003149 · primarydocument.xml · nonDerivative · entry 1 Watts Michael Patrick · CIK 0001872686 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 585,324 F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/25/2022. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.80 to $1.83. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 13:08 UTC | Sonendo, Inc. SONX · Entity 9738 | GrantCommon Stock | 370,886 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-002839 · primarydocument.xml · nonDerivative · entry 1 Watts Michael Patrick · CIK 0001872686 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 590,034 F1 · kind: Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest in 16 equal quarterly installments beginning on March 14, 2023. Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 12:54 UTC | Sonendo, Inc. SONX · Entity 9738 | SaleCommon Stock | 1,373 | $2.47 | $3,397.08 |
DisclosureSEC source: 0001562180-23-001071 · primarydocument.xml · nonDerivative · entry 1 Watts Michael Patrick · CIK 0001872686 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,148 F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 11/02/2021. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.40 to $2.51. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 27, 2022 Filed Dec 28, 2022 19:39 UTC | Sonendo, Inc. SONX · Entity 9738 | SaleCommon Stock | 4,194 | $1.50 | $6,293.94 |
DisclosureSEC source: 0001562180-22-008441 · primarydocument.xml · nonDerivative · entry 1 Watts Michael Patrick · CIK 0001872686 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,521 F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/25/2022. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.44 to $1.57. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 18:47 UTC | Sonendo, Inc. SONX · Entity 9738 | GrantStock Option · Derivative | 133,519 | $0.00 Strike: $2.34 | $0.00 |
DisclosureSEC source: 0001562180-22-008088 · primarydocument.xml · derivative · entry 6 Watts Michael Patrick · CIK 0001872686 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,519 Underlying: Common Stock · 133,519 shares Expires 2027-12-11 F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options. F4 · derivative.exercise_date: The options were originally granted on December 12, 2017 and are fully vested. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 18:47 UTC | Sonendo, Inc. SONX · Entity 9738 | Disposition to issuerStock Option · Derivative | 133,519 | $0.00 Strike: $4.02 | $0.00 |
DisclosureSEC source: 0001562180-22-008088 · primarydocument.xml · derivative · entry 5 Watts Michael Patrick · CIK 0001872686 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 133,519 shares Expires 2027-12-11 F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options. F4 · derivative.exercise_date: The options were originally granted on December 12, 2017 and are fully vested. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 18:47 UTC | Sonendo, Inc. SONX · Entity 9738 | GrantStock Option · Derivative | 41,205 | $0.00 Strike: $2.34 | $0.00 |
DisclosureSEC source: 0001562180-22-008088 · primarydocument.xml · derivative · entry 4 Watts Michael Patrick · CIK 0001872686 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,205 Underlying: Common Stock · 41,205 shares Expires 2030-03-16 F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options. F3 · derivative.exercise_date: The option was originally granted on March 17, 2020 and vests in 48 equal monthly installments beginning on March 17, 2020, subject to the reporting person's continued provision of service to the issuer on each vesting date. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 18:47 UTC | Sonendo, Inc. SONX · Entity 9738 | Disposition to issuerStock Option · Derivative | 41,205 | $0.00 Strike: $7.01 | $0.00 |
DisclosureSEC source: 0001562180-22-008088 · primarydocument.xml · derivative · entry 3 Watts Michael Patrick · CIK 0001872686 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 41,205 shares Expires 2030-03-16 F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options. F3 · derivative.exercise_date: The option was originally granted on March 17, 2020 and vests in 48 equal monthly installments beginning on March 17, 2020, subject to the reporting person's continued provision of service to the issuer on each vesting date. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 18:47 UTC | Sonendo, Inc. SONX · Entity 9738 | GrantStock Option · Derivative | 72,462 | $0.00 Strike: $2.34 | $0.00 |
DisclosureSEC source: 0001562180-22-008088 · primarydocument.xml · derivative · entry 2 Watts Michael Patrick · CIK 0001872686 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,462 Underlying: Common Stock · 72,462 shares Expires 2031-10-27 F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options. F2 · derivative.exercise_date: The option was originally granted on October 28, 2021 and vests in 16 equal quarterly installments beginning on October 28, 2021, subject to the reporting person's continued provision of service to the issuer on each vesting date. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 18:47 UTC | Sonendo, Inc. SONX · Entity 9738 | Disposition to issuerStock Option · Derivative | 72,462 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0001562180-22-008088 · primarydocument.xml · derivative · entry 1 Watts Michael Patrick · CIK 0001872686 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 72,462 shares Expires 2031-10-27 F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options. F2 · derivative.exercise_date: The option was originally granted on October 28, 2021 and vests in 16 equal quarterly installments beginning on October 28, 2021, subject to the reporting person's continued provision of service to the issuer on each vesting date. Read SEC document |
| November 14, 2022 Filed Nov 16, 2022 16:06 UTC | Sonendo, Inc. SONX · Entity 9738 | SaleCommon Stock | 5,269 | $1.92 | $10,115.95 |
DisclosureSEC source: 0001562180-22-007712 · primarydocument.xml · nonDerivative · entry 1 Watts Michael Patrick · CIK 0001872686 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,715 F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 11/02/2021 and 03/25/2022. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.81 to $2.07. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 16, 2022 Filed Aug 17, 2022 16:38 UTC | Sonendo, Inc. SONX · Entity 9738 | SaleCommon Stock | 5,186 | $1.48 | $7,650.91 |
DisclosureSEC source: 0001562180-22-006174 · primarydocument.xml · nonDerivative · entry 1 Watts Michael Patrick · CIK 0001872686 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,984 F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 11/02/2021 and 03/25/2022. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.44 to $1.58. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 13, 2022 Filed May 17, 2022 19:06 UTC | Sonendo, Inc. SONX · Entity 9738 | SaleCommon Stock | 2,129 | $2.78 | $5,916.70 |
DisclosureSEC source: 0001562180-22-004151 · primarydocument.xml · nonDerivative · entry 1 Watts Michael Patrick · CIK 0001872686 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,170 F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.62 to $2.90. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 19:23 UTC | Sonendo, Inc. SONX · Entity 9738 | GrantCommon Stock | 176,899 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002989 · primarydocument.xml · nonDerivative · entry 1 Watts Michael Patrick · CIK 0001872686 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,299 F1 · acquired: Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest in 16 equal quarterly installments beginning on March 25, 2022. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 17:31 UTC | Sonendo, Inc. SONX · Entity 9738 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $4.02 | $0.00 |
DisclosureSEC source: 0001872686-22-000003 · edgar.xml · derivative · entry 2 Watts Michael Patrick · CIK 0001872686 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,625 Underlying: Common Stock · 10,000 shares Expires 2027-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested in four equal annual installments beginning November 6, 2017. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 17:31 UTC | Sonendo, Inc. SONX · Entity 9738 | Exercise / conversionCommon Stock | 10,000 | $4.02 | $40,200.00 |
DisclosureSEC source: 0001872686-22-000003 · edgar.xml · nonDerivative · entry 1 Watts Michael Patrick · CIK 0001872686 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2021 Filed Nov 2, 2021 17:20 UTC | Sonendo, Inc. SONX · Entity 9738 | GrantCommon Stock | 50,400 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-042403 · doc4.xml · nonDerivative · entry 1 Watts Michael Patrick · CIK 0001872686 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,400 F1 · acquired: Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest in 16 equal quarterly installments beginning on November 2, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.