SOFI

SEC source: 0001104659-21-107749 · tm2125536-1_4seq1.xml · nonDerivative · entry 1

Lapointe Christopher · CIK 0001864508 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,497

SEC source: 0001104659-21-107855 · tm2125562-1_4seq1.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,224,402

F1 · price: The reported transactions were executed in multiple trades. The purchase price of $13.9325 reported in Column 4 is the weighted average purchase price for the 7,150 shares acquired by the Reporting Person within a range of $13.90 to $13.96 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.

SEC source: 0001818874-23-000090 · wf-form4_168365912897589.xml · nonDerivative · entry 3

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse

Disclosed balance after: 900

F1 · ownership.nature: Held by the Reporting Person's spouse. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001104659-21-107436 · tm2125454d1_4.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,217,252

F1 · price: The reported transactions were executed in multiple trades. The purchase price of $14.4646 reported in Column 4 is the weighted average purchase price for the 7,150 shares acquired by the Reporting Person within a range of $14.45 to $14.48 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.

SEC source: 0001818874-23-000090 · wf-form4_168365912897589.xml · nonDerivative · entry 2

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse

Disclosed balance after: 500

F1 · ownership.nature: Held by the Reporting Person's spouse. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001104659-21-107158 · tm2125386d1_4.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,210,102

F1 · price: The reported transactions were executed in multiple trades. The purchase price of $13.7811 reported in Column 4 is the weighted average purchase price for the 7,150 shares acquired by the Reporting Person within a range of $13.76 to $13.79 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.

SEC source: 0001104659-21-100310 · tm2124205-4_4seq1.xml · derivative · entry 3

Lapointe Christopher · CIK 0001864508 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,226,074

Underlying: Common Stock · 87,579 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the settlement of a portion of the restricted stock units granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F2 · derivative.exercise_date: Represents the settlement of a portion of the restricted stock units granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F2 · derivative.expiration_date: Represents the settlement of a portion of the restricted stock units granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

SEC source: 0001104659-21-100310 · tm2124205-4_4seq1.xml · nonDerivative · entry 2

Lapointe Christopher · CIK 0001864508 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,997

SEC source: 0001104659-21-100310 · tm2124205-4_4seq1.xml · nonDerivative · entry 1

Lapointe Christopher · CIK 0001864508 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001104659-21-100313 · tm2124205d6_4seq1.xml · derivative · entry 3

Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,239

Underlying: Common Stock · 44,801 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the settlement of a portion of the restricted stock units granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F2 · derivative.exercise_date: Represents the settlement of a portion of the restricted stock units granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F2 · derivative.expiration_date: Represents the settlement of a portion of the restricted stock units granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

SEC source: 0001104659-21-100313 · tm2124205d6_4seq1.xml · nonDerivative · entry 2

Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,538

SEC source: 0001104659-21-100313 · tm2124205d6_4seq1.xml · nonDerivative · entry 1

Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001104659-21-100307 · tm2124205-2_4seq1.xml · derivative · entry 3

Nuckles Jennifer · CIK 0001863186 · EVP & Group Business Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 899,718

Underlying: Common Stock · 79,577 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the settlement of a portion of the restricted stock units granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F2 · derivative.exercise_date: Represents the settlement of a portion of the restricted stock units granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F2 · derivative.expiration_date: Represents the settlement of a portion of the restricted stock units granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

SEC source: 0001104659-21-100307 · tm2124205-2_4seq1.xml · nonDerivative · entry 2

Nuckles Jennifer · CIK 0001863186 · EVP & Group Business Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,924

SEC source: 0001104659-21-100307 · tm2124205-2_4seq1.xml · nonDerivative · entry 1

Nuckles Jennifer · CIK 0001863186 · EVP & Group Business Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,769

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001104659-21-100306 · tm2124205-1_4seq1.xml · derivative · entry 3

Ronen Assaf · CIK 0001863472 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 744,159

Underlying: Common Stock · 84,145 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the settlement of a portion of the restricted stock units granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F2 · derivative.exercise_date: Represents the settlement of a portion of the restricted stock units granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F2 · derivative.expiration_date: Represents the settlement of a portion of the restricted stock units granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

SEC source: 0001104659-21-100306 · tm2124205-1_4seq1.xml · nonDerivative · entry 2

Ronen Assaf · CIK 0001863472 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,077

SEC source: 0001104659-21-100306 · tm2124205-1_4seq1.xml · nonDerivative · entry 1

Ronen Assaf · CIK 0001863472 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001104659-21-100314 · tm2124205d7_4seq1.xml · derivative · entry 3

Heavener Micah · CIK 0001863183 · Head of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,249

Underlying: Common Stock · 35,543 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the settlement of a portion of the restricted stock units granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F2 · derivative.exercise_date: Represents the settlement of a portion of the restricted stock units granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F2 · derivative.expiration_date: Represents the settlement of a portion of the restricted stock units granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

SEC source: 0001104659-21-100314 · tm2124205d7_4seq1.xml · nonDerivative · entry 2

Heavener Micah · CIK 0001863183 · Head of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,412

SEC source: 0001104659-21-100314 · tm2124205d7_4seq1.xml · nonDerivative · entry 1

Heavener Micah · CIK 0001863183 · Head of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001104659-21-100312 · tm2124205d5_4seq1.xml · derivative · entry 3

Webster Aaron · CIK 0001862209 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 862,684

Underlying: Common Stock · 85,742 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the settlement of a portion of the restricted stock units granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021

F2 · derivative.exercise_date: Represents the settlement of a portion of the restricted stock units granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021

F2 · derivative.expiration_date: Represents the settlement of a portion of the restricted stock units granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021

SEC source: 0001104659-21-100312 · tm2124205d5_4seq1.xml · nonDerivative · entry 2

Webster Aaron · CIK 0001862209 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,763

SEC source: 0001104659-21-100312 · tm2124205d5_4seq1.xml · nonDerivative · entry 1

Webster Aaron · CIK 0001862209 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001104659-21-100315 · tm2124205d8_4seq1.xml · derivative · entry 3

Renz Maria · CIK 0001832610 · EVP & Group Business Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,552,834

Underlying: Common Stock · 141,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the settlement of a portion of the restricted stock units granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F2 · derivative.exercise_date: Represents the settlement of a portion of the restricted stock units granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F2 · derivative.expiration_date: Represents the settlement of a portion of the restricted stock units granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

SEC source: 0001104659-21-100315 · tm2124205d8_4seq1.xml · nonDerivative · entry 2

Renz Maria · CIK 0001832610 · EVP & Group Business Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,542

SEC source: 0001104659-21-100315 · tm2124205d8_4seq1.xml · nonDerivative · entry 1

Renz Maria · CIK 0001832610 · EVP & Group Business Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,637

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001104659-21-100309 · tm2124205-3_4seq1.xml · derivative · entry 3

Lavet Robert S · CIK 0001351119 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,021

Underlying: Common Stock · 53,683 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the settlement of a portion of the restricted stock units granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F2 · derivative.exercise_date: Represents the settlement of a portion of the restricted stock units granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F2 · derivative.expiration_date: Represents the settlement of a portion of the restricted stock units granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

SEC source: 0001104659-21-100309 · tm2124205-3_4seq1.xml · nonDerivative · entry 2

Lavet Robert S · CIK 0001351119 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,278,146

SEC source: 0001104659-21-100309 · tm2124205-3_4seq1.xml · nonDerivative · entry 1

Lavet Robert S · CIK 0001351119 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,302,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001062993-21-006693 · form4.xml · nonDerivative · entry 3

SOFTBANK GROUP CORP · CIK 0001065521 · Director · 10% owner

SoftBank Group Capital Ltd · CIK 0001755163 · Director · 10% owner

SB SONIC HOLDCO (UK) LTD · CIK 0001864932 · Director · 10% owner

Delaware Project 10 L.L.C. · CIK 0001872350 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Delaware Project 10 L.L.C.

Disclosed balance after: 117,795,933

F1 · kind: The shares were originally held by SoftBank Group Capital Ltd. ("SBGC") and SB Sonic HoldCo (UK) Limited ("SB Sonic"), each wholly owned subsidiaries of SoftBank Group Corp. ("SoftBank"). On July 21, 2021, SoftBank transferred the shares from SBGC and SB Sonic to Delaware Project 10 L.L.C. ("DE Project 10"), also a wholly owned subsidiary of SoftBank.

F1 · price: The shares were originally held by SoftBank Group Capital Ltd. ("SBGC") and SB Sonic HoldCo (UK) Limited ("SB Sonic"), each wholly owned subsidiaries of SoftBank Group Corp. ("SoftBank"). On July 21, 2021, SoftBank transferred the shares from SBGC and SB Sonic to Delaware Project 10 L.L.C. ("DE Project 10"), also a wholly owned subsidiary of SoftBank.

F1 · balance_after: The shares were originally held by SoftBank Group Capital Ltd. ("SBGC") and SB Sonic HoldCo (UK) Limited ("SB Sonic"), each wholly owned subsidiaries of SoftBank Group Corp. ("SoftBank"). On July 21, 2021, SoftBank transferred the shares from SBGC and SB Sonic to Delaware Project 10 L.L.C. ("DE Project 10"), also a wholly owned subsidiary of SoftBank.

F3 · ownership.nature: Michel Combes and Carlos Carniero de Medeiros, each a member of the board of directors of the Issuer, were elected as representatives of SoftBank, SBGC, SB Sonic, and now DE Project 10. Messrs. Combes and Medeiros serve as managers of DE Project 10 and in other roles at SoftBank entities. As a result, each of these entities is a director by deputization for Section 16 purposes.

F4 · ownership.nature: The shares are directly held by DE Project 10. SoftBank may be deemed to have voting and dispositive power with respect to the shares held by DE Project 10. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

SEC source: 0001062993-21-006693 · form4.xml · nonDerivative · entry 2

SOFTBANK GROUP CORP · CIK 0001065521 · Director · 10% owner

SoftBank Group Capital Ltd · CIK 0001755163 · Director · 10% owner

SB SONIC HOLDCO (UK) LTD · CIK 0001864932 · Director · 10% owner

Delaware Project 10 L.L.C. · CIK 0001872350 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SoftBank Group Capital Ltd

Disclosed balance after: 0

F1 · kind: The shares were originally held by SoftBank Group Capital Ltd. ("SBGC") and SB Sonic HoldCo (UK) Limited ("SB Sonic"), each wholly owned subsidiaries of SoftBank Group Corp. ("SoftBank"). On July 21, 2021, SoftBank transferred the shares from SBGC and SB Sonic to Delaware Project 10 L.L.C. ("DE Project 10"), also a wholly owned subsidiary of SoftBank.

F2 · shares: The shares initially reported as acquired in the Form 4 filed on June 2, 2021 were adjusted by the Issuer as a result of a post transaction review. The shares reported herein reflect the number of shares acquired by SBGC (less the shares disposed to the Issuer on May 28, 2021, as reported on the Form 4 filed on June 2, 2021) and SB Sonic in the business combination.

F1 · price: The shares were originally held by SoftBank Group Capital Ltd. ("SBGC") and SB Sonic HoldCo (UK) Limited ("SB Sonic"), each wholly owned subsidiaries of SoftBank Group Corp. ("SoftBank"). On July 21, 2021, SoftBank transferred the shares from SBGC and SB Sonic to Delaware Project 10 L.L.C. ("DE Project 10"), also a wholly owned subsidiary of SoftBank.

F1 · balance_after: The shares were originally held by SoftBank Group Capital Ltd. ("SBGC") and SB Sonic HoldCo (UK) Limited ("SB Sonic"), each wholly owned subsidiaries of SoftBank Group Corp. ("SoftBank"). On July 21, 2021, SoftBank transferred the shares from SBGC and SB Sonic to Delaware Project 10 L.L.C. ("DE Project 10"), also a wholly owned subsidiary of SoftBank.

SEC source: 0001062993-21-006693 · form4.xml · nonDerivative · entry 1

SOFTBANK GROUP CORP · CIK 0001065521 · Director · 10% owner

SoftBank Group Capital Ltd · CIK 0001755163 · Director · 10% owner

SB SONIC HOLDCO (UK) LTD · CIK 0001864932 · Director · 10% owner

Delaware Project 10 L.L.C. · CIK 0001872350 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SB Sonic Holdco (UK) Ltd

Disclosed balance after: 0

F1 · kind: The shares were originally held by SoftBank Group Capital Ltd. ("SBGC") and SB Sonic HoldCo (UK) Limited ("SB Sonic"), each wholly owned subsidiaries of SoftBank Group Corp. ("SoftBank"). On July 21, 2021, SoftBank transferred the shares from SBGC and SB Sonic to Delaware Project 10 L.L.C. ("DE Project 10"), also a wholly owned subsidiary of SoftBank.

F2 · shares: The shares initially reported as acquired in the Form 4 filed on June 2, 2021 were adjusted by the Issuer as a result of a post transaction review. The shares reported herein reflect the number of shares acquired by SBGC (less the shares disposed to the Issuer on May 28, 2021, as reported on the Form 4 filed on June 2, 2021) and SB Sonic in the business combination.

F1 · price: The shares were originally held by SoftBank Group Capital Ltd. ("SBGC") and SB Sonic HoldCo (UK) Limited ("SB Sonic"), each wholly owned subsidiaries of SoftBank Group Corp. ("SoftBank"). On July 21, 2021, SoftBank transferred the shares from SBGC and SB Sonic to Delaware Project 10 L.L.C. ("DE Project 10"), also a wholly owned subsidiary of SoftBank.

F1 · balance_after: The shares were originally held by SoftBank Group Capital Ltd. ("SBGC") and SB Sonic HoldCo (UK) Limited ("SB Sonic"), each wholly owned subsidiaries of SoftBank Group Corp. ("SoftBank"). On July 21, 2021, SoftBank transferred the shares from SBGC and SB Sonic to Delaware Project 10 L.L.C. ("DE Project 10"), also a wholly owned subsidiary of SoftBank.

SEC source: 0001062993-21-005315 · form4.xml · nonDerivative · entry 3

SOFTBANK GROUP CORP · CIK 0001065521 · Director · 10% owner

SoftBank Group Capital Ltd · CIK 0001755163 · Director · 10% owner

SB SONIC HOLDCO (UK) LTD · CIK 0001864932 · Director · 10% owner

CARNEIRO DE MEDEIROS CARLOS HENRIQUE · CIK 0001862136 · Director

Combes Michel · CIK 0001708849 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SoftBank Group Capital Ltd

Disclosed balance after: 53,111,494

F2 · shares: The shares were sold to the Issuer pursuant to a Share Repurchase Agreement, dated as of May 28, 2021, between SoftBank Group Capital Ltd ("SBGC") and the Issuer in accordance with the terms of the Merger Agreement.

F3 · balance_after: Under the Issuer's Certificate of Incorporation, the SoftBank Holders (as defined below) have the right to convert their shares into non-voting common stock ("Non-Voting Shares") of the Issuer. Further, pursuant to the Issuer's Certificate of Incorporation and a shareholders' agreement with the Issuer and certain other parties, in the event the Issuer becomes a bank holding company within the meaning of the Bank Holding Company Act of 1956, then the minimum number of shares held by the SoftBank Holders will automatically be converted into an equal number of Non-Voting Shares so that the SoftBank Holders, together with their affiliates, would not own or control, or be deemed to own or control, collectively, greater than 24.9% (or 14.9%, if required by the Board of Governors of the Federal Reserve Board) of the voting power of any class of voting securities of the Issuer.

F4 · ownership.nature: Michel Combes and Carlos Carniero de Medeiros, each a member of the board of directors of the Issuer, were elected as representatives of SoftBank Group Corp. ("SoftBank"), SBGC and SB Sonic HoldCo (UK) Limited ("SB Sonic" and together with SBGC, the "SoftBank Holders"). As a result, each of these entities is a director by deputization for Section 16 purposes.

F5 · ownership.nature: The shares are directly held by SBGC and SB Sonic. SoftBank may be deemed to have voting and dispositive power with respect to the shares held by SBGC and SB Sonic. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

SEC source: 0001062993-21-005315 · form4.xml · nonDerivative · entry 2

SOFTBANK GROUP CORP · CIK 0001065521 · Director · 10% owner

SoftBank Group Capital Ltd · CIK 0001755163 · Director · 10% owner

SB SONIC HOLDCO (UK) LTD · CIK 0001864932 · Director · 10% owner

CARNEIRO DE MEDEIROS CARLOS HENRIQUE · CIK 0001862136 · Director

Combes Michel · CIK 0001708849 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SB Sonic Holdco (UK) Ltd

Disclosed balance after: 64,685,237

F1 · price: Received in exchange for shares of Social Finance Inc., a Delaware corporation ("Social Finance"), pursuant to the Agreement and Plan of Merger, dated as of January 7, 2021, as amended (the "Merger Agreement"), by and among Social Capital Hedosophia Holdings Corp. V, a Cayman Islands corporation ("Social Capital"), Plutus Merger Sub Inc. ("Merger Sub") and Social Finance (and upon consummation of the business combination, the surviving Issuer as renamed "SoFi Technologies, Inc.").

F3 · balance_after: Under the Issuer's Certificate of Incorporation, the SoftBank Holders (as defined below) have the right to convert their shares into non-voting common stock ("Non-Voting Shares") of the Issuer. Further, pursuant to the Issuer's Certificate of Incorporation and a shareholders' agreement with the Issuer and certain other parties, in the event the Issuer becomes a bank holding company within the meaning of the Bank Holding Company Act of 1956, then the minimum number of shares held by the SoftBank Holders will automatically be converted into an equal number of Non-Voting Shares so that the SoftBank Holders, together with their affiliates, would not own or control, or be deemed to own or control, collectively, greater than 24.9% (or 14.9%, if required by the Board of Governors of the Federal Reserve Board) of the voting power of any class of voting securities of the Issuer.

F4 · ownership.nature: Michel Combes and Carlos Carniero de Medeiros, each a member of the board of directors of the Issuer, were elected as representatives of SoftBank Group Corp. ("SoftBank"), SBGC and SB Sonic HoldCo (UK) Limited ("SB Sonic" and together with SBGC, the "SoftBank Holders"). As a result, each of these entities is a director by deputization for Section 16 purposes.

F5 · ownership.nature: The shares are directly held by SBGC and SB Sonic. SoftBank may be deemed to have voting and dispositive power with respect to the shares held by SBGC and SB Sonic. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

SEC source: 0001062993-21-005315 · form4.xml · nonDerivative · entry 1

SOFTBANK GROUP CORP · CIK 0001065521 · Director · 10% owner

SoftBank Group Capital Ltd · CIK 0001755163 · Director · 10% owner

SB SONIC HOLDCO (UK) LTD · CIK 0001864932 · Director · 10% owner

CARNEIRO DE MEDEIROS CARLOS HENRIQUE · CIK 0001862136 · Director

Combes Michel · CIK 0001708849 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SoftBank Group Capital Ltd

Disclosed balance after: 68,111,494

F1 · price: Received in exchange for shares of Social Finance Inc., a Delaware corporation ("Social Finance"), pursuant to the Agreement and Plan of Merger, dated as of January 7, 2021, as amended (the "Merger Agreement"), by and among Social Capital Hedosophia Holdings Corp. V, a Cayman Islands corporation ("Social Capital"), Plutus Merger Sub Inc. ("Merger Sub") and Social Finance (and upon consummation of the business combination, the surviving Issuer as renamed "SoFi Technologies, Inc.").

F3 · balance_after: Under the Issuer's Certificate of Incorporation, the SoftBank Holders (as defined below) have the right to convert their shares into non-voting common stock ("Non-Voting Shares") of the Issuer. Further, pursuant to the Issuer's Certificate of Incorporation and a shareholders' agreement with the Issuer and certain other parties, in the event the Issuer becomes a bank holding company within the meaning of the Bank Holding Company Act of 1956, then the minimum number of shares held by the SoftBank Holders will automatically be converted into an equal number of Non-Voting Shares so that the SoftBank Holders, together with their affiliates, would not own or control, or be deemed to own or control, collectively, greater than 24.9% (or 14.9%, if required by the Board of Governors of the Federal Reserve Board) of the voting power of any class of voting securities of the Issuer.

F4 · ownership.nature: Michel Combes and Carlos Carniero de Medeiros, each a member of the board of directors of the Issuer, were elected as representatives of SoftBank Group Corp. ("SoftBank"), SBGC and SB Sonic HoldCo (UK) Limited ("SB Sonic" and together with SBGC, the "SoftBank Holders"). As a result, each of these entities is a director by deputization for Section 16 purposes.

F5 · ownership.nature: The shares are directly held by SBGC and SB Sonic. SoftBank may be deemed to have voting and dispositive power with respect to the shares held by SBGC and SB Sonic. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

SEC source: 0001104659-21-076008 · tm2118244-31_4.xml · nonDerivative · entry 1

Wilkes Thomas Clayton · CIK 0001864754 · Director · CEO - Galileo

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 53,921,655

F1 · price: Received in connection with the Issuer's business combination (the "Business Combination") with Social Finance, Inc. ("Legacy SoFi") in accordance with the terms of the Agreement and Plan of Merger, dated as of January 7, 2021, as amended on March 16, 2021, by and among the Issuer (f/k/a Social Capital Hedosophia Holdings Corp. V), Plutus Merger Sub Inc. ("Merger Sub") and Legacy SoFi (the "Merger Agreement"), pursuant to which Merger Sub merged with and into Legacy SoFi, with Legacy SoFi surviving the merger as a wholly-owned subsidiary of the Issuer.

F2 · ownership.nature: Consists of (i) 49,353,832 shares held of record by Red Crow Capital, LLC and (ii) 4,567,823 shares held of record jointly by the reporting person and his wife, who have shared voting and dispositive power with respect to the shares. The reporting person serves as the Manager of Red Crow Capital, LLC. The address of this entity is 1077 E Duffer Ln, North Salt Lake, UT 84054.

SEC source: 0001104659-21-075995 · tm2118244-11_4seq1.xml · derivative · entry 6

Lapointe Christopher · CIK 0001864508 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,918

Underlying: Common Stock · 257,918 shares

Expires not disclosed

F10 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F11 · derivative.exercise_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 17,194 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/16th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination.

F11 · derivative.expiration_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 17,194 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/16th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination.

SEC source: 0001104659-21-075995 · tm2118244-11_4seq1.xml · derivative · entry 5

Lapointe Christopher · CIK 0001864508 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 804,119

Underlying: Common Stock · 804,119 shares

Expires not disclosed

F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F9 · derivative.exercise_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 32,259 RSUs per quarter in equal quarterly installments for three quarters commencing on June 14, 2021, and will vest as to 45,874 RSUs per quarter in equal quarterly installments for four quarters commencing on March 14, 2022, as to 60,579 RSUs per quarter in equal quarterly installments for four quarters commencing on March 14, 2023 and as to 70,382 RSUs per quarter in equal quarterly installments for four quarters commencing on March 14, 2024, in each case subject to the reporting person's continued service with the Issuer through the applicable vesting date.

F9 · derivative.expiration_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 32,259 RSUs per quarter in equal quarterly installments for three quarters commencing on June 14, 2021, and will vest as to 45,874 RSUs per quarter in equal quarterly installments for four quarters commencing on March 14, 2022, as to 60,579 RSUs per quarter in equal quarterly installments for four quarters commencing on March 14, 2023 and as to 70,382 RSUs per quarter in equal quarterly installments for four quarters commencing on March 14, 2024, in each case subject to the reporting person's continued service with the Issuer through the applicable vesting date.

SEC source: 0001104659-21-075995 · tm2118244-11_4seq1.xml · derivative · entry 4

Lapointe Christopher · CIK 0001864508 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,854

Underlying: Common Stock · 95,854 shares

Expires not disclosed

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F7 · derivative.exercise_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 8,714 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/16th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination.

F7 · derivative.expiration_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 8,714 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/16th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination.

SEC source: 0001104659-21-075995 · tm2118244-11_4seq1.xml · derivative · entry 3

Lapointe Christopher · CIK 0001864508 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,606

Underlying: Common Stock · 19,606 shares

Expires not disclosed

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F5 · derivative.exercise_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 2,178 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/16th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination.

F5 · derivative.expiration_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 2,178 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/16th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination.

SEC source: 0001104659-21-075995 · tm2118244-11_4seq1.xml · derivative · entry 2

Lapointe Christopher · CIK 0001864508 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,156

Underlying: Common Stock · 136,156 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F3 · derivative.exercise_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 27,231 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/16th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination.

F3 · derivative.expiration_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 27,231 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/16th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination.

SEC source: 0001104659-21-075995 · tm2118244-11_4seq1.xml · nonDerivative · entry 1

Lapointe Christopher · CIK 0001864508 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,271

F1 · price: Received in connection with the Issuer's business combination (the "Business Combination") with Social Finance, Inc. ("Legacy SoFi") in accordance with the terms of the Agreement and Plan of Merger, dated as of January 7, 2021, as amended on March 16, 2021, by and among the Issuer (f/k/a Social Capital Hedosophia Holdings Corp. V), Plutus Merger Sub Inc. ("Merger Sub") and Legacy SoFi (the "Merger Agreement"), pursuant to which Merger Sub merged with and into Legacy SoFi, with Legacy SoFi surviving the merger as a wholly-owned subsidiary of the Issuer.

SEC source: 0001104659-21-076005 · tm2118244-27_4.xml · derivative · entry 4

Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,576

Underlying: Common Stock · 227,576 shares

Expires not disclosed

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F7 · derivative.exercise_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 15,171 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/16th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination.

F7 · derivative.expiration_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 15,171 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/16th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination.

SEC source: 0001104659-21-076005 · tm2118244-27_4.xml · derivative · entry 3

Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,268

Underlying: Common Stock · 86,268 shares

Expires not disclosed

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F5 · derivative.exercise_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 7,842 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/16th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination.

F5 · derivative.expiration_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 7,842 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/16th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination.

SEC source: 0001104659-21-076005 · tm2118244-27_4.xml · derivative · entry 2

Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,065

Underlying: Common Stock · 196,065 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F3 · derivative.exercise_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 21,785 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/16th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination.

F3 · derivative.expiration_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 21,785 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/16th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination.

SEC source: 0001104659-21-076005 · tm2118244-27_4.xml · nonDerivative · entry 1

Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,541

F1 · price: Received in connection with the Issuer's business combination (the "Business Combination") with Social Finance, Inc. ("Legacy SoFi") in accordance with the terms of the Agreement and Plan of Merger, dated as of January 7, 2021, as amended on March 16, 2021, by and among the Issuer (f/k/a Social Capital Hedosophia Holdings Corp. V), Plutus Merger Sub Inc. ("Merger Sub") and Legacy SoFi (the "Merger Agreement"), pursuant to which Merger Sub merged with and into Legacy SoFi, with Legacy SoFi surviving the merger as a wholly-owned subsidiary of the Issuer.

SEC source: 0001104659-21-075998 · tm2118244-15_4seq1.xml · derivative · entry 1

Liang Clara · CIK 0001863185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,503

Underlying: Common Stock · 304,503 shares

Expires 2030-02-01

F2 · price: Received in connection with the Issuer's business combination with Social Finance, Inc. ("Legacy SoFi") in accordance with the terms of the Agreement and Plan of Merger, dated as of January 7, 2021, as amended on March 16, 2021, by and among the Issuer (f/k/a Social Capital Hedosophia Holdings Corp. V), Plutus Merger Sub Inc. and Legacy SoFi, in exchange for options to acquire 174,721 shares of common stock of Legacy SoFi for $11.21 per share.

F1 · derivative.exercise_date: The option vested as to 25% of the total number of shares on October 1, 2020, and thereafter vested and shall continue to vest as to 1/48th of the total number of shares in equal monthly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date. The applicable portion of the option becomes exercisable immediately upon vesting.

SEC source: 0001104659-21-076000 · tm2118244-19_4seq1.xml · derivative · entry 5

Nuckles Jennifer · CIK 0001863186 · EVP & Group Business Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,149

Underlying: Common Stock · 455,149 shares

Expires not disclosed

F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F9 · derivative.exercise_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 30,343 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/16th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination.

F9 · derivative.expiration_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 30,343 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/16th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination.

SEC source: 0001104659-21-076000 · tm2118244-19_4seq1.xml · derivative · entry 4

Nuckles Jennifer · CIK 0001863186 · EVP & Group Business Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,420

Underlying: Common Stock · 261,420 shares

Expires not disclosed

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F7 · derivative.exercise_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 21,785 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/16th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination.

F7 · derivative.expiration_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 21,785 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/16th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination.