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SB SONIC HOLDCO (UK) LTD

Disclosed activity across 1 company

Tapewire entity
137065
SEC CIK
0001864932

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SoFi Technologies, Inc.SOFI · Entity 3232Director · 10% ownerJuly 21, 2021July 23, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SoFi Technologies, Inc.

Report date July 21, 2021 · Filed July 23, 2021

Jointly reported with SOFTBANK GROUP CORP., SoftBank Group Capital Ltd, Delaware Project 10 L.L.C.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy SB Sonic Holdco (UK) Ltd0 Reported balance After 2021-07-14 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2021-07-14 · Other · Disposed 64,685,234 · Balance 0

F1: The shares were originally held by SoftBank Group Capital Ltd. ("SBGC") and SB Sonic HoldCo (UK) Limited ("SB Sonic"), each wholly owned subsidiaries of SoftBank Group Corp. ("SoftBank"). On July 21, 2021, SoftBank transferred the shares from SBGC and SB Sonic to Delaware Project 10 L.L.C. ("DE Project 10"), also a wholly owned subsidiary of SoftBank.

F2: The shares initially reported as acquired in the Form 4 filed on June 2, 2021 were adjusted by the Issuer as a result of a post transaction review. The shares reported herein reflect the number of shares acquired by SBGC (less the shares disposed to the Issuer on May 28, 2021, as reported on the Form 4 filed on June 2, 2021) and SB Sonic in the business combination.

Common StockSEC Table I · non-derivativeIndirectBy SoftBank Group Capital Ltd0 Reported balance After 2021-07-14 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2021-07-14 · Other · Disposed 53,110,699 · Balance 0

F1: The shares were originally held by SoftBank Group Capital Ltd. ("SBGC") and SB Sonic HoldCo (UK) Limited ("SB Sonic"), each wholly owned subsidiaries of SoftBank Group Corp. ("SoftBank"). On July 21, 2021, SoftBank transferred the shares from SBGC and SB Sonic to Delaware Project 10 L.L.C. ("DE Project 10"), also a wholly owned subsidiary of SoftBank.

F2: The shares initially reported as acquired in the Form 4 filed on June 2, 2021 were adjusted by the Issuer as a result of a post transaction review. The shares reported herein reflect the number of shares acquired by SBGC (less the shares disposed to the Issuer on May 28, 2021, as reported on the Form 4 filed on June 2, 2021) and SB Sonic in the business combination.

Common StockSEC Table I · non-derivativeIndirectBy Delaware Project 10 L.L.C.117,795,933 Reported balance After 2021-07-14 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2021-07-14 · Other · Acquired 117,795,933 · Balance 117,795,933

F1: The shares were originally held by SoftBank Group Capital Ltd. ("SBGC") and SB Sonic HoldCo (UK) Limited ("SB Sonic"), each wholly owned subsidiaries of SoftBank Group Corp. ("SoftBank"). On July 21, 2021, SoftBank transferred the shares from SBGC and SB Sonic to Delaware Project 10 L.L.C. ("DE Project 10"), also a wholly owned subsidiary of SoftBank.

F3: Michel Combes and Carlos Carniero de Medeiros, each a member of the board of directors of the Issuer, were elected as representatives of SoftBank, SBGC, SB Sonic, and now DE Project 10. Messrs. Combes and Medeiros serve as managers of DE Project 10 and in other roles at SoftBank entities. As a result, each of these entities is a director by deputization for Section 16 purposes.

F4: The shares are directly held by DE Project 10. SoftBank may be deemed to have voting and dispositive power with respect to the shares held by DE Project 10. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Filing footnotes · ownership attribution and instrument terms

F1: The shares were originally held by SoftBank Group Capital Ltd. ("SBGC") and SB Sonic HoldCo (UK) Limited ("SB Sonic"), each wholly owned subsidiaries of SoftBank Group Corp. ("SoftBank"). On July 21, 2021, SoftBank transferred the shares from SBGC and SB Sonic to Delaware Project 10 L.L.C. ("DE Project 10"), also a wholly owned subsidiary of SoftBank.

F2: The shares initially reported as acquired in the Form 4 filed on June 2, 2021 were adjusted by the Issuer as a result of a post transaction review. The shares reported herein reflect the number of shares acquired by SBGC (less the shares disposed to the Issuer on May 28, 2021, as reported on the Form 4 filed on June 2, 2021) and SB Sonic in the business combination.

F3: Michel Combes and Carlos Carniero de Medeiros, each a member of the board of directors of the Issuer, were elected as representatives of SoftBank, SBGC, SB Sonic, and now DE Project 10. Messrs. Combes and Medeiros serve as managers of DE Project 10 and in other roles at SoftBank entities. As a result, each of these entities is a director by deputization for Section 16 purposes.

F4: The shares are directly held by DE Project 10. SoftBank may be deemed to have voting and dispositive power with respect to the shares held by DE Project 10. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 14, 2021 Filed Jul 23, 2021 21:43 UTC SoFi Technologies, Inc. SOFI · Entity 3232 OtherCommon Stock 117,795,933 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-006693 · form4.xml · nonDerivative · entry 3

SOFTBANK GROUP CORP · CIK 0001065521 · Director · 10% owner

SoftBank Group Capital Ltd · CIK 0001755163 · Director · 10% owner

SB SONIC HOLDCO (UK) LTD · CIK 0001864932 · Director · 10% owner

Delaware Project 10 L.L.C. · CIK 0001872350 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Delaware Project 10 L.L.C.

Disclosed balance after: 117,795,933

F1 · kind: The shares were originally held by SoftBank Group Capital Ltd. ("SBGC") and SB Sonic HoldCo (UK) Limited ("SB Sonic"), each wholly owned subsidiaries of SoftBank Group Corp. ("SoftBank"). On July 21, 2021, SoftBank transferred the shares from SBGC and SB Sonic to Delaware Project 10 L.L.C. ("DE Project 10"), also a wholly owned subsidiary of SoftBank.

F1 · price: The shares were originally held by SoftBank Group Capital Ltd. ("SBGC") and SB Sonic HoldCo (UK) Limited ("SB Sonic"), each wholly owned subsidiaries of SoftBank Group Corp. ("SoftBank"). On July 21, 2021, SoftBank transferred the shares from SBGC and SB Sonic to Delaware Project 10 L.L.C. ("DE Project 10"), also a wholly owned subsidiary of SoftBank.

F1 · balance_after: The shares were originally held by SoftBank Group Capital Ltd. ("SBGC") and SB Sonic HoldCo (UK) Limited ("SB Sonic"), each wholly owned subsidiaries of SoftBank Group Corp. ("SoftBank"). On July 21, 2021, SoftBank transferred the shares from SBGC and SB Sonic to Delaware Project 10 L.L.C. ("DE Project 10"), also a wholly owned subsidiary of SoftBank.

F3 · ownership.nature: Michel Combes and Carlos Carniero de Medeiros, each a member of the board of directors of the Issuer, were elected as representatives of SoftBank, SBGC, SB Sonic, and now DE Project 10. Messrs. Combes and Medeiros serve as managers of DE Project 10 and in other roles at SoftBank entities. As a result, each of these entities is a director by deputization for Section 16 purposes.

F4 · ownership.nature: The shares are directly held by DE Project 10. SoftBank may be deemed to have voting and dispositive power with respect to the shares held by DE Project 10. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
July 14, 2021 Filed Jul 23, 2021 21:43 UTC SoFi Technologies, Inc. SOFI · Entity 3232 OtherCommon Stock 53,110,699 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-006693 · form4.xml · nonDerivative · entry 2

SOFTBANK GROUP CORP · CIK 0001065521 · Director · 10% owner

SoftBank Group Capital Ltd · CIK 0001755163 · Director · 10% owner

SB SONIC HOLDCO (UK) LTD · CIK 0001864932 · Director · 10% owner

Delaware Project 10 L.L.C. · CIK 0001872350 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SoftBank Group Capital Ltd

Disclosed balance after: 0

F1 · kind: The shares were originally held by SoftBank Group Capital Ltd. ("SBGC") and SB Sonic HoldCo (UK) Limited ("SB Sonic"), each wholly owned subsidiaries of SoftBank Group Corp. ("SoftBank"). On July 21, 2021, SoftBank transferred the shares from SBGC and SB Sonic to Delaware Project 10 L.L.C. ("DE Project 10"), also a wholly owned subsidiary of SoftBank.

F2 · shares: The shares initially reported as acquired in the Form 4 filed on June 2, 2021 were adjusted by the Issuer as a result of a post transaction review. The shares reported herein reflect the number of shares acquired by SBGC (less the shares disposed to the Issuer on May 28, 2021, as reported on the Form 4 filed on June 2, 2021) and SB Sonic in the business combination.

F1 · price: The shares were originally held by SoftBank Group Capital Ltd. ("SBGC") and SB Sonic HoldCo (UK) Limited ("SB Sonic"), each wholly owned subsidiaries of SoftBank Group Corp. ("SoftBank"). On July 21, 2021, SoftBank transferred the shares from SBGC and SB Sonic to Delaware Project 10 L.L.C. ("DE Project 10"), also a wholly owned subsidiary of SoftBank.

F1 · balance_after: The shares were originally held by SoftBank Group Capital Ltd. ("SBGC") and SB Sonic HoldCo (UK) Limited ("SB Sonic"), each wholly owned subsidiaries of SoftBank Group Corp. ("SoftBank"). On July 21, 2021, SoftBank transferred the shares from SBGC and SB Sonic to Delaware Project 10 L.L.C. ("DE Project 10"), also a wholly owned subsidiary of SoftBank.

Read SEC document
July 14, 2021 Filed Jul 23, 2021 21:43 UTC SoFi Technologies, Inc. SOFI · Entity 3232 OtherCommon Stock 64,685,234 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-006693 · form4.xml · nonDerivative · entry 1

SOFTBANK GROUP CORP · CIK 0001065521 · Director · 10% owner

SoftBank Group Capital Ltd · CIK 0001755163 · Director · 10% owner

SB SONIC HOLDCO (UK) LTD · CIK 0001864932 · Director · 10% owner

Delaware Project 10 L.L.C. · CIK 0001872350 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SB Sonic Holdco (UK) Ltd

Disclosed balance after: 0

F1 · kind: The shares were originally held by SoftBank Group Capital Ltd. ("SBGC") and SB Sonic HoldCo (UK) Limited ("SB Sonic"), each wholly owned subsidiaries of SoftBank Group Corp. ("SoftBank"). On July 21, 2021, SoftBank transferred the shares from SBGC and SB Sonic to Delaware Project 10 L.L.C. ("DE Project 10"), also a wholly owned subsidiary of SoftBank.

F2 · shares: The shares initially reported as acquired in the Form 4 filed on June 2, 2021 were adjusted by the Issuer as a result of a post transaction review. The shares reported herein reflect the number of shares acquired by SBGC (less the shares disposed to the Issuer on May 28, 2021, as reported on the Form 4 filed on June 2, 2021) and SB Sonic in the business combination.

F1 · price: The shares were originally held by SoftBank Group Capital Ltd. ("SBGC") and SB Sonic HoldCo (UK) Limited ("SB Sonic"), each wholly owned subsidiaries of SoftBank Group Corp. ("SoftBank"). On July 21, 2021, SoftBank transferred the shares from SBGC and SB Sonic to Delaware Project 10 L.L.C. ("DE Project 10"), also a wholly owned subsidiary of SoftBank.

F1 · balance_after: The shares were originally held by SoftBank Group Capital Ltd. ("SBGC") and SB Sonic HoldCo (UK) Limited ("SB Sonic"), each wholly owned subsidiaries of SoftBank Group Corp. ("SoftBank"). On July 21, 2021, SoftBank transferred the shares from SBGC and SB Sonic to Delaware Project 10 L.L.C. ("DE Project 10"), also a wholly owned subsidiary of SoftBank.

Read SEC document
May 28, 2021 Filed Jun 3, 2021 00:59 UTC SoFi Technologies, Inc. SOFI · Entity 3232 Disposition to issuerCommon Stock 15,000,000 $10.00 $150,000,000.00
Disclosure

SEC source: 0001062993-21-005315 · form4.xml · nonDerivative · entry 3

SOFTBANK GROUP CORP · CIK 0001065521 · Director · 10% owner

SoftBank Group Capital Ltd · CIK 0001755163 · Director · 10% owner

SB SONIC HOLDCO (UK) LTD · CIK 0001864932 · Director · 10% owner

CARNEIRO DE MEDEIROS CARLOS HENRIQUE · CIK 0001862136 · Director

Combes Michel · CIK 0001708849 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SoftBank Group Capital Ltd

Disclosed balance after: 53,111,494

F2 · shares: The shares were sold to the Issuer pursuant to a Share Repurchase Agreement, dated as of May 28, 2021, between SoftBank Group Capital Ltd ("SBGC") and the Issuer in accordance with the terms of the Merger Agreement.

F3 · balance_after: Under the Issuer's Certificate of Incorporation, the SoftBank Holders (as defined below) have the right to convert their shares into non-voting common stock ("Non-Voting Shares") of the Issuer. Further, pursuant to the Issuer's Certificate of Incorporation and a shareholders' agreement with the Issuer and certain other parties, in the event the Issuer becomes a bank holding company within the meaning of the Bank Holding Company Act of 1956, then the minimum number of shares held by the SoftBank Holders will automatically be converted into an equal number of Non-Voting Shares so that the SoftBank Holders, together with their affiliates, would not own or control, or be deemed to own or control, collectively, greater than 24.9% (or 14.9%, if required by the Board of Governors of the Federal Reserve Board) of the voting power of any class of voting securities of the Issuer.

F4 · ownership.nature: Michel Combes and Carlos Carniero de Medeiros, each a member of the board of directors of the Issuer, were elected as representatives of SoftBank Group Corp. ("SoftBank"), SBGC and SB Sonic HoldCo (UK) Limited ("SB Sonic" and together with SBGC, the "SoftBank Holders"). As a result, each of these entities is a director by deputization for Section 16 purposes.

F5 · ownership.nature: The shares are directly held by SBGC and SB Sonic. SoftBank may be deemed to have voting and dispositive power with respect to the shares held by SBGC and SB Sonic. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
May 28, 2021 Filed Jun 3, 2021 00:59 UTC SoFi Technologies, Inc. SOFI · Entity 3232 GrantCommon Stock 64,685,237 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-005315 · form4.xml · nonDerivative · entry 2

SOFTBANK GROUP CORP · CIK 0001065521 · Director · 10% owner

SoftBank Group Capital Ltd · CIK 0001755163 · Director · 10% owner

SB SONIC HOLDCO (UK) LTD · CIK 0001864932 · Director · 10% owner

CARNEIRO DE MEDEIROS CARLOS HENRIQUE · CIK 0001862136 · Director

Combes Michel · CIK 0001708849 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SB Sonic Holdco (UK) Ltd

Disclosed balance after: 64,685,237

F1 · price: Received in exchange for shares of Social Finance Inc., a Delaware corporation ("Social Finance"), pursuant to the Agreement and Plan of Merger, dated as of January 7, 2021, as amended (the "Merger Agreement"), by and among Social Capital Hedosophia Holdings Corp. V, a Cayman Islands corporation ("Social Capital"), Plutus Merger Sub Inc. ("Merger Sub") and Social Finance (and upon consummation of the business combination, the surviving Issuer as renamed "SoFi Technologies, Inc.").

F3 · balance_after: Under the Issuer's Certificate of Incorporation, the SoftBank Holders (as defined below) have the right to convert their shares into non-voting common stock ("Non-Voting Shares") of the Issuer. Further, pursuant to the Issuer's Certificate of Incorporation and a shareholders' agreement with the Issuer and certain other parties, in the event the Issuer becomes a bank holding company within the meaning of the Bank Holding Company Act of 1956, then the minimum number of shares held by the SoftBank Holders will automatically be converted into an equal number of Non-Voting Shares so that the SoftBank Holders, together with their affiliates, would not own or control, or be deemed to own or control, collectively, greater than 24.9% (or 14.9%, if required by the Board of Governors of the Federal Reserve Board) of the voting power of any class of voting securities of the Issuer.

F4 · ownership.nature: Michel Combes and Carlos Carniero de Medeiros, each a member of the board of directors of the Issuer, were elected as representatives of SoftBank Group Corp. ("SoftBank"), SBGC and SB Sonic HoldCo (UK) Limited ("SB Sonic" and together with SBGC, the "SoftBank Holders"). As a result, each of these entities is a director by deputization for Section 16 purposes.

F5 · ownership.nature: The shares are directly held by SBGC and SB Sonic. SoftBank may be deemed to have voting and dispositive power with respect to the shares held by SBGC and SB Sonic. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
May 28, 2021 Filed Jun 3, 2021 00:59 UTC SoFi Technologies, Inc. SOFI · Entity 3232 GrantCommon Stock 68,111,494 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-005315 · form4.xml · nonDerivative · entry 1

SOFTBANK GROUP CORP · CIK 0001065521 · Director · 10% owner

SoftBank Group Capital Ltd · CIK 0001755163 · Director · 10% owner

SB SONIC HOLDCO (UK) LTD · CIK 0001864932 · Director · 10% owner

CARNEIRO DE MEDEIROS CARLOS HENRIQUE · CIK 0001862136 · Director

Combes Michel · CIK 0001708849 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SoftBank Group Capital Ltd

Disclosed balance after: 68,111,494

F1 · price: Received in exchange for shares of Social Finance Inc., a Delaware corporation ("Social Finance"), pursuant to the Agreement and Plan of Merger, dated as of January 7, 2021, as amended (the "Merger Agreement"), by and among Social Capital Hedosophia Holdings Corp. V, a Cayman Islands corporation ("Social Capital"), Plutus Merger Sub Inc. ("Merger Sub") and Social Finance (and upon consummation of the business combination, the surviving Issuer as renamed "SoFi Technologies, Inc.").

F3 · balance_after: Under the Issuer's Certificate of Incorporation, the SoftBank Holders (as defined below) have the right to convert their shares into non-voting common stock ("Non-Voting Shares") of the Issuer. Further, pursuant to the Issuer's Certificate of Incorporation and a shareholders' agreement with the Issuer and certain other parties, in the event the Issuer becomes a bank holding company within the meaning of the Bank Holding Company Act of 1956, then the minimum number of shares held by the SoftBank Holders will automatically be converted into an equal number of Non-Voting Shares so that the SoftBank Holders, together with their affiliates, would not own or control, or be deemed to own or control, collectively, greater than 24.9% (or 14.9%, if required by the Board of Governors of the Federal Reserve Board) of the voting power of any class of voting securities of the Issuer.

F4 · ownership.nature: Michel Combes and Carlos Carniero de Medeiros, each a member of the board of directors of the Issuer, were elected as representatives of SoftBank Group Corp. ("SoftBank"), SBGC and SB Sonic HoldCo (UK) Limited ("SB Sonic" and together with SBGC, the "SoftBank Holders"). As a result, each of these entities is a director by deputization for Section 16 purposes.

F5 · ownership.nature: The shares are directly held by SBGC and SB Sonic. SoftBank may be deemed to have voting and dispositive power with respect to the shares held by SBGC and SB Sonic. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.