Tapewire

Nasdaq · USD

SNEX

StoneX Group Inc.

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Tapewire entity
3627
SEC CIK
0000913760
Parsed reports
682

Last 12 months

Inside the activity.

2 purchase rows · 59 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202513
Jan 202600
Feb 202606
Mar 202601
Apr 202602
May 2026016
Jun 2026010
Jul 202608
Aug 202614
Sep 202605
Oct 202603

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2023 Filed Mar 2, 2023 13:18 UTC GrantRestricted Shares of Common Stock 992 $0.00 $0.00
Disclosure

SEC source: 0000913760-23-000049 · wf-form4_167776308055200.xml · nonDerivative · entry 1

Thamodaran Dhamu R. · CIK 0001531352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,533

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 20, 2023. Shares vest equally on anniversary in years one, two and three.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 13:17 UTC GrantRestricted Shares of Common Stock 992 $0.00 $0.00
Disclosure

SEC source: 0000913760-23-000047 · wf-form4_167776304377787.xml · nonDerivative · entry 1

BRANCH SCOTT J · CIK 0001206304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,177

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 20, 2023. Shares vest equally on anniversary in years one, two and three.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 13:17 UTC GrantRestricted Shares of Common Stock 992 $0.00 $0.00
Disclosure

SEC source: 0000913760-23-000048 · wf-form4_167776306272335.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,824

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 20, 2023. Shares vest equally on anniversary in years one, two and three.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 13:17 UTC GrantRestricted Shares of Common Stock 992 $0.00 $0.00
Disclosure

SEC source: 0000913760-23-000046 · wf-form4_167776302533079.xml · nonDerivative · entry 1

BEXIGA ANNABELLE G · CIK 0001547042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,416

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 20, 2023. Shares vest equally on anniversary in years one, two and three.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 13:17 UTC GrantRestricted Shares of Common Stock 992 $0.00 $0.00
Disclosure

SEC source: 0000913760-23-000045 · wf-form4_167776300800236.xml · nonDerivative · entry 1

Cooper Diane L. · CIK 0001757376 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,148

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 20, 2023. Shares vest equally on anniversary in years one, two and three.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 13:16 UTC GrantRestricted Shares of Common Stock 992 $0.00 $0.00
Disclosure

SEC source: 0000913760-23-000044 · wf-form4_167776298884734.xml · nonDerivative · entry 2

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,634

F2 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 20, 2023. Shares vest equally on anniversary in years one, two and three.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 13:16 UTC SaleCommon Stock 300 $100.53 $30,159.00
Disclosure

SEC source: 0000913760-23-000044 · wf-form4_167776298884734.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,642

F1 · security: The transaction as reported on this form is a program transaction pursuant to a Rule 10b5-1 plan.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 13:09 UTC
Smith Philip AndrewCEO - subsidiary entity
SaleCommon Stock 3,000 $101.98 $305,934.60
Disclosure

SEC source: 0000913760-23-000053 · wf-form4_167784896133574.xml · nonDerivative · entry 1

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,696

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 22:25 UTC
Stevens Glenn HenryHead-Retail & Foreign Exchange
GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0000913760-23-000035 · wf-form4_167710471390220.xml · nonDerivative · entry 1

Stevens Glenn Henry · CIK 0001472938 · Head-Retail & Foreign Exchange

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,201

F1 · security: Gift to a charitable foundation.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:53 UTC
Dunaway William JChief Financial Officer
SaleCommon Stock 935 $105.15 $98,316.37
Disclosure

SEC source: 0000913760-23-000033 · wf-form4_167667075845359.xml · nonDerivative · entry 1

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,012

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:32 UTC
Dunaway William JChief Financial Officer
SaleCommon Stock 736 $103.12 $75,895.14
Disclosure

SEC source: 0000913760-23-000031 · wf-form4_167641032665249.xml · nonDerivative · entry 1

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,947

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 23:26 UTC
Dunaway William JChief Financial Officer
SaleCommon Stock 264 $100.76 $26,601.59
Disclosure

SEC source: 0000913760-23-000029 · wf-form4_167607158223324.xml · nonDerivative · entry 1

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,683

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 21:23 UTC GrantRestricted Shares of Common Stock 117 $0.00 $0.00
Disclosure

SEC source: 0000913760-23-000018 · wf-form4_167537299648779.xml · nonDerivative · entry 1

Cooper Diane L. · CIK 0001757376 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,156

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 21:23 UTC GrantRestricted Shares of Common Stock 140 $0.00 $0.00
Disclosure

SEC source: 0000913760-23-000017 · wf-form4_167537297176124.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,832

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 21:22 UTC GrantRestricted Shares of Common Stock 117 $0.00 $0.00
Disclosure

SEC source: 0000913760-23-000016 · wf-form4_167537295261022.xml · nonDerivative · entry 1

Thamodaran Dhamu R. · CIK 0001531352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,541

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 21:22 UTC
RADZIWILL JOHNDirector · Chairman of the Board
GrantRestricted Shares of Common Stock 175 $0.00 $0.00
Disclosure

SEC source: 0000913760-23-000015 · wf-form4_167537293531763.xml · nonDerivative · entry 1

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,881

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 21:22 UTC GrantCommon Stock 140 $0.00 $0.00
Disclosure

SEC source: 0000913760-23-000014 · wf-form4_167537291220963.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,942

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 30, 2022 Filed Jan 3, 2023 21:31 UTC
Maurer Mark LowryChief Risk Officer
SaleCommon Stock 4,381 $95.27 $417,361.22
Disclosure

SEC source: 0000913760-23-000002 · wf-form4_167278143689415.xml · nonDerivative · entry 1

Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,652

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 21, 2022 Filed Dec 22, 2022 22:31 UTC
Dunaway William JChief Financial Officer
SaleCommon Stock 2,823 $97.95 $276,515.39
Disclosure

SEC source: 0000913760-22-000207 · wf-form4_167174827044280.xml · nonDerivative · entry 1

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,947

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 20, 2022 Filed Dec 21, 2022 22:14 UTC
Dunaway William JChief Financial Officer
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000913760-22-000205 · wf-form4_167166082945252.xml · nonDerivative · entry 1

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,770

F1 · security: Gift to a charitable foundation.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 22:32 UTC
Stevens Glenn HenryHead-Retail & Foreign Exchange
GrantRestricted Shares of Common Stock 13,434 $0.00 $0.00
Disclosure

SEC source: 0000913760-22-000200 · wf-form4_167148911261013.xml · nonDerivative · entry 1

Stevens Glenn Henry · CIK 0001472938 · Head-Retail & Foreign Exchange

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,201

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 22:31 UTC
Nguyen XuongChief Operating Officer
GrantRestricted Shares of Common Stock 9,622 $0.00 $0.00
Disclosure

SEC source: 0000913760-22-000199 · wf-form4_167148848735826.xml · nonDerivative · entry 1

Nguyen Xuong · CIK 0001575484 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,575

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 22:21 UTC
Perkins Abigail HChief Information Officer
GrantRestricted Shares of Common Stock 4,858 $0.00 $0.00
Disclosure

SEC source: 0000913760-22-000198 · wf-form4_167148843766193.xml · nonDerivative · entry 1

Perkins Abigail H · CIK 0001862195 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,011

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 22:20 UTC
Schroeder AaronChief Accounting Officer
GrantRestricted Shares of Common Stock 1,171 $0.00 $0.00
Disclosure

SEC source: 0000913760-22-000197 · wf-form4_167148840129304.xml · nonDerivative · entry 1

Schroeder Aaron · CIK 0001423229 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,879

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 22:19 UTC
Rotsztain DiegoChief Governance/Legal Officer
GrantRestricted Shares of Common Stock 6,764 $0.00 $0.00
Disclosure

SEC source: 0000913760-22-000196 · wf-form4_167148834542650.xml · nonDerivative · entry 1

Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,107

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 22:16 UTC
Lyon Charles MPresident/CEO - subsidiary
GrantRestricted Shares of Common Stock 12,481 $0.00 $0.00
Disclosure

SEC source: 0000913760-22-000193 · wf-form4_167148783577836.xml · nonDerivative · entry 1

Lyon Charles M · CIK 0001620576 · President/CEO - subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,531

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 22:19 UTC
Dunaway William JChief Financial Officer
SaleCommon Stock 600 $91.95 $55,170.00
Disclosure

SEC source: 0000913760-22-000195 · wf-form4_167148826766287.xml · nonDerivative · entry 2

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,770

F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 22:19 UTC
Dunaway William JChief Financial Officer
GrantRestricted Shares of Common Stock 9,622 $0.00 $0.00
Disclosure

SEC source: 0000913760-22-000195 · wf-form4_167148826766287.xml · nonDerivative · entry 1

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,370

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 22:17 UTC
Maurer Mark LowryChief Risk Officer
GrantRestricted Shares of Common Stock 9,622 $0.00 $0.00
Disclosure

SEC source: 0000913760-22-000194 · wf-form4_167148822760420.xml · nonDerivative · entry 1

Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,033

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 22:10 UTC
OCONNOR SEAN MICHAELDirector · CEO/President
GrantRestricted Shares of Common Stock 18,198 $0.00 $0.00
Disclosure

SEC source: 0000913760-22-000192 · wf-form4_167148781885025.xml · nonDerivative · entry 1

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,407

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 22:10 UTC
Smith Philip AndrewCEO - subsidiary entity
GrantRestricted Shares of Common Stock 6,009 $0.00 $0.00
Disclosure

SEC source: 0000913760-22-000191 · wf-form4_167148757539711.xml · nonDerivative · entry 2

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,696

F2 · security: Shares issued pursuant to the terms of the remuneration policy as agreed upon by subsidiary StoneX Financial Ltd. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 22:10 UTC
Smith Philip AndrewCEO - subsidiary entity
GrantRestricted Shares of Common Stock 12,481 $0.00 $0.00
Disclosure

SEC source: 0000913760-22-000191 · wf-form4_167148757539711.xml · nonDerivative · entry 1

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,687

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 06, 2022 Filed Dec 8, 2022 21:19 UTC
OCONNOR SEAN MICHAELDirector · CEO/President
GiftCommon Stock 450 $0.00 $0.00
Disclosure

SEC source: 0000913760-22-000180 · wf-form4_167053434091617.xml · nonDerivative · entry 1

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,209

Read SEC document
December 06, 2022 Filed Dec 8, 2022 21:19 UTC
Maurer Mark LowryChief Risk Officer
SaleCommon Stock 4,711 $97.81 $460,765.95
Disclosure

SEC source: 0000913760-22-000179 · wf-form4_167053431549851.xml · nonDerivative · entry 1

Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,411

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 01, 2022 Filed Dec 2, 2022 22:27 UTC SaleCommon Stock 300 $101.25 $30,375.00
Disclosure

SEC source: 0000913760-22-000176 · wf-form4_167002004913438.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,802

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
November 22, 2022 Filed Nov 24, 2022 00:09 UTC
OCONNOR SEAN MICHAELDirector · CEO/President
SaleCommon Stock 18,600 $101.34 $1,884,892.38
Disclosure

SEC source: 0000913760-22-000169 · wf-form4_166924853052739.xml · nonDerivative · entry 1

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,659

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:38 UTC
OCONNOR SEAN MICHAELDirector · CEO/President
SaleCommon Stock 1,400 $98.39 $137,739.00
Disclosure

SEC source: 0000913760-22-000164 · wf-form4_166872110663916.xml · nonDerivative · entry 1

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,259

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 13:20 UTC GrantRestricted Shares of Common Stock 125 $0.00 $0.00
Disclosure

SEC source: 0000913760-22-000160 · wf-form4_166739519150908.xml · nonDerivative · entry 1

PARTHEMORE ERIC · CIK 0001315233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,904

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 13:19 UTC GrantRestricted Shares of Common Stock 105 $0.00 $0.00
Disclosure

SEC source: 0000913760-22-000159 · wf-form4_166739516450642.xml · nonDerivative · entry 1

Thamodaran Dhamu R. · CIK 0001531352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,424

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 13:19 UTC GrantRestricted Shares of Common Stock 105 $0.00 $0.00
Disclosure

SEC source: 0000913760-22-000158 · wf-form4_166739514441714.xml · nonDerivative · entry 1

Cooper Diane L. · CIK 0001757376 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,039

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 13:19 UTC GrantRestricted Shares of Common Stock 125 $0.00 $0.00
Disclosure

SEC source: 0000913760-22-000157 · wf-form4_166739512410126.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,692

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 13:18 UTC
RADZIWILL JOHNDirector · Chairman of the Board
GrantRestricted Shares of Common Stock 157 $0.00 $0.00
Disclosure

SEC source: 0000913760-22-000156 · wf-form4_166739510491144.xml · nonDerivative · entry 1

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,706

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 13:18 UTC GrantRestricted Shares of Common Stock 84 $0.00 $0.00
Disclosure

SEC source: 0000913760-22-000155 · wf-form4_166739508431420.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,102

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
August 12, 2022 Filed Aug 15, 2022 23:05 UTC
Nguyen XuongChief Operating Officer
SaleCommon Stock 10,000 $95.00 $950,000.00
Disclosure

SEC source: 0000913760-22-000140 · wf-form4_166060447576285.xml · nonDerivative · entry 1

Nguyen Xuong · CIK 0001575484 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,953

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
August 11, 2022 Filed Aug 12, 2022 21:04 UTC
Lyon Charles MPresident/CEO - subsidiary
SaleCommon Stock 4,489 $92.65 $415,922.46
Disclosure

SEC source: 0000913760-22-000137 · wf-form4_166033822733637.xml · nonDerivative · entry 2

Lyon Charles M · CIK 0001620576 · President/CEO - subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,050

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

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August 10, 2022 Filed Aug 12, 2022 21:04 UTC
Lyon Charles MPresident/CEO - subsidiary
SaleCommon Stock 3,511 $92.27 $323,948.38
Disclosure

SEC source: 0000913760-22-000137 · wf-form4_166033822733637.xml · nonDerivative · entry 1

Lyon Charles M · CIK 0001620576 · President/CEO - subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,539

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

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August 08, 2022 Filed Aug 9, 2022 20:32 UTC GiftCommon Stock 19,542 $0.00 $0.00
Disclosure

SEC source: 0000913760-22-000135 · wf-form4_166007714381626.xml · nonDerivative · entry 1

BRANCH SCOTT J · CIK 0001206304 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 356,623

F1 · security: Gift to a charitable foundation.

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July 29, 2022 Filed Aug 1, 2022 20:50 UTC SaleCommon Stock 25,000 $88.07 $2,201,750.00
Disclosure

SEC source: 0000913760-22-000114 · wf-form4_165938699068763.xml · nonDerivative · entry 2

BRANCH SCOTT J · CIK 0001206304 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 376,165

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

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July 29, 2022 Filed Aug 2, 2022 20:59 UTC GrantRestricted Shares of Common Stock 138 $0.00 $0.00
Disclosure

SEC source: 0000913760-22-000126 · wf-form4_165947389709272.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,567

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

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July 29, 2022 Filed Aug 2, 2022 20:58 UTC GrantRestricted Shares of Common Stock 115 $0.00 $0.00
Disclosure

SEC source: 0000913760-22-000125 · wf-form4_165947387576133.xml · nonDerivative · entry 1

Thamodaran Dhamu R. · CIK 0001531352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,319

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.