Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
StoneX Group Inc.
Report date July 15, 2024 · Filed July 16, 2024
Section 16 reporting ended · disclosed 2024-07-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 60,816 |
Ending reported balance
After 2024-07-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-07-15 · Exercise / conversion · Acquired 8,091 · Balance 68,907 Row 2 · 2024-07-15 · Sale · Disposed 8,091 · Balance 60,816 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $30.00 · Expires 2026-12-05 | Direct | 75,000 |
Reported balance
After 2024-07-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-07-15 · Exercise / conversion · Disposed 8,091 · Balance 75,000 F1: 60,000 options were forfeited upon Mr. Nguyen's retirement from the Company. |
Filing footnotes · ownership attribution and instrument terms
F1: 60,000 options were forfeited upon Mr. Nguyen's retirement from the Company.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 15, 2024 Filed Jul 16, 2024 20:34 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 8,091 | $0.00 Strike: $30.00 | $0.00 |
DisclosureSEC source: 0000913760-24-000122 · wk-form4_1721162077.xml · derivative · entry 3 Nguyen Xuong · CIK 0001575484 · Retired Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 8,091 shares Expires 2026-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: 60,000 options were forfeited upon Mr. Nguyen's retirement from the Company. Read SEC document |
| July 15, 2024 Filed Jul 16, 2024 20:34 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 8,091 | $80.00 | $647,280.00 |
DisclosureSEC source: 0000913760-24-000122 · wk-form4_1721162077.xml · nonDerivative · entry 2 Nguyen Xuong · CIK 0001575484 · Retired Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 60,816 Read SEC document |
| July 15, 2024 Filed Jul 16, 2024 20:34 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 8,091 | $30.00 | $242,730.00 |
DisclosureSEC source: 0000913760-24-000122 · wk-form4_1721162077.xml · nonDerivative · entry 1 Nguyen Xuong · CIK 0001575484 · Retired Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 68,907 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2024 Filed Jun 10, 2024 20:29 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 19,988 | $75.04 | $1,499,915.51 |
DisclosureSEC source: 0000913760-24-000108 · wk-form4_1718051352.xml · nonDerivative · entry 1 Nguyen Xuong · CIK 0001575484 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,816 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 00:10 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 12 | $75.00 | $900.00 |
DisclosureSEC source: 0000913760-24-000104 · wk-form4_1717546195.xml · nonDerivative · entry 1 Nguyen Xuong · CIK 0001575484 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,804 Read SEC document |
| May 09, 2024 Filed May 13, 2024 20:18 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 6,909 | $0.00 Strike: $30.00 | $0.00 |
DisclosureSEC source: 0000913760-24-000096 · wk-form4_1715631474.xml · derivative · entry 3 Nguyen Xuong · CIK 0001575484 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 143,091 Underlying: Common Stock · 6,909 shares Expires 2026-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2024 Filed May 13, 2024 20:18 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 6,909 | $80.00 | $552,720.00 |
DisclosureSEC source: 0000913760-24-000096 · wk-form4_1715631474.xml · nonDerivative · entry 2 Nguyen Xuong · CIK 0001575484 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 80,816 Read SEC document |
| May 09, 2024 Filed May 13, 2024 20:18 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 6,909 | $30.00 | $207,270.00 |
DisclosureSEC source: 0000913760-24-000096 · wk-form4_1715631474.xml · nonDerivative · entry 1 Nguyen Xuong · CIK 0001575484 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 87,725 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 21:33 UTC | StoneX Group Inc. SNEX · Entity 3627 | GrantRestricted Shares of Common Stock | 10,954 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-23-000190 · wk-form4_1703021602.xml · nonDerivative · entry 1 Nguyen Xuong · CIK 0001575484 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,816 F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 22:31 UTC | StoneX Group Inc. SNEX · Entity 3627 | GrantRestricted Shares of Common Stock | 9,622 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-22-000199 · wf-form4_167148848735826.xml · nonDerivative · entry 1 Nguyen Xuong · CIK 0001575484 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,575 F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three. Read SEC document |
| August 12, 2022 Filed Aug 15, 2022 23:05 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 10,000 | $95.00 | $950,000.00 |
DisclosureSEC source: 0000913760-22-000140 · wf-form4_166060447576285.xml · nonDerivative · entry 1 Nguyen Xuong · CIK 0001575484 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,953 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| July 12, 2022 Filed Jul 13, 2022 20:34 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 7,021 | $80.00 | $561,680.00 |
DisclosureSEC source: 0000913760-22-000103 · wf-form4_165774442678026.xml · nonDerivative · entry 1 Nguyen Xuong · CIK 0001575484 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,953 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| July 01, 2022 Filed Jul 5, 2022 20:55 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 11,262 | $80.00 | $900,960.00 |
DisclosureSEC source: 0000913760-22-000099 · wf-form4_165705448483515.xml · nonDerivative · entry 1 Nguyen Xuong · CIK 0001575484 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,974 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| June 08, 2022 Filed Jun 10, 2022 20:11 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 4,037 | $80.45 | $324,781.09 |
DisclosureSEC source: 0000913760-22-000097 · wf-form4_165489189389064.xml · nonDerivative · entry 1 Nguyen Xuong · CIK 0001575484 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,236 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. F2 · balance_after: Share total revised as a non-material correction to accurately reflect holdings in Mr. Nguyen's personal 401(k) account. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 22:19 UTC | StoneX Group Inc. SNEX · Entity 3627 | GrantRestricted Shares of Common Stock | 6,099 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-21-000234 · wf-form4_163977957547379.xml · nonDerivative · entry 1 Nguyen Xuong · CIK 0001575484 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,404 F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three. Read SEC document |
| March 18, 2021 Filed Mar 22, 2021 20:23 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 39,033 | $0.00 Strike: $25.91 | $0.00 |
DisclosureSEC source: 0000913760-21-000058 · wf-form4_161644458954329.xml · derivative · entry 4 Nguyen Xuong · CIK 0001575484 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common · 39,033 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| March 18, 2021 Filed Mar 22, 2021 20:23 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 25,662 | $65.00 | $1,668,078.76 |
DisclosureSEC source: 0000913760-21-000058 · wf-form4_161644458954329.xml · nonDerivative · entry 3 Nguyen Xuong · CIK 0001575484 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,305 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 18, 2021 Filed Mar 22, 2021 20:23 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 39,033 | $25.91 | $1,011,345.03 |
DisclosureSEC source: 0000913760-21-000058 · wf-form4_161644458954329.xml · nonDerivative · entry 2 Nguyen Xuong · CIK 0001575484 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,967 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| March 18, 2021 Filed Mar 22, 2021 20:23 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 3,695 | $65.00 | $240,175.00 |
DisclosureSEC source: 0000913760-21-000058 · wf-form4_161644458954329.xml · nonDerivative · entry 1 Nguyen Xuong · CIK 0001575484 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,934 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 20:11 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 5,410 | $0.00 Strike: $25.91 | $0.00 |
DisclosureSEC source: 0000913760-21-000056 · wf-form4_161618464476395.xml · derivative · entry 4 Nguyen Xuong · CIK 0001575484 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,033 Underlying: Common · 5,410 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 20:11 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 3,113 | $65.00 | $202,345.00 |
DisclosureSEC source: 0000913760-21-000056 · wf-form4_161618464476395.xml · nonDerivative · entry 3 Nguyen Xuong · CIK 0001575484 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,629 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 20:11 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 5,410 | $25.91 | $140,173.10 |
DisclosureSEC source: 0000913760-21-000056 · wf-form4_161618464476395.xml · nonDerivative · entry 2 Nguyen Xuong · CIK 0001575484 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,742 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 20:11 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 2,310 | $65.00 | $150,150.00 |
DisclosureSEC source: 0000913760-21-000056 · wf-form4_161618464476395.xml · nonDerivative · entry 1 Nguyen Xuong · CIK 0001575484 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,332 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 20:14 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 15,557 | $0.00 Strike: $25.91 | $0.00 |
DisclosureSEC source: 0000913760-21-000050 · wf-form4_161592564694125.xml · derivative · entry 4 Nguyen Xuong · CIK 0001575484 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,443 Underlying: Common · 15,557 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 20:14 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 9,005 | $65.00 | $585,325.00 |
DisclosureSEC source: 0000913760-21-000050 · wf-form4_161592564694125.xml · nonDerivative · entry 3 Nguyen Xuong · CIK 0001575484 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,642 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 20:14 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 15,557 | $25.91 | $403,081.87 |
DisclosureSEC source: 0000913760-21-000050 · wf-form4_161592564694125.xml · nonDerivative · entry 2 Nguyen Xuong · CIK 0001575484 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,647 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 20:14 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 3,995 | $65.00 | $259,675.00 |
DisclosureSEC source: 0000913760-21-000050 · wf-form4_161592564694125.xml · nonDerivative · entry 1 Nguyen Xuong · CIK 0001575484 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,090 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 23:00 UTC | StoneX Group Inc. SNEX · Entity 3627 | GrantRestricted Shares of Common Stock | 12,262 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-20-000224 · wf-form4_160815960544164.xml · nonDerivative · entry 1 Nguyen Xuong · CIK 0001575484 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,085 F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 20:51 UTC | StoneX Group Inc. INTL · Entity 3627 | Exercise / conversionStock Options · Derivative | 20,000 | $0.00 Strike: $25.91 | $0.00 |
DisclosureSEC source: 0000913760-20-000093 · wf-form4_159182226744136.xml · derivative · entry 3 Nguyen Xuong · CIK 0001575484 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,000 Underlying: Common · 20,000 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 20:51 UTC | StoneX Group Inc. INTL · Entity 3627 | SaleCommon Stock | 20,000 | $57.18 | $1,143,680.00 |
DisclosureSEC source: 0000913760-20-000093 · wf-form4_159182226744136.xml · nonDerivative · entry 2 Nguyen Xuong · CIK 0001575484 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,823 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 20:51 UTC | StoneX Group Inc. INTL · Entity 3627 | Exercise / conversionCommon Stock | 20,000 | $25.91 | $518,200.00 |
DisclosureSEC source: 0000913760-20-000093 · wf-form4_159182226744136.xml · nonDerivative · entry 1 Nguyen Xuong · CIK 0001575484 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,823 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2019 Filed Dec 19, 2019 21:54 UTC | StoneX Group Inc. INTL · Entity 3627 | SaleCommon Stock | 300 | $50.02 | $15,006.99 |
DisclosureSEC source: 0000913760-19-000161 · wf-form4_157679248021871.xml · nonDerivative · entry 2 Nguyen Xuong · CIK 0001575484 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,823 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 17, 2019 Filed Dec 19, 2019 21:54 UTC | StoneX Group Inc. INTL · Entity 3627 | SaleCommon Stock | 1,700 | $50.25 | $85,426.53 |
DisclosureSEC source: 0000913760-19-000161 · wf-form4_157679248021871.xml · nonDerivative · entry 1 Nguyen Xuong · CIK 0001575484 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,123 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 21:34 UTC | StoneX Group Inc. INTL · Entity 3627 | GrantRestricted Shares of Common Stock | 8,743 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-19-000156 · wf-form4_157661844301520.xml · nonDerivative · entry 1 Nguyen Xuong · CIK 0001575484 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,823 F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 21:50 UTC | StoneX Group Inc. INTL · Entity 3627 | GrantStock Options · Derivative | 100,000 | $45.00 Strike: $45.00 | $4,500,000.00 |
DisclosureSEC source: 0000913760-19-000053 · wf-form4_155026743697644.xml · derivative · entry 2 Nguyen Xuong · CIK 0001575484 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,000 Underlying: Common Stock · 100,000 shares Expires 2026-12-05 F1 · security: The option grant was approved by the Company's Board of Directors on December 5, 2018, subject to shareholder approval of an Amendment to the Stock Option Plan under which the options were granted. The Company's shareholders approved the Amendment on February 13, 2019. The Amendment increased the number of shares that could be granted under the plan. F2 · derivative.exercise_price: The strike price of the grant was set by the Company's Board of Directors at 113.5% of the closing price on December 4, 2018. F3 · derivative.exercise_date: The options vest in equal tranches on each of the third, fourth, fifth, sixth and seventh anniversaries of the grant date. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 01:02 UTC | StoneX Group Inc. INTL · Entity 3627 | GrantRestricted Shares of Common Stock | 9,532 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-18-000167 · wf-form4_154509492010509.xml · nonDerivative · entry 1 Nguyen Xuong · CIK 0001575484 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,080 F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three. Read SEC document |
| June 13, 2018 Filed Jun 13, 2018 20:36 UTC | StoneX Group Inc. INTL · Entity 3627 | SaleCommon Stock | 1,500 | $50.50 | $75,754.05 |
DisclosureSEC source: 0000913760-18-000091 · wf-form4_152892219204646.xml · nonDerivative · entry 1 Nguyen Xuong · CIK 0001575484 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,548 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 22:45 UTC | StoneX Group Inc. INTL · Entity 3627 | Tax withholdingCommon Stock | 548 | $41.89 | $22,955.72 |
DisclosureSEC source: 0000913760-17-000135 · wf-form4_151363708525544.xml · nonDerivative · entry 2 Nguyen Xuong · CIK 0001575484 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,048 F1 · kind: Represents disposition to issuer to cover taxes payable upon vesting of shares exempt pursuant to Rule 16b-3. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 22:45 UTC | StoneX Group Inc. INTL · Entity 3627 | Tax withholdingCommon Stock | 1,883 | $41.00 | $77,203.00 |
DisclosureSEC source: 0000913760-17-000135 · wf-form4_151363708525544.xml · nonDerivative · entry 1 Nguyen Xuong · CIK 0001575484 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,596 F1 · kind: Represents disposition to issuer to cover taxes payable upon vesting of shares exempt pursuant to Rule 16b-3. Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 21:20 UTC | StoneX Group Inc. INTL · Entity 3627 | GrantRestricted Shares of Common Stock | 5,616 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-16-000377 · wf-form4_148192324350712.xml · nonDerivative · entry 1 Nguyen Xuong · CIK 0001575484 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,479 F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three. F2 · balance_after: Share total revised as a non-material correction to include holdings in Mr. Nguyen's personal 401(k) account. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.