Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| StoneX Group Inc.SNEX · Entity 3627 | Chief Financial Officer | August 14, 2026 | August 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
StoneX Group Inc.
Report date August 14, 2026 · Filed August 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 502,203 |
Ending reported balance
After 2026-08-14 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-08-14 · Exercise / conversion · Acquired 126,562 · Balance 598,693 Row 2 · 2026-08-14 · Sale · Disposed 96,490 · Balance 502,203 F1: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $8.90 · Expires 2026-12-05 | Direct | 506,250 |
Reported balance
After 2026-08-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-08-14 · Exercise / conversion · Disposed 126,562 · Balance 506,250 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 14, 2026 Filed Aug 18, 2026 00:28 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 126,562 | $0.00 Strike: $8.90 | $0.00 |
DisclosureSEC source: 0001405955-26-000009 · wk-form4_1787012920.xml · derivative · entry 3 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 506,250 Underlying: Common Stock · 126,562 shares Expires 2026-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2026 Filed Aug 18, 2026 00:28 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 96,490 | $66.35 | $6,401,802.73 |
DisclosureSEC source: 0001405955-26-000009 · wk-form4_1787012920.xml · nonDerivative · entry 2 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 502,203 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 14, 2026 Filed Aug 18, 2026 00:28 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 126,562 | $8.90 | $1,126,401.80 |
DisclosureSEC source: 0001405955-26-000009 · wk-form4_1787012920.xml · nonDerivative · entry 1 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 598,693 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 22, 2026 Filed Jul 24, 2026 00:30 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 126,563 | $0.00 Strike: $8.90 | $0.00 |
DisclosureSEC source: 0001405955-26-000007 · wk-form4_1784853007.xml · derivative · entry 3 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 632,812 Underlying: Common Stock · 126,563 shares Expires 2026-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 22, 2026 Filed Jul 24, 2026 00:30 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 95,970 | $74.33 | $7,133,325.34 |
DisclosureSEC source: 0001405955-26-000007 · wk-form4_1784853007.xml · nonDerivative · entry 2 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 472,131 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 22, 2026 Filed Jul 24, 2026 00:30 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 126,563 | $8.90 | $1,126,410.70 |
DisclosureSEC source: 0001405955-26-000007 · wk-form4_1784853007.xml · nonDerivative · entry 1 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 568,101 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 12, 2026 Filed Jun 15, 2026 23:43 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 84,375 | $0.00 Strike: $13.34 | $0.00 |
DisclosureSEC source: 0001405955-26-000005 · wk-form4_1781567027.xml · derivative · entry 3 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 506,250 Underlying: Common Stock · 84,375 shares Expires 2026-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 12, 2026 Filed Jun 15, 2026 23:43 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 63,602 | $131.16 | $8,342,012.88 |
DisclosureSEC source: 0001405955-26-000005 · wk-form4_1781567027.xml · nonDerivative · entry 2 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 294,359 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 12, 2026 Filed Jun 15, 2026 23:43 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 84,375 | $13.34 | $1,125,562.50 |
DisclosureSEC source: 0001405955-26-000005 · wk-form4_1781567027.xml · nonDerivative · entry 1 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 357,961 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2026 Filed May 18, 2026 20:23 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 84,375 | $0.00 Strike: $13.34 | $0.00 |
DisclosureSEC source: 0001405955-26-000003 · wk-form4_1779135806.xml · derivative · entry 3 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 590,625 Underlying: Common Stock · 84,375 shares Expires 2026-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2026 Filed May 18, 2026 20:23 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 64,017 | $110.46 | $7,071,208.99 |
DisclosureSEC source: 0001405955-26-000003 · wk-form4_1779135806.xml · nonDerivative · entry 2 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 273,586 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 15, 2026 Filed May 18, 2026 20:23 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 84,375 | $13.34 | $1,125,562.50 |
DisclosureSEC source: 0001405955-26-000003 · wk-form4_1779135806.xml · nonDerivative · entry 1 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 337,603 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 21:26 UTC | StoneX Group Inc. SNEX · Entity 3627 | Tax withholdingCommon Stock | 7,279 | $97.43 | $709,192.97 |
DisclosureSEC source: 0001405955-25-000005 · wk-form4_1766006788.xml · nonDerivative · entry 2 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 168,819 Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 21:26 UTC | StoneX Group Inc. SNEX · Entity 3627 | GrantRestricted Shares of Common Stock | 7,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001405955-25-000005 · wk-form4_1766006788.xml · nonDerivative · entry 1 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 176,098 F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three. Read SEC document |
| December 16, 2024 Filed Dec 17, 2024 22:03 UTC | StoneX Group Inc. SNEX · Entity 3627 | GiftCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-24-000210 · wk-form4_1734473022.xml · nonDerivative · entry 3 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,532 F2 · security: Gift to a charitable foundation. Read SEC document |
| December 16, 2024 Filed Dec 17, 2024 22:03 UTC | StoneX Group Inc. SNEX · Entity 3627 | Tax withholdingCommon Stock | 5,114 | $99.21 | $507,359.94 |
DisclosureSEC source: 0000913760-24-000210 · wk-form4_1734473022.xml · nonDerivative · entry 2 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,032 Read SEC document |
| December 13, 2024 Filed Dec 17, 2024 22:03 UTC | StoneX Group Inc. SNEX · Entity 3627 | GrantRestricted Shares of Common Stock | 6,922 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-24-000210 · wk-form4_1734473022.xml · nonDerivative · entry 1 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 118,146 F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 21:26 UTC | StoneX Group Inc. SNEX · Entity 3627 | GrantRestricted Shares of Common Stock | 10,954 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-23-000184 · wk-form4_1703021198.xml · nonDerivative · entry 1 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,224 F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three. Read SEC document |
| December 05, 2023 Filed Dec 7, 2023 21:14 UTC | StoneX Group Inc. SNEX · Entity 3627 | GrantStock Options · Derivative | 150,000 | $64.25 Strike: $64.25 | $9,637,500.00 |
DisclosureSEC source: 0000913760-23-000169 · wk-form4_1701983650.xml · derivative · entry 2 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 150,000 shares Expires 2031-12-05 F1 · security: The option grant was approved by the Company's Board of Directors on December 5, 2023. F2 · derivative.exercise_price: The strike price of the grant was set by the Company's Board of Directors as the closing price on the day prior to the grant, December 4, 2023. F3 · derivative.exercise_date: The options vest in equal tranches on each of the third, fourth, fifth, sixth and seventh anniversaries of the grant date. Read SEC document |
| March 08, 2023 Filed Mar 9, 2023 23:30 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 165 | $105.37 | $17,385.93 |
DisclosureSEC source: 0000913760-23-000060 · wf-form4_167840461967396.xml · nonDerivative · entry 1 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,847 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:53 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 935 | $105.15 | $98,316.37 |
DisclosureSEC source: 0000913760-23-000033 · wf-form4_167667075845359.xml · nonDerivative · entry 1 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,012 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:32 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 736 | $103.12 | $75,895.14 |
DisclosureSEC source: 0000913760-23-000031 · wf-form4_167641032665249.xml · nonDerivative · entry 1 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,947 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 08, 2023 Filed Feb 10, 2023 23:26 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 264 | $100.76 | $26,601.59 |
DisclosureSEC source: 0000913760-23-000029 · wf-form4_167607158223324.xml · nonDerivative · entry 1 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,683 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 21, 2022 Filed Dec 22, 2022 22:31 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 2,823 | $97.95 | $276,515.39 |
DisclosureSEC source: 0000913760-22-000207 · wf-form4_167174827044280.xml · nonDerivative · entry 1 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,947 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 20, 2022 Filed Dec 21, 2022 22:14 UTC | StoneX Group Inc. SNEX · Entity 3627 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-22-000205 · wf-form4_167166082945252.xml · nonDerivative · entry 1 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,770 F1 · security: Gift to a charitable foundation. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 22:19 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 600 | $91.95 | $55,170.00 |
DisclosureSEC source: 0000913760-22-000195 · wf-form4_167148826766287.xml · nonDerivative · entry 2 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,770 F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 22:19 UTC | StoneX Group Inc. SNEX · Entity 3627 | GrantRestricted Shares of Common Stock | 9,622 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-22-000195 · wf-form4_167148826766287.xml · nonDerivative · entry 1 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,370 F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 22:16 UTC | StoneX Group Inc. SNEX · Entity 3627 | GrantRestricted Shares of Common Stock | 5,427 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-21-000226 · wf-form4_163977938674937.xml · nonDerivative · entry 1 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,748 F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three. Read SEC document |
| December 10, 2021 Filed Dec 13, 2021 21:28 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 13,332 | $0.00 Strike: $25.91 | $0.00 |
DisclosureSEC source: 0000913760-21-000206 · wf-form4_163943090958758.xml · derivative · entry 3 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 13,332 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| December 10, 2021 Filed Dec 13, 2021 21:28 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 13,332 | $59.91 | $798,756.12 |
DisclosureSEC source: 0000913760-21-000206 · wf-form4_163943090958758.xml · nonDerivative · entry 2 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,321 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 10, 2021 Filed Dec 13, 2021 21:28 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 13,332 | $25.91 | $345,432.12 |
DisclosureSEC source: 0000913760-21-000206 · wf-form4_163943090958758.xml · nonDerivative · entry 1 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,653 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| December 09, 2021 Filed Dec 10, 2021 21:39 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 13,332 | $0.00 Strike: $25.91 | $0.00 |
DisclosureSEC source: 0000913760-21-000203 · wf-form4_163917236690778.xml · derivative · entry 6 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,332 Underlying: Common Stock · 13,332 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| December 09, 2021 Filed Dec 10, 2021 21:39 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 13,332 | $61.64 | $821,744.48 |
DisclosureSEC source: 0000913760-21-000203 · wf-form4_163917236690778.xml · nonDerivative · entry 4 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,321 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 09, 2021 Filed Dec 10, 2021 21:39 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 13,332 | $25.91 | $345,432.12 |
DisclosureSEC source: 0000913760-21-000203 · wf-form4_163917236690778.xml · nonDerivative · entry 3 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,653 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 21:39 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 13,336 | $0.00 Strike: $25.91 | $0.00 |
DisclosureSEC source: 0000913760-21-000203 · wf-form4_163917236690778.xml · derivative · entry 5 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,664 Underlying: Common Stock · 13,336 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 21:39 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 13,336 | $63.59 | $848,077.58 |
DisclosureSEC source: 0000913760-21-000203 · wf-form4_163917236690778.xml · nonDerivative · entry 2 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,321 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 21:39 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 13,336 | $25.91 | $345,535.76 |
DisclosureSEC source: 0000913760-21-000203 · wf-form4_163917236690778.xml · nonDerivative · entry 1 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,657 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| October 21, 2021 Filed Oct 25, 2021 20:17 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 3,583 | $0.00 Strike: $25.91 | $0.00 |
DisclosureSEC source: 0000913760-21-000167 · wf-form4_163519303678764.xml · derivative · entry 3 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,000 Underlying: Common Stock · 3,583 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| October 21, 2021 Filed Oct 25, 2021 20:17 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 3,583 | $70.03 | $250,900.65 |
DisclosureSEC source: 0000913760-21-000167 · wf-form4_163519303678764.xml · nonDerivative · entry 2 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,321 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 21, 2021 Filed Oct 25, 2021 20:17 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 3,583 | $25.91 | $92,835.53 |
DisclosureSEC source: 0000913760-21-000167 · wf-form4_163519303678764.xml · nonDerivative · entry 1 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,904 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| October 18, 2021 Filed Oct 20, 2021 20:32 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 5,822 | $0.00 Strike: $25.91 | $0.00 |
DisclosureSEC source: 0000913760-21-000165 · wf-form4_163476195611718.xml · derivative · entry 3 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,583 Underlying: Common Stock · 5,822 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| October 18, 2021 Filed Oct 20, 2021 20:32 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 5,822 | $70.00 | $407,545.82 |
DisclosureSEC source: 0000913760-21-000165 · wf-form4_163476195611718.xml · nonDerivative · entry 2 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,321 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 18, 2021 Filed Oct 20, 2021 20:32 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 5,822 | $25.91 | $150,848.02 |
DisclosureSEC source: 0000913760-21-000165 · wf-form4_163476195611718.xml · nonDerivative · entry 1 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,143 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| October 08, 2021 Filed Oct 12, 2021 21:16 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 4,035 | $0.00 Strike: $25.91 | $0.00 |
DisclosureSEC source: 0000913760-21-000156 · wf-form4_163407333728236.xml · derivative · entry 3 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,405 Underlying: Common Stock · 4,035 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| October 08, 2021 Filed Oct 12, 2021 21:16 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 4,035 | $70.00 | $282,450.00 |
DisclosureSEC source: 0000913760-21-000156 · wf-form4_163407333728236.xml · nonDerivative · entry 2 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,321 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| October 08, 2021 Filed Oct 12, 2021 21:16 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 4,035 | $25.91 | $104,546.85 |
DisclosureSEC source: 0000913760-21-000156 · wf-form4_163407333728236.xml · nonDerivative · entry 1 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,356 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 20:09 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 6,560 | $0.00 Strike: $25.91 | $0.00 |
DisclosureSEC source: 0000913760-21-000139 · wf-form4_163061333872145.xml · derivative · entry 3 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,440 Underlying: Common Stock · 6,560 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 20:09 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 6,560 | $70.00 | $459,200.00 |
DisclosureSEC source: 0000913760-21-000139 · wf-form4_163061333872145.xml · nonDerivative · entry 2 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,321 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 20:09 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 6,560 | $25.91 | $169,969.60 |
DisclosureSEC source: 0000913760-21-000139 · wf-form4_163061333872145.xml · nonDerivative · entry 1 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,881 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| June 16, 2021 Filed Jun 17, 2021 21:25 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 14,000 | $0.00 Strike: $25.91 | $0.00 |
DisclosureSEC source: 0000913760-21-000105 · wf-form4_162396507249916.xml · derivative · entry 6 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,000 Underlying: Common Stock · 14,000 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.