Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| StoneX Group Inc.SNEX · Entity 3627 | Chief Risk Officer | October 12, 2026 | October 15, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
StoneX Group Inc.
Report date October 12, 2026 · Filed October 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 219,663 |
Ending reported balance
After 2026-10-12 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-10-12 · Exercise / conversion · Acquired 69,372 · Balance 272,616 Row 2 · 2026-10-12 · Sale · Disposed 52,953 · Balance 219,663 F1: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $8.90 · Expires 2026-12-05 | Direct | 506,250 |
Reported balance
After 2026-10-12 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-10-12 · Exercise / conversion · Disposed 69,372 · Balance 506,250 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 12, 2026 Filed Oct 15, 2026 00:00 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 69,372 | $0.00 Strike: $8.90 | $0.00 |
DisclosureSEC source: 0001662210-26-000018 · wk-form4_1792022411.xml · derivative · entry 3 Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 506,250 Underlying: Common Stock · 69,372 shares Expires 2026-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 12, 2026 Filed Oct 15, 2026 00:00 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 52,953 | $60.35 | $3,195,650.01 |
DisclosureSEC source: 0001662210-26-000018 · wk-form4_1792022411.xml · nonDerivative · entry 2 Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 219,663 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 12, 2026 Filed Oct 15, 2026 00:00 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 69,372 | $8.90 | $617,410.80 |
DisclosureSEC source: 0001662210-26-000018 · wk-form4_1792022411.xml · nonDerivative · entry 1 Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 272,616 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2026 Filed Sep 16, 2026 01:41 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 50,528 | $67.02 | $3,386,629.09 |
DisclosureSEC source: 0001662210-26-000015 · wk-form4_1789522878.xml · nonDerivative · entry 3 Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 203,244 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 14, 2026 Filed Sep 16, 2026 01:41 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 69,372 | $0.00 Strike: $8.90 | $0.00 |
DisclosureSEC source: 0001662210-26-000015 · wk-form4_1789522878.xml · derivative · entry 4 Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 575,622 Underlying: Common Stock · 69,372 shares Expires 2026-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2026 Filed Sep 16, 2026 01:41 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 52,564 | $68.83 | $3,617,864.48 |
DisclosureSEC source: 0001662210-26-000015 · wk-form4_1789522878.xml · nonDerivative · entry 2 Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 253,772 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 14, 2026 Filed Sep 16, 2026 01:41 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 69,372 | $8.90 | $617,410.80 |
DisclosureSEC source: 0001662210-26-000015 · wk-form4_1789522878.xml · nonDerivative · entry 1 Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 306,336 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 07, 2026 Filed Aug 11, 2026 20:19 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 69,372 | $0.00 Strike: $8.90 | $0.00 |
DisclosureSEC source: 0001662210-26-000013 · wk-form4_1786479593.xml · derivative · entry 3 Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 644,994 Underlying: Common Stock · 69,372 shares Expires 2026-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 07, 2026 Filed Aug 11, 2026 20:19 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 52,648 | $66.25 | $3,487,935.26 |
DisclosureSEC source: 0001662210-26-000013 · wk-form4_1786479593.xml · nonDerivative · entry 2 Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 236,964 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 07, 2026 Filed Aug 11, 2026 20:19 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 69,372 | $8.90 | $617,410.80 |
DisclosureSEC source: 0001662210-26-000013 · wk-form4_1786479593.xml · nonDerivative · entry 1 Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 289,612 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 22, 2026 Filed Jul 24, 2026 00:29 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 69,372 | $0.00 Strike: $8.90 | $0.00 |
DisclosureSEC source: 0001662210-26-000011 · wk-form4_1784852951.xml · derivative · entry 3 Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 714,366 Underlying: Common Stock · 69,372 shares Expires 2026-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 22, 2026 Filed Jul 24, 2026 00:29 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 52,376 | $74.32 | $3,892,678.60 |
DisclosureSEC source: 0001662210-26-000011 · wk-form4_1784852951.xml · nonDerivative · entry 2 Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 220,240 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 22, 2026 Filed Jul 24, 2026 00:29 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 69,372 | $8.90 | $617,410.80 |
DisclosureSEC source: 0001662210-26-000011 · wk-form4_1784852951.xml · nonDerivative · entry 1 Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 272,616 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 16, 2026 Filed Jun 17, 2026 20:55 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 11,542 | $133.63 | $1,542,332.07 |
DisclosureSEC source: 0001662210-26-000009 · wk-form4_1781729699.xml · nonDerivative · entry 3 Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 135,496 F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 15, 2026 Filed Jun 17, 2026 20:55 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 46,248 | $0.00 Strike: $13.34 | $0.00 |
DisclosureSEC source: 0001662210-26-000009 · wk-form4_1781729699.xml · derivative · entry 4 Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 522,492 Underlying: Common Stock · 46,248 shares Expires 2026-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 12, 2026. Read SEC document |
| June 15, 2026 Filed Jun 17, 2026 20:55 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 34,706 | $135.31 | $4,696,089.68 |
DisclosureSEC source: 0001662210-26-000009 · wk-form4_1781729699.xml · nonDerivative · entry 2 Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 147,038 F1 · security: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 12, 2026. F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 15, 2026 Filed Jun 17, 2026 20:55 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 46,248 | $13.34 | $616,948.32 |
DisclosureSEC source: 0001662210-26-000009 · wk-form4_1781729699.xml · nonDerivative · entry 1 Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 181,744 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 12, 2026. Read SEC document |
| May 22, 2026 Filed May 26, 2026 20:12 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 11,398 | $112.25 | $1,279,374.21 |
DisclosureSEC source: 0001662210-26-000007 · wk-form4_1779826321.xml · nonDerivative · entry 1 Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 135,496 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 14, 2026 Filed May 15, 2026 22:15 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 46,260 | $0.00 Strike: $13.34 | $0.00 |
DisclosureSEC source: 0001662210-26-000005 · wk-form4_1778883341.xml · derivative · entry 3 Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 568,740 Underlying: Common Stock · 46,260 shares Expires 2026-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2026 Filed May 15, 2026 22:15 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 34,862 | $116.29 | $4,054,248.40 |
DisclosureSEC source: 0001662210-26-000005 · wk-form4_1778883341.xml · nonDerivative · entry 2 Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 146,894 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 14, 2026 Filed May 15, 2026 22:15 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 46,260 | $13.34 | $617,108.40 |
DisclosureSEC source: 0001662210-26-000005 · wk-form4_1778883341.xml · nonDerivative · entry 1 Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 181,756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2026 Filed Feb 11, 2026 21:20 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 40,000 | $0.00 Strike: $20.00 | $0.00 |
DisclosureSEC source: 0001662210-26-000002 · wk-form4_1770844827.xml · derivative · entry 3 Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 410,000 Underlying: Common Stock · 40,000 shares Expires 2026-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2026 Filed Feb 11, 2026 21:20 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 40,000 | $124.88 | $4,995,120.00 |
DisclosureSEC source: 0001662210-26-000002 · wk-form4_1770844827.xml · nonDerivative · entry 2 Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,331 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 09, 2026 Filed Feb 11, 2026 21:20 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 40,000 | $20.00 | $800,000.00 |
DisclosureSEC source: 0001662210-26-000002 · wk-form4_1770844827.xml · nonDerivative · entry 1 Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 130,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 21:29 UTC | StoneX Group Inc. SNEX · Entity 3627 | GrantRestricted Shares of Common Stock | 7,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001662210-25-000003 · wk-form4_1766006989.xml · nonDerivative · entry 1 Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,331 F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three. Read SEC document |
| December 13, 2024 Filed Dec 16, 2024 21:16 UTC | StoneX Group Inc. SNEX · Entity 3627 | GrantRestricted Shares of Common Stock | 6,922 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-24-000194 · wk-form4_1734383754.xml · nonDerivative · entry 2 Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,354 F2 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three. Read SEC document |
| December 12, 2024 Filed Dec 16, 2024 21:16 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 5,000 | $101.60 | $508,011.00 |
DisclosureSEC source: 0000913760-24-000194 · wk-form4_1734383754.xml · nonDerivative · entry 1 Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,432 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 21:31 UTC | StoneX Group Inc. SNEX · Entity 3627 | GrantRestricted Shares of Common Stock | 10,954 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-23-000188 · wk-form4_1703021463.xml · nonDerivative · entry 1 Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,432 F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three. Read SEC document |
| December 13, 2023 Filed Dec 15, 2023 21:40 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 5,000 | $67.21 | $336,060.50 |
DisclosureSEC source: 0000913760-23-000180 · wk-form4_1702676436.xml · nonDerivative · entry 1 Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,478 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 05, 2023 Filed Dec 7, 2023 21:27 UTC | StoneX Group Inc. SNEX · Entity 3627 | GrantStock Options · Derivative | 150,000 | $64.25 Strike: $64.25 | $9,637,500.00 |
DisclosureSEC source: 0000913760-23-000174 · wk-form4_1701984423.xml · derivative · entry 2 Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 300,000 Underlying: Common · 150,000 shares Expires 0031-12-05 F1 · security: The option grant was approved by the Company's Board of Directors on December 5, 2023. F2 · derivative.exercise_price: The strike price of the grant was set by the Company's Board of Directors as the closing price on the day prior to the grant, December 4, 2023. F3 · derivative.exercise_date: The options vest in equal tranches on each of the third, fourth, fifth, sixth and seventh anniversaries of the grant date. Read SEC document |
| December 30, 2022 Filed Jan 3, 2023 21:31 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 4,381 | $95.27 | $417,361.22 |
DisclosureSEC source: 0000913760-23-000002 · wf-form4_167278143689415.xml · nonDerivative · entry 1 Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,652 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 22:17 UTC | StoneX Group Inc. SNEX · Entity 3627 | GrantRestricted Shares of Common Stock | 9,622 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-22-000194 · wf-form4_167148822760420.xml · nonDerivative · entry 1 Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,033 F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three. Read SEC document |
| December 06, 2022 Filed Dec 8, 2022 21:19 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 4,711 | $97.81 | $460,765.95 |
DisclosureSEC source: 0000913760-22-000179 · wf-form4_167053431549851.xml · nonDerivative · entry 1 Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,411 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 15, 2021 Filed Dec 16, 2021 14:03 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 4,000 | $60.66 | $242,632.00 |
DisclosureSEC source: 0000913760-21-000215 · wf-form4_163966341642629.xml · nonDerivative · entry 1 Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,695 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 22:18 UTC | StoneX Group Inc. SNEX · Entity 3627 | GrantRestricted Shares of Common Stock | 5,427 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-21-000230 · wf-form4_163977948048678.xml · nonDerivative · entry 1 Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,122 F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 22:58 UTC | StoneX Group Inc. SNEX · Entity 3627 | GrantRestricted Shares of Common Stock | 11,013 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-20-000218 · wf-form4_160815950201889.xml · nonDerivative · entry 1 Maurer Mark Lowry · CIK 0001662210 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,695 F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three. Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 21:33 UTC | StoneX Group Inc. INTL · Entity 3627 | GrantRestricted Shares of Common Stock | 7,777 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-19-000153 · wf-form4_157661837812404.xml · nonDerivative · entry 1 Maurer Mark Lowry · CIK 0001662210 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,682 F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 21:49 UTC | StoneX Group Inc. INTL · Entity 3627 | GrantStock Options · Derivative | 100,000 | $45.00 Strike: $45.00 | $4,500,000.00 |
DisclosureSEC source: 0000913760-19-000051 · wf-form4_155026737302488.xml · derivative · entry 2 Maurer Mark Lowry · CIK 0001662210 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2026-12-05 F1 · security: The option grant was approved by the Company's Board of Directors on December 5, 2018, subject to shareholder approval of an Amendment to the Stock Option Plan under which the options were granted. The Company's shareholders approved the Amendment on February 13, 2019. The Amendment increased the number of shares that could be granted under the plan. F2 · derivative.exercise_price: The strike price of the grant was set by the Company's Board of Directors at 113.5% of the closing price on December 4, 2018. F3 · derivative.exercise_date: The options vest in equal tranches on each of the third, fourth, fifth, sixth and seventh anniversaries of the grant date. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 01:04 UTC | StoneX Group Inc. INTL · Entity 3627 | GrantRestricted Shares of Common Stock | 6,355 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-18-000171 · wf-form4_154509505404840.xml · nonDerivative · entry 1 Maurer Mark Lowry · CIK 0001662210 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,905 F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 22:44 UTC | StoneX Group Inc. INTL · Entity 3627 | Tax withholdingCommon Stock | 388 | $41.00 | $15,908.00 |
DisclosureSEC source: 0000913760-17-000132 · wf-form4_151363703427015.xml · nonDerivative · entry 1 Maurer Mark Lowry · CIK 0001662210 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,550 F1 · kind: Represents disposition to issuer to cover taxes payable upon vesting of shares exempt pursuant to Rule 16b-3. Read SEC document |
| August 29, 2017 Filed Aug 30, 2017 20:39 UTC | StoneX Group Inc. INTL · Entity 3627 | Exercise / conversionStock Options · Derivative | 3,000 | $0.00 Strike: $19.24 | $0.00 |
DisclosureSEC source: 0000913760-17-000097 · wf-form4_150412554964445.xml · derivative · entry 3 Maurer Mark Lowry · CIK 0001662210 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,000 shares Expires 2018-01-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 29, 2017 Filed Aug 30, 2017 20:39 UTC | StoneX Group Inc. INTL · Entity 3627 | SaleCommon Stock | 1,658 | $35.57 | $58,970.25 |
DisclosureSEC source: 0000913760-17-000097 · wf-form4_150412554964445.xml · nonDerivative · entry 2 Maurer Mark Lowry · CIK 0001662210 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,938 Read SEC document |
| August 29, 2017 Filed Aug 30, 2017 20:39 UTC | StoneX Group Inc. INTL · Entity 3627 | Exercise / conversionCommon Stock | 3,000 | $19.24 | $57,720.00 |
DisclosureSEC source: 0000913760-17-000097 · wf-form4_150412554964445.xml · nonDerivative · entry 1 Maurer Mark Lowry · CIK 0001662210 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,596 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 21:21 UTC | StoneX Group Inc. INTL · Entity 3627 | GrantRestricted Shares of Common Stock | 3,596 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-16-000379 · wf-form4_148192328185812.xml · nonDerivative · entry 1 Maurer Mark Lowry · CIK 0001662210 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,596 F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.