Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| StoneX Group Inc.SNEX · Entity 3627 | Director · Chief Executive Officer | October 15, 2026 | October 15, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
StoneX Group Inc.
Report date October 15, 2026 · Filed October 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 738,216 |
Ending reported balance
After 2026-10-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-10-15 · Exercise / conversion · Acquired 45,000 · Balance 783,216 Row 2 · 2026-10-15 · Sale · Disposed 45,000 · Balance 738,216 F1: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $8.90 · Expires 2026-12-05 | Direct | 815,625 |
Reported balance
After 2026-10-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-10-15 · Exercise / conversion · Disposed 45,000 · Balance 815,625 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 15, 2026 Filed Oct 15, 2026 23:06 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 45,000 | $0.00 Strike: $8.90 | $0.00 |
DisclosureSEC source: 0001569789-26-000017 · wk-form4_1792105609.xml · derivative · entry 3 Smith Philip Andrew · CIK 0001569789 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 815,625 Underlying: Common Stock · 45,000 shares Expires 2026-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 15, 2026 Filed Oct 15, 2026 23:06 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 45,000 | $59.50 | $2,677,486.50 |
DisclosureSEC source: 0001569789-26-000017 · wk-form4_1792105609.xml · nonDerivative · entry 2 Smith Philip Andrew · CIK 0001569789 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 738,216 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 15, 2026 Filed Oct 15, 2026 23:06 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 45,000 | $8.90 | $400,500.00 |
DisclosureSEC source: 0001569789-26-000017 · wk-form4_1792105609.xml · nonDerivative · entry 1 Smith Philip Andrew · CIK 0001569789 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 783,216 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 22, 2026 Filed Jul 24, 2026 00:29 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 45,000 | $0.00 Strike: $8.90 | $0.00 |
DisclosureSEC source: 0001569789-26-000012 · wk-form4_1784852984.xml · derivative · entry 3 Smith Philip Andrew · CIK 0001569789 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 916,875 Underlying: Common Stock · 45,000 shares Expires 2026-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 22, 2026 Filed Jul 24, 2026 00:29 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 45,000 | $74.32 | $3,344,481.00 |
DisclosureSEC source: 0001569789-26-000012 · wk-form4_1784852984.xml · nonDerivative · entry 2 Smith Philip Andrew · CIK 0001569789 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 738,216 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 22, 2026 Filed Jul 24, 2026 00:29 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 45,000 | $8.90 | $400,500.00 |
DisclosureSEC source: 0001569789-26-000012 · wk-form4_1784852984.xml · nonDerivative · entry 1 Smith Philip Andrew · CIK 0001569789 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 783,216 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2026 Filed Jul 1, 2026 22:48 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 37,500 | $0.00 Strike: $13.34 | $0.00 |
DisclosureSEC source: 0001569789-26-000010 · wk-form4_1782946098.xml · derivative · entry 4 Smith Philip Andrew · CIK 0001569789 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 641,250 Underlying: Common Stock · 37,500 shares Expires 2026-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2026 Filed Jul 1, 2026 22:48 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 37,500 | $118.75 | $4,452,990.00 |
DisclosureSEC source: 0001569789-26-000010 · wk-form4_1782946098.xml · nonDerivative · entry 3 Smith Philip Andrew · CIK 0001569789 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 492,144 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 30, 2026 Filed Jul 1, 2026 22:48 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 37,500 | $13.34 | $500,250.00 |
DisclosureSEC source: 0001569789-26-000010 · wk-form4_1782946098.xml · nonDerivative · entry 2 Smith Philip Andrew · CIK 0001569789 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 529,644 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2026 Filed Jul 1, 2026 22:48 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 14,040 | $118.67 | $1,666,084.68 |
DisclosureSEC source: 0001569789-26-000010 · wk-form4_1782946098.xml · nonDerivative · entry 1 Smith Philip Andrew · CIK 0001569789 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 492,144 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 22, 2026 Filed May 26, 2026 20:11 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 8,535 | $112.72 | $962,094.22 |
DisclosureSEC source: 0001569789-26-000008 · wk-form4_1779826267.xml · nonDerivative · entry 1 Smith Philip Andrew · CIK 0001569789 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 506,184 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 10, 2026 Filed Apr 14, 2026 20:16 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 30,000 | $0.00 Strike: $13.34 | $0.00 |
DisclosureSEC source: 0001569789-26-000005 · wk-form4_1776197775.xml · derivative · entry 3 Smith Philip Andrew · CIK 0001569789 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 678,750 Underlying: Common Stock · 30,000 shares Expires 2026-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 10, 2026 Filed Apr 14, 2026 20:16 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 30,000 | $92.23 | $2,766,906.00 |
DisclosureSEC source: 0001569789-26-000005 · wk-form4_1776197775.xml · nonDerivative · entry 2 Smith Philip Andrew · CIK 0001569789 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 514,719 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 10, 2026 Filed Apr 14, 2026 20:16 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 30,000 | $13.34 | $400,200.00 |
DisclosureSEC source: 0001569789-26-000005 · wk-form4_1776197775.xml · nonDerivative · entry 1 Smith Philip Andrew · CIK 0001569789 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 544,719 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 21:28 UTC | StoneX Group Inc. SNEX · Entity 3627 | Tax withholdingCommon Stock | 7,166 | $97.43 | $698,183.38 |
DisclosureSEC source: 0001569789-25-000003 · wk-form4_1766006927.xml · nonDerivative · entry 3 Smith Philip Andrew · CIK 0001569789 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 345,270 Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 21:28 UTC | StoneX Group Inc. SNEX · Entity 3627 | GrantRestricted Shares of Common Stock | 11,282 | $0.00 | $0.00 |
DisclosureSEC source: 0001569789-25-000003 · wk-form4_1766006927.xml · nonDerivative · entry 2 Smith Philip Andrew · CIK 0001569789 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 352,436 F2 · security: Shares issued pursuant to the terms of the remuneration policy as agreed upon by StoneX Financial Ltd. Shares vest equally on anniversary in years one, two and three. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 21:28 UTC | StoneX Group Inc. SNEX · Entity 3627 | GrantRestricted Shares of Common Stock | 13,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001569789-25-000003 · wk-form4_1766006927.xml · nonDerivative · entry 1 Smith Philip Andrew · CIK 0001569789 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 341,154 F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three. Read SEC document |
| June 10, 2025 Filed Jun 11, 2025 22:03 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 7,500 | $83.68 | $627,600.00 |
DisclosureSEC source: 0000913760-25-000106 · wk-form4_1749679412.xml · nonDerivative · entry 1 Smith Philip Andrew · CIK 0001569789 · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 327,754 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 05, 2025 Filed May 6, 2025 22:11 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 7,457 | $93.26 | $695,407.01 |
DisclosureSEC source: 0000913760-25-000085 · wk-form4_1746569470.xml · nonDerivative · entry 1 Smith Philip Andrew · CIK 0001569789 · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 335,254 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 17, 2025 Filed Apr 21, 2025 22:26 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 40,553 | $0.00 Strike: $20.00 | $0.00 |
DisclosureSEC source: 0000913760-25-000068 · wk-form4_1745274388.xml · derivative · entry 3 Smith Philip Andrew · CIK 0001569789 · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 472,500 Underlying: Common Stock · 40,553 shares Expires 2026-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 17, 2025 Filed Apr 21, 2025 22:26 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 40,553 | $80.30 | $3,256,515.39 |
DisclosureSEC source: 0000913760-25-000068 · wk-form4_1745274388.xml · nonDerivative · entry 2 Smith Philip Andrew · CIK 0001569789 · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 342,711 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 17, 2025 Filed Apr 21, 2025 22:26 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 40,553 | $20.00 | $811,060.00 |
DisclosureSEC source: 0000913760-25-000068 · wk-form4_1745274388.xml · nonDerivative · entry 1 Smith Philip Andrew · CIK 0001569789 · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 383,264 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 15, 2025 Filed Apr 17, 2025 20:30 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 4,447 | $0.00 Strike: $20.00 | $0.00 |
DisclosureSEC source: 0000913760-25-000065 · wk-form4_1744921800.xml · derivative · entry 3 Smith Philip Andrew · CIK 0001569789 · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 513,053 Underlying: Common Stock · 4,447 shares Expires 2026-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 15, 2025 Filed Apr 17, 2025 20:30 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 4,447 | $80.07 | $356,079.74 |
DisclosureSEC source: 0000913760-25-000065 · wk-form4_1744921800.xml · nonDerivative · entry 2 Smith Philip Andrew · CIK 0001569789 · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 342,711 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 15, 2025 Filed Apr 17, 2025 20:30 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 4,447 | $20.00 | $88,940.00 |
DisclosureSEC source: 0000913760-25-000065 · wk-form4_1744921800.xml · nonDerivative · entry 1 Smith Philip Andrew · CIK 0001569789 · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 347,158 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 04, 2025 Filed Apr 8, 2025 20:38 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 9,000 | $69.56 | $626,039.10 |
DisclosureSEC source: 0000913760-25-000061 · wk-form4_1744144690.xml · nonDerivative · entry 1 Smith Philip Andrew · CIK 0001569789 · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 342,711 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 20:39 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 45,000 | $0.00 Strike: $20.00 | $0.00 |
DisclosureSEC source: 0000913760-25-000059 · wk-form4_1743712741.xml · derivative · entry 3 Smith Philip Andrew · CIK 0001569789 · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 517,500 Underlying: Common Stock · 45,000 shares Expires 2026-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 20:39 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 45,000 | $75.95 | $3,417,556.50 |
DisclosureSEC source: 0000913760-25-000059 · wk-form4_1743712741.xml · nonDerivative · entry 2 Smith Philip Andrew · CIK 0001569789 · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 351,711 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 20:39 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 45,000 | $20.00 | $900,000.00 |
DisclosureSEC source: 0000913760-25-000059 · wk-form4_1743712741.xml · nonDerivative · entry 1 Smith Philip Andrew · CIK 0001569789 · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 396,711 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2024 Filed Dec 17, 2024 21:58 UTC | StoneX Group Inc. SNEX · Entity 3627 | Tax withholdingCommon Stock | 3,366 | $99.21 | $333,940.86 |
DisclosureSEC source: 0000913760-24-000204 · wk-form4_1734472683.xml · nonDerivative · entry 3 Smith Philip Andrew · CIK 0001569789 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 234,474 Read SEC document |
| December 13, 2024 Filed Dec 17, 2024 21:58 UTC | StoneX Group Inc. SNEX · Entity 3627 | GrantRestricted Shares of Common Stock | 9,012 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-24-000204 · wk-form4_1734472683.xml · nonDerivative · entry 2 Smith Philip Andrew · CIK 0001569789 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 237,840 F2 · security: Shares issued pursuant to the terms of the remuneration policy as agreed upon by StoneX Financial Ltd. Shares vest equally on anniversary in years one, two and three. Read SEC document |
| December 13, 2024 Filed Dec 17, 2024 21:58 UTC | StoneX Group Inc. SNEX · Entity 3627 | GrantRestricted Shares of Common Stock | 10,430 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-24-000204 · wk-form4_1734472683.xml · nonDerivative · entry 1 Smith Philip Andrew · CIK 0001569789 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 228,828 F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three. Read SEC document |
| November 07, 2024 Filed Nov 12, 2024 14:14 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 3,500 | $97.58 | $341,522.65 |
DisclosureSEC source: 0000913760-24-000170 · wk-form4_1731420848.xml · nonDerivative · entry 1 Smith Philip Andrew · CIK 0001569789 · Subsidiary CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 218,398 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 07, 2024 Filed Aug 8, 2024 20:21 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 4,000 | $75.89 | $303,559.20 |
DisclosureSEC source: 0000913760-24-000142 · wk-form4_1723148498.xml · nonDerivative · entry 1 Smith Philip Andrew · CIK 0001569789 · Subsidiary CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 221,898 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 15, 2024 Filed May 17, 2024 20:45 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 8,000 | $75.18 | $601,429.60 |
DisclosureSEC source: 0000913760-24-000098 · wk-form4_1715978689.xml · nonDerivative · entry 1 Smith Philip Andrew · CIK 0001569789 · Subsidiary CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 225,898 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 21, 2024 Filed Mar 25, 2024 20:33 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 7,000 | $69.73 | $488,141.50 |
DisclosureSEC source: 0000913760-24-000075 · wk-form4_1711398781.xml · nonDerivative · entry 1 Smith Philip Andrew · CIK 0001569789 · Subsidiary CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 233,898 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 20, 2023 Filed Dec 21, 2023 21:25 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 8,562 | $69.17 | $592,207.85 |
DisclosureSEC source: 0000913760-23-000204 · wk-form4_1703193911.xml · nonDerivative · entry 2 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 240,898 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 19, 2023 Filed Dec 21, 2023 21:25 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 8,563 | $69.07 | $591,456.69 |
DisclosureSEC source: 0000913760-23-000204 · wk-form4_1703193911.xml · nonDerivative · entry 1 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 249,460 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 21:51 UTC | StoneX Group Inc. SNEX · Entity 3627 | GrantRestricted Shares of Common Stock | 12,468 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-23-000200 · wk-form4_1703022698.xml · nonDerivative · entry 2 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 258,023 F2 · security: Shares issued pursuant to the terms of the remuneration policy as agreed upon by subsidiary StoneX Financial Ltd. Shares vest equally on anniversary in years one, two and three. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 21:51 UTC | StoneX Group Inc. SNEX · Entity 3627 | GrantRestricted Shares of Common Stock | 14,261 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-23-000200 · wk-form4_1703022698.xml · nonDerivative · entry 1 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 245,555 F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three. Read SEC document |
| December 15, 2023 Filed Jan 20, 2026 21:08 UTC | StoneX Group Inc. SNEX · Entity 3627 | Tax withholdingCommon Stock | 2,124 | $45.16 | $95,919.84 |
DisclosureSEC source: 0001569789-26-000002 · wk-form5_1768943295.xml · nonDerivative · entry 1 Smith Philip Andrew · CIK 0001569789 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 343,146 F1 · security: Number of securities disposed and price as reported within this Form 5 are post stock split. F2 · kind: Represents disposition to issuer to cover taxes payable upon vesting of shares exempt pursuant to Rule 16b-3. Read SEC document |
| December 05, 2023 Filed Dec 7, 2023 21:17 UTC | StoneX Group Inc. SNEX · Entity 3627 | GrantStock Options · Derivative | 225,000 | $64.25 Strike: $64.25 | $14,456,250.00 |
DisclosureSEC source: 0000913760-23-000171 · wk-form4_1701983832.xml · derivative · entry 2 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 375,000 Underlying: Common Stock · 225,000 shares Expires 2031-12-05 F1 · security: The option grant was approved by the Company's Board of Directors on December 5, 2023. F2 · derivative.exercise_price: The strike price of the grant was set by the Company's Board of Directors as the closing price on the day prior to the grant, December 4, 2023. F3 · derivative.exercise_date: The options vest in equal tranches on each of the third, fourth, fifth, sixth and seventh anniversaries of the grant date. Read SEC document |
| September 20, 2023 Filed Sep 21, 2023 20:36 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 3,000 | $94.56 | $283,694.40 |
DisclosureSEC source: 0000913760-23-000130 · wk-form4_1695328601.xml · nonDerivative · entry 1 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 154,196 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 22, 2023 Filed May 23, 2023 22:23 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 3,500 | $84.77 | $296,697.45 |
DisclosureSEC source: 0000913760-23-000081 · wf-form4_168488058323725.xml · nonDerivative · entry 1 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 157,196 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 13:09 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 3,000 | $101.98 | $305,934.60 |
DisclosureSEC source: 0000913760-23-000053 · wf-form4_167784896133574.xml · nonDerivative · entry 1 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,696 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 22:10 UTC | StoneX Group Inc. SNEX · Entity 3627 | GrantRestricted Shares of Common Stock | 6,009 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-22-000191 · wf-form4_167148757539711.xml · nonDerivative · entry 2 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,696 F2 · security: Shares issued pursuant to the terms of the remuneration policy as agreed upon by subsidiary StoneX Financial Ltd. Shares vest equally on anniversary in years one, two and three. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 22:10 UTC | StoneX Group Inc. SNEX · Entity 3627 | GrantRestricted Shares of Common Stock | 12,481 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-22-000191 · wf-form4_167148757539711.xml · nonDerivative · entry 1 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,687 F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three. Read SEC document |
| July 11, 2022 Filed Jul 12, 2022 21:01 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 4,537 | $76.17 | $345,568.32 |
DisclosureSEC source: 0000913760-22-000101 · wf-form4_165765970273565.xml · nonDerivative · entry 1 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,206 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 18, 2022 Filed Apr 19, 2022 23:19 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 4,500 | $71.32 | $320,932.35 |
DisclosureSEC source: 0000913760-22-000067 · wf-form4_165041037904655.xml · nonDerivative · entry 1 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,743 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 14, 2022 Filed Feb 15, 2022 23:02 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 6,000 | $73.48 | $440,890.20 |
DisclosureSEC source: 0000913760-22-000037 · wf-form4_164496613840777.xml · nonDerivative · entry 1 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,243 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.