Tapewire

Nasdaq · USD

SNEX

StoneX Group Inc.

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Tapewire entity
3627
SEC CIK
0000913760
Parsed reports
682

Last 12 months

Inside the activity.

2 purchase rows · 59 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202513
Jan 202600
Feb 202606
Mar 202601
Apr 202602
May 2026016
Jun 2026010
Jul 202608
Aug 202614
Sep 202605
Oct 202603

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 15, 2026 Filed Oct 15, 2026 23:06 UTC
Smith Philip AndrewDirector · Chief Executive Officer
Exercise / conversionStock Options · Derivative 45,000 $0.00 Strike: $8.90 $0.00
Disclosure

SEC source: 0001569789-26-000017 · wk-form4_1792105609.xml · derivative · entry 3

Smith Philip Andrew · CIK 0001569789 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 815,625

Underlying: Common Stock · 45,000 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 15, 2026 Filed Oct 15, 2026 23:06 UTC
Smith Philip AndrewDirector · Chief Executive Officer
SaleCommon Stock 45,000 $59.50 $2,677,486.50
Disclosure

SEC source: 0001569789-26-000017 · wk-form4_1792105609.xml · nonDerivative · entry 2

Smith Philip Andrew · CIK 0001569789 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 738,216

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 15, 2026 Filed Oct 15, 2026 23:06 UTC
Smith Philip AndrewDirector · Chief Executive Officer
Exercise / conversionCommon Stock 45,000 $8.90 $400,500.00
Disclosure

SEC source: 0001569789-26-000017 · wk-form4_1792105609.xml · nonDerivative · entry 1

Smith Philip Andrew · CIK 0001569789 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 783,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 12, 2026 Filed Oct 15, 2026 00:00 UTC
Maurer Mark LowryChief Risk Officer
Exercise / conversionStock Options · Derivative 69,372 $0.00 Strike: $8.90 $0.00
Disclosure

SEC source: 0001662210-26-000018 · wk-form4_1792022411.xml · derivative · entry 3

Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 506,250

Underlying: Common Stock · 69,372 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 12, 2026 Filed Oct 15, 2026 00:00 UTC
Maurer Mark LowryChief Risk Officer
SaleCommon Stock 52,953 $60.35 $3,195,650.01
Disclosure

SEC source: 0001662210-26-000018 · wk-form4_1792022411.xml · nonDerivative · entry 2

Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 219,663

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 12, 2026 Filed Oct 15, 2026 00:00 UTC
Maurer Mark LowryChief Risk Officer
Exercise / conversionCommon Stock 69,372 $8.90 $617,410.80
Disclosure

SEC source: 0001662210-26-000018 · wk-form4_1792022411.xml · nonDerivative · entry 1

Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 272,616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 12, 2026 Filed Oct 13, 2026 23:06 UTC
OCONNOR SEAN MICHAELDirector · Executive Vice-Chairman-Board
Exercise / conversionStock Options · Derivative 157,500 $0.00 Strike: $8.90 $0.00
Disclosure

SEC source: 0001208362-26-000014 · wk-form4_1791932803.xml · derivative · entry 5

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · Executive Vice-Chairman-Board

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,518,750

Underlying: Common Stock · 157,500 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 12, 2026 Filed Oct 13, 2026 23:06 UTC
OCONNOR SEAN MICHAELDirector · Executive Vice-Chairman-Board
SaleCommon Stock 76,148 $60.35 $4,595,851.62
Disclosure

SEC source: 0001208362-26-000014 · wk-form4_1791932803.xml · nonDerivative · entry 2

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · Executive Vice-Chairman-Board

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,831,799

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 12, 2026 Filed Oct 13, 2026 23:06 UTC
OCONNOR SEAN MICHAELDirector · Executive Vice-Chairman-Board
Exercise / conversionCommon Stock 157,500 $8.90 $1,401,750.00
Disclosure

SEC source: 0001208362-26-000014 · wk-form4_1791932803.xml · nonDerivative · entry 1

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · Executive Vice-Chairman-Board

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,907,947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2026 Filed Sep 16, 2026 22:01 UTC
Rotsztain DiegoChief Governance/Legal Officer
SaleCommon Stock 20,298 $67.13 $1,362,592.56
Disclosure

SEC source: 0001511110-26-000012 · wk-form4_1789596074.xml · nonDerivative · entry 3

Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 34,870

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 15, 2026 Filed Sep 16, 2026 01:41 UTC
Maurer Mark LowryChief Risk Officer
SaleCommon Stock 50,528 $67.02 $3,386,629.09
Disclosure

SEC source: 0001662210-26-000015 · wk-form4_1789522878.xml · nonDerivative · entry 3

Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 203,244

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 14, 2026 Filed Sep 16, 2026 22:01 UTC
Rotsztain DiegoChief Governance/Legal Officer
Exercise / conversionStock Options · Derivative 50,625 $0.00 Strike: $12.26 $0.00
Disclosure

SEC source: 0001511110-26-000012 · wk-form4_1789596074.xml · derivative · entry 4

Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 506,250

Underlying: Common Stock · 50,625 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2026 Filed Sep 16, 2026 22:01 UTC
Rotsztain DiegoChief Governance/Legal Officer
SaleCommon Stock 30,327 $68.83 $2,087,474.13
Disclosure

SEC source: 0001511110-26-000012 · wk-form4_1789596074.xml · nonDerivative · entry 2

Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 55,168

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 14, 2026 Filed Sep 16, 2026 22:01 UTC
Rotsztain DiegoChief Governance/Legal Officer
Exercise / conversionCommon Stock 50,625 $12.26 $620,662.50
Disclosure

SEC source: 0001511110-26-000012 · wk-form4_1789596074.xml · nonDerivative · entry 1

Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 85,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2026 Filed Sep 16, 2026 20:09 UTC
Perkins Abigail HChief Information Officer
SaleCommon Stock 8,924 $68.83 $614,218.39
Disclosure

SEC source: 0001862195-26-000013 · wk-form4_1789589391.xml · nonDerivative · entry 1

Perkins Abigail H · CIK 0001862195 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 87,739

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 14, 2026 Filed Sep 16, 2026 01:41 UTC
Maurer Mark LowryChief Risk Officer
Exercise / conversionStock Options · Derivative 69,372 $0.00 Strike: $8.90 $0.00
Disclosure

SEC source: 0001662210-26-000015 · wk-form4_1789522878.xml · derivative · entry 4

Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 575,622

Underlying: Common Stock · 69,372 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2026 Filed Sep 16, 2026 01:41 UTC
Maurer Mark LowryChief Risk Officer
SaleCommon Stock 52,564 $68.83 $3,617,864.48
Disclosure

SEC source: 0001662210-26-000015 · wk-form4_1789522878.xml · nonDerivative · entry 2

Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 253,772

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 14, 2026 Filed Sep 16, 2026 01:41 UTC
Maurer Mark LowryChief Risk Officer
Exercise / conversionCommon Stock 69,372 $8.90 $617,410.80
Disclosure

SEC source: 0001662210-26-000015 · wk-form4_1789522878.xml · nonDerivative · entry 1

Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 306,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2026 Filed Sep 11, 2026 11:59 UTC GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001620576-26-000007 · wk-form4_1789127947.xml · nonDerivative · entry 1

Lyon Charles M · CIK 0001620576 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 324,242

Read SEC document
August 14, 2026 Filed Aug 18, 2026 00:28 UTC
Dunaway William JChief Financial Officer
Exercise / conversionStock Options · Derivative 126,562 $0.00 Strike: $8.90 $0.00
Disclosure

SEC source: 0001405955-26-000009 · wk-form4_1787012920.xml · derivative · entry 3

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 506,250

Underlying: Common Stock · 126,562 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 00:28 UTC
Dunaway William JChief Financial Officer
SaleCommon Stock 96,490 $66.35 $6,401,802.73
Disclosure

SEC source: 0001405955-26-000009 · wk-form4_1787012920.xml · nonDerivative · entry 2

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 502,203

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 00:28 UTC
Dunaway William JChief Financial Officer
Exercise / conversionCommon Stock 126,562 $8.90 $1,126,401.80
Disclosure

SEC source: 0001405955-26-000009 · wk-form4_1787012920.xml · nonDerivative · entry 1

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 598,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2026 Filed Aug 11, 2026 23:59 UTC
Perkins Abigail HChief Information Officer
Exercise / conversionStock Options · Derivative 4,500 $0.00 Strike: $12.26 $0.00
Disclosure

SEC source: 0001862195-26-000011 · wk-form4_1786492744.xml · derivative · entry 4

Perkins Abigail H · CIK 0001862195 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 515,250

Underlying: Common Stock · 4,500 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2026 Filed Aug 11, 2026 23:59 UTC
Perkins Abigail HChief Information Officer
SaleCommon Stock 4,500 $64.81 $291,662.10
Disclosure

SEC source: 0001862195-26-000011 · wk-form4_1786492744.xml · nonDerivative · entry 2

Perkins Abigail H · CIK 0001862195 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 96,663

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
August 10, 2026 Filed Aug 11, 2026 23:59 UTC
Perkins Abigail HChief Information Officer
Exercise / conversionCommon Stock 4,500 $12.26 $55,170.00
Disclosure

SEC source: 0001862195-26-000011 · wk-form4_1786492744.xml · nonDerivative · entry 1

Perkins Abigail H · CIK 0001862195 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 101,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2026 Filed Aug 11, 2026 20:28 UTC PurchaseCommon Stock 2,500 $64.48 $161,206.00
Disclosure

SEC source: 0001531352-26-000011 · wk-form4_1786480113.xml · nonDerivative · entry 1

Thamodaran Dhamu R. · CIK 0001531352 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 75,760

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
August 07, 2026 Filed Aug 11, 2026 20:19 UTC
Maurer Mark LowryChief Risk Officer
Exercise / conversionStock Options · Derivative 69,372 $0.00 Strike: $8.90 $0.00
Disclosure

SEC source: 0001662210-26-000013 · wk-form4_1786479593.xml · derivative · entry 3

Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 644,994

Underlying: Common Stock · 69,372 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2026 Filed Aug 11, 2026 20:19 UTC
Maurer Mark LowryChief Risk Officer
SaleCommon Stock 52,648 $66.25 $3,487,935.26
Disclosure

SEC source: 0001662210-26-000013 · wk-form4_1786479593.xml · nonDerivative · entry 2

Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 236,964

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
August 07, 2026 Filed Aug 11, 2026 20:19 UTC
Maurer Mark LowryChief Risk Officer
Exercise / conversionCommon Stock 69,372 $8.90 $617,410.80
Disclosure

SEC source: 0001662210-26-000013 · wk-form4_1786479593.xml · nonDerivative · entry 1

Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 289,612

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 05, 2026 Filed Aug 6, 2026 20:45 UTC SaleCommon Stock 1,575 $75.41 $118,770.75
Disclosure

SEC source: 0001318349-26-000019 · wk-form4_1786049125.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 255,271

Read SEC document
July 31, 2026 Filed Aug 4, 2026 00:06 UTC GrantRestricted Shares of Common Stock 142 $0.00 $0.00
Disclosure

SEC source: 0001531352-26-000009 · wk-form4_1785801958.xml · nonDerivative · entry 1

Thamodaran Dhamu R. · CIK 0001531352 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,648

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
July 31, 2026 Filed Aug 4, 2026 00:04 UTC GrantRestricted Shares of Common Stock 174 $0.00 $0.00
Disclosure

SEC source: 0001548006-26-000010 · wk-form4_1785801877.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,073

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
July 31, 2026 Filed Aug 4, 2026 00:05 UTC Tax withholdingCommon Stock 230 $77.62 $17,852.60
Disclosure

SEC source: 0001318349-26-000015 · wk-form4_1785801912.xml · nonDerivative · entry 2

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 256,813

F2 · security: Shares vested pursuant to a restricted stock award. A portion of the shares was automatically withheld by the issuer to satisfy tax withholding obligations.

Read SEC document
July 31, 2026 Filed Aug 4, 2026 00:05 UTC GrantRestricted Shares of Common Stock 174 $0.00 $0.00
Disclosure

SEC source: 0001318349-26-000015 · wk-form4_1785801912.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 257,043

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
July 31, 2026 Filed Aug 6, 2026 00:00 UTC Amendment Tax withholdingCommon Stock 197 $77.62 $15,291.14
Disclosure

SEC source: 0001318349-26-000017 · wk-form4a_1785974456.xml · nonDerivative · entry 2

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 256,846

F2 · security: Shares vested pursuant to a restricted stock award. A portion of the shares was automatically withheld by the issuer to satisfy tax withholding obligations.

F3 · shares: This Form 4/A amends the Form 4 filed on August 3, 2026 solely to correct the number of shares withheld for tax purposes in connection with the vesting of a restricted stock award on July 31, 2026. No other reported transactions are affected by this amendment.

Read SEC document
July 31, 2026 Filed Aug 6, 2026 00:00 UTC Amendment GrantRestricted Shares of Common Stock 174 $0.00 $0.00
Disclosure

SEC source: 0001318349-26-000017 · wk-form4a_1785974456.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 257,043

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
July 31, 2026 Filed Aug 5, 2026 10:06 UTC GrantRestricted Shares of Common Stock 116 $0.00 $0.00
Disclosure

SEC source: 0001757376-26-000009 · wk-form4_1785924403.xml · nonDerivative · entry 1

Cooper Diane L. · CIK 0001757376 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,102

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
July 31, 2026 Filed Aug 5, 2026 10:06 UTC
RADZIWILL JOHNDirector · Chairman of the Board
GrantRestricted Shares of Common Stock 219 $0.00 $0.00
Disclosure

SEC source: 0001210033-26-000009 · wk-form4_1785924372.xml · nonDerivative · entry 1

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 231,850

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

F2 · balance_after: The beneficial ownership amount reported herein reflects a 26-share adjustment to reconcile the reporting person's holdings following prior stock splits. The adjustment does not represent any acquisition or disposition of securities.

Read SEC document
July 24, 2026 Filed Jul 27, 2026 23:29 UTC
Rotsztain DiegoChief Governance/Legal Officer
SaleCommon Stock 20,630 $74.40 $1,534,886.44
Disclosure

SEC source: 0001511110-26-000010 · wk-form4_1785194944.xml · nonDerivative · entry 1

Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 34,870

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
July 22, 2026 Filed Jul 24, 2026 00:30 UTC
Dunaway William JChief Financial Officer
Exercise / conversionStock Options · Derivative 126,563 $0.00 Strike: $8.90 $0.00
Disclosure

SEC source: 0001405955-26-000007 · wk-form4_1784853007.xml · derivative · entry 3

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 632,812

Underlying: Common Stock · 126,563 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 22, 2026 Filed Jul 24, 2026 00:30 UTC
Dunaway William JChief Financial Officer
SaleCommon Stock 95,970 $74.33 $7,133,325.34
Disclosure

SEC source: 0001405955-26-000007 · wk-form4_1784853007.xml · nonDerivative · entry 2

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 472,131

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
July 22, 2026 Filed Jul 24, 2026 00:30 UTC
Dunaway William JChief Financial Officer
Exercise / conversionCommon Stock 126,563 $8.90 $1,126,410.70
Disclosure

SEC source: 0001405955-26-000007 · wk-form4_1784853007.xml · nonDerivative · entry 1

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 568,101

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 22, 2026 Filed Jul 24, 2026 00:31 UTC
Rotsztain DiegoChief Governance/Legal Officer
Exercise / conversionStock Options · Derivative 50,625 $0.00 Strike: $12.26 $0.00
Disclosure

SEC source: 0001511110-26-000008 · wk-form4_1784853064.xml · derivative · entry 3

Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 556,875

Underlying: Common Stock · 50,625 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 22, 2026 Filed Jul 24, 2026 00:31 UTC
Rotsztain DiegoChief Governance/Legal Officer
SaleCommon Stock 29,995 $74.32 $2,229,282.39
Disclosure

SEC source: 0001511110-26-000008 · wk-form4_1784853064.xml · nonDerivative · entry 2

Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 55,500

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

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July 22, 2026 Filed Jul 24, 2026 00:31 UTC
Rotsztain DiegoChief Governance/Legal Officer
Exercise / conversionCommon Stock 50,625 $12.26 $620,662.50
Disclosure

SEC source: 0001511110-26-000008 · wk-form4_1784853064.xml · nonDerivative · entry 1

Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 85,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 22, 2026 Filed Jul 24, 2026 00:30 UTC
OCONNOR SEAN MICHAELDirector · Executive Vice-Chairman-Board
Exercise / conversionStock Options · Derivative 225,000 $0.00 Strike: $8.90 $0.00
Disclosure

SEC source: 0001208362-26-000011 · wk-form4_1784853039.xml · derivative · entry 5

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · Executive Vice-Chairman-Board

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,676,250

Underlying: Common Stock · 225,000 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 22, 2026 Filed Jul 24, 2026 00:30 UTC
OCONNOR SEAN MICHAELDirector · Executive Vice-Chairman-Board
SaleCommon Stock 104,934 $74.33 $7,799,775.70
Disclosure

SEC source: 0001208362-26-000011 · wk-form4_1784853039.xml · nonDerivative · entry 2

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · Executive Vice-Chairman-Board

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,750,447

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

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July 22, 2026 Filed Jul 24, 2026 00:30 UTC
OCONNOR SEAN MICHAELDirector · Executive Vice-Chairman-Board
Exercise / conversionCommon Stock 225,000 $8.90 $2,002,500.00
Disclosure

SEC source: 0001208362-26-000011 · wk-form4_1784853039.xml · nonDerivative · entry 1

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · Executive Vice-Chairman-Board

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,855,381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 22, 2026 Filed Jul 24, 2026 00:29 UTC
Smith Philip AndrewDirector · Chief Executive Officer
Exercise / conversionStock Options · Derivative 45,000 $0.00 Strike: $8.90 $0.00
Disclosure

SEC source: 0001569789-26-000012 · wk-form4_1784852984.xml · derivative · entry 3

Smith Philip Andrew · CIK 0001569789 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 916,875

Underlying: Common Stock · 45,000 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 22, 2026 Filed Jul 24, 2026 00:29 UTC
Smith Philip AndrewDirector · Chief Executive Officer
SaleCommon Stock 45,000 $74.32 $3,344,481.00
Disclosure

SEC source: 0001569789-26-000012 · wk-form4_1784852984.xml · nonDerivative · entry 2

Smith Philip Andrew · CIK 0001569789 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 738,216

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.