Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| StoneX Group Inc.SNEX · Entity 3627 | Chief Governance/Legal Officer | September 14, 2026 | September 16, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
StoneX Group Inc.
Report date September 14, 2026 · Filed September 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 34,870 |
Ending reported balance
After 2026-09-16 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-09-14 · Exercise / conversion · Acquired 50,625 · Balance 85,495 Row 2 · 2026-09-14 · Sale · Disposed 30,327 · Balance 55,168 F1: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Row 3 · 2026-09-16 · Sale · Disposed 20,298 · Balance 34,870 F1: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $12.26 · Expires 2026-12-05 | Direct | 506,250 |
Reported balance
After 2026-09-14 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-09-14 · Exercise / conversion · Disposed 50,625 · Balance 506,250 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
GAIN Capital Holdings, Inc.
Report date July 31, 2020 · Filed August 04, 2020
Section 16 reporting ended · disclosed 2020-08-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Last balance in matching sequence
After 2020-07-31 transaction · row 5
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
5 source rowsRow 1 · 2020-07-31 · Disposition to issuer · Disposed 91,010 · Balance 46,268 F1: On July 31, 2020, Gain Capital holdings, Inc. (the "Issuer") and StoneX Group Inc. (f/k/a INTL FCStone Inc.) completed the merger (the "Merger") contemplated by the Agreement and Plan of Merger among the parties thereto, dated as of February 26, 2020 (the "Merger Agreement"). F2: Pursuant to the terms of the Merger Agreement, each share of Issuer common stock reported in Table I above was converted into the right to receive $6.00 in cash (the "Merger Consideration"). Row 2 · 2020-07-31 · Disposition to issuer · Disposed 40,388 · Balance 5,880 F1: On July 31, 2020, Gain Capital holdings, Inc. (the "Issuer") and StoneX Group Inc. (f/k/a INTL FCStone Inc.) completed the merger (the "Merger") contemplated by the Agreement and Plan of Merger among the parties thereto, dated as of February 26, 2020 (the "Merger Agreement"). F3: Disposed of pursuant to the terms of the Merger Agreement under which each restricted stock unit ("RSU") that is subject to time-based vesting was canceled in exchange for a cash payment representing a number of shares of common stock subject to such RSU, multiplied by the Merger Consideration. Row 3 · 2020-07-31 · Disposition to issuer · Disposed 5,880 · Balance 0 F1: On July 31, 2020, Gain Capital holdings, Inc. (the "Issuer") and StoneX Group Inc. (f/k/a INTL FCStone Inc.) completed the merger (the "Merger") contemplated by the Agreement and Plan of Merger among the parties thereto, dated as of February 26, 2020 (the "Merger Agreement"). F4: Disposed of pursuant to the terms of the Merger Agreement under which each performance-based RSU ("PRSU") for which the performance period has ended was canceled in exchange for a cash payment representing a number of shares of common stock subject to such PRSU determined based on actual performance during the performance period, multiplied by the Merger Consideration. Row 4 · 2020-07-31 · Grant · Acquired 30,581 · Balance 30,581 F1: On July 31, 2020, Gain Capital holdings, Inc. (the "Issuer") and StoneX Group Inc. (f/k/a INTL FCStone Inc.) completed the merger (the "Merger") contemplated by the Agreement and Plan of Merger among the parties thereto, dated as of February 26, 2020 (the "Merger Agreement"). F5: On March 14, 2019, the reporting person received a compensatory grant of PRSUs for which vesting was dependent on the Issuer's performance. Pursuant to the Merger Agreement, such PRSUs for which the performance period has not ended were vested at target performance as of the Merger. Row 5 · 2020-07-31 · Disposition to issuer · Disposed 30,581 · Balance 0 F1: On July 31, 2020, Gain Capital holdings, Inc. (the "Issuer") and StoneX Group Inc. (f/k/a INTL FCStone Inc.) completed the merger (the "Merger") contemplated by the Agreement and Plan of Merger among the parties thereto, dated as of February 26, 2020 (the "Merger Agreement"). F6: Disposed of pursuant to the terms of the Merger Agreement under which each PRSU for which the performance period has not ended was canceled in exchange for a cash payment representing a number of shares of common stock subject to such PRSU determined based on target performance, multiplied by the Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: On July 31, 2020, Gain Capital holdings, Inc. (the "Issuer") and StoneX Group Inc. (f/k/a INTL FCStone Inc.) completed the merger (the "Merger") contemplated by the Agreement and Plan of Merger among the parties thereto, dated as of February 26, 2020 (the "Merger Agreement").
F2: Pursuant to the terms of the Merger Agreement, each share of Issuer common stock reported in Table I above was converted into the right to receive $6.00 in cash (the "Merger Consideration").
F3: Disposed of pursuant to the terms of the Merger Agreement under which each restricted stock unit ("RSU") that is subject to time-based vesting was canceled in exchange for a cash payment representing a number of shares of common stock subject to such RSU, multiplied by the Merger Consideration.
F4: Disposed of pursuant to the terms of the Merger Agreement under which each performance-based RSU ("PRSU") for which the performance period has ended was canceled in exchange for a cash payment representing a number of shares of common stock subject to such PRSU determined based on actual performance during the performance period, multiplied by the Merger Consideration.
F5: On March 14, 2019, the reporting person received a compensatory grant of PRSUs for which vesting was dependent on the Issuer's performance. Pursuant to the Merger Agreement, such PRSUs for which the performance period has not ended were vested at target performance as of the Merger.
F6: Disposed of pursuant to the terms of the Merger Agreement under which each PRSU for which the performance period has not ended was canceled in exchange for a cash payment representing a number of shares of common stock subject to such PRSU determined based on target performance, multiplied by the Merger Consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 16, 2026 Filed Sep 16, 2026 22:01 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 20,298 | $67.13 | $1,362,592.56 |
DisclosureSEC source: 0001511110-26-000012 · wk-form4_1789596074.xml · nonDerivative · entry 3 Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 34,870 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 14, 2026 Filed Sep 16, 2026 22:01 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 50,625 | $0.00 Strike: $12.26 | $0.00 |
DisclosureSEC source: 0001511110-26-000012 · wk-form4_1789596074.xml · derivative · entry 4 Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 506,250 Underlying: Common Stock · 50,625 shares Expires 2026-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2026 Filed Sep 16, 2026 22:01 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 30,327 | $68.83 | $2,087,474.13 |
DisclosureSEC source: 0001511110-26-000012 · wk-form4_1789596074.xml · nonDerivative · entry 2 Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 55,168 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 14, 2026 Filed Sep 16, 2026 22:01 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 50,625 | $12.26 | $620,662.50 |
DisclosureSEC source: 0001511110-26-000012 · wk-form4_1789596074.xml · nonDerivative · entry 1 Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 85,495 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 24, 2026 Filed Jul 27, 2026 23:29 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 20,630 | $74.40 | $1,534,886.44 |
DisclosureSEC source: 0001511110-26-000010 · wk-form4_1785194944.xml · nonDerivative · entry 1 Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 34,870 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 22, 2026 Filed Jul 24, 2026 00:31 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 50,625 | $0.00 Strike: $12.26 | $0.00 |
DisclosureSEC source: 0001511110-26-000008 · wk-form4_1784853064.xml · derivative · entry 3 Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 556,875 Underlying: Common Stock · 50,625 shares Expires 2026-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 22, 2026 Filed Jul 24, 2026 00:31 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 29,995 | $74.32 | $2,229,282.39 |
DisclosureSEC source: 0001511110-26-000008 · wk-form4_1784853064.xml · nonDerivative · entry 2 Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 55,500 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 22, 2026 Filed Jul 24, 2026 00:31 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 50,625 | $12.26 | $620,662.50 |
DisclosureSEC source: 0001511110-26-000008 · wk-form4_1784853064.xml · nonDerivative · entry 1 Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 85,495 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2026 Filed May 21, 2026 00:21 UTC Amendment | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 13,696 | $112.79 | $1,544,719.80 |
DisclosureSEC source: 0001511110-26-000006 · wk-form4a_1779322869.xml · nonDerivative · entry 3 Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 23,247 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 20, 2026 Filed May 20, 2026 21:29 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 13,696 | $112.79 | $1,544,719.80 |
DisclosureSEC source: 0001511110-26-000003 · wk-form4_1779312597.xml · nonDerivative · entry 3 Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 23,247 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 18, 2026 Filed May 21, 2026 00:21 UTC Amendment | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 33,750 | $0.00 Strike: $18.39 | $0.00 |
DisclosureSEC source: 0001511110-26-000006 · wk-form4a_1779322869.xml · derivative · entry 4 Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 405,000 Underlying: Common Stock · 33,750 shares Expires 2026-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Amendment filed to correct the Date Exercisable and Expiration Date previously reported on May 20, 2026 due to a scrivener's error. All other information remains unchanged. F2 · derivative.expiration_date: Amendment filed to correct the Date Exercisable and Expiration Date previously reported on May 20, 2026 due to a scrivener's error. All other information remains unchanged. Read SEC document |
| May 18, 2026 Filed May 21, 2026 00:21 UTC Amendment | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 20,054 | $111.48 | $2,235,692.11 |
DisclosureSEC source: 0001511110-26-000006 · wk-form4a_1779322869.xml · nonDerivative · entry 2 Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 36,943 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 18, 2026 Filed May 21, 2026 00:21 UTC Amendment | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 33,750 | $18.39 | $620,662.50 |
DisclosureSEC source: 0001511110-26-000006 · wk-form4a_1779322869.xml · nonDerivative · entry 1 Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 56,997 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2026 Filed May 20, 2026 21:29 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 33,750 | $0.00 Strike: $18.39 | $0.00 |
DisclosureSEC source: 0001511110-26-000003 · wk-form4_1779312597.xml · derivative · entry 4 Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 405,000 Underlying: Common Stock · 33,750 shares Expires 2031-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2026 Filed May 20, 2026 21:29 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 20,054 | $111.48 | $2,235,692.11 |
DisclosureSEC source: 0001511110-26-000003 · wk-form4_1779312597.xml · nonDerivative · entry 2 Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 36,943 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 18, 2026 Filed May 20, 2026 21:29 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 33,750 | $18.39 | $620,662.50 |
DisclosureSEC source: 0001511110-26-000003 · wk-form4_1779312597.xml · nonDerivative · entry 1 Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 56,997 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2025 Filed Dec 22, 2025 21:35 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 2,029 | $94.50 | $191,730.56 |
DisclosureSEC source: 0001511110-25-000010 · wk-form4_1766439354.xml · nonDerivative · entry 1 Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 15,498 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 18, 2025 Filed Dec 19, 2025 14:18 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 2,477 | $94.91 | $235,096.78 |
DisclosureSEC source: 0001511110-25-000008 · wk-form4_1766153891.xml · nonDerivative · entry 2 Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 17,527 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 17, 2025 Filed Dec 19, 2025 14:18 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 1,348 | $96.17 | $129,643.63 |
DisclosureSEC source: 0001511110-25-000008 · wk-form4_1766153891.xml · nonDerivative · entry 1 Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 20,004 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 21:32 UTC | StoneX Group Inc. SNEX · Entity 3627 | Tax withholdingCommon Stock | 6,132 | $97.43 | $597,440.76 |
DisclosureSEC source: 0001511110-25-000006 · wk-form4_1766007125.xml · nonDerivative · entry 2 Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,352 Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 21:32 UTC | StoneX Group Inc. SNEX · Entity 3627 | GrantRestricted Shares of Common Stock | 5,821 | $0.00 | $0.00 |
DisclosureSEC source: 0001511110-25-000006 · wk-form4_1766007125.xml · nonDerivative · entry 1 Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,484 F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three. Read SEC document |
| December 16, 2024 Filed Dec 17, 2024 21:53 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 4,426 | $97.75 | $432,624.68 |
DisclosureSEC source: 0000913760-24-000200 · wk-form4_1734472384.xml · nonDerivative · entry 3 Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,442 F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 16, 2024 Filed Dec 17, 2024 21:53 UTC | StoneX Group Inc. SNEX · Entity 3627 | Tax withholdingCommon Stock | 2,872 | $99.21 | $284,931.12 |
DisclosureSEC source: 0000913760-24-000200 · wk-form4_1734472384.xml · nonDerivative · entry 2 Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,868 Read SEC document |
| December 13, 2024 Filed Dec 17, 2024 21:53 UTC | StoneX Group Inc. SNEX · Entity 3627 | GrantRestricted Shares of Common Stock | 5,520 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-24-000200 · wk-form4_1734472384.xml · nonDerivative · entry 1 Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,740 F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three. Read SEC document |
| November 25, 2024 Filed Nov 26, 2024 22:07 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 2,250 | $102.50 | $230,625.00 |
DisclosureSEC source: 0000913760-24-000179 · wk-form4_1732658872.xml · nonDerivative · entry 2 Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,220 Read SEC document |
| November 22, 2024 Filed Nov 26, 2024 22:07 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 4,608 | $101.10 | $465,869.26 |
DisclosureSEC source: 0000913760-24-000179 · wk-form4_1732658872.xml · nonDerivative · entry 1 Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,470 Read SEC document |
| June 13, 2024 Filed Jun 13, 2024 22:05 UTC Amendment | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 1,090 | $70.50 | $76,845.00 |
DisclosureSEC source: 0000913760-24-000112 · wk-form4a_1718316323.xml · nonDerivative · entry 1 Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,460 F1 · security: The Form 4 filed by the reporting person on June 10, 2024 (the "Original Form 4") was filed in error. The transaction reported on the Original Form 4 was cancelled by the broker and reexecuted on June 13, 2024. Accordingly, the transaction reported on the Original Form 4 is hereby deleted in its entirety and replaced by the transaction reported on this Form 4/A. Read SEC document |
| June 13, 2024 Filed Jun 14, 2024 21:25 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 5,382 | $70.63 | $380,129.58 |
DisclosureSEC source: 0000913760-24-000114 · wk-form4_1718400346.xml · nonDerivative · entry 1 Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,078 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 10, 2024 Filed Jun 12, 2024 20:26 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 1,420 | $72.03 | $102,287.00 |
DisclosureSEC source: 0000913760-24-000110 · wk-form4_1718224009.xml · nonDerivative · entry 1 Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,460 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 06, 2024 Filed Jun 10, 2024 20:26 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 1,090 | $73.50 | $80,115.00 |
DisclosureSEC source: 0000913760-24-000106 · wk-form4_1718051183.xml · nonDerivative · entry 1 Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,880 Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 21:44 UTC | StoneX Group Inc. SNEX · Entity 3627 | GrantRestricted Shares of Common Stock | 8,310 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-23-000196 · wk-form4_1703022236.xml · nonDerivative · entry 1 Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,970 F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three. Read SEC document |
| December 05, 2023 Filed Dec 7, 2023 21:28 UTC | StoneX Group Inc. SNEX · Entity 3627 | GrantStock Options · Derivative | 150,000 | $64.25 Strike: $64.25 | $9,637,500.00 |
DisclosureSEC source: 0000913760-23-000175 · wk-form4_1701984484.xml · derivative · entry 2 Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 195,000 Underlying: Common Stock · 150,000 shares Expires 0031-12-05 F1 · security: The option grant was approved by the Company's Board of Directors on December 5, 2023. F2 · derivative.exercise_price: The strike price of the grant was set by the Company's Board of Directors as the closing price on the day prior to the grant, December 4, 2023. F3 · derivative.exercise_date: The options vest in equal tranches on each of the third, fourth, fifth, sixth and seventh anniversaries of the grant date. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 22:19 UTC | StoneX Group Inc. SNEX · Entity 3627 | GrantRestricted Shares of Common Stock | 6,764 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-22-000196 · wf-form4_167148834542650.xml · nonDerivative · entry 1 Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,107 F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three. Read SEC document |
| March 08, 2022 Filed Mar 9, 2022 23:15 UTC | StoneX Group Inc. SNEX · Entity 3627 | PurchaseCommon Stock | 750 | $66.24 | $49,682.33 |
DisclosureSEC source: 0000913760-22-000058 · wf-form4_164686774267811.xml · nonDerivative · entry 1 Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,343 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares bought at each separate price. Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 21:34 UTC | StoneX Group Inc. SNEX · Entity 3627 | PurchaseCommon Stock | 877 | $57.00 | $49,989.00 |
DisclosureSEC source: 0000913760-21-000239 · wf-form4_164020884136523.xml · nonDerivative · entry 1 Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,593 Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 22:18 UTC | StoneX Group Inc. SNEX · Entity 3627 | GrantStock Options · Derivative | 30,000 | $62.04 Strike: $62.04 | $1,861,200.00 |
DisclosureSEC source: 0000913760-21-000231 · wf-form4_163977951043584.xml · derivative · entry 2 Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2026-12-05 F2 · security: The option grant was approved by the Company's Board of Directors on December 15, 2021. F3 · derivative.exercise_price: The strike price of the grant was set by the Company's Board of Directors as the closing price on December 14, 2021. F4 · derivative.exercise_date: The options vest in equal tranches on each of the first, second, third and fourth anniversaries of the Exercisable Date. The Exercisable Date and Expiration Date were set by the Company's Board of Directors to coincide with the same dates as stock options previously granted to additional members of the Company's senior executive management team. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 22:18 UTC | StoneX Group Inc. SNEX · Entity 3627 | GrantRestricted Shares of Common Stock | 2,294 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-21-000231 · wf-form4_163977951043584.xml · nonDerivative · entry 1 Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,716 F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three. Read SEC document |
| December 02, 2021 Filed Dec 6, 2021 21:50 UTC | StoneX Group Inc. SNEX · Entity 3627 | PurchaseCommon Stock | 1,214 | $62.02 | $75,294.34 |
DisclosureSEC source: 0000913760-21-000192 · wf-form4_163882739765606.xml · nonDerivative · entry 1 Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,422 F1 · security: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares bought at each separate price. Read SEC document |
| May 13, 2021 Filed May 17, 2021 20:36 UTC | StoneX Group Inc. SNEX · Entity 3627 | PurchaseCommon Stock | 727 | $68.50 | $49,800.74 |
DisclosureSEC source: 0000913760-21-000085 · wf-form4_162128375497762.xml · nonDerivative · entry 1 Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,208 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares bought at each separate price. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 20:39 UTC | StoneX Group Inc. SNEX · Entity 3627 | PurchaseCommon Stock | 1,500 | $63.68 | $95,520.00 |
DisclosureSEC source: 0000913760-21-000054 · wf-form4_161609997321163.xml · nonDerivative · entry 1 Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,481 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 23:00 UTC | StoneX Group Inc. SNEX · Entity 3627 | PurchaseCommon Stock | 981 | $50.92 | $49,957.23 |
DisclosureSEC source: 0000913760-20-000223 · wf-form4_160815958601085.xml · nonDerivative · entry 1 Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 981 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares bought at each separate price. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 17:07 UTC | GAIN Capital Holdings, Inc. GCAP · Entity 147418 | Disposition to issuerCommon Stock | 30,581 | $6.00 | $183,486.00 |
DisclosureSEC source: 0000950103-20-015236 · dp133845_4-rotsztain.xml · nonDerivative · entry 5 Rotsztain Diego · CIK 0001511110 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: On July 31, 2020, Gain Capital holdings, Inc. (the "Issuer") and StoneX Group Inc. (f/k/a INTL FCStone Inc.) completed the merger (the "Merger") contemplated by the Agreement and Plan of Merger among the parties thereto, dated as of February 26, 2020 (the "Merger Agreement"). F6 · kind: Disposed of pursuant to the terms of the Merger Agreement under which each PRSU for which the performance period has not ended was canceled in exchange for a cash payment representing a number of shares of common stock subject to such PRSU determined based on target performance, multiplied by the Merger Consideration. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 17:07 UTC | GAIN Capital Holdings, Inc. GCAP · Entity 147418 | GrantCommon Stock | 30,581 | $6.00 | $183,486.00 |
DisclosureSEC source: 0000950103-20-015236 · dp133845_4-rotsztain.xml · nonDerivative · entry 4 Rotsztain Diego · CIK 0001511110 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,581 F1 · security: On July 31, 2020, Gain Capital holdings, Inc. (the "Issuer") and StoneX Group Inc. (f/k/a INTL FCStone Inc.) completed the merger (the "Merger") contemplated by the Agreement and Plan of Merger among the parties thereto, dated as of February 26, 2020 (the "Merger Agreement"). F5 · kind: On March 14, 2019, the reporting person received a compensatory grant of PRSUs for which vesting was dependent on the Issuer's performance. Pursuant to the Merger Agreement, such PRSUs for which the performance period has not ended were vested at target performance as of the Merger. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 17:07 UTC | GAIN Capital Holdings, Inc. GCAP · Entity 147418 | Disposition to issuerCommon Stock | 5,880 | $6.00 | $35,280.00 |
DisclosureSEC source: 0000950103-20-015236 · dp133845_4-rotsztain.xml · nonDerivative · entry 3 Rotsztain Diego · CIK 0001511110 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: On July 31, 2020, Gain Capital holdings, Inc. (the "Issuer") and StoneX Group Inc. (f/k/a INTL FCStone Inc.) completed the merger (the "Merger") contemplated by the Agreement and Plan of Merger among the parties thereto, dated as of February 26, 2020 (the "Merger Agreement"). F4 · kind: Disposed of pursuant to the terms of the Merger Agreement under which each performance-based RSU ("PRSU") for which the performance period has ended was canceled in exchange for a cash payment representing a number of shares of common stock subject to such PRSU determined based on actual performance during the performance period, multiplied by the Merger Consideration. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 17:07 UTC | GAIN Capital Holdings, Inc. GCAP · Entity 147418 | Disposition to issuerCommon Stock | 40,388 | $6.00 | $242,328.00 |
DisclosureSEC source: 0000950103-20-015236 · dp133845_4-rotsztain.xml · nonDerivative · entry 2 Rotsztain Diego · CIK 0001511110 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,880 F1 · security: On July 31, 2020, Gain Capital holdings, Inc. (the "Issuer") and StoneX Group Inc. (f/k/a INTL FCStone Inc.) completed the merger (the "Merger") contemplated by the Agreement and Plan of Merger among the parties thereto, dated as of February 26, 2020 (the "Merger Agreement"). F3 · kind: Disposed of pursuant to the terms of the Merger Agreement under which each restricted stock unit ("RSU") that is subject to time-based vesting was canceled in exchange for a cash payment representing a number of shares of common stock subject to such RSU, multiplied by the Merger Consideration. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 17:07 UTC | GAIN Capital Holdings, Inc. GCAP · Entity 147418 | Disposition to issuerCommon Stock | 91,010 | $6.00 | $546,060.00 |
DisclosureSEC source: 0000950103-20-015236 · dp133845_4-rotsztain.xml · nonDerivative · entry 1 Rotsztain Diego · CIK 0001511110 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,268 F1 · security: On July 31, 2020, Gain Capital holdings, Inc. (the "Issuer") and StoneX Group Inc. (f/k/a INTL FCStone Inc.) completed the merger (the "Merger") contemplated by the Agreement and Plan of Merger among the parties thereto, dated as of February 26, 2020 (the "Merger Agreement"). F2 · kind: Pursuant to the terms of the Merger Agreement, each share of Issuer common stock reported in Table I above was converted into the right to receive $6.00 in cash (the "Merger Consideration"). Read SEC document |
| May 26, 2020 Filed May 27, 2020 16:59 UTC | GAIN Capital Holdings, Inc. GCAP · Entity 147418 | Disposition to issuerCommon Stock | 5,540 | $6.24 | $34,559.07 |
DisclosureSEC source: 0001444363-20-000046 · wf-form4_159061313187184.xml · nonDerivative · entry 2 Rotsztain Diego · CIK 0001511110 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,278 F2 · security: The shares were sold to satisfy tax withholding obligations relating to the vesting of previously reported restricted stock units. The sales were made pursuant to a sales plan that complies with the requirements of Rule 10b5-1 under the Securities and Exchange Act of 1934, as amended. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.21 to $6.26, inclusive. The reporting person undertakes to provide to GAIN Capital Holdings, Inc., any security holder of GAIN Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 24, 2020 Filed May 27, 2020 16:59 UTC | GAIN Capital Holdings, Inc. GCAP · Entity 147418 | GrantCommon Stock | 16,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001444363-20-000046 · wf-form4_159061313187184.xml · nonDerivative · entry 1 Rotsztain Diego · CIK 0001511110 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,818 F1 · security: As previously disclosed, on May 24, 2018, the reporting person received a compensatory grant of performance-based RSUs ("PRSUs") whose vesting was dependent on the issuer's operating performance. The level of achievement against this operational goal was determined by the Compensation Committee of the Board of Directors, and 65% of the PRSUs vested as of the second anniversary of the grant date. The remaining 35% of the PRSUs is scheduled to vest on the third anniversary of the grant date. Read SEC document |
| May 06, 2020 Filed May 8, 2020 17:02 UTC | GAIN Capital Holdings, Inc. GCAP · Entity 147418 | SaleCommon Stock | 3,255 | $6.46 | $21,018.51 |
DisclosureSEC source: 0001444363-20-000037 · wf-form4_158897175552363.xml · nonDerivative · entry 1 Rotsztain Diego · CIK 0001511110 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,018 F1 · security: The shares were sold to satisfy tax withholding obligations relating to the vesting of previously reported restricted stock units. The sales were made pursuant to a sales plan that complies with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.36 to $6.51, inclusive. The reporting person undertakes to provide to GAIN Capital Holdings, Inc., any security holder of GAIN Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 18, 2020 Filed Mar 20, 2020 11:41 UTC | GAIN Capital Holdings, Inc. GCAP · Entity 147418 | SaleCommon Stock | 4,622 | $4.73 | $21,855.59 |
DisclosureSEC source: 0001444363-20-000025 · wf-form4_158471888205094.xml · nonDerivative · entry 2 Rotsztain Diego · CIK 0001511110 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,273 F2 · security: The shares were sold to satisfy tax withholding obligations relating to the vesting of previously reported restricted stock units. The sales were made pursuant to a sales plan that complies with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.56 to $4.91, inclusive. The reporting person undertakes to provide to GAIN Capital Holdings, Inc., any security holder of GAIN Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.