Tapewire

Nasdaq · USD

SNEX

StoneX Group Inc.

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Tapewire entity
3627
SEC CIK
0000913760
Parsed reports
682

Last 12 months

Inside the activity.

2 purchase rows · 59 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202513
Jan 202600
Feb 202606
Mar 202601
Apr 202602
May 2026016
Jun 2026010
Jul 202608
Aug 202614
Sep 202605
Oct 202603

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 14, 2018 Filed Feb 16, 2018 21:18 UTC
RADZIWILL JOHNDirector · Chairman of the Board
GrantRestricted Shares of Common Stock 1,009 $0.00 $0.00
Disclosure

SEC source: 0000913760-18-000033 · wf-form4_151881589243196.xml · nonDerivative · entry 1

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,037

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 4, 2018. Shares vest equally on anniversary in years one, two and three.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 21:15 UTC GrantRestricted Shares of Common Stock 1,009 $0.00 $0.00
Disclosure

SEC source: 0000913760-18-000031 · wf-form4_151881573675290.xml · nonDerivative · entry 1

PARTHEMORE ERIC · CIK 0001315233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,337

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 4, 2018. Shares vest equally on anniversary in years one, two and three.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 21:18 UTC GrantRestricted Shares of Common Stock 1,009 $0.00 $0.00
Disclosure

SEC source: 0000913760-18-000032 · wf-form4_151881587557950.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,632

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 4, 2018. Shares vest equally on anniversary in years one, two and three.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 22:06 UTC GrantRestricted Shares of Common Stock 173 $0.00 $0.00
Disclosure

SEC source: 0000913760-18-000016 · wf-form4_151752276421026.xml · nonDerivative · entry 1

PARTHEMORE ERIC · CIK 0001315233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,328

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 22:06 UTC
RADZIWILL JOHNDirector · Chairman of the Board
GrantRestricted Shares of Common Stock 226 $0.00 $0.00
Disclosure

SEC source: 0000913760-18-000015 · wf-form4_151752274728581.xml · nonDerivative · entry 1

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,028

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 22:05 UTC GrantRestricted Shares of Common Stock 138 $0.00 $0.00
Disclosure

SEC source: 0000913760-18-000014 · wf-form4_151752272949368.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,623

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 22:05 UTC GrantRestricted Shares of Common Stock 161 $0.00 $0.00
Disclosure

SEC source: 0000913760-18-000013 · wf-form4_151752271246967.xml · nonDerivative · entry 1

KREHBIEL BRUCE · CIK 0001315279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,507

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
January 17, 2018 Filed Jan 18, 2018 21:37 UTC
Smith Philip AndrewCEO - subsidiary entity
SaleCommon 5,000 $44.10 $220,520.00
Disclosure

SEC source: 0000913760-18-000008 · wf-form4_151631143803052.xml · nonDerivative · entry 1

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,638

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 03, 2018 Filed Jan 4, 2018 22:29 UTC
Smith Philip AndrewCEO - subsidiary entity
SaleCommon 2,773 $42.79 $118,660.27
Disclosure

SEC source: 0000913760-18-000006 · wf-form4_151510495499114.xml · nonDerivative · entry 2

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,638

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:29 UTC
Smith Philip AndrewCEO - subsidiary entity
SaleCommon 2,551 $42.80 $109,171.32
Disclosure

SEC source: 0000913760-18-000006 · wf-form4_151510495499114.xml · nonDerivative · entry 1

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,411

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 28, 2017 Filed Dec 29, 2017 21:18 UTC
Schroeder AaronChief Accounting Officer
Exercise / conversionStock Options · Derivative 1,000 $0.00 Strike: $19.24 $0.00
Disclosure

SEC source: 0000913760-17-000147 · wf-form4_151458229092594.xml · derivative · entry 3

Schroeder Aaron · CIK 0001423229 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires 2018-01-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 28, 2017 Filed Dec 29, 2017 21:18 UTC
Schroeder AaronChief Accounting Officer
SaleCommon Stock 461 $42.63 $19,651.42
Disclosure

SEC source: 0000913760-17-000147 · wf-form4_151458229092594.xml · nonDerivative · entry 2

Schroeder Aaron · CIK 0001423229 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,133

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 28, 2017 Filed Dec 29, 2017 21:18 UTC
Schroeder AaronChief Accounting Officer
Exercise / conversionCommon Stock 1,000 $19.24 $19,240.00
Disclosure

SEC source: 0000913760-17-000147 · wf-form4_151458229092594.xml · nonDerivative · entry 1

Schroeder Aaron · CIK 0001423229 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 27, 2017 Filed Dec 28, 2017 21:10 UTC
sephton brian TChief Legal Officer
GiftCommon Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0000913760-17-000145 · wf-form4_151449540491956.xml · nonDerivative · entry 2

sephton brian T · CIK 0001318351 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children

Disclosed balance after: 12,000

Read SEC document
December 27, 2017 Filed Dec 28, 2017 21:10 UTC
sephton brian TChief Legal Officer
GiftCommon Stock 2,400 $0.00 $0.00
Disclosure

SEC source: 0000913760-17-000145 · wf-form4_151449540491956.xml · nonDerivative · entry 1

sephton brian T · CIK 0001318351 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,537

F1 · security: Gift to the children of the reporting person.

Read SEC document
December 22, 2017 Filed Dec 26, 2017 21:33 UTC GiftCommon Stock 6,800 $41.75 $283,900.00
Disclosure

SEC source: 0000913760-17-000143 · wf-form4_151432397250414.xml · nonDerivative · entry 1

BRANCH SCOTT J · CIK 0001206304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 690,401

F1 · security: Gift as a charitable donation.

Read SEC document
December 20, 2017 Filed Dec 21, 2017 21:08 UTC
Schroeder AaronChief Accounting Officer
GrantRestricted Shares of Common Stock 928 $0.00 $0.00
Disclosure

SEC source: 0000913760-17-000137 · wf-form4_151389050860038.xml · nonDerivative · entry 1

Schroeder Aaron · CIK 0001423229 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,594

F1 · security: Acquired through the Company's Restricted Stock Program. Shares will vest equally on December 14th anniversary in years one, two and three.

Read SEC document
December 18, 2017 Filed Dec 22, 2017 21:28 UTC
OCONNOR SEAN MICHAELDirector · CEO/President
GiftCommon Stock 600 $42.02 $25,212.00
Disclosure

SEC source: 0000913760-17-000141 · wf-form5_151397810016698.xml · nonDerivative · entry 1

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,139

Read SEC document
December 15, 2017 Filed Dec 18, 2017 22:45 UTC
Nguyen XuongChief Operating Officer
Tax withholdingCommon Stock 548 $41.89 $22,955.72
Disclosure

SEC source: 0000913760-17-000135 · wf-form4_151363708525544.xml · nonDerivative · entry 2

Nguyen Xuong · CIK 0001575484 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,048

F1 · kind: Represents disposition to issuer to cover taxes payable upon vesting of shares exempt pursuant to Rule 16b-3.

Read SEC document
December 15, 2017 Filed Dec 18, 2017 22:44 UTC
Smith Philip AndrewCEO - subsidiary entity
Tax withholdingCommon 1,297 $41.89 $54,331.33
Disclosure

SEC source: 0000913760-17-000133 · wf-form4_151363705316431.xml · nonDerivative · entry 2

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,962

F1 · kind: Represents disposition to issuer to cover taxes payable upon vesting of shares exempt pursuant to Rule 16b-3.

Read SEC document
December 15, 2017 Filed Dec 18, 2017 22:44 UTC
Schroeder AaronChief Accounting Officer
Tax withholdingCommon Stock 200 $41.89 $8,378.00
Disclosure

SEC source: 0000913760-17-000134 · wf-form4_151363706944519.xml · nonDerivative · entry 2

Schroeder Aaron · CIK 0001423229 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,666

F1 · kind: Represents disposition to issuer to cover taxes payable upon vesting of shares exempt pursuant to Rule 16b-3.

Read SEC document
December 15, 2017 Filed Dec 18, 2017 22:43 UTC
Harrod Patricia MarieChief Risk Officer
Tax withholdingCommon Stock 140 $41.89 $5,864.60
Disclosure

SEC source: 0000913760-17-000131 · wf-form4_151363701790253.xml · nonDerivative · entry 2

Harrod Patricia Marie · CIK 0001662208 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,007

F1 · kind: Represents disposition to issuer to cover taxes payable upon vesting of shares exempt pursuant to Rule 16b-3.

Read SEC document
December 15, 2017 Filed Dec 18, 2017 22:43 UTC
Dunaway William JChief Financial Officer
Tax withholdingCommon Stock 582 $41.89 $24,379.98
Disclosure

SEC source: 0000913760-17-000130 · wf-form4_151363699906921.xml · nonDerivative · entry 2

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,308

F1 · kind: Represents disposition to issuer to cover taxes payable upon vesting of shares exempt pursuant to Rule 16b-3.

Read SEC document
December 15, 2017 Filed Dec 18, 2017 22:43 UTC
sephton brian TChief Legal Officer
Tax withholdingCommon Stock 464 $41.89 $19,436.96
Disclosure

SEC source: 0000913760-17-000129 · wf-form4_151363698338450.xml · nonDerivative · entry 2

sephton brian T · CIK 0001318351 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,937

F1 · kind: Represents disposition to issuer to cover taxes payable upon vesting of shares exempt pursuant to Rule 16b-3.

Read SEC document
December 14, 2017 Filed Dec 18, 2017 22:45 UTC
Nguyen XuongChief Operating Officer
Tax withholdingCommon Stock 1,883 $41.00 $77,203.00
Disclosure

SEC source: 0000913760-17-000135 · wf-form4_151363708525544.xml · nonDerivative · entry 1

Nguyen Xuong · CIK 0001575484 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,596

F1 · kind: Represents disposition to issuer to cover taxes payable upon vesting of shares exempt pursuant to Rule 16b-3.

Read SEC document
December 14, 2017 Filed Dec 18, 2017 22:44 UTC
Smith Philip AndrewCEO - subsidiary entity
Tax withholdingCommon 2,846 $41.00 $116,686.00
Disclosure

SEC source: 0000913760-17-000133 · wf-form4_151363705316431.xml · nonDerivative · entry 1

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,259

F1 · kind: Represents disposition to issuer to cover taxes payable upon vesting of shares exempt pursuant to Rule 16b-3.

Read SEC document
December 14, 2017 Filed Dec 18, 2017 22:44 UTC
Schroeder AaronChief Accounting Officer
Tax withholdingCommon Stock 378 $41.00 $15,498.00
Disclosure

SEC source: 0000913760-17-000134 · wf-form4_151363706944519.xml · nonDerivative · entry 1

Schroeder Aaron · CIK 0001423229 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,866

F1 · kind: Represents disposition to issuer to cover taxes payable upon vesting of shares exempt pursuant to Rule 16b-3.

Read SEC document
December 14, 2017 Filed Dec 18, 2017 22:43 UTC
Harrod Patricia MarieChief Risk Officer
Tax withholdingCommon Stock 300 $41.00 $12,300.00
Disclosure

SEC source: 0000913760-17-000131 · wf-form4_151363701790253.xml · nonDerivative · entry 1

Harrod Patricia Marie · CIK 0001662208 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,147

F1 · kind: Represents disposition to issuer to cover taxes payable upon vesting of shares exempt pursuant to Rule 16b-3.

Read SEC document
December 14, 2017 Filed Dec 18, 2017 22:44 UTC
Maurer Mark LowryCEO - subsidiary entity
Tax withholdingCommon Stock 388 $41.00 $15,908.00
Disclosure

SEC source: 0000913760-17-000132 · wf-form4_151363703427015.xml · nonDerivative · entry 1

Maurer Mark Lowry · CIK 0001662210 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,550

F1 · kind: Represents disposition to issuer to cover taxes payable upon vesting of shares exempt pursuant to Rule 16b-3.

Read SEC document
December 14, 2017 Filed Dec 18, 2017 22:43 UTC
Dunaway William JChief Financial Officer
Tax withholdingCommon Stock 1,652 $41.00 $67,732.00
Disclosure

SEC source: 0000913760-17-000130 · wf-form4_151363699906921.xml · nonDerivative · entry 1

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,890

F1 · kind: Represents disposition to issuer to cover taxes payable upon vesting of shares exempt pursuant to Rule 16b-3.

Read SEC document
December 14, 2017 Filed Dec 18, 2017 22:43 UTC
sephton brian TChief Legal Officer
Tax withholdingCommon Stock 1,254 $41.00 $51,414.00
Disclosure

SEC source: 0000913760-17-000129 · wf-form4_151363698338450.xml · nonDerivative · entry 1

sephton brian T · CIK 0001318351 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,401

F1 · kind: Represents disposition to issuer to cover taxes payable upon vesting of shares exempt pursuant to Rule 16b-3.

Read SEC document
December 14, 2017 Filed Dec 18, 2017 22:43 UTC
Lyon Charles MExecutive VP - subsidiary
Tax withholdingCommon Stock 1,495 $41.00 $61,295.00
Disclosure

SEC source: 0000913760-17-000128 · wf-form4_151363696718543.xml · nonDerivative · entry 1

Lyon Charles M · CIK 0001620576 · Executive VP - subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,572

F1 · kind: Represents disposition to issuer to cover taxes payable upon vesting of shares exempt pursuant to Rule 16b-3.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 21:37 UTC GrantRestricted Shares of Common Stock 171 $0.00 $0.00
Disclosure

SEC source: 0000913760-17-000107 · wf-form4_150965865464029.xml · nonDerivative · entry 1

KREHBIEL BRUCE · CIK 0001315279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,346

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 21:37 UTC GrantRestricted Shares of Common Stock 163 $0.00 $0.00
Disclosure

SEC source: 0000913760-17-000106 · wf-form4_150965863747164.xml · nonDerivative · entry 1

Henze Daryl K · CIK 0001380759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,405

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 21:36 UTC GrantRestricted Shares of Common Stock 122 $0.00 $0.00
Disclosure

SEC source: 0000913760-17-000104 · wf-form4_150965860467357.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,485

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 21:37 UTC
RADZIWILL JOHNDirector · Chairman of the Board
GrantRestricted Shares of Common Stock 239 $0.00 $0.00
Disclosure

SEC source: 0000913760-17-000105 · wf-form4_150965862087607.xml · nonDerivative · entry 1

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,802

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
August 29, 2017 Filed Aug 30, 2017 20:39 UTC
Maurer Mark LowryCEO - subsidiary entity
Exercise / conversionStock Options · Derivative 3,000 $0.00 Strike: $19.24 $0.00
Disclosure

SEC source: 0000913760-17-000097 · wf-form4_150412554964445.xml · derivative · entry 3

Maurer Mark Lowry · CIK 0001662210 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 3,000 shares

Expires 2018-01-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 29, 2017 Filed Aug 30, 2017 20:39 UTC
Maurer Mark LowryCEO - subsidiary entity
SaleCommon Stock 1,658 $35.57 $58,970.25
Disclosure

SEC source: 0000913760-17-000097 · wf-form4_150412554964445.xml · nonDerivative · entry 2

Maurer Mark Lowry · CIK 0001662210 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,938

Read SEC document
August 29, 2017 Filed Aug 30, 2017 20:39 UTC
Maurer Mark LowryCEO - subsidiary entity
Exercise / conversionCommon Stock 3,000 $19.24 $57,720.00
Disclosure

SEC source: 0000913760-17-000097 · wf-form4_150412554964445.xml · nonDerivative · entry 1

Maurer Mark Lowry · CIK 0001662210 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2017 Filed Aug 7, 2017 21:13 UTC
Harrod Patricia MarieChief Risk Officer
Exercise / conversionStock Options · Derivative 1,333 $19.24 Strike: $19.24 $25,646.92
Disclosure

SEC source: 0000913760-17-000088 · wf-form4_150214037238123.xml · derivative · entry 3

Harrod Patricia Marie · CIK 0001662208 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 1,333 shares

Expires 2018-01-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2017 Filed Aug 7, 2017 21:13 UTC
Harrod Patricia MarieChief Risk Officer
Tax withholdingCommon Stock 667 $38.47 $25,659.49
Disclosure

SEC source: 0000913760-17-000088 · wf-form4_150214037238123.xml · nonDerivative · entry 2

Harrod Patricia Marie · CIK 0001662208 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,447

Read SEC document
August 04, 2017 Filed Aug 7, 2017 21:13 UTC
Harrod Patricia MarieChief Risk Officer
Exercise / conversionCommon Stock 1,333 $19.24 $25,646.92
Disclosure

SEC source: 0000913760-17-000088 · wf-form4_150214037238123.xml · nonDerivative · entry 1

Harrod Patricia Marie · CIK 0001662208 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,114

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2017 Filed Aug 1, 2017 21:14 UTC
RADZIWILL JOHNDirector · Chairman of the Board
GrantRestricted Shares of Common Stock 252 $0.00 $0.00
Disclosure

SEC source: 0000913760-17-000085 · wf-form4_150162207512870.xml · nonDerivative · entry 1

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,563

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
July 31, 2017 Filed Aug 1, 2017 21:14 UTC GrantRestricted Shares of Common Stock 180 $0.00 $0.00
Disclosure

SEC source: 0000913760-17-000084 · wf-form4_150162205694175.xml · nonDerivative · entry 1

KREHBIEL BRUCE · CIK 0001315279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,175

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
July 31, 2017 Filed Aug 1, 2017 21:14 UTC GrantRestricted Shares of Common Stock 129 $0.00 $0.00
Disclosure

SEC source: 0000913760-17-000083 · wf-form4_150162204104577.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,363

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
July 31, 2017 Filed Aug 1, 2017 21:13 UTC GrantRestricted Shares of Common Stock 172 $0.00 $0.00
Disclosure

SEC source: 0000913760-17-000082 · wf-form4_150162202462714.xml · nonDerivative · entry 1

Henze Daryl K · CIK 0001380759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,242

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
June 21, 2017 Filed Jun 23, 2017 20:42 UTC GiftCommon Stock 400 $37.80 $15,120.00
Disclosure

SEC source: 0000913760-17-000077 · wf-form4_149825056473664.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,234

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April 28, 2017 Filed May 2, 2017 21:02 UTC GrantRestricted Shares of Common Stock 134 $0.00 $0.00
Disclosure

SEC source: 0000913760-17-000058 · wf-form4_149375892056841.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,634

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

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April 28, 2017 Filed May 2, 2017 21:02 UTC GrantRestricted Shares of Common Stock 187 $0.00 $0.00
Disclosure

SEC source: 0000913760-17-000059 · wf-form4_149375894837856.xml · nonDerivative · entry 1

KREHBIEL BRUCE · CIK 0001315279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,995

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

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April 28, 2017 Filed May 2, 2017 21:01 UTC GrantRestricted Shares of Common Stock 178 $0.00 $0.00
Disclosure

SEC source: 0000913760-17-000056 · wf-form4_149375887396150.xml · nonDerivative · entry 1

Henze Daryl K · CIK 0001380759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,070

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.