Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
StoneX Group Inc.
Report date October 26, 2021 · Filed October 27, 2021
Section 16 reporting ended · disclosed 2021-10-27. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,066 |
Reported balance
After 2021-10-26 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-10-26 · Sale · Disposed 4,221 · Balance 12,066 F1: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. F2: Share total revised to reflect shares withheld for tax withholding purposes related to vesting of restricted stock. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.
F2: Share total revised to reflect shares withheld for tax withholding purposes related to vesting of restricted stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 26, 2021 Filed Oct 27, 2021 20:26 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 4,221 | $71.08 | $300,043.88 |
DisclosureSEC source: 0000913760-21-000169 · wf-form4_163536636233583.xml · nonDerivative · entry 1 Harrod Patricia Marie · CIK 0001662208 · Retired Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,066 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. F2 · balance_after: Share total revised to reflect shares withheld for tax withholding purposes related to vesting of restricted stock. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 22:59 UTC | StoneX Group Inc. SNEX · Entity 3627 | GrantRestricted Shares of Common Stock | 8,515 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-20-000222 · wf-form4_160815956628368.xml · nonDerivative · entry 1 Harrod Patricia Marie · CIK 0001662208 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,649 F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 20:42 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 2,863 | $59.24 | $169,609.27 |
DisclosureSEC source: 0000913760-20-000140 · wf-form4_159735134901411.xml · nonDerivative · entry 1 Harrod Patricia Marie · CIK 0001662208 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,134 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 21:33 UTC | StoneX Group Inc. INTL · Entity 3627 | GrantRestricted Shares of Common Stock | 5,844 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-19-000154 · wf-form4_157661839940443.xml · nonDerivative · entry 1 Harrod Patricia Marie · CIK 0001662208 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,997 F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three. Read SEC document |
| August 27, 2019 Filed Aug 27, 2019 20:42 UTC | StoneX Group Inc. INTL · Entity 3627 | SaleCommon Stock | 1,091 | $36.97 | $40,329.25 |
DisclosureSEC source: 0000913760-19-000116 · wf-form4_156693851094642.xml · nonDerivative · entry 1 Harrod Patricia Marie · CIK 0001662208 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,153 Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 21:48 UTC | StoneX Group Inc. INTL · Entity 3627 | GrantStock Options · Derivative | 100,000 | $45.00 Strike: $45.00 | $4,500,000.00 |
DisclosureSEC source: 0000913760-19-000049 · wf-form4_155026730403663.xml · derivative · entry 2 Harrod Patricia Marie · CIK 0001662208 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2026-12-05 F1 · security: The option grant was approved by the Company's Board of Directors on December 5, 2018, subject to shareholder approval of an Amendment to the Stock Option Plan under which the options were granted. The Company's shareholders approved the Amendment on February 13, 2019. The Amendment increased the number of shares that could be granted under the plan. F2 · derivative.exercise_price: The strike price of the grant was set by the Company's Board of Directors at 113.5% of the closing price on December 4, 2018. F3 · derivative.exercise_date: The options vest in equal tranches on each of the third, fourth, fifth, sixth and seventh anniversaries of the grant date. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 01:02 UTC | StoneX Group Inc. INTL · Entity 3627 | GrantRestricted Shares of Common Stock | 4,237 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-18-000168 · wf-form4_154509495309594.xml · nonDerivative · entry 1 Harrod Patricia Marie · CIK 0001662208 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,244 F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three. Read SEC document |
| May 22, 2018 Filed May 23, 2018 20:36 UTC | StoneX Group Inc. INTL · Entity 3627 | Exercise / conversionStock Options · Derivative | 2,000 | $20.54 Strike: $20.54 | $41,080.00 |
DisclosureSEC source: 0000913760-18-000080 · wf-form4_152710771712722.xml · derivative · entry 3 Harrod Patricia Marie · CIK 0001662208 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 2,000 shares Expires 2019-01-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2018 Filed May 23, 2018 20:36 UTC | StoneX Group Inc. INTL · Entity 3627 | SaleCommon Stock | 2,000 | $48.75 | $97,506.60 |
DisclosureSEC source: 0000913760-18-000080 · wf-form4_152710771712722.xml · nonDerivative · entry 2 Harrod Patricia Marie · CIK 0001662208 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,007 Read SEC document |
| May 22, 2018 Filed May 23, 2018 20:36 UTC | StoneX Group Inc. INTL · Entity 3627 | Exercise / conversionCommon Stock | 2,000 | $20.54 | $41,080.00 |
DisclosureSEC source: 0000913760-18-000080 · wf-form4_152710771712722.xml · nonDerivative · entry 1 Harrod Patricia Marie · CIK 0001662208 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,007 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 22:43 UTC | StoneX Group Inc. INTL · Entity 3627 | Tax withholdingCommon Stock | 140 | $41.89 | $5,864.60 |
DisclosureSEC source: 0000913760-17-000131 · wf-form4_151363701790253.xml · nonDerivative · entry 2 Harrod Patricia Marie · CIK 0001662208 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,007 F1 · kind: Represents disposition to issuer to cover taxes payable upon vesting of shares exempt pursuant to Rule 16b-3. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 22:43 UTC | StoneX Group Inc. INTL · Entity 3627 | Tax withholdingCommon Stock | 300 | $41.00 | $12,300.00 |
DisclosureSEC source: 0000913760-17-000131 · wf-form4_151363701790253.xml · nonDerivative · entry 1 Harrod Patricia Marie · CIK 0001662208 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,147 F1 · kind: Represents disposition to issuer to cover taxes payable upon vesting of shares exempt pursuant to Rule 16b-3. Read SEC document |
| August 04, 2017 Filed Aug 7, 2017 21:13 UTC | StoneX Group Inc. INTL · Entity 3627 | Exercise / conversionStock Options · Derivative | 1,333 | $19.24 Strike: $19.24 | $25,646.92 |
DisclosureSEC source: 0000913760-17-000088 · wf-form4_150214037238123.xml · derivative · entry 3 Harrod Patricia Marie · CIK 0001662208 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,333 shares Expires 2018-01-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 04, 2017 Filed Aug 7, 2017 21:13 UTC | StoneX Group Inc. INTL · Entity 3627 | Tax withholdingCommon Stock | 667 | $38.47 | $25,659.49 |
DisclosureSEC source: 0000913760-17-000088 · wf-form4_150214037238123.xml · nonDerivative · entry 2 Harrod Patricia Marie · CIK 0001662208 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,447 Read SEC document |
| August 04, 2017 Filed Aug 7, 2017 21:13 UTC | StoneX Group Inc. INTL · Entity 3627 | Exercise / conversionCommon Stock | 1,333 | $19.24 | $25,646.92 |
DisclosureSEC source: 0000913760-17-000088 · wf-form4_150214037238123.xml · nonDerivative · entry 1 Harrod Patricia Marie · CIK 0001662208 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,114 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 21:20 UTC | StoneX Group Inc. INTL · Entity 3627 | GrantRestricted Shares of Common Stock | 2,470 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-16-000375 · wf-form4_148192316558813.xml · nonDerivative · entry 1 Harrod Patricia Marie · CIK 0001662208 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,781 F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.