Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| StoneX Group Inc.INTL · Entity 3627 | Chief Legal Officer | July 18, 2018 | July 19, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
StoneX Group Inc.
Report date July 18, 2018 · Filed July 19, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 108,137 |
Reported balance
After 2018-07-18 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-07-18 · Sale · Disposed 5,000 · Balance 108,137 F1: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. |
| Common StockSEC Table I · non-derivative | IndirectBy Children | 13,200 |
Reported balance
Holding disclosure · report date 2018-07-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 13,200 |
Filing footnotes · ownership attribution and instrument terms
F1: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 18, 2018 Filed Jul 19, 2018 20:53 UTC | StoneX Group Inc. INTL · Entity 3627 | SaleCommon Stock | 5,000 | $55.00 | $275,000.00 |
DisclosureSEC source: 0000913760-18-000108 · wf-form4_153203361035679.xml · nonDerivative · entry 1 sephton brian T · CIK 0001318351 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,137 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| March 14, 2018 Filed Mar 15, 2018 22:29 UTC | StoneX Group Inc. INTL · Entity 3627 | GiftCommon Stock | 1,200 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-18-000054 · wf-form4_152115295262839.xml · nonDerivative · entry 2 sephton brian T · CIK 0001318351 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Children Disclosed balance after: 13,200 Read SEC document |
| March 14, 2018 Filed Mar 15, 2018 22:29 UTC | StoneX Group Inc. INTL · Entity 3627 | GiftCommon Stock | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-18-000054 · wf-form4_152115295262839.xml · nonDerivative · entry 1 sephton brian T · CIK 0001318351 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,137 F1 · security: Gift to the children of the reporting person. Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 20:08 UTC | StoneX Group Inc. INTL · Entity 3627 | SaleCommon Stock | 2,500 | $45.00 | $112,500.00 |
DisclosureSEC source: 0000913760-18-000048 · wf-form4_152088530384192.xml · nonDerivative · entry 1 sephton brian T · CIK 0001318351 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,537 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| March 06, 2018 Filed Mar 7, 2018 21:30 UTC | StoneX Group Inc. INTL · Entity 3627 | SaleCommon Stock | 2,500 | $42.50 | $106,250.00 |
DisclosureSEC source: 0000913760-18-000044 · wf-form4_152045801088898.xml · nonDerivative · entry 1 sephton brian T · CIK 0001318351 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,037 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| December 27, 2017 Filed Dec 28, 2017 21:10 UTC | StoneX Group Inc. INTL · Entity 3627 | GiftCommon Stock | 1,200 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-17-000145 · wf-form4_151449540491956.xml · nonDerivative · entry 2 sephton brian T · CIK 0001318351 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Children Disclosed balance after: 12,000 Read SEC document |
| December 27, 2017 Filed Dec 28, 2017 21:10 UTC | StoneX Group Inc. INTL · Entity 3627 | GiftCommon Stock | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-17-000145 · wf-form4_151449540491956.xml · nonDerivative · entry 1 sephton brian T · CIK 0001318351 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,537 F1 · security: Gift to the children of the reporting person. Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 22:43 UTC | StoneX Group Inc. INTL · Entity 3627 | Tax withholdingCommon Stock | 464 | $41.89 | $19,436.96 |
DisclosureSEC source: 0000913760-17-000129 · wf-form4_151363698338450.xml · nonDerivative · entry 2 sephton brian T · CIK 0001318351 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,937 F1 · kind: Represents disposition to issuer to cover taxes payable upon vesting of shares exempt pursuant to Rule 16b-3. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 22:43 UTC | StoneX Group Inc. INTL · Entity 3627 | Tax withholdingCommon Stock | 1,254 | $41.00 | $51,414.00 |
DisclosureSEC source: 0000913760-17-000129 · wf-form4_151363698338450.xml · nonDerivative · entry 1 sephton brian T · CIK 0001318351 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,401 F1 · kind: Represents disposition to issuer to cover taxes payable upon vesting of shares exempt pursuant to Rule 16b-3. Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 21:18 UTC | StoneX Group Inc. INTL · Entity 3627 | GrantRestricted Shares of Common Stock | 4,265 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-16-000372 · wf-form4_148192311140736.xml · nonDerivative · entry 1 sephton brian T · CIK 0001318351 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,655 F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.