Tapewire

Nasdaq · USD

SNEX

StoneX Group Inc.

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Tapewire entity
3627
SEC CIK
0000913760
Parsed reports
682

Last 12 months

Inside the activity.

2 purchase rows · 59 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202513
Jan 202600
Feb 202606
Mar 202601
Apr 202602
May 2026016
Jun 2026010
Jul 202608
Aug 202614
Sep 202605
Oct 202603

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 14, 2020 Filed Dec 16, 2020 23:00 UTC
OCONNOR SEAN MICHAELDirector · CEO/President
GrantRestricted Shares of Common Stock 23,500 $0.00 $0.00
Disclosure

SEC source: 0000913760-20-000226 · wf-form4_160815964266220.xml · nonDerivative · entry 1

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,268

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 23:00 UTC
Dunaway William JChief Financial Officer
GrantRestricted Shares of Common Stock 11,013 $0.00 $0.00
Disclosure

SEC source: 0000913760-20-000225 · wf-form4_160815962602300.xml · nonDerivative · entry 1

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,321

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 23:00 UTC
Nguyen XuongChief Operating Officer
GrantRestricted Shares of Common Stock 12,262 $0.00 $0.00
Disclosure

SEC source: 0000913760-20-000224 · wf-form4_160815960544164.xml · nonDerivative · entry 1

Nguyen Xuong · CIK 0001575484 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,085

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 23:00 UTC
Rotsztain DiegoChief Governance/Legal Officer
PurchaseCommon Stock 981 $50.92 $49,957.23
Disclosure

SEC source: 0000913760-20-000223 · wf-form4_160815958601085.xml · nonDerivative · entry 1

Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 981

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares bought at each separate price.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 22:59 UTC
Harrod Patricia MarieChief Risk Officer
GrantRestricted Shares of Common Stock 8,515 $0.00 $0.00
Disclosure

SEC source: 0000913760-20-000222 · wf-form4_160815956628368.xml · nonDerivative · entry 1

Harrod Patricia Marie · CIK 0001662208 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,649

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 22:59 UTC
Lyon Charles MExecutive VP - subsidiary
GrantRestricted Shares of Common Stock 13,510 $0.00 $0.00
Disclosure

SEC source: 0000913760-20-000221 · wf-form4_160815954982378.xml · nonDerivative · entry 1

Lyon Charles M · CIK 0001620576 · Executive VP - subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,369

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 22:59 UTC
Schroeder AaronChief Accounting Officer
GrantRestricted Shares of Common Stock 2,047 $0.00 $0.00
Disclosure

SEC source: 0000913760-20-000220 · wf-form4_160815953388939.xml · nonDerivative · entry 1

Schroeder Aaron · CIK 0001423229 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,310

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 22:58 UTC
Smith Philip AndrewCEO - subsidiary entity
GrantRestricted Shares of Common Stock 13,510 $0.00 $0.00
Disclosure

SEC source: 0000913760-20-000219 · wf-form4_160815951771827.xml · nonDerivative · entry 1

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,472

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 22:58 UTC
Maurer Mark LowryCEO - subsidiary entity
GrantRestricted Shares of Common Stock 11,013 $0.00 $0.00
Disclosure

SEC source: 0000913760-20-000218 · wf-form4_160815950201889.xml · nonDerivative · entry 1

Maurer Mark Lowry · CIK 0001662210 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,695

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 22:07 UTC
OCONNOR SEAN MICHAELDirector · CEO/President
SaleCommon Stock 5,234 $65.00 $340,218.37
Disclosure

SEC source: 0000913760-20-000198 · wf-form4_160772444298088.xml · nonDerivative · entry 1

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,768

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 08, 2020 Filed Dec 8, 2020 21:21 UTC SaleCommon Stock 4,390 $64.20 $281,838.00
Disclosure

SEC source: 0000913760-20-000192 · wf-form4_160746245033160.xml · nonDerivative · entry 3

BRANCH SCOTT J · CIK 0001206304 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 391,487

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
December 07, 2020 Filed Dec 8, 2020 21:21 UTC SaleCommon Stock 13,223 $64.26 $849,721.88
Disclosure

SEC source: 0000913760-20-000192 · wf-form4_160746245033160.xml · nonDerivative · entry 2

BRANCH SCOTT J · CIK 0001206304 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 395,877

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 21:21 UTC SaleCommon Stock 7,387 $64.20 $474,245.40
Disclosure

SEC source: 0000913760-20-000192 · wf-form4_160746245033160.xml · nonDerivative · entry 1

BRANCH SCOTT J · CIK 0001206304 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 409,100

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
November 24, 2020 Filed Nov 25, 2020 21:34 UTC SaleCommon Stock 25,000 $62.20 $1,554,887.50
Disclosure

SEC source: 0000913760-20-000190 · wf-form4_160634007877782.xml · nonDerivative · entry 1

BRANCH SCOTT J · CIK 0001206304 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 416,487

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 24, 2020 Filed Nov 25, 2020 21:34 UTC SaleCommon 265 $62.10 $16,456.50
Disclosure

SEC source: 0000913760-20-000189 · wf-form4_160634006153300.xml · nonDerivative · entry 1

PARTHEMORE ERIC · CIK 0001315233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,077

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
November 18, 2020 Filed Nov 18, 2020 23:04 UTC SaleCommon 1,528 $62.00 $94,736.00
Disclosure

SEC source: 0000913760-20-000186 · wf-form4_160574062460605.xml · nonDerivative · entry 2

PARTHEMORE ERIC · CIK 0001315233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,342

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 23:04 UTC SaleCommon 400 $62.00 $24,800.00
Disclosure

SEC source: 0000913760-20-000186 · wf-form4_160574062460605.xml · nonDerivative · entry 1

PARTHEMORE ERIC · CIK 0001315233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,870

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 21:29 UTC SaleCommon 307 $62.00 $19,034.00
Disclosure

SEC source: 0000913760-20-000184 · wf-form4_160530295815540.xml · nonDerivative · entry 1

PARTHEMORE ERIC · CIK 0001315233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,270

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:39 UTC SaleCommon Stock 5,038 $60.40 $304,295.70
Disclosure

SEC source: 0000913760-20-000182 · wf-form4_160521717158651.xml · nonDerivative · entry 1

BRANCH SCOTT J · CIK 0001206304 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 441,487

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 21:23 UTC GrantRestricted Shares of Common Stock 153 $0.00 $0.00
Disclosure

SEC source: 0000913760-20-000178 · wf-form4_160443857724517.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,130

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 21:22 UTC GrantRestricted Shares of Common Stock 192 $0.00 $0.00
Disclosure

SEC source: 0000913760-20-000177 · wf-form4_160443855924291.xml · nonDerivative · entry 1

PARTHEMORE ERIC · CIK 0001315233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,577

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 21:22 UTC GrantRestricted Shares of Common Stock 165 $0.00 $0.00
Disclosure

SEC source: 0000913760-20-000176 · wf-form4_160443854052423.xml · nonDerivative · entry 1

KREHBIEL BRUCE · CIK 0001315279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,878

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 21:22 UTC
RADZIWILL JOHNDirector · Chairman of the Board
GrantRestricted Shares of Common Stock 229 $0.00 $0.00
Disclosure

SEC source: 0000913760-20-000175 · wf-form4_160443852409859.xml · nonDerivative · entry 1

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,048

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 21:21 UTC GrantRestricted Shares of Common Stock 192 $0.00 $0.00
Disclosure

SEC source: 0000913760-20-000174 · wf-form4_160443850668584.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,365

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
October 22, 2020 Filed Oct 23, 2020 21:05 UTC SaleCommon Stock 992 $56.10 $55,651.20
Disclosure

SEC source: 0000913760-20-000168 · wf-form4_160348713730232.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,977

Read SEC document
October 16, 2020 Filed Oct 19, 2020 21:00 UTC
RADZIWILL JOHNDirector · Chairman of the Board
SaleCommon Stock 4,444 $54.97 $244,300.01
Disclosure

SEC source: 0000913760-20-000166 · wf-form4_160314122258630.xml · nonDerivative · entry 1

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Basic Management Company Inc.

Disclosed balance after: 424,515

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 14, 2020 Filed Oct 15, 2020 20:51 UTC
RADZIWILL JOHNDirector · Chairman of the Board
SaleCommon Stock 5,326 $54.60 $290,775.10
Disclosure

SEC source: 0000913760-20-000164 · wf-form4_160279507797809.xml · nonDerivative · entry 2

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Basic Management Company Inc.

Disclosed balance after: 428,959

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 14, 2020 Filed Oct 15, 2020 20:51 UTC
Smith Philip AndrewCEO - subsidiary entity
Exercise / conversionStock Options · Derivative 10,000 $0.00 Strike: $25.91 $0.00
Disclosure

SEC source: 0000913760-20-000163 · wf-form4_160279506039210.xml · derivative · entry 2

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,000

Underlying: Common Stock · 10,000 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 14, 2020 Filed Oct 15, 2020 20:51 UTC
Smith Philip AndrewCEO - subsidiary entity
Exercise / conversionCommon 10,000 $25.91 $259,100.00
Disclosure

SEC source: 0000913760-20-000163 · wf-form4_160279506039210.xml · nonDerivative · entry 1

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 13, 2020 Filed Oct 15, 2020 20:51 UTC
RADZIWILL JOHNDirector · Chairman of the Board
SaleCommon Stock 1,194 $54.79 $65,414.48
Disclosure

SEC source: 0000913760-20-000164 · wf-form4_160279507797809.xml · nonDerivative · entry 1

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Basic Management Company Inc.

Disclosed balance after: 434,285

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 12, 2020 Filed Oct 13, 2020 20:42 UTC
RADZIWILL JOHNDirector · Chairman of the Board
SaleCommon Stock 11,891 $54.32 $645,948.85
Disclosure

SEC source: 0000913760-20-000160 · wf-form4_160262172174325.xml · nonDerivative · entry 2

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Basic Management Company Inc.

Disclosed balance after: 435,479

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 09, 2020 Filed Oct 13, 2020 20:42 UTC
RADZIWILL JOHNDirector · Chairman of the Board
SaleCommon Stock 11,207 $54.11 $606,386.11
Disclosure

SEC source: 0000913760-20-000160 · wf-form4_160262172174325.xml · nonDerivative · entry 1

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Basic Management Company Inc.

Disclosed balance after: 447,370

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 08, 2020 Filed Oct 9, 2020 20:43 UTC
RADZIWILL JOHNDirector · Chairman of the Board
SaleCommon Stock 20,000 $53.58 $1,071,578.00
Disclosure

SEC source: 0000913760-20-000155 · wf-form4_160227622554633.xml · nonDerivative · entry 2

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Basic Management Company Inc.

Disclosed balance after: 458,577

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 07, 2020 Filed Oct 9, 2020 20:43 UTC
RADZIWILL JOHNDirector · Chairman of the Board
SaleCommon Stock 10,000 $53.44 $534,446.00
Disclosure

SEC source: 0000913760-20-000155 · wf-form4_160227622554633.xml · nonDerivative · entry 1

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Basic Management Company Inc.

Disclosed balance after: 478,577

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 06, 2020 Filed Oct 7, 2020 20:43 UTC
RADZIWILL JOHNDirector · Chairman of the Board
SaleCommon Stock 10,902 $53.82 $586,775.08
Disclosure

SEC source: 0000913760-20-000153 · wf-form4_160210340785958.xml · nonDerivative · entry 2

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Basic Management Company Inc.

Disclosed balance after: 488,577

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 05, 2020 Filed Oct 7, 2020 20:43 UTC
RADZIWILL JOHNDirector · Chairman of the Board
SaleCommon Stock 19,892 $52.00 $1,034,350.18
Disclosure

SEC source: 0000913760-20-000153 · wf-form4_160210340785958.xml · nonDerivative · entry 1

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Basic Management Company Inc.

Disclosed balance after: 499,479

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 01, 2020 Filed Oct 1, 2020 20:29 UTC SaleCommon Stock 1,042 $51.00 $53,142.00
Disclosure

SEC source: 0000913760-20-000150 · wf-form4_160158418141226.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,969

Read SEC document
September 30, 2020 Filed Oct 1, 2020 20:30 UTC
RADZIWILL JOHNDirector · Chairman of the Board
SaleCommon Stock 6,907 $51.80 $357,763.26
Disclosure

SEC source: 0000913760-20-000151 · wf-form4_160158419798413.xml · nonDerivative · entry 2

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Basic Management Company Inc.

Disclosed balance after: 519,371

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 29, 2020 Filed Oct 1, 2020 20:30 UTC
RADZIWILL JOHNDirector · Chairman of the Board
SaleCommon Stock 6,487 $51.02 $330,953.12
Disclosure

SEC source: 0000913760-20-000151 · wf-form4_160158419798413.xml · nonDerivative · entry 1

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Basic Management Company Inc.

Disclosed balance after: 526,278

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 20:32 UTC GiftCommon Stock 7,100 $0.00 $0.00
Disclosure

SEC source: 0000913760-20-000147 · wf-form4_159899230223018.xml · nonDerivative · entry 1

BRANCH SCOTT J · CIK 0001206304 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 446,525

F1 · security: Gift to a charitable foundation.

Read SEC document
August 25, 2020 Filed Aug 26, 2020 20:24 UTC SaleCommon Stock 19,962 $60.40 $1,205,704.80
Disclosure

SEC source: 0000913760-20-000145 · wf-form4_159847347838708.xml · nonDerivative · entry 1

BRANCH SCOTT J · CIK 0001206304 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 453,625

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 20:42 UTC
Harrod Patricia MarieChief Risk Officer
SaleCommon Stock 2,863 $59.24 $169,609.27
Disclosure

SEC source: 0000913760-20-000140 · wf-form4_159735134901411.xml · nonDerivative · entry 1

Harrod Patricia Marie · CIK 0001662208 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,134

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 23:53 UTC
RADZIWILL JOHNDirector · Chairman of the Board
GrantRestricted Shares of Common Stock 235 $0.00 $0.00
Disclosure

SEC source: 0000913760-20-000125 · wf-form4_159658516833590.xml · nonDerivative · entry 1

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,819

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 23:52 UTC GrantRestricted Shares of Common Stock 197 $0.00 $0.00
Disclosure

SEC source: 0000913760-20-000124 · wf-form4_159658510912687.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,173

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 23:51 UTC GrantRestricted Shares of Common Stock 197 $0.00 $0.00
Disclosure

SEC source: 0000913760-20-000123 · wf-form4_159658505591724.xml · nonDerivative · entry 1

PARTHEMORE ERIC · CIK 0001315233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,385

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

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July 31, 2020 Filed Aug 4, 2020 23:50 UTC GrantRestricted Shares of Common Stock 157 $0.00 $0.00
Disclosure

SEC source: 0000913760-20-000122 · wf-form4_159658496484413.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,011

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

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July 31, 2020 Filed Aug 4, 2020 23:48 UTC GrantRestricted Shares of Common Stock 169 $0.00 $0.00
Disclosure

SEC source: 0000913760-20-000121 · wf-form4_159658484782174.xml · nonDerivative · entry 1

KREHBIEL BRUCE · CIK 0001315279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,713

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

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July 06, 2020 Filed Jul 8, 2020 20:14 UTC
Smith Philip AndrewCEO - subsidiary entity
SaleCommon 5,043 $59.21 $298,611.16
Disclosure

SEC source: 0000913760-20-000105 · wf-form4_159423925254412.xml · nonDerivative · entry 1

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,962

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

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July 06, 2020 Filed Jul 8, 2020 20:14 UTC
Henze Daryl KRetired Director
SaleCommon Stock 1,000 $59.00 $59,000.00
Disclosure

SEC source: 0000913760-20-000104 · wf-form4_159423923761781.xml · nonDerivative · entry 1

Henze Daryl K · CIK 0001380759 · Retired Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,080

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June 08, 2020 Filed Jun 10, 2020 20:51 UTC SaleCommon 2,500 $57.03 $142,584.50
Disclosure

SEC source: 0000913760-20-000094 · wf-form4_159182229232519.xml · nonDerivative · entry 1

PARTHEMORE ERIC · CIK 0001315233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,188

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.