Tapewire

Nasdaq · USD

SNEX

StoneX Group Inc.

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Tapewire entity
3627
SEC CIK
0000913760
Parsed reports
682

Last 12 months

Inside the activity.

2 purchase rows · 59 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202513
Jan 202600
Feb 202606
Mar 202601
Apr 202602
May 2026016
Jun 2026010
Jul 202608
Aug 202614
Sep 202605
Oct 202603

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2021 Filed Dec 17, 2021 22:20 UTC
OCONNOR SEAN MICHAELDirector · CEO/President
GrantRestricted Shares of Common Stock 12,144 $0.00 $0.00
Disclosure

SEC source: 0000913760-21-000235 · wf-form4_163977960212819.xml · nonDerivative · entry 1

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,659

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 22:19 UTC
Nguyen XuongChief Operating Officer
GrantRestricted Shares of Common Stock 6,099 $0.00 $0.00
Disclosure

SEC source: 0000913760-21-000234 · wf-form4_163977957547379.xml · nonDerivative · entry 1

Nguyen Xuong · CIK 0001575484 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,404

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 22:19 UTC
Stevens Glenn HenryHead-Retail & Foreign Exchange
GrantStock Options · Derivative 40,000 $62.04 Strike: $62.04 $2,481,600.00
Disclosure

SEC source: 0000913760-21-000232 · wf-form4_163977953114456.xml · derivative · entry 2

Stevens Glenn Henry · CIK 0001472938 · Head-Retail & Foreign Exchange

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2026-12-05

F2 · security: The option grant was approved by the Company's Board of Directors on December 15, 2021.

F3 · derivative.exercise_price: The strike price of the grant was set by the Company's Board of Directors as the closing price on December 14, 2021.

F4 · derivative.exercise_date: The options vest in equal tranches on each of the first, second, third and fourth anniversaries of the Exercisable Date. The Exercisable Date and Expiration Date were set by the Company's Board of Directors to coincide with the same dates as stock options previously granted to additional members of the Company's senior executive management team.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 22:19 UTC
Stevens Glenn HenryHead-Retail & Foreign Exchange
GrantRestricted Shares of Common Stock 6,267 $0.00 $0.00
Disclosure

SEC source: 0000913760-21-000232 · wf-form4_163977953114456.xml · nonDerivative · entry 1

Stevens Glenn Henry · CIK 0001472938 · Head-Retail & Foreign Exchange

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,267

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 22:19 UTC
Perkins Abigail HChief Information Officer
GrantStock Options · Derivative 30,000 $62.04 Strike: $62.04 $1,861,200.00
Disclosure

SEC source: 0000913760-21-000233 · wf-form4_163977955204160.xml · derivative · entry 2

Perkins Abigail H · CIK 0001862195 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2026-12-05

F2 · security: The option grant was approved by the Company's Board of Directors on December 15, 2021.

F3 · derivative.exercise_price: The strike price of the grant was set by the Company's Board of Directors as the closing price on December 14, 2021.

F4 · derivative.exercise_date: The options vest in equal tranches on each of the first, second, third and fourth anniversaries of the Exercisable Date. The Exercisable Date and Expiration Date were set by the Company's Board of Directors to coincide with the same dates as stock options previously granted to additional members of the Company's senior executive management team.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 22:19 UTC
Perkins Abigail HChief Information Officer
GrantRestricted Shares of Common Stock 1,353 $0.00 $0.00
Disclosure

SEC source: 0000913760-21-000233 · wf-form4_163977955204160.xml · nonDerivative · entry 1

Perkins Abigail H · CIK 0001862195 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,153

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 22:18 UTC
Rotsztain DiegoChief Governance/Legal Officer
GrantStock Options · Derivative 30,000 $62.04 Strike: $62.04 $1,861,200.00
Disclosure

SEC source: 0000913760-21-000231 · wf-form4_163977951043584.xml · derivative · entry 2

Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2026-12-05

F2 · security: The option grant was approved by the Company's Board of Directors on December 15, 2021.

F3 · derivative.exercise_price: The strike price of the grant was set by the Company's Board of Directors as the closing price on December 14, 2021.

F4 · derivative.exercise_date: The options vest in equal tranches on each of the first, second, third and fourth anniversaries of the Exercisable Date. The Exercisable Date and Expiration Date were set by the Company's Board of Directors to coincide with the same dates as stock options previously granted to additional members of the Company's senior executive management team.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 22:18 UTC
Rotsztain DiegoChief Governance/Legal Officer
GrantRestricted Shares of Common Stock 2,294 $0.00 $0.00
Disclosure

SEC source: 0000913760-21-000231 · wf-form4_163977951043584.xml · nonDerivative · entry 1

Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,716

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 22:18 UTC
Maurer Mark LowryChief Risk Officer
GrantRestricted Shares of Common Stock 5,427 $0.00 $0.00
Disclosure

SEC source: 0000913760-21-000230 · wf-form4_163977948048678.xml · nonDerivative · entry 1

Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,122

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 22:17 UTC
Schroeder AaronChief Accounting Officer
GrantRestricted Shares of Common Stock 1,297 $0.00 $0.00
Disclosure

SEC source: 0000913760-21-000229 · wf-form4_163977945930336.xml · nonDerivative · entry 1

Schroeder Aaron · CIK 0001423229 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,607

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 22:17 UTC
Smith Philip AndrewCEO - subsidiary entity
GrantRestricted Shares of Common Stock 6,771 $0.00 $0.00
Disclosure

SEC source: 0000913760-21-000228 · wf-form4_163977942597301.xml · nonDerivative · entry 1

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,243

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 22:17 UTC
Lyon Charles MExecutive VP - subsidiary
GrantRestricted Shares of Common Stock 6,771 $0.00 $0.00
Disclosure

SEC source: 0000913760-21-000227 · wf-form4_163977940800480.xml · nonDerivative · entry 1

Lyon Charles M · CIK 0001620576 · Executive VP - subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,050

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 22:16 UTC
Dunaway William JChief Financial Officer
GrantRestricted Shares of Common Stock 5,427 $0.00 $0.00
Disclosure

SEC source: 0000913760-21-000226 · wf-form4_163977938674937.xml · nonDerivative · entry 1

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,748

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 10, 2021 Filed Dec 13, 2021 21:29 UTC
Smith Philip AndrewCEO - subsidiary entity
Exercise / conversionStock Options · Derivative 7,500 $0.00 Strike: $25.91 $0.00
Disclosure

SEC source: 0000913760-21-000207 · wf-form4_163943092549192.xml · derivative · entry 6

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 7,500 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
December 10, 2021 Filed Dec 13, 2021 21:29 UTC
Smith Philip AndrewCEO - subsidiary entity
SaleCommon 7,500 $59.91 $449,340.75
Disclosure

SEC source: 0000913760-21-000207 · wf-form4_163943092549192.xml · nonDerivative · entry 4

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,472

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 10, 2021 Filed Dec 13, 2021 21:29 UTC
Smith Philip AndrewCEO - subsidiary entity
Exercise / conversionCommon 7,500 $25.91 $194,325.00
Disclosure

SEC source: 0000913760-21-000207 · wf-form4_163943092549192.xml · nonDerivative · entry 3

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
December 10, 2021 Filed Dec 13, 2021 21:28 UTC
Dunaway William JChief Financial Officer
Exercise / conversionStock Options · Derivative 13,332 $0.00 Strike: $25.91 $0.00
Disclosure

SEC source: 0000913760-21-000206 · wf-form4_163943090958758.xml · derivative · entry 3

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 13,332 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
December 10, 2021 Filed Dec 13, 2021 21:28 UTC
Dunaway William JChief Financial Officer
SaleCommon Stock 13,332 $59.91 $798,756.12
Disclosure

SEC source: 0000913760-21-000206 · wf-form4_163943090958758.xml · nonDerivative · entry 2

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,321

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 10, 2021 Filed Dec 13, 2021 21:28 UTC
Dunaway William JChief Financial Officer
Exercise / conversionCommon Stock 13,332 $25.91 $345,432.12
Disclosure

SEC source: 0000913760-21-000206 · wf-form4_163943090958758.xml · nonDerivative · entry 1

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:53 UTC
Stevens Glenn HenryHead-Retail & Foreign Exchange
PurchaseCommon Stock 2,500 $59.92 $149,789.00
Disclosure

SEC source: 0000913760-21-000209 · wf-form4_163951878101835.xml · nonDerivative · entry 1

Stevens Glenn Henry · CIK 0001472938 · Head-Retail & Foreign Exchange

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares bought at each separate price.

Read SEC document
December 09, 2021 Filed Dec 10, 2021 21:39 UTC
Dunaway William JChief Financial Officer
Exercise / conversionStock Options · Derivative 13,332 $0.00 Strike: $25.91 $0.00
Disclosure

SEC source: 0000913760-21-000203 · wf-form4_163917236690778.xml · derivative · entry 6

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,332

Underlying: Common Stock · 13,332 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
December 09, 2021 Filed Dec 10, 2021 21:39 UTC
Dunaway William JChief Financial Officer
SaleCommon Stock 13,332 $61.64 $821,744.48
Disclosure

SEC source: 0000913760-21-000203 · wf-form4_163917236690778.xml · nonDerivative · entry 4

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,321

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 09, 2021 Filed Dec 10, 2021 21:39 UTC
Dunaway William JChief Financial Officer
Exercise / conversionCommon Stock 13,332 $25.91 $345,432.12
Disclosure

SEC source: 0000913760-21-000203 · wf-form4_163917236690778.xml · nonDerivative · entry 3

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
December 09, 2021 Filed Dec 10, 2021 21:39 UTC PurchaseCommon Stock 5,000 $63.05 $315,250.00
Disclosure

SEC source: 0000913760-21-000202 · wf-form4_163917235103913.xml · nonDerivative · entry 1

Thamodaran Dhamu R. · CIK 0001531352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,585

Read SEC document
December 09, 2021 Filed Dec 13, 2021 21:29 UTC
Smith Philip AndrewCEO - subsidiary entity
Exercise / conversionStock Options · Derivative 7,500 $0.00 Strike: $25.91 $0.00
Disclosure

SEC source: 0000913760-21-000207 · wf-form4_163943092549192.xml · derivative · entry 5

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,500

Underlying: Common Stock · 7,500 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
December 09, 2021 Filed Dec 13, 2021 21:29 UTC
Smith Philip AndrewCEO - subsidiary entity
SaleCommon 7,500 $61.64 $462,298.50
Disclosure

SEC source: 0000913760-21-000207 · wf-form4_163943092549192.xml · nonDerivative · entry 2

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,472

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 09, 2021 Filed Dec 13, 2021 21:29 UTC
Smith Philip AndrewCEO - subsidiary entity
Exercise / conversionCommon 7,500 $25.91 $194,325.00
Disclosure

SEC source: 0000913760-21-000207 · wf-form4_163943092549192.xml · nonDerivative · entry 1

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
December 08, 2021 Filed Dec 9, 2021 21:38 UTC GiftCommon Stock 6,500 $0.00 $0.00
Disclosure

SEC source: 0000913760-21-000199 · wf-form4_163908587252600.xml · nonDerivative · entry 1

BRANCH SCOTT J · CIK 0001206304 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 456,165

F1 · security: Gift to a charitable foundation.

Read SEC document
December 08, 2021 Filed Dec 10, 2021 21:39 UTC
Dunaway William JChief Financial Officer
Exercise / conversionStock Options · Derivative 13,336 $0.00 Strike: $25.91 $0.00
Disclosure

SEC source: 0000913760-21-000203 · wf-form4_163917236690778.xml · derivative · entry 5

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,664

Underlying: Common Stock · 13,336 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
December 08, 2021 Filed Dec 10, 2021 21:39 UTC
Dunaway William JChief Financial Officer
SaleCommon Stock 13,336 $63.59 $848,077.58
Disclosure

SEC source: 0000913760-21-000203 · wf-form4_163917236690778.xml · nonDerivative · entry 2

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,321

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 08, 2021 Filed Dec 10, 2021 21:39 UTC
Dunaway William JChief Financial Officer
Exercise / conversionCommon Stock 13,336 $25.91 $345,535.76
Disclosure

SEC source: 0000913760-21-000203 · wf-form4_163917236690778.xml · nonDerivative · entry 1

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
December 07, 2021 Filed Dec 15, 2021 21:25 UTC
OCONNOR SEAN MICHAELDirector · CEO/President
GiftCommon Stock 900 $0.00 $0.00
Disclosure

SEC source: 0000913760-21-000213 · wf-form5_163960348635070.xml · nonDerivative · entry 1

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 359,515

F1 · security: Gifts to family members of the reporting person.

Read SEC document
December 06, 2021 Filed Dec 8, 2021 21:23 UTC
Stevens Glenn HenryHead-Retail & Foreign Exchange
PurchaseCommon Stock 2,500 $64.02 $160,051.50
Disclosure

SEC source: 0000913760-21-000197 · wf-form4_163899860928080.xml · nonDerivative · entry 1

Stevens Glenn Henry · CIK 0001472938 · Head-Retail & Foreign Exchange

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares bought at each separate price.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 21:44 UTC PurchaseCommon Stock 5,000 $61.25 $306,250.00
Disclosure

SEC source: 0000913760-21-000195 · wf-form4_163891343098614.xml · nonDerivative · entry 1

Thamodaran Dhamu R. · CIK 0001531352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,585

Read SEC document
December 02, 2021 Filed Dec 6, 2021 21:50 UTC
Smith Philip AndrewCEO - subsidiary entity
Exercise / conversionStock Options · Derivative 5,000 $0.00 Strike: $25.91 $0.00
Disclosure

SEC source: 0000913760-21-000193 · wf-form4_163882741786124.xml · derivative · entry 2

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,000

Underlying: Common Stock · 5,000 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2021 Filed Dec 6, 2021 21:50 UTC
Smith Philip AndrewCEO - subsidiary entity
Exercise / conversionCommon 5,000 $25.91 $129,550.00
Disclosure

SEC source: 0000913760-21-000193 · wf-form4_163882741786124.xml · nonDerivative · entry 1

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,472

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2021 Filed Dec 6, 2021 21:50 UTC
Rotsztain DiegoChief Governance/Legal Officer
PurchaseCommon Stock 1,214 $62.02 $75,294.34
Disclosure

SEC source: 0000913760-21-000192 · wf-form4_163882739765606.xml · nonDerivative · entry 1

Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,422

F1 · security: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares bought at each separate price.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 20:33 UTC
Smith Philip AndrewCEO - subsidiary entity
SaleCommon 3,000 $72.00 $216,005.70
Disclosure

SEC source: 0000913760-21-000183 · wf-form4_163614436997955.xml · nonDerivative · entry 1

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,472

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 29, 2021 Filed Nov 2, 2021 20:08 UTC GrantRestricted Shares of Common Stock 175 $0.00 $0.00
Disclosure

SEC source: 0000913760-21-000180 · wf-form4_163588368973099.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,750

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
October 29, 2021 Filed Nov 2, 2021 20:08 UTC GrantRestricted Shares of Common Stock 175 $0.00 $0.00
Disclosure

SEC source: 0000913760-21-000179 · wf-form4_163588365933752.xml · nonDerivative · entry 1

PARTHEMORE ERIC · CIK 0001315233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,462

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

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October 29, 2021 Filed Nov 2, 2021 20:07 UTC
RADZIWILL JOHNDirector · Chairman of the Board
GrantRestricted Shares of Common Stock 218 $0.00 $0.00
Disclosure

SEC source: 0000913760-21-000178 · wf-form4_163588363804955.xml · nonDerivative · entry 1

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,608

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

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October 29, 2021 Filed Nov 2, 2021 20:07 UTC GrantRestricted Shares of Common Stock 122 $0.00 $0.00
Disclosure

SEC source: 0000913760-21-000177 · wf-form4_163588360620230.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,368

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

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October 29, 2021 Filed Nov 2, 2021 20:06 UTC GrantRestricted Shares of Common Stock 146 $0.00 $0.00
Disclosure

SEC source: 0000913760-21-000176 · wf-form4_163588359109288.xml · nonDerivative · entry 1

KREHBIEL BRUCE · CIK 0001315279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,142

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

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October 26, 2021 Filed Oct 27, 2021 20:26 UTC
Harrod Patricia MarieRetired Officer
SaleCommon Stock 4,221 $71.08 $300,043.88
Disclosure

SEC source: 0000913760-21-000169 · wf-form4_163536636233583.xml · nonDerivative · entry 1

Harrod Patricia Marie · CIK 0001662208 · Retired Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,066

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Share total revised to reflect shares withheld for tax withholding purposes related to vesting of restricted stock.

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October 21, 2021 Filed Oct 25, 2021 20:17 UTC
Dunaway William JChief Financial Officer
Exercise / conversionStock Options · Derivative 3,583 $0.00 Strike: $25.91 $0.00
Disclosure

SEC source: 0000913760-21-000167 · wf-form4_163519303678764.xml · derivative · entry 3

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

Underlying: Common Stock · 3,583 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

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October 21, 2021 Filed Oct 25, 2021 20:17 UTC
Dunaway William JChief Financial Officer
SaleCommon Stock 3,583 $70.03 $250,900.65
Disclosure

SEC source: 0000913760-21-000167 · wf-form4_163519303678764.xml · nonDerivative · entry 2

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,321

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

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October 21, 2021 Filed Oct 25, 2021 20:17 UTC
Dunaway William JChief Financial Officer
Exercise / conversionCommon Stock 3,583 $25.91 $92,835.53
Disclosure

SEC source: 0000913760-21-000167 · wf-form4_163519303678764.xml · nonDerivative · entry 1

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 20:32 UTC
Dunaway William JChief Financial Officer
Exercise / conversionStock Options · Derivative 5,822 $0.00 Strike: $25.91 $0.00
Disclosure

SEC source: 0000913760-21-000165 · wf-form4_163476195611718.xml · derivative · entry 3

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,583

Underlying: Common Stock · 5,822 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 20:32 UTC
Dunaway William JChief Financial Officer
SaleCommon Stock 5,822 $70.00 $407,545.82
Disclosure

SEC source: 0000913760-21-000165 · wf-form4_163476195611718.xml · nonDerivative · entry 2

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,321

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 20:32 UTC
Dunaway William JChief Financial Officer
Exercise / conversionCommon Stock 5,822 $25.91 $150,848.02
Disclosure

SEC source: 0000913760-21-000165 · wf-form4_163476195611718.xml · nonDerivative · entry 1

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.