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NUSCALE POWER Corp

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4088
SEC CIK
0001822966
Parsed reports
293

Last 12 months

Inside the activity.

0 purchase rows · 21 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202602
Mar 202608
Apr 202603
May 202600
Jun 202601
Jul 202600
Aug 202605
Sep 202600
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 28, 2023 Filed Aug 29, 2023 19:06 UTC Exercise / conversionClass A Common Stock 3,530 $6.02 $21,250.60
Disclosure

SEC source: 0001822966-23-000228 · wk-form4_1693336006.xml · nonDerivative · entry 1

Fujino Shinji · CIK 0001957490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported transaction involves the vesting and settlement of 3,530 restricted stock units (RSUs) previously reported in Table II of Form 4. The total beneficially owned reported includes 3,530 shares of Class A Common Stock and the remaining 10,590 RSUs previously reported on Table II.

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August 28, 2023 Filed Aug 29, 2023 19:23 UTC Exercise / conversionClass A Common Stock 3,530 $6.02 $21,250.60
Disclosure

SEC source: 0001822966-23-000230 · wk-form4_1693337027.xml · nonDerivative · entry 1

Sorrells Christopher D. · CIK 0001477462 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported transaction involves the vesting and settlement of 3,530 restricted stock units (RSUs) previously reported in Table II of Form 4. The total beneficially owned reported includes 3,530 shares of Class A Common Stock, the remaining 10,590 RSUs previously reported on Table II, and 18,627 shares of Class A Common Stock previously reported in Table I.

Read SEC document
August 28, 2023 Filed Aug 29, 2023 19:04 UTC Exercise / conversionClass A Common Stock 3,530 $6.02 $21,250.60
Disclosure

SEC source: 0001822966-23-000226 · wk-form4_1693335861.xml · nonDerivative · entry 1

HACKETT JAMES T · CIK 0001185909 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported transaction involves the vesting and settlement of 3,530 restricted stock units (RSUs) previously reported in Table II of Form 4. The total beneficially owned reported includes 3,530 shares of Class A Common Stock, the remaining 10,590 RSUs previously reported on Table II, and 18,627 shares of Class A Common Stock previously reported in Table I.

Read SEC document
August 28, 2023 Filed Aug 29, 2023 18:29 UTC Exercise / conversionClass A Common Stock 3,530 $6.02 $21,250.60
Disclosure

SEC source: 0001822966-23-000220 · wk-form4_1693333780.xml · nonDerivative · entry 1

BOECKMANN ALAN L · CIK 0001194751 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported transaction involves the vesting and settlement of 3,530 restricted stock units (RSUs) previously reported in Table II of Form 4. The total beneficially owned reported includes 3,530 shares of Class A Common Stock, the remaining 10,590 RSUs previously reported on Table II, and 35,627 shares of Class A Common Stock previously reported in Table I.

Read SEC document
August 28, 2023 Filed Aug 29, 2023 19:02 UTC
KRESA KENTDirector
Exercise / conversionClass A Common Stock 3,530 $6.02 $21,250.60
Disclosure

SEC source: 0001822966-23-000224 · wk-form4_1693335757.xml · nonDerivative · entry 1

KRESA KENT · CIK 0001197571 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported transaction involves the vesting and settlement of 3,530 restricted stock units (RSUs) previously reported in Table II of Form 4. The total beneficially owned reported includes 3,530 shares of Class A Common Stock, the remaining 10,590 RSUs previously reported on Table II, and 18,627 shares of Class A Common Stock previously reported in Table I.

Read SEC document
August 28, 2023 Filed Aug 29, 2023 19:00 UTC Exercise / conversionClass A Common Stock 3,530 $6.02 $21,250.60
Disclosure

SEC source: 0001822966-23-000222 · wk-form4_1693335631.xml · nonDerivative · entry 1

Warnica Kimberly O. · CIK 0001736857 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported transaction involves the vesting and settlement of 3,530 restricted stock units (RSUs) previously reported in Table II of Form 4. The total beneficially owned reported includes 3,530 shares of Class A Common Stock, the remaining 10,590 RSUs previously reported on Table II, and 18,627 shares of Class A Common Stock previously reported in Table I.

Read SEC document
August 28, 2023 Filed Aug 29, 2023 18:25 UTC Exercise / conversionClass A Common Stock 3,530 $6.02 $21,250.60
Disclosure

SEC source: 0001822966-23-000219 · wk-form4_1693333509.xml · nonDerivative · entry 1

Chung Bum-Jin · CIK 0001956517 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,369

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported transaction involves the vesting and settlement of 3,530 restricted stock units (RSUs) previously reported in Table II of Form 4. The total beneficially owned reported includes 3,530 shares of Class A Common Stock, the remaining 10,590 RSUs previously reported on Table II, and 5,249 shares of Class A Common Stock previously reported in Table I.

Read SEC document
August 24, 2023 Filed Aug 28, 2023 16:59 UTC SaleClass A Common Stock 5,249 $5.98 $31,362.78
Disclosure

SEC source: 0001822966-23-000216 · wk-form4_1693241950.xml · nonDerivative · entry 1

Fujino Shinji · CIK 0001957490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 22, 2023 Filed Aug 23, 2023 20:24 UTC
Adelman JulieSenior Director, Accounting
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 11,890 $0.00 Strike: $0.64 $0.00
Disclosure

SEC source: 0001822966-23-000213 · wk-form4_1692822283.xml · derivative · entry 6

Adelman Julie · CIK 0001909030 · Senior Director, Accounting

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 11,890 shares

Expires 2023-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option became exercisable for 25% of the shares on September 1, 2014, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option became fully exercisable on September 1, 2017. Exercised in two tranches

Read SEC document
August 22, 2023 Filed Aug 23, 2023 20:24 UTC
Adelman JulieSenior Director, Accounting
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 11,595 $0.00 Strike: $0.64 $0.00
Disclosure

SEC source: 0001822966-23-000213 · wk-form4_1692822283.xml · derivative · entry 5

Adelman Julie · CIK 0001909030 · Senior Director, Accounting

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,890

Underlying: Class A Common Stock · 11,595 shares

Expires 2023-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option became exercisable for 25% of the shares on September 1, 2014, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option became fully exercisable on September 1, 2017. Exercised in two tranches

Read SEC document
August 22, 2023 Filed Aug 23, 2023 20:24 UTC
Adelman JulieSenior Director, Accounting
Tax withholdingClass A Common Stock 3,538 $6.43 $22,749.34
Disclosure

SEC source: 0001822966-23-000213 · wk-form4_1692822283.xml · nonDerivative · entry 4

Adelman Julie · CIK 0001909030 · Senior Director, Accounting

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,302

Read SEC document
August 22, 2023 Filed Aug 23, 2023 20:24 UTC
Adelman JulieSenior Director, Accounting
Tax withholdingClass A Common Stock 1,183 $6.43 $7,606.69
Disclosure

SEC source: 0001822966-23-000213 · wk-form4_1692822283.xml · nonDerivative · entry 3

Adelman Julie · CIK 0001909030 · Senior Director, Accounting

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,840

Read SEC document
August 22, 2023 Filed Aug 23, 2023 20:24 UTC
Adelman JulieSenior Director, Accounting
Exercise / conversionClass A Common Stock 11,890 $0.64 $7,609.60
Disclosure

SEC source: 0001822966-23-000213 · wk-form4_1692822283.xml · nonDerivative · entry 2

Adelman Julie · CIK 0001909030 · Senior Director, Accounting

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 22, 2023 Filed Aug 23, 2023 20:24 UTC
Adelman JulieSenior Director, Accounting
Exercise / conversionClass A Common Stock 11,595 $0.64 $7,420.80
Disclosure

SEC source: 0001822966-23-000213 · wk-form4_1692822283.xml · nonDerivative · entry 1

Adelman Julie · CIK 0001909030 · Senior Director, Accounting

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,133

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2023 Filed Aug 15, 2023 15:45 UTC PurchaseClass A Common Stock 7,000 $7.06 $49,420.00
Disclosure

SEC source: 0001822966-23-000209 · wk-form4_1692114304.xml · nonDerivative · entry 1

BOECKMANN ALAN L · CIK 0001194751 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,627

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.02 to $7.10, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 09, 2023 Filed Nov 21, 2023 22:47 UTC
Mundy Thomas PPresident, VOYGR Services
SaleClass A Common Stock 31 $7.11 $220.51
Disclosure

SEC source: 0001822966-23-000262 · wk-form4_1700606868.xml · nonDerivative · entry 2

Mundy Thomas P · CIK 0001927292 · President, VOYGR Services

10b5-1 filing: No plan indicated

Ownership: Indirect · By daughter, Katherine Mundy

Disclosed balance after: 125

Read SEC document
August 08, 2023 Filed Nov 21, 2023 22:47 UTC
Mundy Thomas PPresident, VOYGR Services
Exercise / conversionRestricted Stock Unit · Derivative 84 $0.00 $0.00
Disclosure

SEC source: 0001822966-23-000262 · wk-form4_1700606868.xml · derivative · entry 7

Mundy Thomas P · CIK 0001927292 · President, VOYGR Services

10b5-1 filing: No plan indicated

Ownership: Indirect · by daughter, Katherine Mundy

Disclosed balance after: 166

Underlying: Class A Common Stock · 84 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units were granted August 4, 2022. and will vest in three annual installments beginning August 4, 2023. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service.

F2 · derivative.expiration_date: The restricted stock units were granted August 4, 2022. and will vest in three annual installments beginning August 4, 2023. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service.

Read SEC document
August 08, 2023 Filed Nov 21, 2023 22:47 UTC
Mundy Thomas PPresident, VOYGR Services
Exercise / conversionClass A Common Stock 84 $6.91 $580.44
Disclosure

SEC source: 0001822966-23-000262 · wk-form4_1700606868.xml · nonDerivative · entry 1

Mundy Thomas P · CIK 0001927292 · President, VOYGR Services

10b5-1 filing: No plan indicated

Ownership: Indirect · By daughter, Katherine Mundy

Disclosed balance after: 156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2023 Filed Aug 8, 2023 15:09 UTC
Fisher Carl M.Chief Operating Officer
GrantRestricted Stock Unit · Derivative 127,875 $0.00 Strike: $7.39 $0.00
Disclosure

SEC source: 0001822966-23-000196 · wk-form4_1691507386.xml · derivative · entry 1

Fisher Carl M. · CIK 0001983680 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,875

Underlying: Class A Common Stock · 127,875 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: On July 22, 2023, Mr. Fisher joined NuScale as COO. Effective August 4, 2023, the board awarded him a one-time award that will vest annually beginning August 4, 2024, over three years.

F2 · derivative.expiration_date: On July 22, 2023, Mr. Fisher joined NuScale as COO. Effective August 4, 2023, the board awarded him a one-time award that will vest annually beginning August 4, 2024, over three years.

Read SEC document
June 26, 2023 Filed Jun 26, 2023 22:22 UTC
Colbert ChrisChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 29,928 $0.64 Strike: $0.64 $19,153.92
Disclosure

SEC source: 0001822966-23-000176 · wk-form4_1687818158.xml · derivative · entry 9

Colbert Chris · CIK 0001912917 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 29,928 shares

Expires 2023-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option became exercisable for 25% of the shares on September 1, 2014, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option became fully exercisable on September 1, 2017.

Read SEC document
June 26, 2023 Filed Jun 26, 2023 22:22 UTC
Colbert ChrisChief Financial Officer
SaleClass A Common Stock 29,928 $7.00 $209,537.90
Disclosure

SEC source: 0001822966-23-000176 · wk-form4_1687818158.xml · nonDerivative · entry 6

Colbert Chris · CIK 0001912917 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,048

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.71 to $7.32, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 26, 2023 Filed Jun 26, 2023 22:22 UTC
Colbert ChrisChief Financial Officer
Exercise / conversionClass A Common Stock 29,928 $0.64 $19,153.92
Disclosure

SEC source: 0001822966-23-000176 · wk-form4_1687818158.xml · nonDerivative · entry 5

Colbert Chris · CIK 0001912917 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 44,976

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 23, 2023 Filed Jun 26, 2023 22:22 UTC
Colbert ChrisChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 29,929 $0.64 Strike: $0.64 $19,154.56
Disclosure

SEC source: 0001822966-23-000176 · wk-form4_1687818158.xml · derivative · entry 8

Colbert Chris · CIK 0001912917 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 29,928

Underlying: Class A Common Stock · 29,929 shares

Expires 2023-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option became exercisable for 25% of the shares on September 1, 2014, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option became fully exercisable on September 1, 2017.

Read SEC document
June 23, 2023 Filed Jun 26, 2023 22:22 UTC
Colbert ChrisChief Financial Officer
SaleClass A Common Stock 29,929 $7.41 $221,824.77
Disclosure

SEC source: 0001822966-23-000176 · wk-form4_1687818158.xml · nonDerivative · entry 4

Colbert Chris · CIK 0001912917 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,048

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.25 to $7.62, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 23, 2023 Filed Jun 26, 2023 22:22 UTC
Colbert ChrisChief Financial Officer
Exercise / conversionClass A Common Stock 29,929 $0.64 $19,154.56
Disclosure

SEC source: 0001822966-23-000176 · wk-form4_1687818158.xml · nonDerivative · entry 3

Colbert Chris · CIK 0001912917 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 44,977

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 22, 2023 Filed Jun 26, 2023 22:22 UTC
Colbert ChrisChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 29,929 $0.64 Strike: $0.64 $19,154.56
Disclosure

SEC source: 0001822966-23-000176 · wk-form4_1687818158.xml · derivative · entry 7

Colbert Chris · CIK 0001912917 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 59,857

Underlying: Class A Common Stock · 29,929 shares

Expires 2023-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option became exercisable for 25% of the shares on September 1, 2014, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option became fully exercisable on September 1, 2017.

Read SEC document
June 22, 2023 Filed Jun 26, 2023 22:22 UTC
Colbert ChrisChief Financial Officer
SaleClass A Common Stock 29,929 $7.85 $234,990.54
Disclosure

SEC source: 0001822966-23-000176 · wk-form4_1687818158.xml · nonDerivative · entry 2

Colbert Chris · CIK 0001912917 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,048

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.73 to $8.07, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 22, 2023 Filed Jun 26, 2023 22:22 UTC
Colbert ChrisChief Financial Officer
Exercise / conversionClass A Common Stock 29,929 $0.64 $19,154.56
Disclosure

SEC source: 0001822966-23-000176 · wk-form4_1687818158.xml · nonDerivative · entry 1

Colbert Chris · CIK 0001912917 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 44,977

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 21, 2023 Filed Jun 22, 2023 18:39 UTC Exercise / conversionRestricted Stock Unit · Derivative 841 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001822966-23-000173 · wk-form4_1687459137.xml · derivative · entry 2

Fujino Shinji · CIK 0001957490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,410

Underlying: Class A Common Stock · 841 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F4 · derivative.exercise_date: On December 1, 2022, Mr. Fujino joined the board and was awarded 10,091 restricted stock units as a one-time award that will vest quarterly beginning March 1, 2023, over three years. All units not vested and nonforfeitable will be forfeited to the Company upon termination of service.

F4 · derivative.expiration_date: On December 1, 2022, Mr. Fujino joined the board and was awarded 10,091 restricted stock units as a one-time award that will vest quarterly beginning March 1, 2023, over three years. All units not vested and nonforfeitable will be forfeited to the Company upon termination of service.

Read SEC document
June 21, 2023 Filed Jun 22, 2023 18:39 UTC Exercise / conversionClass A Common Stock 841 $7.59 $6,383.19
Disclosure

SEC source: 0001822966-23-000173 · wk-form4_1687459137.xml · nonDerivative · entry 1

Fujino Shinji · CIK 0001957490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,249

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The amount beneficially owned was previously over reported by one share. Mr. Fujino beneficially owns 5249 shares.

F2 · balance_after: The reported transaction involves the vesting and settlement of 841 restricted stock units (RSUs) previously reported in Table II of Form 4.

Read SEC document
June 21, 2023 Filed Jun 22, 2023 18:49 UTC
Colbert ChrisChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 29,929 $0.64 Strike: $0.64 $19,154.56
Disclosure

SEC source: 0001822966-23-000174 · wk-form4_1687459776.xml · derivative · entry 6

Colbert Chris · CIK 0001912917 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 89,786

Underlying: Class A Common Stock · 29,929 shares

Expires 2023-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable for 25% of the shares on September 1, 2014, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option became fully exercisable on September 1, 2017.

Read SEC document
June 21, 2023 Filed Jun 22, 2023 18:49 UTC
Colbert ChrisChief Financial Officer
SaleClass A Common Stock 29,929 $7.93 $237,325.00
Disclosure

SEC source: 0001822966-23-000174 · wk-form4_1687459776.xml · nonDerivative · entry 4

Colbert Chris · CIK 0001912917 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,048

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.74 to $8.10, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 21, 2023 Filed Jun 22, 2023 18:49 UTC
Colbert ChrisChief Financial Officer
Exercise / conversionClass A Common Stock 29,929 $0.64 $19,154.56
Disclosure

SEC source: 0001822966-23-000174 · wk-form4_1687459776.xml · nonDerivative · entry 3

Colbert Chris · CIK 0001912917 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 44,977

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 20, 2023 Filed Jun 22, 2023 18:49 UTC
Colbert ChrisChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 29,929 $0.64 Strike: $0.64 $19,154.56
Disclosure

SEC source: 0001822966-23-000174 · wk-form4_1687459776.xml · derivative · entry 5

Colbert Chris · CIK 0001912917 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 119,715

Underlying: Class A Common Stock · 29,929 shares

Expires 2023-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable for 25% of the shares on September 1, 2014, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option became fully exercisable on September 1, 2017.

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June 20, 2023 Filed Jun 22, 2023 18:49 UTC
Colbert ChrisChief Financial Officer
SaleClass A Common Stock 29,929 $7.87 $235,550.21
Disclosure

SEC source: 0001822966-23-000174 · wk-form4_1687459776.xml · nonDerivative · entry 2

Colbert Chris · CIK 0001912917 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,048

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.720 to $8.295, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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June 20, 2023 Filed Jun 22, 2023 18:49 UTC
Colbert ChrisChief Financial Officer
Exercise / conversionClass A Common Stock 29,929 $0.64 $19,154.56
Disclosure

SEC source: 0001822966-23-000174 · wk-form4_1687459776.xml · nonDerivative · entry 1

Colbert Chris · CIK 0001912917 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 44,977

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 12, 2023 Filed Jun 14, 2023 18:38 UTC
Murgo RudyTreasurer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 361 $6.41 Strike: $6.41 $2,314.01
Disclosure

SEC source: 0001822966-23-000171 · wk-form4_1686767899.xml · derivative · entry 5

Murgo Rudy · CIK 0001927295 · Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,104

Underlying: Class A Common Stock · 361 shares

Expires 2031-10-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable for 25% of the shares on November 1, 2022, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on November 1, 2025.

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June 12, 2023 Filed Jun 14, 2023 18:38 UTC
Murgo RudyTreasurer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 361 $6.41 Strike: $6.41 $2,314.01
Disclosure

SEC source: 0001822966-23-000171 · wk-form4_1686767899.xml · derivative · entry 4

Murgo Rudy · CIK 0001927295 · Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,608

Underlying: Class A Common Stock · 361 shares

Expires 2031-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option became exercisable for 25% of the shares on April 1, 2021, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on April 1, 2024.

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June 12, 2023 Filed Jun 14, 2023 18:38 UTC
Murgo RudyTreasurer
SaleClass A Common Stock 638 $7.90 $5,037.58
Disclosure

SEC source: 0001822966-23-000171 · wk-form4_1686767899.xml · nonDerivative · entry 3

Murgo Rudy · CIK 0001927295 · Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,922

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.89 to $8.10, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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June 12, 2023 Filed Jun 14, 2023 18:38 UTC
Murgo RudyTreasurer
Exercise / conversionClass A Common Stock 361 $6.41 $2,314.01
Disclosure

SEC source: 0001822966-23-000171 · wk-form4_1686767899.xml · nonDerivative · entry 2

Murgo Rudy · CIK 0001927295 · Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2023 Filed Jun 14, 2023 18:38 UTC
Murgo RudyTreasurer
Exercise / conversionClass A Common Stock 361 $6.41 $2,314.01
Disclosure

SEC source: 0001822966-23-000171 · wk-form4_1686767899.xml · nonDerivative · entry 1

Murgo Rudy · CIK 0001927295 · Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,199

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 06, 2023 Filed Jun 7, 2023 19:00 UTC Exercise / conversionRestricted Stock Unit · Derivative 841 $0.00 $0.00
Disclosure

SEC source: 0001822966-23-000164 · wk-form4_1686164441.xml · derivative · entry 2

Chung Bum-Jin · CIK 0001956517 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,410

Underlying: Class A Common Stock · 841 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: On December 1, 2022, Mr. Chung joined the board. The board awarded him 7,339 restricted stock units as the 2022 annual award that will vest quarterly beginning March 1, 2023, until it is vested after one year, and 10,091 restricted stock units as a one-time award that will vest quarterly beginning March 1, 2023, over three years. All units not vested and nonforfeitable will be forfeited to the Company upon termination of service. On May 26, 2023, the board approved the accelerated vesting of all shares under the annual award through May 26, 2023, and canceled the remainder of the award.

F3 · derivative.expiration_date: On December 1, 2022, Mr. Chung joined the board. The board awarded him 7,339 restricted stock units as the 2022 annual award that will vest quarterly beginning March 1, 2023, until it is vested after one year, and 10,091 restricted stock units as a one-time award that will vest quarterly beginning March 1, 2023, over three years. All units not vested and nonforfeitable will be forfeited to the Company upon termination of service. On May 26, 2023, the board approved the accelerated vesting of all shares under the annual award through May 26, 2023, and canceled the remainder of the award.

F3 · balance_after: On December 1, 2022, Mr. Chung joined the board. The board awarded him 7,339 restricted stock units as the 2022 annual award that will vest quarterly beginning March 1, 2023, until it is vested after one year, and 10,091 restricted stock units as a one-time award that will vest quarterly beginning March 1, 2023, over three years. All units not vested and nonforfeitable will be forfeited to the Company upon termination of service. On May 26, 2023, the board approved the accelerated vesting of all shares under the annual award through May 26, 2023, and canceled the remainder of the award.

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June 06, 2023 Filed Jun 7, 2023 19:00 UTC Exercise / conversionClass A Common Stock 841 $7.59 $6,383.19
Disclosure

SEC source: 0001822966-23-000164 · wk-form4_1686164441.xml · nonDerivative · entry 1

Chung Bum-Jin · CIK 0001956517 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,249

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The amount beneficially owned was previously over reported by one share. Mr. Chung beneficially owns 5,249 shares.

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May 31, 2023 Filed May 31, 2023 21:10 UTC
Colbert ChrisChief Financial Officer
ConversionPaired Interests · Derivative 75,585 $0.00 $0.00
Disclosure

SEC source: 0001822966-23-000151 · wk-form4_1685567401.xml · derivative · entry 2

Colbert Chris · CIK 0001912917 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 0

Underlying: Class A Common Stock · 75,585 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The term "Paired Interests" is used herein to refer to the economic, non-voting Class B Units of NuScale Power, LLC ("Class B Units") and an equal number of paired shares of non-economic, voting Class B Common Stock of the Issuer ("Class B Common Stock"). Pursuant to and subject to the applicable terms and conditions of the limited liability company agreement of NuScale Power, LLC or the certificate of incorporation of the Issuer (each as amended from time to time): (a) the holder of Class B Units has the right, and in certain circumstances the obligation, to exchange a Class B Unit on a one-for-one basis (subject to adjustment from time to time) for, at the option of the Issuer, (i) a share of Class A Common Stock of the Issuer or (ii) an equivalent value of cash in limited circumstances; and (b) upon such an exchange, the Issuer will cancel and retire, for no consideration, the paired share of Class B Common Stock.

F1 · derivative.exercise_date: The term "Paired Interests" is used herein to refer to the economic, non-voting Class B Units of NuScale Power, LLC ("Class B Units") and an equal number of paired shares of non-economic, voting Class B Common Stock of the Issuer ("Class B Common Stock"). Pursuant to and subject to the applicable terms and conditions of the limited liability company agreement of NuScale Power, LLC or the certificate of incorporation of the Issuer (each as amended from time to time): (a) the holder of Class B Units has the right, and in certain circumstances the obligation, to exchange a Class B Unit on a one-for-one basis (subject to adjustment from time to time) for, at the option of the Issuer, (i) a share of Class A Common Stock of the Issuer or (ii) an equivalent value of cash in limited circumstances; and (b) upon such an exchange, the Issuer will cancel and retire, for no consideration, the paired share of Class B Common Stock.

F1 · derivative.expiration_date: The term "Paired Interests" is used herein to refer to the economic, non-voting Class B Units of NuScale Power, LLC ("Class B Units") and an equal number of paired shares of non-economic, voting Class B Common Stock of the Issuer ("Class B Common Stock"). Pursuant to and subject to the applicable terms and conditions of the limited liability company agreement of NuScale Power, LLC or the certificate of incorporation of the Issuer (each as amended from time to time): (a) the holder of Class B Units has the right, and in certain circumstances the obligation, to exchange a Class B Unit on a one-for-one basis (subject to adjustment from time to time) for, at the option of the Issuer, (i) a share of Class A Common Stock of the Issuer or (ii) an equivalent value of cash in limited circumstances; and (b) upon such an exchange, the Issuer will cancel and retire, for no consideration, the paired share of Class B Common Stock.

F2 · derivative.underlying_shares: The Reporting Person's Form 3 contained a typo. 75,586 shares should have been 75,585 shares.

F2 · balance_after: The Reporting Person's Form 3 contained a typo. 75,586 shares should have been 75,585 shares.

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May 31, 2023 Filed May 31, 2023 21:10 UTC
Colbert ChrisChief Financial Officer
ConversionClass A Common Stock 75,585 $7.50 $566,887.50
Disclosure

SEC source: 0001822966-23-000151 · wk-form4_1685567401.xml · nonDerivative · entry 1

Colbert Chris · CIK 0001912917 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 75,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 30, 2023 Filed May 31, 2023 20:32 UTC
Feldman KarinInterimChief Operating Officer
SaleClass A Common Stock 7,716 $7.78 $60,050.54
Disclosure

SEC source: 0001962429-23-000002 · wk-form4_1685565115.xml · nonDerivative · entry 1

Feldman Karin · CIK 0001962429 · InterimChief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.72 to $7.82, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 26, 2023 Filed May 31, 2023 21:00 UTC GrantRestricted Stock Unit · Derivative 14,120 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001822966-23-000148 · wk-form4_1685566792.xml · derivative · entry 6

Fujino Shinji · CIK 0001957490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,120

Underlying: Class A Common Stock · 14,120 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: On May 26, 2023, the board awarded 14,120 restricted stock units as the annual award that will vest quarterly beginning August 26, 2023, until it is vested after one year. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of service.

F3 · derivative.expiration_date: On May 26, 2023, the board awarded 14,120 restricted stock units as the annual award that will vest quarterly beginning August 26, 2023, until it is vested after one year. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of service.

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May 26, 2023 Filed May 31, 2023 21:00 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,733 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001822966-23-000148 · wk-form4_1685566792.xml · derivative · entry 5

Fujino Shinji · CIK 0001957490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,250

Underlying: Class A Common Stock · 1,733 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: On December 1, 2022, Mr. Fujino joined the board. The board awarded him 7,339 restricted stock units as the 2022 annual award that will vest quarterly beginning March 1, 2023, until it is vested after one year, and 10,091 restricted stock units as a one-time award that will vest quarterly beginning March 1, 2023, over three years. All units not vested and nonforfeitable will be forfeited to the Company upon termination of service. On May 26, 2023, the board approved the accelerated vesting of all shares under the annual award through May 26, 2023, and canceled the remainder of the award.

F2 · derivative.expiration_date: On December 1, 2022, Mr. Fujino joined the board. The board awarded him 7,339 restricted stock units as the 2022 annual award that will vest quarterly beginning March 1, 2023, until it is vested after one year, and 10,091 restricted stock units as a one-time award that will vest quarterly beginning March 1, 2023, over three years. All units not vested and nonforfeitable will be forfeited to the Company upon termination of service. On May 26, 2023, the board approved the accelerated vesting of all shares under the annual award through May 26, 2023, and canceled the remainder of the award.

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May 26, 2023 Filed May 31, 2023 21:00 UTC Exercise / conversionClass A Common Stock 1,733 $0.00 $0.00
Disclosure

SEC source: 0001822966-23-000148 · wk-form4_1685566792.xml · nonDerivative · entry 2

Fujino Shinji · CIK 0001957490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,409

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 26, 2023 Filed May 31, 2023 20:50 UTC GrantRestricted Stock Unit · Derivative 14,120 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001822966-23-000141 · wk-form4_1685566235.xml · derivative · entry 1

Sorrells Christopher D. · CIK 0001477462 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,120

Underlying: Class A Common Stock · 14,120 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: On May 26, 2023, the board awarded 14,120 restricted stock units as the annual award that will vest quarterly beginning August 26, 2023, until it is vested after one year. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of service.

F2 · derivative.expiration_date: On May 26, 2023, the board awarded 14,120 restricted stock units as the annual award that will vest quarterly beginning August 26, 2023, until it is vested after one year. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of service.

F2 · balance_after: On May 26, 2023, the board awarded 14,120 restricted stock units as the annual award that will vest quarterly beginning August 26, 2023, until it is vested after one year. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of service.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.