Last 12 months
Inside the activity.
0 purchase rows · 21 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 8 |
| Apr 2026 | 0 | 3 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 5 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 28, 2023 Filed Aug 29, 2023 19:06 UTC |
Fujino ShinjiDirector
|
Exercise / conversionClass A Common Stock | 3,530 | $6.02 | $21,250.60 |
DisclosureSEC source: 0001822966-23-000228 · wk-form4_1693336006.xml · nonDerivative · entry 1 Fujino Shinji · CIK 0001957490 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,120 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The reported transaction involves the vesting and settlement of 3,530 restricted stock units (RSUs) previously reported in Table II of Form 4. The total beneficially owned reported includes 3,530 shares of Class A Common Stock and the remaining 10,590 RSUs previously reported on Table II. Read SEC document |
| August 28, 2023 Filed Aug 29, 2023 19:23 UTC |
Sorrells Christopher DixonDirector
|
Exercise / conversionClass A Common Stock | 3,530 | $6.02 | $21,250.60 |
DisclosureSEC source: 0001822966-23-000230 · wk-form4_1693337027.xml · nonDerivative · entry 1 Sorrells Christopher D. · CIK 0001477462 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,747 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The reported transaction involves the vesting and settlement of 3,530 restricted stock units (RSUs) previously reported in Table II of Form 4. The total beneficially owned reported includes 3,530 shares of Class A Common Stock, the remaining 10,590 RSUs previously reported on Table II, and 18,627 shares of Class A Common Stock previously reported in Table I. Read SEC document |
| August 28, 2023 Filed Aug 29, 2023 19:04 UTC |
HACKETT JAMES TDirector
|
Exercise / conversionClass A Common Stock | 3,530 | $6.02 | $21,250.60 |
DisclosureSEC source: 0001822966-23-000226 · wk-form4_1693335861.xml · nonDerivative · entry 1 HACKETT JAMES T · CIK 0001185909 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,747 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The reported transaction involves the vesting and settlement of 3,530 restricted stock units (RSUs) previously reported in Table II of Form 4. The total beneficially owned reported includes 3,530 shares of Class A Common Stock, the remaining 10,590 RSUs previously reported on Table II, and 18,627 shares of Class A Common Stock previously reported in Table I. Read SEC document |
| August 28, 2023 Filed Aug 29, 2023 18:29 UTC |
BOECKMANN ALAN LDirector
|
Exercise / conversionClass A Common Stock | 3,530 | $6.02 | $21,250.60 |
DisclosureSEC source: 0001822966-23-000220 · wk-form4_1693333780.xml · nonDerivative · entry 1 BOECKMANN ALAN L · CIK 0001194751 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,747 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The reported transaction involves the vesting and settlement of 3,530 restricted stock units (RSUs) previously reported in Table II of Form 4. The total beneficially owned reported includes 3,530 shares of Class A Common Stock, the remaining 10,590 RSUs previously reported on Table II, and 35,627 shares of Class A Common Stock previously reported in Table I. Read SEC document |
| August 28, 2023 Filed Aug 29, 2023 19:02 UTC |
KRESA KENTDirector
|
Exercise / conversionClass A Common Stock | 3,530 | $6.02 | $21,250.60 |
DisclosureSEC source: 0001822966-23-000224 · wk-form4_1693335757.xml · nonDerivative · entry 1 KRESA KENT · CIK 0001197571 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,747 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The reported transaction involves the vesting and settlement of 3,530 restricted stock units (RSUs) previously reported in Table II of Form 4. The total beneficially owned reported includes 3,530 shares of Class A Common Stock, the remaining 10,590 RSUs previously reported on Table II, and 18,627 shares of Class A Common Stock previously reported in Table I. Read SEC document |
| August 28, 2023 Filed Aug 29, 2023 19:00 UTC |
Warnica Kimberly O.Director
|
Exercise / conversionClass A Common Stock | 3,530 | $6.02 | $21,250.60 |
DisclosureSEC source: 0001822966-23-000222 · wk-form4_1693335631.xml · nonDerivative · entry 1 Warnica Kimberly O. · CIK 0001736857 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,747 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The reported transaction involves the vesting and settlement of 3,530 restricted stock units (RSUs) previously reported in Table II of Form 4. The total beneficially owned reported includes 3,530 shares of Class A Common Stock, the remaining 10,590 RSUs previously reported on Table II, and 18,627 shares of Class A Common Stock previously reported in Table I. Read SEC document |
| August 28, 2023 Filed Aug 29, 2023 18:25 UTC |
Chung Bum-JinDirector
|
Exercise / conversionClass A Common Stock | 3,530 | $6.02 | $21,250.60 |
DisclosureSEC source: 0001822966-23-000219 · wk-form4_1693333509.xml · nonDerivative · entry 1 Chung Bum-Jin · CIK 0001956517 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,369 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The reported transaction involves the vesting and settlement of 3,530 restricted stock units (RSUs) previously reported in Table II of Form 4. The total beneficially owned reported includes 3,530 shares of Class A Common Stock, the remaining 10,590 RSUs previously reported on Table II, and 5,249 shares of Class A Common Stock previously reported in Table I. Read SEC document |
| August 24, 2023 Filed Aug 28, 2023 16:59 UTC |
Fujino ShinjiDirector
|
SaleClass A Common Stock | 5,249 | $5.98 | $31,362.78 |
DisclosureSEC source: 0001822966-23-000216 · wk-form4_1693241950.xml · nonDerivative · entry 1 Fujino Shinji · CIK 0001957490 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Read SEC document |
| August 22, 2023 Filed Aug 23, 2023 20:24 UTC |
Adelman JulieSenior Director, Accounting
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 11,890 | $0.00 Strike: $0.64 | $0.00 |
DisclosureSEC source: 0001822966-23-000213 · wk-form4_1692822283.xml · derivative · entry 6 Adelman Julie · CIK 0001909030 · Senior Director, Accounting 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 11,890 shares Expires 2023-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option became exercisable for 25% of the shares on September 1, 2014, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option became fully exercisable on September 1, 2017. Exercised in two tranches Read SEC document |
| August 22, 2023 Filed Aug 23, 2023 20:24 UTC |
Adelman JulieSenior Director, Accounting
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 11,595 | $0.00 Strike: $0.64 | $0.00 |
DisclosureSEC source: 0001822966-23-000213 · wk-form4_1692822283.xml · derivative · entry 5 Adelman Julie · CIK 0001909030 · Senior Director, Accounting 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,890 Underlying: Class A Common Stock · 11,595 shares Expires 2023-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option became exercisable for 25% of the shares on September 1, 2014, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option became fully exercisable on September 1, 2017. Exercised in two tranches Read SEC document |
| August 22, 2023 Filed Aug 23, 2023 20:24 UTC |
Adelman JulieSenior Director, Accounting
|
Tax withholdingClass A Common Stock | 3,538 | $6.43 | $22,749.34 |
DisclosureSEC source: 0001822966-23-000213 · wk-form4_1692822283.xml · nonDerivative · entry 4 Adelman Julie · CIK 0001909030 · Senior Director, Accounting 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,302 Read SEC document |
| August 22, 2023 Filed Aug 23, 2023 20:24 UTC |
Adelman JulieSenior Director, Accounting
|
Tax withholdingClass A Common Stock | 1,183 | $6.43 | $7,606.69 |
DisclosureSEC source: 0001822966-23-000213 · wk-form4_1692822283.xml · nonDerivative · entry 3 Adelman Julie · CIK 0001909030 · Senior Director, Accounting 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,840 Read SEC document |
| August 22, 2023 Filed Aug 23, 2023 20:24 UTC |
Adelman JulieSenior Director, Accounting
|
Exercise / conversionClass A Common Stock | 11,890 | $0.64 | $7,609.60 |
DisclosureSEC source: 0001822966-23-000213 · wk-form4_1692822283.xml · nonDerivative · entry 2 Adelman Julie · CIK 0001909030 · Senior Director, Accounting 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,023 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 22, 2023 Filed Aug 23, 2023 20:24 UTC |
Adelman JulieSenior Director, Accounting
|
Exercise / conversionClass A Common Stock | 11,595 | $0.64 | $7,420.80 |
DisclosureSEC source: 0001822966-23-000213 · wk-form4_1692822283.xml · nonDerivative · entry 1 Adelman Julie · CIK 0001909030 · Senior Director, Accounting 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,133 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2023 Filed Aug 15, 2023 15:45 UTC |
BOECKMANN ALAN LDirector
|
PurchaseClass A Common Stock | 7,000 | $7.06 | $49,420.00 |
DisclosureSEC source: 0001822966-23-000209 · wk-form4_1692114304.xml · nonDerivative · entry 1 BOECKMANN ALAN L · CIK 0001194751 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,627 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.02 to $7.10, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 09, 2023 Filed Nov 21, 2023 22:47 UTC |
Mundy Thomas PPresident, VOYGR Services
|
SaleClass A Common Stock | 31 | $7.11 | $220.51 |
DisclosureSEC source: 0001822966-23-000262 · wk-form4_1700606868.xml · nonDerivative · entry 2 Mundy Thomas P · CIK 0001927292 · President, VOYGR Services 10b5-1 filing: No plan indicated Ownership: Indirect · By daughter, Katherine Mundy Disclosed balance after: 125 Read SEC document |
| August 08, 2023 Filed Nov 21, 2023 22:47 UTC |
Mundy Thomas PPresident, VOYGR Services
|
Exercise / conversionRestricted Stock Unit · Derivative | 84 | $0.00 | $0.00 |
DisclosureSEC source: 0001822966-23-000262 · wk-form4_1700606868.xml · derivative · entry 7 Mundy Thomas P · CIK 0001927292 · President, VOYGR Services 10b5-1 filing: No plan indicated Ownership: Indirect · by daughter, Katherine Mundy Disclosed balance after: 166 Underlying: Class A Common Stock · 84 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: The restricted stock units were granted August 4, 2022. and will vest in three annual installments beginning August 4, 2023. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service. F2 · derivative.expiration_date: The restricted stock units were granted August 4, 2022. and will vest in three annual installments beginning August 4, 2023. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service. Read SEC document |
| August 08, 2023 Filed Nov 21, 2023 22:47 UTC |
Mundy Thomas PPresident, VOYGR Services
|
Exercise / conversionClass A Common Stock | 84 | $6.91 | $580.44 |
DisclosureSEC source: 0001822966-23-000262 · wk-form4_1700606868.xml · nonDerivative · entry 1 Mundy Thomas P · CIK 0001927292 · President, VOYGR Services 10b5-1 filing: No plan indicated Ownership: Indirect · By daughter, Katherine Mundy Disclosed balance after: 156 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 04, 2023 Filed Aug 8, 2023 15:09 UTC |
Fisher Carl M.Chief Operating Officer
|
GrantRestricted Stock Unit · Derivative | 127,875 | $0.00 Strike: $7.39 | $0.00 |
DisclosureSEC source: 0001822966-23-000196 · wk-form4_1691507386.xml · derivative · entry 1 Fisher Carl M. · CIK 0001983680 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 127,875 Underlying: Class A Common Stock · 127,875 shares Expires not disclosed F1 · security: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: On July 22, 2023, Mr. Fisher joined NuScale as COO. Effective August 4, 2023, the board awarded him a one-time award that will vest annually beginning August 4, 2024, over three years. F2 · derivative.expiration_date: On July 22, 2023, Mr. Fisher joined NuScale as COO. Effective August 4, 2023, the board awarded him a one-time award that will vest annually beginning August 4, 2024, over three years. Read SEC document |
| June 26, 2023 Filed Jun 26, 2023 22:22 UTC |
Colbert ChrisChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 29,928 | $0.64 Strike: $0.64 | $19,153.92 |
DisclosureSEC source: 0001822966-23-000176 · wk-form4_1687818158.xml · derivative · entry 9 Colbert Chris · CIK 0001912917 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 29,928 shares Expires 2023-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option became exercisable for 25% of the shares on September 1, 2014, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option became fully exercisable on September 1, 2017. Read SEC document |
| June 26, 2023 Filed Jun 26, 2023 22:22 UTC |
Colbert ChrisChief Financial Officer
|
SaleClass A Common Stock | 29,928 | $7.00 | $209,537.90 |
DisclosureSEC source: 0001822966-23-000176 · wk-form4_1687818158.xml · nonDerivative · entry 6 Colbert Chris · CIK 0001912917 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 15,048 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.71 to $7.32, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 26, 2023 Filed Jun 26, 2023 22:22 UTC |
Colbert ChrisChief Financial Officer
|
Exercise / conversionClass A Common Stock | 29,928 | $0.64 | $19,153.92 |
DisclosureSEC source: 0001822966-23-000176 · wk-form4_1687818158.xml · nonDerivative · entry 5 Colbert Chris · CIK 0001912917 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 44,976 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 23, 2023 Filed Jun 26, 2023 22:22 UTC |
Colbert ChrisChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 29,929 | $0.64 Strike: $0.64 | $19,154.56 |
DisclosureSEC source: 0001822966-23-000176 · wk-form4_1687818158.xml · derivative · entry 8 Colbert Chris · CIK 0001912917 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 29,928 Underlying: Class A Common Stock · 29,929 shares Expires 2023-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option became exercisable for 25% of the shares on September 1, 2014, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option became fully exercisable on September 1, 2017. Read SEC document |
| June 23, 2023 Filed Jun 26, 2023 22:22 UTC |
Colbert ChrisChief Financial Officer
|
SaleClass A Common Stock | 29,929 | $7.41 | $221,824.77 |
DisclosureSEC source: 0001822966-23-000176 · wk-form4_1687818158.xml · nonDerivative · entry 4 Colbert Chris · CIK 0001912917 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 15,048 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.25 to $7.62, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 23, 2023 Filed Jun 26, 2023 22:22 UTC |
Colbert ChrisChief Financial Officer
|
Exercise / conversionClass A Common Stock | 29,929 | $0.64 | $19,154.56 |
DisclosureSEC source: 0001822966-23-000176 · wk-form4_1687818158.xml · nonDerivative · entry 3 Colbert Chris · CIK 0001912917 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 44,977 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 22, 2023 Filed Jun 26, 2023 22:22 UTC |
Colbert ChrisChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 29,929 | $0.64 Strike: $0.64 | $19,154.56 |
DisclosureSEC source: 0001822966-23-000176 · wk-form4_1687818158.xml · derivative · entry 7 Colbert Chris · CIK 0001912917 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 59,857 Underlying: Class A Common Stock · 29,929 shares Expires 2023-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option became exercisable for 25% of the shares on September 1, 2014, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option became fully exercisable on September 1, 2017. Read SEC document |
| June 22, 2023 Filed Jun 26, 2023 22:22 UTC |
Colbert ChrisChief Financial Officer
|
SaleClass A Common Stock | 29,929 | $7.85 | $234,990.54 |
DisclosureSEC source: 0001822966-23-000176 · wk-form4_1687818158.xml · nonDerivative · entry 2 Colbert Chris · CIK 0001912917 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 15,048 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.73 to $8.07, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 22, 2023 Filed Jun 26, 2023 22:22 UTC |
Colbert ChrisChief Financial Officer
|
Exercise / conversionClass A Common Stock | 29,929 | $0.64 | $19,154.56 |
DisclosureSEC source: 0001822966-23-000176 · wk-form4_1687818158.xml · nonDerivative · entry 1 Colbert Chris · CIK 0001912917 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 44,977 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 21, 2023 Filed Jun 22, 2023 18:39 UTC |
Fujino ShinjiDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 841 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001822966-23-000173 · wk-form4_1687459137.xml · derivative · entry 2 Fujino Shinji · CIK 0001957490 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,410 Underlying: Class A Common Stock · 841 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F4 · derivative.exercise_date: On December 1, 2022, Mr. Fujino joined the board and was awarded 10,091 restricted stock units as a one-time award that will vest quarterly beginning March 1, 2023, over three years. All units not vested and nonforfeitable will be forfeited to the Company upon termination of service. F4 · derivative.expiration_date: On December 1, 2022, Mr. Fujino joined the board and was awarded 10,091 restricted stock units as a one-time award that will vest quarterly beginning March 1, 2023, over three years. All units not vested and nonforfeitable will be forfeited to the Company upon termination of service. Read SEC document |
| June 21, 2023 Filed Jun 22, 2023 18:39 UTC |
Fujino ShinjiDirector
|
Exercise / conversionClass A Common Stock | 841 | $7.59 | $6,383.19 |
DisclosureSEC source: 0001822966-23-000173 · wk-form4_1687459137.xml · nonDerivative · entry 1 Fujino Shinji · CIK 0001957490 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,249 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The amount beneficially owned was previously over reported by one share. Mr. Fujino beneficially owns 5249 shares. F2 · balance_after: The reported transaction involves the vesting and settlement of 841 restricted stock units (RSUs) previously reported in Table II of Form 4. Read SEC document |
| June 21, 2023 Filed Jun 22, 2023 18:49 UTC |
Colbert ChrisChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 29,929 | $0.64 Strike: $0.64 | $19,154.56 |
DisclosureSEC source: 0001822966-23-000174 · wk-form4_1687459776.xml · derivative · entry 6 Colbert Chris · CIK 0001912917 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 89,786 Underlying: Class A Common Stock · 29,929 shares Expires 2023-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option became exercisable for 25% of the shares on September 1, 2014, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option became fully exercisable on September 1, 2017. Read SEC document |
| June 21, 2023 Filed Jun 22, 2023 18:49 UTC |
Colbert ChrisChief Financial Officer
|
SaleClass A Common Stock | 29,929 | $7.93 | $237,325.00 |
DisclosureSEC source: 0001822966-23-000174 · wk-form4_1687459776.xml · nonDerivative · entry 4 Colbert Chris · CIK 0001912917 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 15,048 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.74 to $8.10, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 21, 2023 Filed Jun 22, 2023 18:49 UTC |
Colbert ChrisChief Financial Officer
|
Exercise / conversionClass A Common Stock | 29,929 | $0.64 | $19,154.56 |
DisclosureSEC source: 0001822966-23-000174 · wk-form4_1687459776.xml · nonDerivative · entry 3 Colbert Chris · CIK 0001912917 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 44,977 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 18:49 UTC |
Colbert ChrisChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 29,929 | $0.64 Strike: $0.64 | $19,154.56 |
DisclosureSEC source: 0001822966-23-000174 · wk-form4_1687459776.xml · derivative · entry 5 Colbert Chris · CIK 0001912917 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 119,715 Underlying: Class A Common Stock · 29,929 shares Expires 2023-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option became exercisable for 25% of the shares on September 1, 2014, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option became fully exercisable on September 1, 2017. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 18:49 UTC |
Colbert ChrisChief Financial Officer
|
SaleClass A Common Stock | 29,929 | $7.87 | $235,550.21 |
DisclosureSEC source: 0001822966-23-000174 · wk-form4_1687459776.xml · nonDerivative · entry 2 Colbert Chris · CIK 0001912917 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 15,048 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.720 to $8.295, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 18:49 UTC |
Colbert ChrisChief Financial Officer
|
Exercise / conversionClass A Common Stock | 29,929 | $0.64 | $19,154.56 |
DisclosureSEC source: 0001822966-23-000174 · wk-form4_1687459776.xml · nonDerivative · entry 1 Colbert Chris · CIK 0001912917 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 44,977 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 12, 2023 Filed Jun 14, 2023 18:38 UTC |
Murgo RudyTreasurer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 361 | $6.41 Strike: $6.41 | $2,314.01 |
DisclosureSEC source: 0001822966-23-000171 · wk-form4_1686767899.xml · derivative · entry 5 Murgo Rudy · CIK 0001927295 · Treasurer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,104 Underlying: Class A Common Stock · 361 shares Expires 2031-10-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option became exercisable for 25% of the shares on November 1, 2022, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on November 1, 2025. Read SEC document |
| June 12, 2023 Filed Jun 14, 2023 18:38 UTC |
Murgo RudyTreasurer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 361 | $6.41 Strike: $6.41 | $2,314.01 |
DisclosureSEC source: 0001822966-23-000171 · wk-form4_1686767899.xml · derivative · entry 4 Murgo Rudy · CIK 0001927295 · Treasurer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,608 Underlying: Class A Common Stock · 361 shares Expires 2031-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option became exercisable for 25% of the shares on April 1, 2021, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on April 1, 2024. Read SEC document |
| June 12, 2023 Filed Jun 14, 2023 18:38 UTC |
Murgo RudyTreasurer
|
SaleClass A Common Stock | 638 | $7.90 | $5,037.58 |
DisclosureSEC source: 0001822966-23-000171 · wk-form4_1686767899.xml · nonDerivative · entry 3 Murgo Rudy · CIK 0001927295 · Treasurer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,922 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.89 to $8.10, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 12, 2023 Filed Jun 14, 2023 18:38 UTC |
Murgo RudyTreasurer
|
Exercise / conversionClass A Common Stock | 361 | $6.41 | $2,314.01 |
DisclosureSEC source: 0001822966-23-000171 · wk-form4_1686767899.xml · nonDerivative · entry 2 Murgo Rudy · CIK 0001927295 · Treasurer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 11,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 12, 2023 Filed Jun 14, 2023 18:38 UTC |
Murgo RudyTreasurer
|
Exercise / conversionClass A Common Stock | 361 | $6.41 | $2,314.01 |
DisclosureSEC source: 0001822966-23-000171 · wk-form4_1686767899.xml · nonDerivative · entry 1 Murgo Rudy · CIK 0001927295 · Treasurer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 11,199 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2023 Filed Jun 7, 2023 19:00 UTC |
Chung Bum-JinDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 841 | $0.00 | $0.00 |
DisclosureSEC source: 0001822966-23-000164 · wk-form4_1686164441.xml · derivative · entry 2 Chung Bum-Jin · CIK 0001956517 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,410 Underlying: Class A Common Stock · 841 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: On December 1, 2022, Mr. Chung joined the board. The board awarded him 7,339 restricted stock units as the 2022 annual award that will vest quarterly beginning March 1, 2023, until it is vested after one year, and 10,091 restricted stock units as a one-time award that will vest quarterly beginning March 1, 2023, over three years. All units not vested and nonforfeitable will be forfeited to the Company upon termination of service. On May 26, 2023, the board approved the accelerated vesting of all shares under the annual award through May 26, 2023, and canceled the remainder of the award. F3 · derivative.expiration_date: On December 1, 2022, Mr. Chung joined the board. The board awarded him 7,339 restricted stock units as the 2022 annual award that will vest quarterly beginning March 1, 2023, until it is vested after one year, and 10,091 restricted stock units as a one-time award that will vest quarterly beginning March 1, 2023, over three years. All units not vested and nonforfeitable will be forfeited to the Company upon termination of service. On May 26, 2023, the board approved the accelerated vesting of all shares under the annual award through May 26, 2023, and canceled the remainder of the award. F3 · balance_after: On December 1, 2022, Mr. Chung joined the board. The board awarded him 7,339 restricted stock units as the 2022 annual award that will vest quarterly beginning March 1, 2023, until it is vested after one year, and 10,091 restricted stock units as a one-time award that will vest quarterly beginning March 1, 2023, over three years. All units not vested and nonforfeitable will be forfeited to the Company upon termination of service. On May 26, 2023, the board approved the accelerated vesting of all shares under the annual award through May 26, 2023, and canceled the remainder of the award. Read SEC document |
| June 06, 2023 Filed Jun 7, 2023 19:00 UTC |
Chung Bum-JinDirector
|
Exercise / conversionClass A Common Stock | 841 | $7.59 | $6,383.19 |
DisclosureSEC source: 0001822966-23-000164 · wk-form4_1686164441.xml · nonDerivative · entry 1 Chung Bum-Jin · CIK 0001956517 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,249 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The amount beneficially owned was previously over reported by one share. Mr. Chung beneficially owns 5,249 shares. Read SEC document |
| May 31, 2023 Filed May 31, 2023 21:10 UTC |
Colbert ChrisChief Financial Officer
|
ConversionPaired Interests · Derivative | 75,585 | $0.00 | $0.00 |
DisclosureSEC source: 0001822966-23-000151 · wk-form4_1685567401.xml · derivative · entry 2 Colbert Chris · CIK 0001912917 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 0 Underlying: Class A Common Stock · 75,585 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The term "Paired Interests" is used herein to refer to the economic, non-voting Class B Units of NuScale Power, LLC ("Class B Units") and an equal number of paired shares of non-economic, voting Class B Common Stock of the Issuer ("Class B Common Stock"). Pursuant to and subject to the applicable terms and conditions of the limited liability company agreement of NuScale Power, LLC or the certificate of incorporation of the Issuer (each as amended from time to time): (a) the holder of Class B Units has the right, and in certain circumstances the obligation, to exchange a Class B Unit on a one-for-one basis (subject to adjustment from time to time) for, at the option of the Issuer, (i) a share of Class A Common Stock of the Issuer or (ii) an equivalent value of cash in limited circumstances; and (b) upon such an exchange, the Issuer will cancel and retire, for no consideration, the paired share of Class B Common Stock. F1 · derivative.exercise_date: The term "Paired Interests" is used herein to refer to the economic, non-voting Class B Units of NuScale Power, LLC ("Class B Units") and an equal number of paired shares of non-economic, voting Class B Common Stock of the Issuer ("Class B Common Stock"). Pursuant to and subject to the applicable terms and conditions of the limited liability company agreement of NuScale Power, LLC or the certificate of incorporation of the Issuer (each as amended from time to time): (a) the holder of Class B Units has the right, and in certain circumstances the obligation, to exchange a Class B Unit on a one-for-one basis (subject to adjustment from time to time) for, at the option of the Issuer, (i) a share of Class A Common Stock of the Issuer or (ii) an equivalent value of cash in limited circumstances; and (b) upon such an exchange, the Issuer will cancel and retire, for no consideration, the paired share of Class B Common Stock. F1 · derivative.expiration_date: The term "Paired Interests" is used herein to refer to the economic, non-voting Class B Units of NuScale Power, LLC ("Class B Units") and an equal number of paired shares of non-economic, voting Class B Common Stock of the Issuer ("Class B Common Stock"). Pursuant to and subject to the applicable terms and conditions of the limited liability company agreement of NuScale Power, LLC or the certificate of incorporation of the Issuer (each as amended from time to time): (a) the holder of Class B Units has the right, and in certain circumstances the obligation, to exchange a Class B Unit on a one-for-one basis (subject to adjustment from time to time) for, at the option of the Issuer, (i) a share of Class A Common Stock of the Issuer or (ii) an equivalent value of cash in limited circumstances; and (b) upon such an exchange, the Issuer will cancel and retire, for no consideration, the paired share of Class B Common Stock. F2 · derivative.underlying_shares: The Reporting Person's Form 3 contained a typo. 75,586 shares should have been 75,585 shares. F2 · balance_after: The Reporting Person's Form 3 contained a typo. 75,586 shares should have been 75,585 shares. Read SEC document |
| May 31, 2023 Filed May 31, 2023 21:10 UTC |
Colbert ChrisChief Financial Officer
|
ConversionClass A Common Stock | 75,585 | $7.50 | $566,887.50 |
DisclosureSEC source: 0001822966-23-000151 · wk-form4_1685567401.xml · nonDerivative · entry 1 Colbert Chris · CIK 0001912917 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 75,585 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 30, 2023 Filed May 31, 2023 20:32 UTC |
Feldman KarinInterimChief Operating Officer
|
SaleClass A Common Stock | 7,716 | $7.78 | $60,050.54 |
DisclosureSEC source: 0001962429-23-000002 · wk-form4_1685565115.xml · nonDerivative · entry 1 Feldman Karin · CIK 0001962429 · InterimChief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.72 to $7.82, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 26, 2023 Filed May 31, 2023 21:00 UTC |
Fujino ShinjiDirector
|
GrantRestricted Stock Unit · Derivative | 14,120 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001822966-23-000148 · wk-form4_1685566792.xml · derivative · entry 6 Fujino Shinji · CIK 0001957490 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,120 Underlying: Class A Common Stock · 14,120 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: On May 26, 2023, the board awarded 14,120 restricted stock units as the annual award that will vest quarterly beginning August 26, 2023, until it is vested after one year. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of service. F3 · derivative.expiration_date: On May 26, 2023, the board awarded 14,120 restricted stock units as the annual award that will vest quarterly beginning August 26, 2023, until it is vested after one year. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of service. Read SEC document |
| May 26, 2023 Filed May 31, 2023 21:00 UTC |
Fujino ShinjiDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,733 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001822966-23-000148 · wk-form4_1685566792.xml · derivative · entry 5 Fujino Shinji · CIK 0001957490 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,250 Underlying: Class A Common Stock · 1,733 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: On December 1, 2022, Mr. Fujino joined the board. The board awarded him 7,339 restricted stock units as the 2022 annual award that will vest quarterly beginning March 1, 2023, until it is vested after one year, and 10,091 restricted stock units as a one-time award that will vest quarterly beginning March 1, 2023, over three years. All units not vested and nonforfeitable will be forfeited to the Company upon termination of service. On May 26, 2023, the board approved the accelerated vesting of all shares under the annual award through May 26, 2023, and canceled the remainder of the award. F2 · derivative.expiration_date: On December 1, 2022, Mr. Fujino joined the board. The board awarded him 7,339 restricted stock units as the 2022 annual award that will vest quarterly beginning March 1, 2023, until it is vested after one year, and 10,091 restricted stock units as a one-time award that will vest quarterly beginning March 1, 2023, over three years. All units not vested and nonforfeitable will be forfeited to the Company upon termination of service. On May 26, 2023, the board approved the accelerated vesting of all shares under the annual award through May 26, 2023, and canceled the remainder of the award. Read SEC document |
| May 26, 2023 Filed May 31, 2023 21:00 UTC |
Fujino ShinjiDirector
|
Exercise / conversionClass A Common Stock | 1,733 | $0.00 | $0.00 |
DisclosureSEC source: 0001822966-23-000148 · wk-form4_1685566792.xml · nonDerivative · entry 2 Fujino Shinji · CIK 0001957490 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,409 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 26, 2023 Filed May 31, 2023 20:50 UTC |
Sorrells Christopher DixonDirector
|
GrantRestricted Stock Unit · Derivative | 14,120 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001822966-23-000141 · wk-form4_1685566235.xml · derivative · entry 1 Sorrells Christopher D. · CIK 0001477462 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,120 Underlying: Class A Common Stock · 14,120 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: On May 26, 2023, the board awarded 14,120 restricted stock units as the annual award that will vest quarterly beginning August 26, 2023, until it is vested after one year. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of service. F2 · derivative.expiration_date: On May 26, 2023, the board awarded 14,120 restricted stock units as the annual award that will vest quarterly beginning August 26, 2023, until it is vested after one year. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of service. F2 · balance_after: On May 26, 2023, the board awarded 14,120 restricted stock units as the annual award that will vest quarterly beginning August 26, 2023, until it is vested after one year. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of service. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.