Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NUSCALE POWER CorpSMR · Entity 4088 | InterimChief Operating Officer | May 30, 2023 | May 31, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NUSCALE POWER Corp
Report date May 30, 2023 · Filed May 31, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-05-30 transaction · row 1
1 source rowRow 1 · 2023-05-30 · Sale · Disposed 7,716 · Balance 0 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.72 to $7.82, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.72 to $7.82, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 30, 2023 Filed May 31, 2023 20:32 UTC | NUSCALE POWER Corp SMR · Entity 4088 | SaleClass A Common Stock | 7,716 | $7.78 | $60,050.54 |
DisclosureSEC source: 0001962429-23-000002 · wk-form4_1685565115.xml · nonDerivative · entry 1 Feldman Karin · CIK 0001962429 · InterimChief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.72 to $7.82, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 17, 2023 Filed May 18, 2023 18:36 UTC | NUSCALE POWER Corp SMR · Entity 4088 | SaleClass A Common Stock | 1,490 | $8.00 | $11,915.53 |
DisclosureSEC source: 0001822966-23-000124 · wf-form4_168443495267300.xml · nonDerivative · entry 3 Feldman Karin · CIK 0001962429 · InterimChief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,716 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. Read SEC document |
| May 16, 2023 Filed May 18, 2023 18:36 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionRestricted Stock Unit · Derivative | 4,357 | $0.00 | $0.00 |
DisclosureSEC source: 0001822966-23-000124 · wf-form4_168443495267300.xml · derivative · entry 4 Feldman Karin · CIK 0001962429 · InterimChief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,196 Underlying: Class A Common Stock · 4,357 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: On July 8, 2022, the reporting person was granted 39,216 restricted stock units to vest annually in three installments beginning on May 12, 2023. F3 · derivative.expiration_date: On July 8, 2022, the reporting person was granted 39,216 restricted stock units to vest annually in three installments beginning on May 12, 2023. Read SEC document |
| May 16, 2023 Filed May 18, 2023 18:36 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionClass A Common Stock | 4,357 | $7.93 | $34,551.01 |
DisclosureSEC source: 0001822966-23-000124 · wf-form4_168443495267300.xml · nonDerivative · entry 2 Feldman Karin · CIK 0001962429 · InterimChief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,206 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2023 Filed May 18, 2023 18:36 UTC | NUSCALE POWER Corp SMR · Entity 4088 | SaleClass A Common Stock | 1,522 | $8.05 | $12,255.14 |
DisclosureSEC source: 0001822966-23-000124 · wf-form4_168443495267300.xml · nonDerivative · entry 1 Feldman Karin · CIK 0001962429 · InterimChief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,849 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. Read SEC document |
| May 15, 2023 Filed May 16, 2023 20:04 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionRestricted Stock Unit · Derivative | 4,357 | $0.00 | $0.00 |
DisclosureSEC source: 0001822966-23-000108 · wf-form4_168426745662410.xml · derivative · entry 5 Feldman Karin · CIK 0001962429 · InterimChief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,553 Underlying: Class A Common Stock · 4,357 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: On July 8, 2022, the reporting person was granted 39,216 restricted stock units, vesting in three equal installments beginning on the first anniversary of the merger on May 12, 2023. F3 · derivative.expiration_date: On July 8, 2022, the reporting person was granted 39,216 restricted stock units, vesting in three equal installments beginning on the first anniversary of the merger on May 12, 2023. Read SEC document |
| May 15, 2023 Filed May 16, 2023 20:04 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionClass A Common Stock | 4,357 | $8.30 | $36,163.10 |
DisclosureSEC source: 0001822966-23-000108 · wf-form4_168426745662410.xml · nonDerivative · entry 3 Feldman Karin · CIK 0001962429 · InterimChief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,371 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2023 Filed May 16, 2023 20:04 UTC | NUSCALE POWER Corp SMR · Entity 4088 | SaleClass A Common Stock | 2,344 | $8.27 | $19,391.91 |
DisclosureSEC source: 0001822966-23-000108 · wf-form4_168426745662410.xml · nonDerivative · entry 2 Feldman Karin · CIK 0001962429 · InterimChief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,014 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. Read SEC document |
| May 12, 2023 Filed May 16, 2023 20:04 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionRestricted Stock Unit · Derivative | 4,358 | $0.00 | $0.00 |
DisclosureSEC source: 0001822966-23-000108 · wf-form4_168426745662410.xml · derivative · entry 4 Feldman Karin · CIK 0001962429 · InterimChief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,910 Underlying: Class A Common Stock · 4,358 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: On July 8, 2022, the reporting person was granted 39,216 restricted stock units, vesting in three equal installments beginning on the first anniversary of the merger on May 12, 2023. F3 · derivative.expiration_date: On July 8, 2022, the reporting person was granted 39,216 restricted stock units, vesting in three equal installments beginning on the first anniversary of the merger on May 12, 2023. Read SEC document |
| May 12, 2023 Filed May 16, 2023 20:04 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionClass A Common Stock | 4,358 | $8.30 | $36,171.40 |
DisclosureSEC source: 0001822966-23-000108 · wf-form4_168426745662410.xml · nonDerivative · entry 1 Feldman Karin · CIK 0001962429 · InterimChief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 19:26 UTC | NUSCALE POWER Corp SMR · Entity 4088 | GrantRestricted Stock Unit · Derivative | 35,052 | $0.00 | $0.00 |
DisclosureSEC source: 0001822966-23-000043 · wf-form4_167778515078693.xml · derivative · entry 1 Feldman Karin · CIK 0001962429 · InterimChief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,268 Underlying: Class A Common Stock · 35,052 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: The restricted stock units were granted February 28, 2023 and will vest in three annual installments beginning February 28, 2024. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service. F2 · derivative.expiration_date: The restricted stock units were granted February 28, 2023 and will vest in three annual installments beginning February 28, 2024. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.