Last 12 months
Inside the activity.
0 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 07, 2017 Filed Jun 9, 2017 19:39 UTC |
WESTBROOK KELVIN RDirector
|
GrantPhantom Stock Units · Derivative | 1,900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000068 · edgardoc.xml · derivative · entry 2 WESTBROOK KELVIN R · CIK 0001190588 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,651 Underlying: Common Stock · 1,900 shares Expires not disclosed F1 · derivative.exercise_date: Units vest quarterly over a one year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 19:39 UTC |
HANSER FREDERICK ODirector
|
GrantPhantom Stock Units · Derivative | 1,900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000067 · edgardoc.xml · derivative · entry 2 HANSER FREDERICK O · CIK 0001188881 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,657 Underlying: Common Stock · 1,900 shares Expires not disclosed F1 · derivative.exercise_date: Units vest quarterly over a one year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 19:38 UTC |
OATES JAMES MDirector
|
GrantPhantom Stock Units · Derivative | 1,900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000065 · edgardoc.xml · derivative · entry 2 OATES JAMES M · CIK 0001180238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,097 Underlying: Common Stock · 1,900 shares Expires not disclosed F1 · derivative.exercise_date: Units vest quarterly over a one year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 20:41 UTC |
BEDA BRUCE ADirector
|
Exercise / conversionPhantom Stock Units · Derivative | 19,346 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000064 · edgardoc.xml · derivative · entry 4 BEDA BRUCE A · CIK 0001203738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,346 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Units vest quarterly over a one year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 20:41 UTC |
BEDA BRUCE ADirector
|
Exercise / conversionPhantom Stock Units · Derivative | 7,750 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000064 · edgardoc.xml · derivative · entry 3 BEDA BRUCE A · CIK 0001203738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,346 Underlying: Common Stock · 7,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 20:41 UTC |
BEDA BRUCE ADirector
|
Exercise / conversionCommon Stock | 19,346 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000064 · edgardoc.xml · nonDerivative · entry 2 BEDA BRUCE A · CIK 0001203738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,588 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 20:41 UTC |
BEDA BRUCE ADirector
|
Exercise / conversionCommon Stock | 7,750 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000064 · edgardoc.xml · nonDerivative · entry 1 BEDA BRUCE A · CIK 0001203738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,242 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2017 Filed Feb 13, 2018 21:59 UTC |
ZEMLYAK JAMES MCHIEF FIN'L & ADMIN OFFCR
|
GiftCommon Stock | 650 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000031 · edgardoc.xml · nonDerivative · entry 3 ZEMLYAK JAMES M · CIK 0001203675 · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Indirect · by Son Disclosed balance after: 5,252 Read SEC document |
| June 01, 2017 Filed Feb 13, 2018 21:59 UTC |
ZEMLYAK JAMES MCHIEF FIN'L & ADMIN OFFCR
|
GiftCommon Stock | 650 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000031 · edgardoc.xml · nonDerivative · entry 1 ZEMLYAK JAMES M · CIK 0001203675 · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 722,853 Read SEC document |
| May 18, 2017 Filed May 19, 2017 19:39 UTC |
KRUSZEWSKI RONALD JDirector · CHIEF EXECUTIVE OFFICER
|
OtherCommon Stock | 41,700 | $44.69 | $1,863,573.00 |
DisclosureSEC source: 0000720672-17-000063 · edgardoc.xml · nonDerivative · entry 1 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 782,576 F1 · kind: These shares were contributed by an LLC for which Mr. Kruszewski serves as a Manager and has voting power to the Clearfork Capital Fund LLC, an exchange fund, as part of ongoing estate and tax planning. Read SEC document |
| March 06, 2017 Filed Feb 13, 2018 21:59 UTC |
WEISEL THOMAS WDirector
|
GiftCommon Stock | 65 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000030 · edgardoc.xml · nonDerivative · entry 2 WEISEL THOMAS W · CIK 0001207218 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,686 Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:47 UTC |
Nesi VictorDirector · Director
|
GrantPhantom Stock Units · Derivative | 6,637 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000045 · edgardoc.xml · derivative · entry 3 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,537 Underlying: Common Stock · 6,637 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:52 UTC |
SLINEY DAVID DDir Strategic Planning & Tech
|
GrantPhantom Stock Units · Derivative | 2,998 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000048 · edgardoc.xml · derivative · entry 2 SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,559 Underlying: Common Stock · 2,998 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 23:11 UTC |
KRUSZEWSKI RONALD JDirector · CHIEF EXECUTIVE OFFICER
|
GrantPhantom Stock Units · Derivative | 13,827 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000050 · edgardoc.xml · derivative · entry 3 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,911 Underlying: Common Stock · 13,827 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 23:04 UTC |
Plotkin Ben ADirector · Vice Chairman
|
GrantPhantom Stock Units · Derivative | 92 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000049 · edgardoc.xml · derivative · entry 3 Plotkin Ben A · CIK 0001392580 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,105 Underlying: Common Stock · 92 shares Expires not disclosed F3 · derivative.exercise_date: Units vest 100% after five years. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 23:04 UTC |
Plotkin Ben ADirector · Vice Chairman
|
GrantPhantom Stock Units · Derivative | 369 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000049 · edgardoc.xml · derivative · entry 2 Plotkin Ben A · CIK 0001392580 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,013 Underlying: Common Stock · 369 shares Expires not disclosed F1 · derivative.exercise_date: Fully vested. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:48 UTC |
ZEMLYAK JAMES MDirector · CHIEF FIN'L & ADMIN OFFCR
|
GrantPhantom Stock Units · Derivative | 5,654 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000047 · edgardoc.xml · derivative · entry 3 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,103 Underlying: Common Stock · 5,654 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:48 UTC |
WEISEL THOMAS WDirector
|
GrantPhantom Stock Units · Derivative | 69 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000046 · edgardoc.xml · derivative · entry 3 WEISEL THOMAS W · CIK 0001207218 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,339 Underlying: Common Stock · 69 shares Expires not disclosed F3 · derivative.exercise_date: Units vest 100% after five years. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:48 UTC |
WEISEL THOMAS WDirector
|
GrantPhantom Stock Units · Derivative | 277 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000046 · edgardoc.xml · derivative · entry 2 WEISEL THOMAS W · CIK 0001207218 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,270 Underlying: Common Stock · 277 shares Expires not disclosed F1 · derivative.exercise_date: Fully vested. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:47 UTC |
MULROY THOMAS PDirector · Director
|
GrantPhantom Stock Units · Derivative | 5,654 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000044 · edgardoc.xml · derivative · entry 2 MULROY THOMAS P · CIK 0001206666 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,936 Underlying: Common Stock · 5,654 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:47 UTC |
Michaud Thomas B.Director
|
GrantPhantom Stock Units · Derivative | 5,408 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000043 · edgardoc.xml · derivative · entry 2 Michaud Thomas B. · CIK 0001380492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,739 Underlying: Common Stock · 5,408 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:46 UTC |
Marischen James MSENIOR VP & CHIEF RISK OFFICER
|
GrantPhantom Stock Units · Derivative | 2,562 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000042 · edgardoc.xml · derivative · entry 2 Marischen James M · CIK 0001638499 · SENIOR VP & CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,508 Underlying: Common Stock · 2,562 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:40 UTC |
HIMELFARB RICHARD JDirector · Director
|
GrantPhantom Stock Units · Derivative | 69 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000041 · edgardoc.xml · derivative · entry 3 HIMELFARB RICHARD J · CIK 0001206663 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,688 Underlying: Common Stock · 69 shares Expires not disclosed F3 · derivative.exercise_date: Units vest 100% after five years. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:40 UTC |
HIMELFARB RICHARD JDirector · Director
|
GrantPhantom Stock Units · Derivative | 277 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000041 · edgardoc.xml · derivative · entry 2 HIMELFARB RICHARD J · CIK 0001206663 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,619 Underlying: Common Stock · 277 shares Expires not disclosed F1 · derivative.exercise_date: Fully vested. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:40 UTC |
Fisher Mark PSENIOR VP & GENERAL COUNSEL
|
GrantPhantom Stock Units · Derivative | 138 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000040 · edgardoc.xml · derivative · entry 4 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,427 Underlying: Common Stock · 138 shares Expires not disclosed F4 · derivative.exercise_date: Units vest 100% after five years. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:40 UTC |
Fisher Mark PSENIOR VP & GENERAL COUNSEL
|
GrantPhantom Stock Units · Derivative | 553 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000040 · edgardoc.xml · derivative · entry 3 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,289 Underlying: Common Stock · 553 shares Expires not disclosed F3 · derivative.exercise_date: Fully vested. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:40 UTC |
Fisher Mark PSENIOR VP & GENERAL COUNSEL
|
GrantPhantom Stock Units · Derivative | 3,006 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000040 · edgardoc.xml · derivative · entry 2 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,736 Underlying: Common Stock · 3,006 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:40 UTC |
Brautigam AllenDirector, Branch Offices
|
GrantPhantom Stock Units · Derivative | 1,541 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000039 · edgardoc.xml · derivative · entry 2 Brautigam Allen · CIK 0001517800 · Director, Branch Offices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,142 Underlying: Common Stock · 1,541 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| February 24, 2017 Filed Feb 13, 2018 21:59 UTC |
WEISEL THOMAS WDirector
|
GiftCommon Stock | 37 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000030 · edgardoc.xml · nonDerivative · entry 1 WEISEL THOMAS W · CIK 0001207218 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,751 Read SEC document |
| February 22, 2017 Filed Feb 22, 2017 21:58 UTC |
Michaud Thomas B.Director
|
Disposition to issuerCommon Stock | 1,449 | $55.36 | $80,216.64 |
DisclosureSEC source: 0000720672-17-000038 · edgardoc.xml · nonDerivative · entry 1 Michaud Thomas B. · CIK 0001380492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,125 F1 · kind: Constitutes a portion of shares which vested on February 22, 2017 that were withheld from reporting person on February 22, 2017 in order to comply with applicable tax regulations. Total value of shares withheld equals estimated taxes due as a reult of all vesting events. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 22:22 UTC |
KRUSZEWSKI RONALD JDirector · CHIEF EXECUTIVE OFFICER
|
OtherCommon Stock | 18,064 | $55.36 | $1,000,023.04 |
DisclosureSEC source: 0000720672-17-000037 · edgardoc.xml · nonDerivative · entry 1 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 824,276 F1 · kind: These shares were contributed by an LLC for which Mr. Kruszewski serves as a Manager and has voting power to the Clearfork Capital Fund LLC, an exchange fund, as part of ongoing estate and tax planning. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 20:08 UTC |
Plotkin Ben ADirector · Vice Chairman
|
SaleCommon Stock | 7,083 | $55.40 | $392,398.20 |
DisclosureSEC source: 0000720672-17-000036 · edgardoc.xml · nonDerivative · entry 1 Plotkin Ben A · CIK 0001392580 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,226 Read SEC document |
| February 09, 2017 Filed Feb 10, 2017 21:24 UTC |
MULROY THOMAS PDirector · Director
|
SaleCommon Stock | 30,000 | $53.47 | $1,604,100.00 |
DisclosureSEC source: 0000720672-17-000030 · edgardoc.xml · nonDerivative · entry 1 MULROY THOMAS P · CIK 0001206666 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,954 Read SEC document |
| February 09, 2017 Filed Feb 10, 2017 21:20 UTC |
HIMELFARB RICHARD JDirector · Director
|
SaleCommon Stock | 35,000 | $53.38 | $1,868,300.00 |
DisclosureSEC source: 0000720672-17-000029 · edgardoc.xml · nonDerivative · entry 1 HIMELFARB RICHARD J · CIK 0001206663 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,166 Read SEC document |
| January 06, 2017 Filed Jan 6, 2017 20:56 UTC |
Minnick David MGeneral Counsel & Senior VP
|
Exercise / conversionPhantom Stock Units · Derivative | 7,061 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000720672-17-000024 · edgardoc.xml · derivative · entry 8 Minnick David M · CIK 0001307666 · General Counsel & Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,061 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 6, 2017, the reporting person's phantom stock units were cancelled. The reporting person no longer owns any stock or phantom stock units. F1 · price: On January 6, 2017, the reporting person's phantom stock units were cancelled. The reporting person no longer owns any stock or phantom stock units. F2 · derivative.exercise_date: Units vest 100% three years from the grant date. F3 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 06, 2017 Filed Jan 6, 2017 20:56 UTC |
Minnick David MGeneral Counsel & Senior VP
|
Exercise / conversionPhantom Stock Units · Derivative | 47 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000720672-17-000024 · edgardoc.xml · derivative · entry 7 Minnick David M · CIK 0001307666 · General Counsel & Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,061 Underlying: Common Stock · 47 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 6, 2017, the reporting person's phantom stock units were cancelled. The reporting person no longer owns any stock or phantom stock units. F1 · price: On January 6, 2017, the reporting person's phantom stock units were cancelled. The reporting person no longer owns any stock or phantom stock units. F2 · derivative.exercise_date: Units vest 100% three years from the grant date. F3 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 06, 2017 Filed Jan 6, 2017 20:56 UTC |
Minnick David MGeneral Counsel & Senior VP
|
Disposition to issuerCommon Stock | 7,061 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000720672-17-000024 · edgardoc.xml · nonDerivative · entry 6 Minnick David M · CIK 0001307666 · General Counsel & Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: On January 6, 2017, the reporting person's phantom stock units were cancelled. The reporting person no longer owns any stock or phantom stock units. Read SEC document |
| January 06, 2017 Filed Jan 6, 2017 20:56 UTC |
Minnick David MGeneral Counsel & Senior VP
|
Disposition to issuerCommon Stock | 47 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000720672-17-000024 · edgardoc.xml · nonDerivative · entry 5 Minnick David M · CIK 0001307666 · General Counsel & Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,061 F1 · price: On January 6, 2017, the reporting person's phantom stock units were cancelled. The reporting person no longer owns any stock or phantom stock units. Read SEC document |
| January 06, 2017 Filed Jan 6, 2017 20:56 UTC |
Minnick David MGeneral Counsel & Senior VP
|
Exercise / conversionCommon Stock | 7,061 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000720672-17-000024 · edgardoc.xml · nonDerivative · entry 4 Minnick David M · CIK 0001307666 · General Counsel & Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,108 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 6, 2017, the reporting person's phantom stock units were cancelled. The reporting person no longer owns any stock or phantom stock units. Read SEC document |
| January 06, 2017 Filed Jan 6, 2017 20:56 UTC |
Minnick David MGeneral Counsel & Senior VP
|
Exercise / conversionCommon Stock | 47 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000720672-17-000024 · edgardoc.xml · nonDerivative · entry 3 Minnick David M · CIK 0001307666 · General Counsel & Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 6, 2017, the reporting person's phantom stock units were cancelled. The reporting person no longer owns any stock or phantom stock units. Read SEC document |
| January 06, 2017 Filed Jan 6, 2017 20:56 UTC |
Minnick David MGeneral Counsel & Senior VP
|
GiftCommon Stock | 104 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000024 · edgardoc.xml · nonDerivative · entry 2 Minnick David M · CIK 0001307666 · General Counsel & Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| January 06, 2017 Filed Jan 6, 2017 20:56 UTC |
Minnick David MGeneral Counsel & Senior VP
|
GiftCommon Stock | 13 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000024 · edgardoc.xml · nonDerivative · entry 1 Minnick David M · CIK 0001307666 · General Counsel & Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104 Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:32 UTC |
SLINEY DAVID DDir Strategic Planning & Tech
|
Exercise / conversionPhantom Stock Units · Derivative | 22,814 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000720672-17-000016 · edgardoc.xml · derivative · entry 3 SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,561 Underlying: Common Stock · 22,814 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 22,814 of the reporting person's phantom stock units were settled for cash. F1 · price: Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 22,814 of the reporting person's phantom stock units were settled for cash. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:32 UTC |
SLINEY DAVID DDir Strategic Planning & Tech
|
Disposition to issuerCommon Stock | 22,814 | $49.95 | $1,139,559.30 |
DisclosureSEC source: 0000720672-17-000016 · edgardoc.xml · nonDerivative · entry 2 SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,146 Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:32 UTC |
SLINEY DAVID DDir Strategic Planning & Tech
|
Exercise / conversionCommon Stock | 22,814 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000720672-17-000016 · edgardoc.xml · nonDerivative · entry 1 SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,960 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 22,814 of the reporting person's phantom stock units were settled for cash. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:14 UTC |
MULROY THOMAS PDirector · Director
|
Exercise / conversionPhantom Stock Units · Derivative | 41,954 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000720672-17-000003 · edgardoc.xml · derivative · entry 6 MULROY THOMAS P · CIK 0001206666 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,282 Underlying: Common Stock · 41,954 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 41,954 of the reporting person's phantom stock units were settled for cash. F1 · price: Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 41,954 of the reporting person's phantom stock units were settled for cash. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:14 UTC |
MULROY THOMAS PDirector · Director
|
Disposition to issuerCommon Stock | 41,954 | $49.95 | $2,095,602.30 |
DisclosureSEC source: 0000720672-17-000003 · edgardoc.xml · nonDerivative · entry 5 MULROY THOMAS P · CIK 0001206666 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,954 Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:14 UTC |
MULROY THOMAS PDirector · Director
|
Exercise / conversionCommon Stock | 41,954 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000720672-17-000003 · edgardoc.xml · nonDerivative · entry 4 MULROY THOMAS P · CIK 0001206666 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,908 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 41,954 of the reporting person's phantom stock units were settled for cash. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:33 UTC |
Grady Robert EdwardDirector
|
Exercise / conversionPhantom Stock Units · Derivative | 3,375 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000021 · edgardoc.xml · derivative · entry 2 Grady Robert Edward · CIK 0001404525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,566 Underlying: Common Stock · 3,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:33 UTC |
Grady Robert EdwardDirector
|
Exercise / conversionCommon Stock | 3,375 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000021 · edgardoc.xml · nonDerivative · entry 1 Grady Robert Edward · CIK 0001404525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,708 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.