Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
STIFEL FINANCIAL CORP
Report date June 06, 2017 · Filed June 08, 2017
Section 16 reporting ended · disclosed 2017-06-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 45,588 |
Ending reported balance
After 2017-06-06 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-06-06 · Exercise / conversion · Acquired 7,750 · Balance 26,242 Row 2 · 2017-06-06 · Exercise / conversion · Acquired 19,346 · Balance 45,588 |
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 19,346 |
Reported balance
After 2017-06-06 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-06-06 · Exercise / conversion · Disposed 7,750 · Balance 19,346 F1: Currently exercisable. F2: No expiration date for these Units. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2017-06-06 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-06-06 · Exercise / conversion · Disposed 19,346 · Balance 0 F3: Units vest quarterly over a one year period. F2: No expiration date for these Units. |
Filing footnotes · ownership attribution and instrument terms
F1: Currently exercisable.
F2: No expiration date for these Units.
F3: Units vest quarterly over a one year period.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 06, 2017 Filed Jun 8, 2017 20:41 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 19,346 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000064 · edgardoc.xml · derivative · entry 4 BEDA BRUCE A · CIK 0001203738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,346 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Units vest quarterly over a one year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 20:41 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 7,750 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000064 · edgardoc.xml · derivative · entry 3 BEDA BRUCE A · CIK 0001203738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,346 Underlying: Common Stock · 7,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 20:41 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 19,346 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000064 · edgardoc.xml · nonDerivative · entry 2 BEDA BRUCE A · CIK 0001203738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,588 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 20:41 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 7,750 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000064 · edgardoc.xml · nonDerivative · entry 1 BEDA BRUCE A · CIK 0001203738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,242 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:18 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 4,029 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000011 · edgardoc.xml · derivative · entry 2 BEDA BRUCE A · CIK 0001203738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,096 Underlying: Common Stock · 4,029 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:18 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 4,029 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000011 · edgardoc.xml · nonDerivative · entry 1 BEDA BRUCE A · CIK 0001203738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,492 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 20:07 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 8,500 | $51.62 | $438,770.00 |
DisclosureSEC source: 0000720672-16-000188 · edgardoc.xml · nonDerivative · entry 1 BEDA BRUCE A · CIK 0001203738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,463 Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 19:10 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 5,000 | $50.20 | $251,000.00 |
DisclosureSEC source: 0000720672-16-000185 · edgardoc.xml · nonDerivative · entry 1 BEDA BRUCE A · CIK 0001203738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,963 Read SEC document |
| June 15, 2016 Filed Dec 9, 2016 20:07 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 1,275 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-16-000188 · edgardoc.xml · derivative · entry 2 BEDA BRUCE A · CIK 0001203738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,125 Underlying: Common Stock · 1,275 shares Expires not disclosed F1 · derivative.exercise_date: Units vest quarterly over a one year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.