Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STIFEL FINANCIAL CORPSF · Entity 3461 | Director · Director | March 02, 2017 | March 06, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STIFEL FINANCIAL CORP
Report date March 02, 2017 · Filed March 06, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 151,936 |
Reported balance
After 2017-03-02 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-03-02 · Grant · Acquired 5,654 · Balance 151,936 F1: Units vest in 20% increments over a five year period. F2: No expiration date for these Units. |
| Common StockSEC Table I · non-derivative | Direct | 110,067 |
Reported balance
Holding disclosure · report date 2017-03-02 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 110,067 |
Filing footnotes · ownership attribution and instrument terms
F1: Units vest in 20% increments over a five year period.
F2: No expiration date for these Units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2017 Filed Mar 6, 2017 21:47 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 5,654 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000044 · edgardoc.xml · derivative · entry 2 MULROY THOMAS P · CIK 0001206666 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,936 Underlying: Common Stock · 5,654 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| February 09, 2017 Filed Feb 10, 2017 21:24 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 30,000 | $53.47 | $1,604,100.00 |
DisclosureSEC source: 0000720672-17-000030 · edgardoc.xml · nonDerivative · entry 1 MULROY THOMAS P · CIK 0001206666 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,954 Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:14 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 41,954 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000720672-17-000003 · edgardoc.xml · derivative · entry 6 MULROY THOMAS P · CIK 0001206666 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,282 Underlying: Common Stock · 41,954 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 41,954 of the reporting person's phantom stock units were settled for cash. F1 · price: Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 41,954 of the reporting person's phantom stock units were settled for cash. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:14 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Disposition to issuerCommon Stock | 41,954 | $49.95 | $2,095,602.30 |
DisclosureSEC source: 0000720672-17-000003 · edgardoc.xml · nonDerivative · entry 5 MULROY THOMAS P · CIK 0001206666 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,954 Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:14 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 41,954 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000720672-17-000003 · edgardoc.xml · nonDerivative · entry 4 MULROY THOMAS P · CIK 0001206666 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,908 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 41,954 of the reporting person's phantom stock units were settled for cash. Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 19:33 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GiftCommon Stock | 1,665 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-16-000190 · edgardoc.xml · nonDerivative · entry 1 MULROY THOMAS P · CIK 0001206666 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,524 Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 19:04 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 25,000 | $50.20 | $1,255,000.00 |
DisclosureSEC source: 0000720672-16-000173 · edgardoc.xml · nonDerivative · entry 1 MULROY THOMAS P · CIK 0001206666 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,189 Read SEC document |
| December 31, 2015 Filed Jan 4, 2017 22:14 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GiftCommon Stock | 1,950 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000003 · edgardoc.xml · nonDerivative · entry 3 MULROY THOMAS P · CIK 0001206666 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,585 Read SEC document |
| August 02, 2013 Filed Jan 4, 2017 22:14 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GiftCommon Stock | 620 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000003 · edgardoc.xml · nonDerivative · entry 2 MULROY THOMAS P · CIK 0001206666 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,149 Read SEC document |
| December 28, 2010 Filed Jan 4, 2017 22:14 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GiftCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000003 · edgardoc.xml · nonDerivative · entry 1 MULROY THOMAS P · CIK 0001206666 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,759 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.