Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STIFEL FINANCIAL CORPSF · Entity 3461 | President | February 27, 2026 | March 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STIFEL FINANCIAL CORP
Report date February 27, 2026 · Filed March 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 119,887 |
Reported balance
After 2026-02-27 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-02-27 · Grant · Acquired 25,388 · Balance 119,887 F2: Units vest in 20% increments over a five year period. F3: No expiration date for these Units F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 133,391 |
Reported balance
After 2026-02-27 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-02-27 · Grant · Acquired 13,504 · Balance 133,391 F4: Units vest in 10% increments over a 10 year period. F3: No expiration date for these Units F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
| Common StockSEC Table I · non-derivative | Indirectby Son | 10,608 |
Reported balance
Holding disclosure · report date 2026-02-27 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 10,608 F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
| Common StockSEC Table I · non-derivative | Direct | 1,756,080 |
Reported balance
Holding disclosure · report date 2026-02-27 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,756,080 F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
| Common StockSEC Table I · non-derivative | IndirectBy Wife | 632 |
Reported balance
Holding disclosure · report date 2026-02-27 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 632 F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026.
F2: Units vest in 20% increments over a five year period.
F3: No expiration date for these Units
F4: Units vest in 10% increments over a 10 year period.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 27, 2026 Filed Mar 3, 2026 21:34 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 13,504 | $74.05 Strike: $0.00 | $999,971.20 |
DisclosureSEC source: 0001193125-26-088398 · ownership.xml · derivative · entry 5 ZEMLYAK JAMES M · CIK 0001203675 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 133,391 Underlying: Common Stock · 13,504 shares Expires not disclosed F4 · derivative.exercise_date: Units vest in 10% increments over a 10 year period. F3 · derivative.expiration_date: No expiration date for these Units F1 · balance_after: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. Read SEC document |
| February 27, 2026 Filed Mar 3, 2026 21:34 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 25,388 | $74.05 Strike: $0.00 | $1,879,981.40 |
DisclosureSEC source: 0001193125-26-088398 · ownership.xml · derivative · entry 4 ZEMLYAK JAMES M · CIK 0001203675 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 119,887 Underlying: Common Stock · 25,388 shares Expires not disclosed F2 · derivative.exercise_date: Units vest in 20% increments over a five year period. F3 · derivative.expiration_date: No expiration date for these Units F1 · balance_after: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. Read SEC document |
| February 18, 2026 Filed Feb 20, 2026 21:48 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 31,434 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-061540 · ownership.xml · derivative · entry 6 ZEMLYAK JAMES M · CIK 0001203675 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,999 Underlying: Common Stock · 31,434 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| February 18, 2026 Filed Feb 20, 2026 21:48 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 39,293 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-061540 · ownership.xml · derivative · entry 5 ZEMLYAK JAMES M · CIK 0001203675 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,433 Underlying: Common Stock · 39,293 shares Expires not disclosed F1 · derivative.exercise_date: These units are being issued based on the PRSU award agreement dated February 18, 2022. Of these units, 80 percent are currently vested and the remaining 20 percent will vest in one year. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| February 18, 2026 Filed Feb 20, 2026 21:48 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 13,847 | $120.49 | $1,668,425.03 |
DisclosureSEC source: 0001193125-26-061540 · ownership.xml · nonDerivative · entry 2 ZEMLYAK JAMES M · CIK 0001203675 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,170,720 Read SEC document |
| February 18, 2026 Filed Feb 20, 2026 21:48 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 31,434 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-061540 · ownership.xml · nonDerivative · entry 1 ZEMLYAK JAMES M · CIK 0001203675 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,184,567 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2026 Filed Feb 2, 2026 21:26 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 5,644 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-033740 · ownership.xml · derivative · entry 5 ZEMLYAK JAMES M · CIK 0001203675 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,140 Underlying: Common Stock · 5,644 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| January 30, 2026 Filed Feb 2, 2026 21:26 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 2,487 | $126.24 | $313,958.88 |
DisclosureSEC source: 0001193125-26-033740 · ownership.xml · nonDerivative · entry 3 ZEMLYAK JAMES M · CIK 0001203675 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,153,133 Read SEC document |
| January 30, 2026 Filed Feb 2, 2026 21:26 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 5,644 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-033740 · ownership.xml · nonDerivative · entry 2 ZEMLYAK JAMES M · CIK 0001203675 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,155,620 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2026 Filed Feb 2, 2026 21:26 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 9 | $123.90 | $1,115.10 |
DisclosureSEC source: 0001193125-26-033740 · ownership.xml · nonDerivative · entry 1 ZEMLYAK JAMES M · CIK 0001203675 · President 10b5-1 filing: No plan indicated Ownership: Indirect · By Son Disclosed balance after: 7,072 Read SEC document |
| January 13, 2026 Filed Jan 15, 2026 21:45 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 25,570 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-014188 · ownership.xml · derivative · entry 5 ZEMLYAK JAMES M · CIK 0001203675 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,784 Underlying: Common Stock · 25,570 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| January 13, 2026 Filed Jan 15, 2026 21:45 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 10,143 | $125.22 | $1,270,106.46 |
DisclosureSEC source: 0001193125-26-014188 · ownership.xml · nonDerivative · entry 2 ZEMLYAK JAMES M · CIK 0001203675 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,149,976 Read SEC document |
| January 13, 2026 Filed Jan 15, 2026 21:45 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 25,570 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-014188 · ownership.xml · nonDerivative · entry 1 ZEMLYAK JAMES M · CIK 0001203675 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,160,119 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 26, 2025 Filed Dec 29, 2025 21:32 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-335435 · ownership.xml · nonDerivative · entry 1 ZEMLYAK JAMES M · CIK 0001203675 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,134,549 Read SEC document |
| November 10, 2025 Filed Nov 12, 2025 21:32 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-277764 · ownership.xml · nonDerivative · entry 1 ZEMLYAK JAMES M · CIK 0001203675 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,144,549 Read SEC document |
| August 19, 2025 Filed Aug 21, 2025 21:03 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Disposition to issuerCommon Stock | 15,000 | $112.90 | $1,693,500.00 |
DisclosureSEC source: 0000950170-25-110723 · ownership.xml · nonDerivative · entry 1 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,154,549 Read SEC document |
| August 13, 2025 Filed Aug 21, 2025 21:03 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | PurchaseCommon Stock | 2 | $116.00 | $232.00 |
DisclosureSEC source: 0000950170-25-110723 · ownership.xml · nonDerivative · entry 5 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: No plan indicated Ownership: Indirect · by Son Disclosed balance after: 7,037 Read SEC document |
| August 12, 2025 Filed Aug 21, 2025 21:03 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | PurchaseCommon Stock | 2 | $114.16 | $228.32 |
DisclosureSEC source: 0000950170-25-110723 · ownership.xml · nonDerivative · entry 4 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: No plan indicated Ownership: Indirect · by Son Disclosed balance after: 7,035 Read SEC document |
| August 11, 2025 Filed Aug 21, 2025 21:03 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | PurchaseCommon Stock | 1 | $111.76 | $111.76 |
DisclosureSEC source: 0000950170-25-110723 · ownership.xml · nonDerivative · entry 3 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: No plan indicated Ownership: Indirect · by Son Disclosed balance after: 7,033 Read SEC document |
| August 07, 2025 Filed Aug 21, 2025 21:03 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | PurchaseCommon Stock | 4 | $110.17 | $440.68 |
DisclosureSEC source: 0000950170-25-110723 · ownership.xml · nonDerivative · entry 2 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: No plan indicated Ownership: Indirect · by Son Disclosed balance after: 7,032 Read SEC document |
| March 06, 2025 Filed Mar 10, 2025 23:09 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 3,048 | $98.43 Strike: $0.00 | $300,014.64 |
DisclosureSEC source: 0000950170-25-036644 · ownership.xml · derivative · entry 5 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,354 Underlying: Common Stock · 3,048 shares Expires not disclosed F3 · derivative.exercise_date: Units vest in 10% increments over a 10 year period. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| March 06, 2025 Filed Mar 10, 2025 23:09 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 20,827 | $98.43 Strike: $0.00 | $2,050,001.61 |
DisclosureSEC source: 0000950170-25-036644 · ownership.xml · derivative · entry 4 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,306 Underlying: Common Stock · 20,827 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 21:57 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 5,977 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-032337 · ownership.xml · derivative · entry 5 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,479 Underlying: Common Stock · 5,977 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 21:57 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 2,634 | $104.90 | $276,306.60 |
DisclosureSEC source: 0000950170-25-032337 · ownership.xml · nonDerivative · entry 2 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,169,549 Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 21:57 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 5,977 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-032337 · ownership.xml · nonDerivative · entry 1 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,172,183 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 21:41 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 22,576 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-014585 · ownership.xml · derivative · entry 6 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,456 Underlying: Common Stock · 22,576 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 21:41 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 28,220 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-014585 · ownership.xml · derivative · entry 5 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,032 Underlying: Common Stock · 28,220 shares Expires not disclosed F1 · derivative.exercise_date: These units are being issued based on the PRSU award agreemenmt dated January 27, 2021. Of these units, 80 percent are currently vested and the remaining 20 percent will vest in one year. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 21:41 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 9,945 | $117.51 | $1,168,636.95 |
DisclosureSEC source: 0000950170-25-014585 · ownership.xml · nonDerivative · entry 2 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,159,589 Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 21:41 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 22,576 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-014585 · ownership.xml · nonDerivative · entry 1 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,169,534 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2025 Filed Jan 10, 2025 21:51 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 23,924 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-004252 · ownership.xml · derivative · entry 5 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,812 Underlying: Common Stock · 23,924 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| January 08, 2025 Filed Jan 10, 2025 21:51 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 9,211 | $106.08 | $977,102.88 |
DisclosureSEC source: 0000950170-25-004252 · ownership.xml · nonDerivative · entry 2 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,146,958 Read SEC document |
| January 08, 2025 Filed Jan 10, 2025 21:51 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 23,924 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-004252 · ownership.xml · nonDerivative · entry 1 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,156,169 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 21:30 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Disposition to issuerCommon Stock | 70,000 | $117.72 | $8,240,400.00 |
DisclosureSEC source: 0000950170-24-131537 · ownership.xml · nonDerivative · entry 1 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,132,245 Read SEC document |
| November 20, 2024 Filed Nov 21, 2024 21:58 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | OtherCommon Stock | 17,600 | $113.44 | $1,996,544.00 |
DisclosureSEC source: 0000950170-24-129772 · ownership.xml · nonDerivative · entry 1 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,202,245 F1 · kind: These shares were contributed by Mr. Zemlyak to the Goldman Sachs Asset Management Exchange Place: All Cap II L.P. fund. Read SEC document |
| June 24, 2024 Filed Jun 25, 2024 20:34 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-077335 · ownership.xml · nonDerivative · entry 1 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,219,845 Read SEC document |
| April 11, 2024 Filed Apr 12, 2024 20:27 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GiftCommon Stock | 409 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-044068 · ownership.xml · nonDerivative · entry 1 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: No plan indicated Ownership: Indirect · By Wife Disclosed balance after: 409 Read SEC document |
| March 08, 2024 Filed Mar 12, 2024 20:57 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 26,000 | $75.00 Strike: $0.00 | $1,950,000.00 |
DisclosureSEC source: 0000950170-24-030075 · ownership.xml · derivative · entry 3 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,736 Underlying: Common Stock · 26,000 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| March 08, 2024 Filed Mar 12, 2024 20:57 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Disposition to issuerCommon Stock | 50,000 | $75.41 | $3,770,500.00 |
DisclosureSEC source: 0000950170-24-030075 · ownership.xml · nonDerivative · entry 1 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,229,845 Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:45 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 23,906 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-026135 · ownership.xml · derivative · entry 6 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,736 Underlying: Common Stock · 23,906 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:45 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 5,967 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-026135 · ownership.xml · derivative · entry 5 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,642 Underlying: Common Stock · 5,967 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:45 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 29,883 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-026135 · ownership.xml · derivative · entry 4 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,609 Underlying: Common Stock · 29,883 shares Expires not disclosed F1 · derivative.exercise_date: These units are being issued based on the PRSU award agreement dated February 26, 2020. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 2, 2025. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:45 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 13,190 | $75.00 | $989,250.00 |
DisclosureSEC source: 0000950170-24-026135 · ownership.xml · nonDerivative · entry 3 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,279,845 Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:45 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 23,906 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-026135 · ownership.xml · nonDerivative · entry 2 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,293,035 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:45 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 5,967 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-026135 · ownership.xml · nonDerivative · entry 1 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,269,129 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 19, 2024 Filed Jan 23, 2024 21:46 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 18,724 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-002070 · doc4.xml · derivative · entry 4 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,726 Underlying: Common Stock · 18,724 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 19, 2024 Filed Jan 23, 2024 21:46 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 6,214 | $69.15 | $429,698.10 |
DisclosureSEC source: 0001209191-24-002070 · doc4.xml · nonDerivative · entry 2 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,263,162 Read SEC document |
| January 19, 2024 Filed Jan 23, 2024 21:46 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 18,724 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-002070 · doc4.xml · nonDerivative · entry 1 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,269,376 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 24, 2023 Filed Mar 24, 2023 19:12 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | PurchaseCommon Stock | 20,000 | $56.06 | $1,121,100.00 |
DisclosureSEC source: 0001209191-23-021008 · doc4.xml · nonDerivative · entry 1 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,250,652 Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 22:05 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 23,866 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016385 · doc4.xml · derivative · entry 7 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,450 Underlying: Common Stock · 23,866 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 22:05 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 6,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016385 · doc4.xml · derivative · entry 6 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,316 Underlying: Common Stock · 6,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.