Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
STIFEL FINANCIAL CORP
Report date September 17, 2018 · Filed September 19, 2018
Section 16 reporting ended · disclosed 2018-06-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 39,905 |
Ending reported balance
After 2018-09-17 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-09-17 · Sale · Disposed 10,000 · Balance 40,905 Row 2 · 2018-09-17 · Gift · Disposed 1,000 · Balance 39,905 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 17, 2018 Filed Sep 19, 2018 20:13 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-051634 · doc4.xml · nonDerivative · entry 2 HANSER FREDERICK O · CIK 0001188881 · Director of a Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,905 Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 20:13 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 10,000 | $54.42 | $544,200.00 |
DisclosureSEC source: 0001209191-18-051634 · doc4.xml · nonDerivative · entry 1 HANSER FREDERICK O · CIK 0001188881 · Director of a Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,905 Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 20:06 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 9,419 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000060 · edgardoc.xml · derivative · entry 4 HANSER FREDERICK O · CIK 0001188881 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,419 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 20:06 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 7,481 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000060 · edgardoc.xml · derivative · entry 3 HANSER FREDERICK O · CIK 0001188881 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,419 Underlying: Common Stock · 7,481 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 20:06 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 9,419 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000060 · edgardoc.xml · nonDerivative · entry 2 HANSER FREDERICK O · CIK 0001188881 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,905 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 20:06 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 7,481 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000060 · edgardoc.xml · nonDerivative · entry 1 HANSER FREDERICK O · CIK 0001188881 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,486 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:14 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 3,750 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000012 · edgardoc.xml · derivative · entry 2 HANSER FREDERICK O · CIK 0001188881 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,907 Underlying: Common Stock · 3,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently convertible. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:14 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000012 · edgardoc.xml · nonDerivative · entry 1 HANSER FREDERICK O · CIK 0001188881 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,005 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2017 Filed Nov 15, 2017 20:52 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 3,000 | $51.96 | $155,880.00 |
DisclosureSEC source: 0000720672-17-000092 · edgardoc.xml · nonDerivative · entry 1 HANSER FREDERICK O · CIK 0001188881 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,255 Read SEC document |
| August 04, 2017 Filed Aug 7, 2017 20:20 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 4,000 | $50.00 | $200,018.80 |
DisclosureSEC source: 0000720672-17-000081 · edgardoc.xml · nonDerivative · entry 1 HANSER FREDERICK O · CIK 0001188881 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,255 Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 19:39 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 1,900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000067 · edgardoc.xml · derivative · entry 2 HANSER FREDERICK O · CIK 0001188881 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,657 Underlying: Common Stock · 1,900 shares Expires not disclosed F1 · derivative.exercise_date: Units vest quarterly over a one year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:33 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 3,375 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000018 · edgardoc.xml · derivative · entry 2 HANSER FREDERICK O · CIK 0001188881 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,757 Underlying: Common Stock · 3,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:33 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 3,375 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000018 · edgardoc.xml · nonDerivative · entry 1 HANSER FREDERICK O · CIK 0001188881 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,565 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 19:09 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 5,000 | $50.20 | $251,000.00 |
DisclosureSEC source: 0000720672-16-000182 · edgardoc.xml · nonDerivative · entry 1 HANSER FREDERICK O · CIK 0001188881 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,190 Read SEC document |
| November 07, 2016 Filed Feb 14, 2017 19:08 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GiftCommon Stock | 1,310 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000033 · edgardoc.xml · nonDerivative · entry 1 HANSER FREDERICK O · CIK 0001188881 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,880 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.