Tapewire

NYSE · USD

SF

STIFEL FINANCIAL CORP

Export transactions ↓
Tapewire entity
3461
SEC CIK
0000720672
Parsed reports
720

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202602
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 07, 2022 Filed Jan 11, 2022 21:56 UTC
SLINEY DAVID DChief Operating Officer
Exercise / conversionCommon Stock 11,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-002905 · doc4.xml · nonDerivative · entry 1

SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,555

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:59 UTC Exercise / conversionPhantom Stock Units · Derivative 2,599 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-002907 · doc4.xml · derivative · entry 3

WEISEL THOMAS W · CIK 0001207218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,187

Underlying: Common Stock · 2,599 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:59 UTC Exercise / conversionCommon Stock 2,599 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-002907 · doc4.xml · nonDerivative · entry 2

WEISEL THOMAS W · CIK 0001207218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,004

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:59 UTC Tax withholdingCommon Stock 1,022 $70.42 $71,969.24
Disclosure

SEC source: 0001209191-22-002907 · doc4.xml · nonDerivative · entry 1

WEISEL THOMAS W · CIK 0001207218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,405

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:53 UTC
REICHERT CHRISTOPHER KCEO of Stifel Bank & Trust
Exercise / conversionPhantom Stock Units · Derivative 6,117 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-002903 · doc4.xml · derivative · entry 3

REICHERT CHRISTOPHER K · CIK 0001203004 · CEO of Stifel Bank & Trust

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,139

Underlying: Common Stock · 6,117 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:53 UTC
REICHERT CHRISTOPHER KCEO of Stifel Bank & Trust
Tax withholdingCommon Stock 1,911 $70.42 $134,572.62
Disclosure

SEC source: 0001209191-22-002903 · doc4.xml · nonDerivative · entry 2

REICHERT CHRISTOPHER K · CIK 0001203004 · CEO of Stifel Bank & Trust

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 50,829

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:53 UTC
REICHERT CHRISTOPHER KCEO of Stifel Bank & Trust
Exercise / conversionCommon Stock 6,117 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-002903 · doc4.xml · nonDerivative · entry 1

REICHERT CHRISTOPHER K · CIK 0001203004 · CEO of Stifel Bank & Trust

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 52,740

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:50 UTC
Nesi VictorCo-President
Exercise / conversionPhantom Stock Units · Derivative 22,222 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-002901 · doc4.xml · derivative · entry 3

Nesi Victor · CIK 0001470453 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,202

Underlying: Common Stock · 22,222 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:50 UTC
Nesi VictorCo-President
Tax withholdingCommon Stock 9,325 $70.42 $656,666.50
Disclosure

SEC source: 0001209191-22-002901 · doc4.xml · nonDerivative · entry 2

Nesi Victor · CIK 0001470453 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,032

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:50 UTC
Nesi VictorCo-President
Exercise / conversionCommon Stock 22,222 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-002901 · doc4.xml · nonDerivative · entry 1

Nesi Victor · CIK 0001470453 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:46 UTC
Michaud Thomas B.Senior Vice President
Exercise / conversionPhantom Stock Units · Derivative 18,614 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-002897 · doc4.xml · derivative · entry 3

Michaud Thomas B. · CIK 0001380492 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,430

Underlying: Common Stock · 18,614 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:46 UTC
Michaud Thomas B.Senior Vice President
Tax withholdingCommon Stock 7,483 $70.42 $526,952.86
Disclosure

SEC source: 0001209191-22-002897 · doc4.xml · nonDerivative · entry 2

Michaud Thomas B. · CIK 0001380492 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,942

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:46 UTC
Michaud Thomas B.Senior Vice President
Exercise / conversionCommon Stock 18,614 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-002897 · doc4.xml · nonDerivative · entry 1

Michaud Thomas B. · CIK 0001380492 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:44 UTC Exercise / conversionPhantom Stock Units · Derivative 5,625 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-002889 · doc4.xml · derivative · entry 2

Markus Maura A. · CIK 0001571545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,389

Underlying: Common Stock · 5,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:44 UTC Exercise / conversionCommon Stock 5,625 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-002889 · doc4.xml · nonDerivative · entry 1

Markus Maura A. · CIK 0001571545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:42 UTC Exercise / conversionPhantom Stock Units · Derivative 6,281 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-002884 · doc4.xml · derivative · entry 2

Grady Robert Edward · CIK 0001404525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,281 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:42 UTC Exercise / conversionCommon Stock 6,281 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-002884 · doc4.xml · nonDerivative · entry 1

Grady Robert Edward · CIK 0001404525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:36 UTC
Fisher Mark PSENIOR VP & GENERAL COUNSEL
Exercise / conversionPhantom Stock Units · Derivative 8,904 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-002871 · doc4.xml · derivative · entry 3

Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,775

Underlying: Common Stock · 8,904 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:36 UTC
Fisher Mark PSENIOR VP & GENERAL COUNSEL
Tax withholdingCommon Stock 4,796 $70.42 $337,734.32
Disclosure

SEC source: 0001209191-22-002871 · doc4.xml · nonDerivative · entry 2

Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,900

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:36 UTC
Fisher Mark PSENIOR VP & GENERAL COUNSEL
Exercise / conversionCommon Stock 8,904 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-002871 · doc4.xml · nonDerivative · entry 1

Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,696

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:23 UTC Exercise / conversionPhantom Stock Units · Derivative 5,625 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-002857 · doc4.xml · derivative · entry 2

BROWN MICHAEL W · CIK 0001205542 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,391

Underlying: Common Stock · 5,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:23 UTC Exercise / conversionCommon Stock 5,625 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-002857 · doc4.xml · nonDerivative · entry 1

BROWN MICHAEL W · CIK 0001205542 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:18 UTC Exercise / conversionPhantom Stock Units · Derivative 5,625 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-002852 · doc4.xml · derivative · entry 2

Brown Kathleen · CIK 0001321211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,389

Underlying: Common Stock · 5,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:18 UTC Exercise / conversionCommon Stock 5,625 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-002852 · doc4.xml · nonDerivative · entry 1

Brown Kathleen · CIK 0001321211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 21:38 UTC
ZEMLYAK JAMES MCo-President
Exercise / conversionPhantom Stock Units · Derivative 18,776 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-000843 · doc4.xml · derivative · entry 4

ZEMLYAK JAMES M · CIK 0001203675 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,602

Underlying: Common Stock · 18,776 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 21:38 UTC
ZEMLYAK JAMES MCo-President
Tax withholdingCommon Stock 8,403 $70.00 $588,210.00
Disclosure

SEC source: 0001209191-22-000843 · doc4.xml · nonDerivative · entry 2

ZEMLYAK JAMES M · CIK 0001203675 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,186,723

Read SEC document
December 31, 2021 Filed Jan 4, 2022 21:38 UTC
ZEMLYAK JAMES MCo-President
Exercise / conversionCommon Stock 18,776 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-000843 · doc4.xml · nonDerivative · entry 1

ZEMLYAK JAMES M · CIK 0001203675 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,195,126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 21:30 UTC
Marischen James MChief Financial Officer
Exercise / conversionPhantom Stock Units · Derivative 8,350 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-000787 · doc4.xml · derivative · entry 3

Marischen James M · CIK 0001638499 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,582

Underlying: Common Stock · 8,350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 21:30 UTC
Marischen James MChief Financial Officer
Tax withholdingCommon Stock 3,737 $70.00 $261,590.00
Disclosure

SEC source: 0001209191-22-000787 · doc4.xml · nonDerivative · entry 2

Marischen James M · CIK 0001638499 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,145

Read SEC document
December 31, 2021 Filed Jan 4, 2022 21:30 UTC
Marischen James MChief Financial Officer
Exercise / conversionCommon Stock 8,350 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-000787 · doc4.xml · nonDerivative · entry 1

Marischen James M · CIK 0001638499 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 21:27 UTC
KRUSZEWSKI RONALD JDirector · Chief Executive Officer
Exercise / conversionPhantom Stock Units · Derivative 37,203 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-000774 · doc4.xml · derivative · entry 3

KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,911

Underlying: Common Stock · 37,203 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 21:27 UTC
KRUSZEWSKI RONALD JDirector · Chief Executive Officer
Tax withholdingCommon Stock 16,649 $70.00 $1,165,430.00
Disclosure

SEC source: 0001209191-22-000774 · doc4.xml · nonDerivative · entry 2

KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,277,810

Read SEC document
December 31, 2021 Filed Jan 4, 2022 21:27 UTC
KRUSZEWSKI RONALD JDirector · Chief Executive Officer
Exercise / conversionCommon Stock 37,203 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-000774 · doc4.xml · nonDerivative · entry 1

KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,294,459

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 21:56 UTC
Nesi VictorCo-President
GiftCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-069981 · doc4.xml · nonDerivative · entry 2

Nesi Victor · CIK 0001470453 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,135

Read SEC document
December 15, 2021 Filed Dec 16, 2021 21:56 UTC
Nesi VictorCo-President
GiftCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-069981 · doc4.xml · nonDerivative · entry 1

Nesi Victor · CIK 0001470453 · Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 22,574

Read SEC document
December 01, 2021 Filed Dec 1, 2021 21:48 UTC
Nesi VictorCo-President
SaleCommon Stock 10,000 $73.19 $731,900.00
Disclosure

SEC source: 0001209191-21-067281 · doc4.xml · nonDerivative · entry 1

Nesi Victor · CIK 0001470453 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,135

F1 · kind: Open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
December 01, 2021 Filed Feb 14, 2022 21:35 UTC
SLINEY DAVID DChief Operating Officer
GiftCommon Stock 1,350 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-009296 · doc5.xml · nonDerivative · entry 1

SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,740

Read SEC document
October 13, 2021 Filed Oct 15, 2021 21:25 UTC GrantPhantom Stock Units · Derivative 1,389 $71.98 Strike: $0.00 $99,980.22
Disclosure

SEC source: 0001209191-21-060615 · doc4.xml · derivative · entry 2

Markus Maura A. · CIK 0001571545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,014

Underlying: Common Stock · 1,389 shares

Expires not disclosed

F1 · derivative.exercise_date: Units vest quarterly over a one year period.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
October 13, 2021 Filed Oct 15, 2021 21:22 UTC GrantPhantom Stock Units · Derivative 1,389 $71.98 Strike: $0.00 $99,980.22
Disclosure

SEC source: 0001209191-21-060613 · doc4.xml · derivative · entry 2

BROWN MICHAEL W · CIK 0001205542 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,016

Underlying: Common Stock · 1,389 shares

Expires not disclosed

F1 · derivative.exercise_date: Units vest quarterly over a one year period.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
October 13, 2021 Filed Oct 15, 2021 21:30 UTC GrantPhantom Stock Units · Derivative 1,389 $71.98 Strike: $0.00 $99,980.22
Disclosure

SEC source: 0001209191-21-060620 · doc4.xml · derivative · entry 2

ZIMMERMAN MICHAEL J · CIK 0001239734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,011

Underlying: Common Stock · 1,389 shares

Expires not disclosed

F1 · derivative.exercise_date: Units vest quarterly over a one year period.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
October 13, 2021 Filed Oct 15, 2021 21:27 UTC GrantPhantom Stock Units · Derivative 1,389 $71.98 Strike: $0.00 $99,980.22
Disclosure

SEC source: 0001209191-21-060618 · doc4.xml · derivative · entry 2

PEACOCK DAVID A · CIK 0001382184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,389

Underlying: Common Stock · 1,389 shares

Expires not disclosed

F1 · derivative.exercise_date: Units vest quarterly over a one year period.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
October 13, 2021 Filed Oct 15, 2021 21:21 UTC GrantPhantom Stock Units · Derivative 1,389 $71.98 Strike: $0.00 $99,980.22
Disclosure

SEC source: 0001209191-21-060611 · doc4.xml · derivative · entry 2

Berlew Adam T. · CIK 0001785308 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,389

Underlying: Common Stock · 1,389 shares

Expires not disclosed

F1 · derivative.exercise_date: Units vest quarterly over a one year period.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
October 13, 2021 Filed Oct 15, 2021 21:08 UTC GrantPhantom Stock Units · Derivative 1,389 $71.98 Strike: $0.00 $99,980.22
Disclosure

SEC source: 0001209191-21-060605 · doc4.xml · derivative · entry 2

Brown Kathleen · CIK 0001321211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,014

Underlying: Common Stock · 1,389 shares

Expires not disclosed

F1 · derivative.exercise_date: Units vest quarterly over a one year period.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
October 13, 2021 Filed Oct 15, 2021 21:16 UTC GrantPhantom Stock Units · Derivative 1,389 $71.98 Strike: $0.00 $99,980.22
Disclosure

SEC source: 0001209191-21-060608 · doc4.xml · derivative · entry 2

Ludeman Daniel J. · CIK 0001785311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,389

Underlying: Common Stock · 1,389 shares

Expires not disclosed

F1 · derivative.exercise_date: Units vest quarterly over a one year period.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 20:26 UTC
Nesi VictorCo-President
SaleCommon Stock 10,000 $68.53 $685,300.00
Disclosure

SEC source: 0001209191-21-054440 · doc4.xml · nonDerivative · entry 1

Nesi Victor · CIK 0001470453 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,135

F1 · kind: Open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
June 07, 2021 Filed Feb 14, 2022 21:38 UTC GiftCommon Stock 125 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-009302 · doc5.xml · nonDerivative · entry 1

WEISEL THOMAS W · CIK 0001207218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,879

Read SEC document
June 03, 2021 Filed Jun 7, 2021 20:42 UTC Exercise / conversionPhantom Stock Units · Derivative 3,144 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038636 · doc4.xml · derivative · entry 2

ZIMMERMAN MICHAEL J · CIK 0001239734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,622

Underlying: Common Stock · 3,144 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 20:42 UTC Exercise / conversionCommon Stock 3,144 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038636 · doc4.xml · nonDerivative · entry 1

ZIMMERMAN MICHAEL J · CIK 0001239734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 20:40 UTC Exercise / conversionPhantom Stock Units · Derivative 3,144 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038626 · doc4.xml · derivative · entry 2

PEACOCK DAVID A · CIK 0001382184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,144 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 20:40 UTC Exercise / conversionCommon Stock 3,144 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038626 · doc4.xml · nonDerivative · entry 1

PEACOCK DAVID A · CIK 0001382184 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 27,616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.