Tapewire

NYSE · USD

SF

STIFEL FINANCIAL CORP

Export transactions ↓
Tapewire entity
3461
SEC CIK
0000720672
Parsed reports
720

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202602
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 13, 2023 Filed Jun 15, 2023 20:26 UTC Exercise / conversionPhantom Stock Units · Derivative 2,641 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-037347 · doc4.xml · derivative · entry 2

Brown Kathleen · CIK 0001321211 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,641 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:26 UTC Exercise / conversionCommon Stock 2,641 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-037347 · doc4.xml · nonDerivative · entry 1

Brown Kathleen · CIK 0001321211 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:23 UTC Exercise / conversionPhantom Stock Units · Derivative 2,641 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-037342 · doc4.xml · derivative · entry 2

Berlew Adam T. · CIK 0001785308 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,504

Underlying: Common Stock · 2,641 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:23 UTC Exercise / conversionCommon Stock 2,641 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-037342 · doc4.xml · nonDerivative · entry 1

Berlew Adam T. · CIK 0001785308 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 21:12 UTC GrantPhantom Stock Units · Derivative 2,504 $59.90 Strike: $0.00 $149,989.60
Disclosure

SEC source: 0001209191-23-035959 · doc4.xml · derivative · entry 2

ZIMMERMAN MICHAEL J · CIK 0001239734 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,146

Underlying: Common Stock · 2,504 shares

Expires not disclosed

F1 · derivative.exercise_date: Units vest quarterly over a one year period.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 21:10 UTC GrantPhantom Stock Units · Derivative 2,504 $59.90 Strike: $0.00 $149,989.60
Disclosure

SEC source: 0001209191-23-035955 · doc4.xml · derivative · entry 2

PEACOCK DAVID A · CIK 0001382184 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,146

Underlying: Common Stock · 2,504 shares

Expires not disclosed

F1 · derivative.exercise_date: Units vest quarterly over a one year period.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 21:09 UTC GrantPhantom Stock Units · Derivative 2,504 $59.90 Strike: $0.00 $149,989.60
Disclosure

SEC source: 0001209191-23-035954 · doc4.xml · derivative · entry 2

Markus Maura A. · CIK 0001571545 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,146

Underlying: Common Stock · 2,504 shares

Expires not disclosed

F1 · derivative.exercise_date: Units vest quarterly over a one year period.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 21:08 UTC GrantPhantom Stock Units · Derivative 2,504 $59.90 Strike: $0.00 $149,989.60
Disclosure

SEC source: 0001209191-23-035953 · doc4.xml · derivative · entry 2

Ludeman Daniel J. · CIK 0001785311 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,146

Underlying: Common Stock · 2,504 shares

Expires not disclosed

F1 · derivative.exercise_date: Units vest quarterly over a one year period.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 21:07 UTC GrantPhantom Stock Units · Derivative 2,504 $59.90 Strike: $0.00 $149,989.60
Disclosure

SEC source: 0001209191-23-035952 · doc4.xml · derivative · entry 1

Kavanaugh James P. · CIK 0001940969 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,058

Underlying: Common Stock · 2,504 shares

Expires not disclosed

F1 · derivative.exercise_date: Units vest quarterly over a one year period.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 21:06 UTC GrantPhantom Stock Units · Derivative 660 $59.90 Strike: $0.00 $39,534.00
Disclosure

SEC source: 0001209191-23-035950 · doc4.xml · derivative · entry 2

Carnoy Lisa Landau · CIK 0001975284 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,164

Underlying: Common Stock · 660 shares

Expires not disclosed

F1 · derivative.exercise_date: Units vest quarterly over a one year period.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 21:06 UTC GrantPhantom Stock Units · Derivative 2,504 $59.90 Strike: $0.00 $149,989.60
Disclosure

SEC source: 0001209191-23-035950 · doc4.xml · derivative · entry 1

Carnoy Lisa Landau · CIK 0001975284 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,504

Underlying: Common Stock · 2,504 shares

Expires not disclosed

F1 · derivative.exercise_date: Units vest quarterly over a one year period.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 21:05 UTC GrantPhantom Stock Units · Derivative 2,504 $59.90 Strike: $0.00 $149,989.60
Disclosure

SEC source: 0001209191-23-035949 · doc4.xml · derivative · entry 2

BROWN MICHAEL W · CIK 0001205542 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,146

Underlying: Common Stock · 2,504 shares

Expires not disclosed

F1 · derivative.exercise_date: Units vest quarterly over a one year period.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 21:04 UTC GrantPhantom Stock Units · Derivative 660 $59.90 Strike: $0.00 $39,534.00
Disclosure

SEC source: 0001209191-23-035948 · doc4.xml · derivative · entry 2

Brown Maryam S. · CIK 0001764370 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,164

Underlying: Common Stock · 660 shares

Expires not disclosed

F1 · derivative.exercise_date: Units vest quarterly over a one year period.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 21:04 UTC GrantPhantom Stock Units · Derivative 2,504 $59.90 Strike: $0.00 $149,989.60
Disclosure

SEC source: 0001209191-23-035948 · doc4.xml · derivative · entry 1

Brown Maryam S. · CIK 0001764370 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,504

Underlying: Common Stock · 2,504 shares

Expires not disclosed

F1 · derivative.exercise_date: Units vest quarterly over a one year period.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 21:03 UTC GrantPhantom Stock Units · Derivative 2,504 $59.90 Strike: $0.00 $149,989.60
Disclosure

SEC source: 0001209191-23-035947 · doc4.xml · derivative · entry 2

Berlew Adam T. · CIK 0001785308 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,146

Underlying: Common Stock · 2,504 shares

Expires not disclosed

F1 · derivative.exercise_date: Units vest quarterly over a one year period.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
May 18, 2023 Filed May 18, 2023 21:21 UTC
Michaud Thomas B.Senior Vice President
SaleCommon Stock 24,036 $58.85 $1,414,518.60
Disclosure

SEC source: 0001209191-23-030723 · doc4.xml · nonDerivative · entry 3

Michaud Thomas B. · CIK 0001380492 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,240

Read SEC document
May 18, 2023 Filed May 22, 2023 20:50 UTC
Nesi VictorCo-President
GiftCommon Stock 21,732 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-031493 · doc4.xml · nonDerivative · entry 2

Nesi Victor · CIK 0001470453 · Co-President

10b5-1 filing: No plan indicated

Ownership: Indirect · Children's Trust

Disclosed balance after: 90,732

Read SEC document
May 18, 2023 Filed May 22, 2023 20:50 UTC
Nesi VictorCo-President
GiftCommon Stock 21,732 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-031493 · doc4.xml · nonDerivative · entry 1

Nesi Victor · CIK 0001470453 · Co-President

10b5-1 filing: No plan indicated

Ownership: Indirect · GRAT trust

Disclosed balance after: 0

Read SEC document
May 18, 2023 Filed Jun 9, 2023 21:11 UTC GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-035956 · doc4.xml · nonDerivative · entry 1

WEISEL THOMAS W · CIK 0001207218 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,578

Read SEC document
May 17, 2023 Filed May 18, 2023 21:21 UTC
Michaud Thomas B.Senior Vice President
SaleCommon Stock 20,000 $58.79 $1,175,800.00
Disclosure

SEC source: 0001209191-23-030723 · doc4.xml · nonDerivative · entry 2

Michaud Thomas B. · CIK 0001380492 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,276

Read SEC document
May 16, 2023 Filed May 18, 2023 21:21 UTC
Michaud Thomas B.Senior Vice President
SaleCommon Stock 15,000 $57.75 $866,250.00
Disclosure

SEC source: 0001209191-23-030723 · doc4.xml · nonDerivative · entry 1

Michaud Thomas B. · CIK 0001380492 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,276

Read SEC document
March 24, 2023 Filed Mar 24, 2023 19:12 UTC
ZEMLYAK JAMES MCo-President
PurchaseCommon Stock 20,000 $56.06 $1,121,100.00
Disclosure

SEC source: 0001209191-23-021008 · doc4.xml · nonDerivative · entry 1

ZEMLYAK JAMES M · CIK 0001203675 · Co-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,250,652

Read SEC document
March 14, 2023 Filed Mar 14, 2023 15:19 UTC
KRUSZEWSKI RONALD JDirector · Chief Executive Officer
PurchaseCommon Stock 174 $58.38 $10,158.12
Disclosure

SEC source: 0001209191-23-018351 · doc4.xml · nonDerivative · entry 3

KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,385,000

Read SEC document
March 14, 2023 Filed Mar 14, 2023 15:19 UTC
KRUSZEWSKI RONALD JDirector · Chief Executive Officer
PurchaseCommon Stock 7,500 $57.00 $427,500.00
Disclosure

SEC source: 0001209191-23-018351 · doc4.xml · nonDerivative · entry 2

KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,384,826

Read SEC document
March 13, 2023 Filed Mar 14, 2023 15:19 UTC
KRUSZEWSKI RONALD JDirector · Chief Executive Officer
PurchaseCommon Stock 2,500 $55.00 $137,500.00
Disclosure

SEC source: 0001209191-23-018351 · doc4.xml · nonDerivative · entry 1

KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,377,326

Read SEC document
March 10, 2023 Filed Mar 10, 2023 20:12 UTC
KRUSZEWSKI RONALD JDirector · Chief Executive Officer
PurchaseCommon Stock 10,000 $59.00 $590,000.00
Disclosure

SEC source: 0001209191-23-017769 · doc4.xml · nonDerivative · entry 1

KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,374,826

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:05 UTC
ZEMLYAK JAMES MCo-President
Exercise / conversionPhantom Stock Units · Derivative 23,866 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-016385 · doc4.xml · derivative · entry 7

ZEMLYAK JAMES M · CIK 0001203675 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,450

Underlying: Common Stock · 23,866 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:05 UTC
ZEMLYAK JAMES MCo-President
Exercise / conversionPhantom Stock Units · Derivative 6,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-016385 · doc4.xml · derivative · entry 6

ZEMLYAK JAMES M · CIK 0001203675 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,316

Underlying: Common Stock · 6,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:05 UTC
ZEMLYAK JAMES MCo-President
GrantPhantom Stock Units · Derivative 29,833 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-016385 · doc4.xml · derivative · entry 5

ZEMLYAK JAMES M · CIK 0001203675 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,316

Underlying: Common Stock · 29,833 shares

Expires not disclosed

F1 · derivative.exercise_date: These units are being issued based on the PRSU award agreement dated March 1, 2019. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 1, 2024.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:05 UTC
ZEMLYAK JAMES MCo-President
Tax withholdingCommon Stock 13,232 $66.59 $881,118.88
Disclosure

SEC source: 0001209191-23-016385 · doc4.xml · nonDerivative · entry 3

ZEMLYAK JAMES M · CIK 0001203675 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,230,652

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:05 UTC
ZEMLYAK JAMES MCo-President
Exercise / conversionCommon Stock 23,866 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-016385 · doc4.xml · nonDerivative · entry 2

ZEMLYAK JAMES M · CIK 0001203675 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,243,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:05 UTC
ZEMLYAK JAMES MCo-President
Exercise / conversionCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-016385 · doc4.xml · nonDerivative · entry 1

ZEMLYAK JAMES M · CIK 0001203675 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,220,018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:04 UTC Exercise / conversionPhantom Stock Units · Derivative 857 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-016382 · doc4.xml · derivative · entry 3

WEISEL THOMAS W · CIK 0001207218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 857 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:04 UTC Tax withholdingCommon Stock 297 $66.59 $19,777.23
Disclosure

SEC source: 0001209191-23-016382 · doc4.xml · nonDerivative · entry 2

WEISEL THOMAS W · CIK 0001207218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,078

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:04 UTC Exercise / conversionCommon Stock 857 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-016382 · doc4.xml · nonDerivative · entry 1

WEISEL THOMAS W · CIK 0001207218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:04 UTC
SLINEY DAVID DChief Operating Officer
Exercise / conversionPhantom Stock Units · Derivative 22,016 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-016378 · doc4.xml · derivative · entry 6

SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,169

Underlying: Common Stock · 22,016 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:04 UTC
SLINEY DAVID DChief Operating Officer
Exercise / conversionPhantom Stock Units · Derivative 1,714 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-016378 · doc4.xml · derivative · entry 5

SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,185

Underlying: Common Stock · 1,714 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:04 UTC
SLINEY DAVID DChief Operating Officer
GrantPhantom Stock Units · Derivative 27,519 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-016378 · doc4.xml · derivative · entry 4

SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,899

Underlying: Common Stock · 27,519 shares

Expires not disclosed

F1 · derivative.exercise_date: These units are being issued based on the PRSU award agreement dated March 1, 2019. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 1, 2024.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:04 UTC
SLINEY DAVID DChief Operating Officer
Tax withholdingCommon Stock 10,513 $66.59 $700,060.67
Disclosure

SEC source: 0001209191-23-016378 · doc4.xml · nonDerivative · entry 3

SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,393

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:04 UTC
SLINEY DAVID DChief Operating Officer
Exercise / conversionCommon Stock 22,016 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-016378 · doc4.xml · nonDerivative · entry 2

SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:04 UTC
SLINEY DAVID DChief Operating Officer
Exercise / conversionCommon Stock 1,714 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-016378 · doc4.xml · nonDerivative · entry 1

SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:02 UTC
REICHERT CHRISTOPHER KCEO of Stifel Bank & Trust
Exercise / conversionPhantom Stock Units · Derivative 857 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-016371 · doc4.xml · derivative · entry 4

REICHERT CHRISTOPHER K · CIK 0001203004 · CEO of Stifel Bank & Trust

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,319

Underlying: Common Stock · 857 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:02 UTC
REICHERT CHRISTOPHER KCEO of Stifel Bank & Trust
Tax withholdingCommon Stock 386 $66.59 $25,703.74
Disclosure

SEC source: 0001209191-23-016371 · doc4.xml · nonDerivative · entry 2

REICHERT CHRISTOPHER K · CIK 0001203004 · CEO of Stifel Bank & Trust

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 57,602

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:02 UTC
REICHERT CHRISTOPHER KCEO of Stifel Bank & Trust
Exercise / conversionCommon Stock 857 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-016371 · doc4.xml · nonDerivative · entry 1

REICHERT CHRISTOPHER K · CIK 0001203004 · CEO of Stifel Bank & Trust

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 57,988

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:01 UTC
Nesi VictorCo-President
Exercise / conversionPhantom Stock Units · Derivative 23,866 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-016369 · doc4.xml · derivative · entry 10

Nesi Victor · CIK 0001470453 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,521

Underlying: Common Stock · 23,866 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:01 UTC
Nesi VictorCo-President
Exercise / conversionPhantom Stock Units · Derivative 6,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-016369 · doc4.xml · derivative · entry 9

Nesi Victor · CIK 0001470453 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,387

Underlying: Common Stock · 6,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:01 UTC
Nesi VictorCo-President
GrantPhantom Stock Units · Derivative 29,833 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-016369 · doc4.xml · derivative · entry 8

Nesi Victor · CIK 0001470453 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,387

Underlying: Common Stock · 29,833 shares

Expires not disclosed

F1 · derivative.exercise_date: These units are being issued based on the PRSU award agreement dated March 1, 2019. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 1, 2024.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:01 UTC
Nesi VictorCo-President
Tax withholdingCommon Stock 15,248 $66.59 $1,015,364.32
Disclosure

SEC source: 0001209191-23-016369 · doc4.xml · nonDerivative · entry 3

Nesi Victor · CIK 0001470453 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,246

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:01 UTC
Nesi VictorCo-President
Exercise / conversionCommon Stock 23,866 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-016369 · doc4.xml · nonDerivative · entry 2

Nesi Victor · CIK 0001470453 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:01 UTC
Nesi VictorCo-President
Exercise / conversionCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-016369 · doc4.xml · nonDerivative · entry 1

Nesi Victor · CIK 0001470453 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.