Last 12 months
Inside the activity.
1 purchase rows · 89 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 9 |
| Feb 2026 | 0 | 13 |
| Mar 2026 | 0 | 10 |
| Apr 2026 | 0 | 9 |
| May 2026 | 1 | 7 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 18 |
| Aug 2026 | 0 | 18 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 16, 2019 Filed Apr 16, 2019 23:57 UTC |
Murtagh Nigel JEVP - Corporate Risk
|
Exercise / conversionCommon Stock | 15,619 | $22.67 | $354,082.73 |
DisclosureSEC source: 0001225208-19-006862 · doc4.xml · nonDerivative · entry 4 Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,569.3494 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 16, 2019 Filed Apr 16, 2019 23:57 UTC |
Murtagh Nigel JEVP - Corporate Risk
|
Exercise / conversionCommon Stock | 15,667 | $23.12 | $362,221.04 |
DisclosureSEC source: 0001225208-19-006862 · doc4.xml · nonDerivative · entry 3 Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,950.3494 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 16, 2019 Filed Apr 16, 2019 23:57 UTC |
Murtagh Nigel JEVP - Corporate Risk
|
Exercise / conversionCommon Stock | 19,093 | $27.45 | $524,102.85 |
DisclosureSEC source: 0001225208-19-006862 · doc4.xml · nonDerivative · entry 2 Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,283.3494 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 16, 2019 Filed Apr 16, 2019 23:57 UTC |
Murtagh Nigel JEVP - Corporate Risk
|
Exercise / conversionCommon Stock | 19,349 | $25.86 | $500,365.14 |
DisclosureSEC source: 0001225208-19-006862 · doc4.xml · nonDerivative · entry 1 Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,190.3494 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 16, 2019 Filed Apr 16, 2019 23:58 UTC |
MCLIN STEPHEN TDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $18.00 | $0.00 |
DisclosureSEC source: 0001225208-19-006863 · doc4.xml · derivative · entry 4 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,356 Underlying: Common Stock · 4,000 shares Expires 2019-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 16, 2019 Filed Apr 16, 2019 23:58 UTC |
MCLIN STEPHEN TDirector
|
SaleCommon Stock | 4,000 | $45.59 | $182,374.40 |
DisclosureSEC source: 0001225208-19-006863 · doc4.xml · nonDerivative · entry 2 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 147,243 F1 · price: This transaction was executed in multiple trades at prices ranging from $45.58 to $45.605. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 16, 2019 Filed Apr 16, 2019 23:58 UTC |
MCLIN STEPHEN TDirector
|
Exercise / conversionCommon Stock | 4,000 | $18.00 | $72,000.00 |
DisclosureSEC source: 0001225208-19-006863 · doc4.xml · nonDerivative · entry 1 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 151,243 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 15, 2019 Filed Apr 15, 2019 21:33 UTC |
Craig Jonathan M.Senior EVP
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 3,740 | $0.00 Strike: $15.43 | $0.00 |
DisclosureSEC source: 0001225208-19-006768 · doc4.xml · derivative · entry 3 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,980 Underlying: Common Stock · 3,740 shares Expires 2020-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 15, 2019 Filed Apr 15, 2019 21:33 UTC |
Craig Jonathan M.Senior EVP
|
SaleCommon Stock | 3,740 | $46.52 | $173,984.80 |
DisclosureSEC source: 0001225208-19-006768 · doc4.xml · nonDerivative · entry 2 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2018. Read SEC document |
| April 15, 2019 Filed Apr 15, 2019 21:33 UTC |
Craig Jonathan M.Senior EVP
|
Exercise / conversionCommon Stock | 3,740 | $15.43 | $57,708.20 |
DisclosureSEC source: 0001225208-19-006768 · doc4.xml · nonDerivative · entry 1 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 3,740 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 18:16 UTC |
HERRINGER FRANK CDirector
|
GrantRestricted Stock Units · Derivative | 765 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-19-006294 · doc4.xml · derivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,983.64 Underlying: Common Stock · 765 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F4 · price: The restricted stock units were received in lieu of cash compensation otherwise payable as director fees. F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 18:16 UTC |
Ruffel Charles A.Director
|
GrantNonqualified Stock Option (right to buy) · Derivative | 1,613 | Not disclosed Strike: $44.13 | Not disclosed |
DisclosureSEC source: 0001225208-19-006295 · doc4.xml · derivative · entry 1 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,613 Underlying: Common Stock · 1,613 shares Expires 2029-04-01 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 18:18 UTC |
MCLIN STEPHEN TDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 2,964 | Not disclosed Strike: $44.13 | Not disclosed |
DisclosureSEC source: 0001225208-19-006296 · doc4.xml · derivative · entry 1 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,964 Underlying: Common Stock · 2,964 shares Expires 2029-04-01 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 18:19 UTC |
Ellis Stephen ADirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 1,611 | Not disclosed Strike: $44.13 | Not disclosed |
DisclosureSEC source: 0001225208-19-006297 · doc4.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,611 Underlying: Common Stock · 1,611 shares Expires 2029-04-01 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 19:24 UTC |
WALTHER ROGER ODirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 8,356 | $0.00 Strike: $18.00 | $0.00 |
DisclosureSEC source: 0001225208-19-005635 · doc4.xml · derivative · entry 8 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,356 shares Expires 2019-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 19:24 UTC |
WALTHER ROGER ODirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 16,491 | $0.00 Strike: $12.66 | $0.00 |
DisclosureSEC source: 0001225208-19-005635 · doc4.xml · derivative · entry 7 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,491 shares Expires 2022-05-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The date first exercisable is 5/21/2013. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 19:24 UTC |
WALTHER ROGER ODirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 11,082 | $0.00 Strike: $17.38 | $0.00 |
DisclosureSEC source: 0001225208-19-005635 · doc4.xml · derivative · entry 6 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,082 shares Expires 2020-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The date first exercisable is 5/17/2011. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 19:24 UTC |
WALTHER ROGER ODirector
|
Exercise / conversionCommon Stock | 8,356 | $18.00 | $150,408.00 |
DisclosureSEC source: 0001225208-19-005635 · doc4.xml · nonDerivative · entry 3 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 281,429.0471 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 19:24 UTC |
WALTHER ROGER ODirector
|
Exercise / conversionCommon Stock | 11,082 | $17.38 | $192,605.16 |
DisclosureSEC source: 0001225208-19-005635 · doc4.xml · nonDerivative · entry 2 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 273,073.0471 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 19:24 UTC |
WALTHER ROGER ODirector
|
Exercise / conversionCommon Stock | 16,491 | $12.66 | $208,776.06 |
DisclosureSEC source: 0001225208-19-005635 · doc4.xml · nonDerivative · entry 1 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 261,991.0471 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2019 Filed Mar 7, 2019 23:48 UTC |
Kallsen Terri REVP - Investor Services
|
SaleCommon Stock | 16,346 | $45.93 | $750,804.47 |
DisclosureSEC source: 0001225208-19-004919 · doc4.xml · nonDerivative · entry 1 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 16, 2018. F2 · price: This transaction was executed in multiple trades at prices ranging from $45.825 to $46.10. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 06, 2019 Filed Mar 7, 2019 23:48 UTC |
Craig Jonathan M.Senior EVP
|
SaleCommon Stock | 12,604 | $45.93 | $578,935.75 |
DisclosureSEC source: 0001225208-19-004920 · doc4.xml · nonDerivative · entry 1 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2018. F2 · price: This transaction was executed in multiple trades at prices ranging from $45.825 to $46.11. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 05, 2019 Filed Mar 6, 2019 00:10 UTC |
Chandoha Marie ACEO - CSIM
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 22,482 | $0.00 Strike: $26.39 | $0.00 |
DisclosureSEC source: 0001225208-19-004685 · doc4.xml · derivative · entry 6 Chandoha Marie A · CIK 0001656828 · CEO - CSIM 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 22,483 Underlying: Common Stock · 22,482 shares Expires 2026-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2019 Filed Mar 6, 2019 00:10 UTC |
Chandoha Marie ACEO - CSIM
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 22,564 | $0.00 Strike: $30.17 | $0.00 |
DisclosureSEC source: 0001225208-19-004685 · doc4.xml · derivative · entry 5 Chandoha Marie A · CIK 0001656828 · CEO - CSIM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,564 shares Expires 2025-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2019 Filed Mar 6, 2019 00:10 UTC |
Chandoha Marie ACEO - CSIM
|
SaleCommon Stock | 22,564 | $45.48 | $1,026,212.98 |
DisclosureSEC source: 0001225208-19-004685 · doc4.xml · nonDerivative · entry 4 Chandoha Marie A · CIK 0001656828 · CEO - CSIM 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 17,777 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2018. F3 · price: This transaction was executed in multiple trades at prices ranging from $45.23 to $45.75. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 05, 2019 Filed Mar 6, 2019 00:10 UTC |
Chandoha Marie ACEO - CSIM
|
SaleCommon Stock | 22,482 | $45.48 | $1,022,465.62 |
DisclosureSEC source: 0001225208-19-004685 · doc4.xml · nonDerivative · entry 3 Chandoha Marie A · CIK 0001656828 · CEO - CSIM 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 40,341 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2018. F2 · price: This transaction was executed in multiple trades at prices ranging from $45.22 to $45.75. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 05, 2019 Filed Mar 6, 2019 00:10 UTC |
Chandoha Marie ACEO - CSIM
|
Exercise / conversionCommon Stock | 22,482 | $26.39 | $593,299.98 |
DisclosureSEC source: 0001225208-19-004685 · doc4.xml · nonDerivative · entry 2 Chandoha Marie A · CIK 0001656828 · CEO - CSIM 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 62,823 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2019 Filed Mar 6, 2019 00:10 UTC |
Chandoha Marie ACEO - CSIM
|
Exercise / conversionCommon Stock | 22,564 | $30.17 | $680,755.88 |
DisclosureSEC source: 0001225208-19-004685 · doc4.xml · nonDerivative · entry 1 Chandoha Marie A · CIK 0001656828 · CEO - CSIM 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 40,341 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2019 Filed Mar 5, 2019 20:49 UTC |
Kallsen Terri REVP - Investor Services
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 18,803 | $0.00 Strike: $30.17 | $0.00 |
DisclosureSEC source: 0001225208-19-004580 · doc4.xml · derivative · entry 9 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,803 shares Expires 2025-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2019 Filed Mar 5, 2019 20:49 UTC |
Kallsen Terri REVP - Investor Services
|
SaleCommon Stock | 18,803 | $46.84 | $880,819.01 |
DisclosureSEC source: 0001225208-19-004580 · doc4.xml · nonDerivative · entry 5 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 16,346 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 16, 2018. F4 · price: This transaction was executed in multiple trades at prices ranging from $46.64 to $47.03. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 04, 2019 Filed Mar 5, 2019 20:49 UTC |
Kallsen Terri REVP - Investor Services
|
Exercise / conversionCommon Stock | 18,803 | $30.17 | $567,286.51 |
DisclosureSEC source: 0001225208-19-004580 · doc4.xml · nonDerivative · entry 4 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 35,149 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 20:46 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GrantNonqualified Stock Option (right to buy) · Derivative | 149,919 | $0.00 Strike: $46.81 | $0.00 |
DisclosureSEC source: 0001225208-19-004572 · doc4.xml · derivative · entry 5 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,919 Underlying: Common Stock · 149,919 shares Expires 2029-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 20:46 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
Exercise / conversionCommon Stock | 32,402 | $46.77 | $1,515,441.54 |
DisclosureSEC source: 0001225208-19-004572 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 77,762,246 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 20:46 UTC |
Crawford Peter B.EVP and CFO
|
GrantNonqualified Stock Option (right to buy) · Derivative | 50,649 | $0.00 Strike: $46.81 | $0.00 |
DisclosureSEC source: 0001225208-19-004573 · doc4.xml · derivative · entry 3 Crawford Peter B. · CIK 0001706835 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,649 Underlying: Common Stock · 50,649 shares Expires 2029-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 20:46 UTC |
Crawford Peter B.EVP and CFO
|
Exercise / conversionCommon Stock | 6,264 | $46.77 | $292,967.28 |
DisclosureSEC source: 0001225208-19-004573 · doc4.xml · nonDerivative · entry 1 Crawford Peter B. · CIK 0001706835 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 19,376 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 20:46 UTC |
Murtagh Nigel JEVP - Corporate Risk
|
GrantNonqualified Stock Option (right to buy) · Derivative | 52,675 | $0.00 Strike: $46.81 | $0.00 |
DisclosureSEC source: 0001225208-19-004574 · doc4.xml · derivative · entry 2 Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,675 Underlying: Common Stock · 52,675 shares Expires 2029-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 20:46 UTC |
Murtagh Nigel JEVP - Corporate Risk
|
Exercise / conversionCommon Stock | 13,858 | $46.77 | $648,138.66 |
DisclosureSEC source: 0001225208-19-004574 · doc4.xml · nonDerivative · entry 1 Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,721.706 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 20:46 UTC |
MARTINETTO JOSEPH RSenior EVP and COO
|
GrantNonqualified Stock Option (right to buy) · Derivative | 131,686 | $0.00 Strike: $46.81 | $0.00 |
DisclosureSEC source: 0001225208-19-004575 · doc4.xml · derivative · entry 3 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,686 Underlying: Common Stock · 131,686 shares Expires 2029-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 20:46 UTC |
MARTINETTO JOSEPH RSenior EVP and COO
|
Exercise / conversionCommon Stock | 22,667 | $46.77 | $1,060,135.59 |
DisclosureSEC source: 0001225208-19-004575 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,060 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 20:48 UTC |
Garfield David REVP and General Counsel
|
GrantNonqualified Stock Option (right to buy) · Derivative | 40,519 | $0.00 Strike: $46.81 | $0.00 |
DisclosureSEC source: 0001225208-19-004576 · doc4.xml · derivative · entry 2 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,519 Underlying: Common Stock · 40,519 shares Expires 2029-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 20:48 UTC |
Garfield David REVP and General Counsel
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Exercise / conversionCommon Stock | 12,575 | $46.77 | $588,132.75 |
DisclosureSEC source: 0001225208-19-004576 · doc4.xml · nonDerivative · entry 1 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,044 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 20:48 UTC |
Craig Jonathan M.Senior EVP
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GrantNonqualified Stock Option (right to buy) · Derivative | 87,116 | $0.00 Strike: $46.81 | $0.00 |
DisclosureSEC source: 0001225208-19-004577 · doc4.xml · derivative · entry 2 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,116 Underlying: Common Stock · 87,116 shares Expires 2029-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 20:48 UTC |
Craig Jonathan M.Senior EVP
|
Exercise / conversionCommon Stock | 12,604 | $46.77 | $589,489.08 |
DisclosureSEC source: 0001225208-19-004577 · doc4.xml · nonDerivative · entry 1 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 12,604 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 20:48 UTC |
Clark Bernard J.EVP - Advisor Services
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GrantNonqualified Stock Option (right to buy) · Derivative | 66,856 | $0.00 Strike: $46.81 | $0.00 |
DisclosureSEC source: 0001225208-19-004578 · doc4.xml · derivative · entry 4 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,856 Underlying: Common Stock · 66,856 shares Expires 2029-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 20:48 UTC |
Clark Bernard J.EVP - Advisor Services
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Exercise / conversionCommon Stock | 19,419 | $46.77 | $908,226.63 |
DisclosureSEC source: 0001225208-19-004578 · doc4.xml · nonDerivative · entry 1 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 72,268.8091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 20:49 UTC |
Chandoha Marie ACEO - CSIM
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GrantNonqualified Stock Option (right to buy) · Derivative | 60,778 | $0.00 Strike: $46.81 | $0.00 |
DisclosureSEC source: 0001225208-19-004579 · doc4.xml · derivative · entry 2 Chandoha Marie A · CIK 0001656828 · CEO - CSIM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,778 Underlying: Common Stock · 60,778 shares Expires 2029-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 20:49 UTC |
Chandoha Marie ACEO - CSIM
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Exercise / conversionCommon Stock | 17,777 | $46.77 | $831,430.29 |
DisclosureSEC source: 0001225208-19-004579 · doc4.xml · nonDerivative · entry 1 Chandoha Marie A · CIK 0001656828 · CEO - CSIM 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 17,777 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 20:49 UTC |
Kallsen Terri REVP - Investor Services
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GrantNonqualified Stock Option (right to buy) · Derivative | 66,856 | $0.00 Strike: $46.81 | $0.00 |
DisclosureSEC source: 0001225208-19-004580 · doc4.xml · derivative · entry 8 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,856 Underlying: Common Stock · 66,856 shares Expires 2029-03-01 F5 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 20:49 UTC |
Kallsen Terri REVP - Investor Services
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Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 22,482 | $0.00 Strike: $26.39 | $0.00 |
DisclosureSEC source: 0001225208-19-004580 · doc4.xml · derivative · entry 7 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,483 Underlying: Common Stock · 22,482 shares Expires 2026-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 20:49 UTC |
Kallsen Terri REVP - Investor Services
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SaleCommon Stock | 22,482 | $46.66 | $1,049,082.06 |
DisclosureSEC source: 0001225208-19-004580 · doc4.xml · nonDerivative · entry 3 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 16,346 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 16, 2018. F3 · price: This transaction was executed in multiple trades at prices ranging from $46.51 to $46.83. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.