Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Artisan Partners Asset Management Inc.APAM · Entity 4239 | Director | January 29, 2026 | January 30, 2026 |
| SCHWAB CHARLES CORPSCHW · Entity 1218 | CFO | April 24, 2024 | April 26, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Artisan Partners Asset Management Inc.
Report date January 29, 2026 · Filed January 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 5,752 |
Reported balance
After 2026-01-29 transaction · row 1
1 source rowRow 1 · 2026-01-29 · Grant · Acquired 5,752 · Balance 5,752 |
SCHWAB CHARLES CORP
Report date April 24, 2024 · Filed April 26, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-04-24 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-04-24 · Exercise / conversion · Acquired 5,481 · Balance 0 F1: Reflects the contribution of 5,481 shares received upon exercise of the option to a trust. |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 60,567 |
Reported balance
After 2024-04-24 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2024-04-24 · Sale · Disposed 5,481 · Balance 60,567 F2: The transaction was executed in multiple trades at prices ranging from $75.50 to $75.54. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1: Reflects the contribution of 5,481 shares received upon exercise of the option to a trust. |
| Nonqualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.44 · Expires 2024-11-03 | Direct | 0 |
Reported balance
After 2024-04-24 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-04-24 · Exercise / conversion · Disposed 5,481 · Balance 0 F3: The option was granted under the company's 2013 Stock Incentive Plan and vested in four annual installments beginning on November 3, 2015. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the contribution of 5,481 shares received upon exercise of the option to a trust.
F2: The transaction was executed in multiple trades at prices ranging from $75.50 to $75.54. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: The option was granted under the company's 2013 Stock Incentive Plan and vested in four annual installments beginning on November 3, 2015.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 29, 2026 Filed Jan 30, 2026 21:48 UTC | Artisan Partners Asset Management Inc. APAM · Entity 4239 | GrantClass A Common Stock, par value $0.01 per share | 5,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001517302-26-000017 · form4.xml · nonDerivative · entry 1 Crawford Peter B. · CIK 0001706835 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,752 Read SEC document |
| April 24, 2024 Filed Apr 26, 2024 21:20 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 5,481 | $0.00 Strike: $28.44 | $0.00 |
DisclosureSEC source: 0001706835-24-000011 · wk-form4_1714166426.xml · derivative · entry 3 Crawford Peter B. · CIK 0001706835 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,481 shares Expires 2024-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vested in four annual installments beginning on November 3, 2015. Read SEC document |
| April 24, 2024 Filed Apr 26, 2024 21:20 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 5,481 | $75.51 | $413,854.96 |
DisclosureSEC source: 0001706835-24-000011 · wk-form4_1714166426.xml · nonDerivative · entry 2 Crawford Peter B. · CIK 0001706835 · CFO 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 60,567 F2 · price: The transaction was executed in multiple trades at prices ranging from $75.50 to $75.54. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Reflects the contribution of 5,481 shares received upon exercise of the option to a trust. Read SEC document |
| April 24, 2024 Filed Apr 26, 2024 21:20 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 5,481 | $28.44 | $155,879.64 |
DisclosureSEC source: 0001706835-24-000011 · wk-form4_1714166426.xml · nonDerivative · entry 1 Crawford Peter B. · CIK 0001706835 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Reflects the contribution of 5,481 shares received upon exercise of the option to a trust. Read SEC document |
| April 18, 2024 Filed Apr 19, 2024 01:10 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 5,482 | $0.00 Strike: $28.44 | $0.00 |
DisclosureSEC source: 0001706835-24-000009 · wk-form4_1713489026.xml · derivative · entry 4 Crawford Peter B. · CIK 0001706835 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,481 Underlying: Common Stock · 5,482 shares Expires 2024-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vested in four annual installments beginning on November 3, 2015. Read SEC document |
| April 18, 2024 Filed Apr 19, 2024 01:10 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 5,482 | $73.46 | $402,707.72 |
DisclosureSEC source: 0001706835-24-000009 · wk-form4_1713489026.xml · nonDerivative · entry 3 Crawford Peter B. · CIK 0001706835 · CFO 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 60,567 F2 · balance_after: Reflects the contribution of 5,482 shares received upon exercise of the option to a trust. Read SEC document |
| April 18, 2024 Filed Apr 19, 2024 01:10 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 5,482 | $28.44 | $155,908.08 |
DisclosureSEC source: 0001706835-24-000009 · wk-form4_1713489026.xml · nonDerivative · entry 2 Crawford Peter B. · CIK 0001706835 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Reflects the contribution of 5,482 shares received upon exercise of the option to a trust. Read SEC document |
| April 16, 2024 Filed Apr 19, 2024 01:10 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 6,114 | $71.02 | $434,215.06 |
DisclosureSEC source: 0001706835-24-000009 · wk-form4_1713489026.xml · nonDerivative · entry 1 Crawford Peter B. · CIK 0001706835 · CFO 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 60,567 F1 · price: This transaction was executed in multiple trades at prices ranging from $71.005 to $71.05. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 00:37 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 67,051 | $0.00 Strike: $66.47 | $0.00 |
DisclosureSEC source: 0001706835-24-000007 · wk-form4_1709685441.xml · derivative · entry 4 Crawford Peter B. · CIK 0001706835 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,051 Underlying: Common Stock · 67,051 shares Expires 2034-03-01 F4 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 00:37 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Tax withholdingCommon Stock | 37,430 | $66.36 | $2,483,712.57 |
DisclosureSEC source: 0001706835-24-000007 · wk-form4_1709685441.xml · nonDerivative · entry 2 Crawford Peter B. · CIK 0001706835 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · kind: The company withheld shares of common stock from the reporting person to pay the tax withholding obligations related to the vesting of the PBRSUs. F3 · balance_after: Reflects the contribution of the shares acquired on the vesting of and withholding related to the PBRSUs to a trust. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 00:37 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 80,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001706835-24-000007 · wk-form4_1709685441.xml · nonDerivative · entry 1 Crawford Peter B. · CIK 0001706835 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,000 F1 · kind: Shares acquired on the vesting of performance-based restricted stock units ("PBRSUs") granted under the company's 2013 Stock Incentive Plan, reflecting the achievement by the reporting person of the performance goal over a three-year performance period ended December 31, 2023. Read SEC document |
| February 28, 2024 Filed Mar 2, 2024 02:01 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 5,500 | $65.71 | $361,408.30 |
DisclosureSEC source: 0001706835-24-000004 · wk-form4_1709344898.xml · nonDerivative · entry 1 Crawford Peter B. · CIK 0001706835 · CFO 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 24,111 F1 · price: This transaction was executed in multiple trades at prices ranging from $65.71 to $65.72. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 15, 2024 Filed Feb 21, 2024 01:33 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 8,000 | $64.76 | $518,084.00 |
DisclosureSEC source: 0001706835-24-000002 · wk-form4_1708479169.xml · nonDerivative · entry 1 Crawford Peter B. · CIK 0001706835 · CFO 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 29,611 F1 · price: This transaction was executed in multiple trades at prices ranging from $64.75 to $64.82. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 22, 2024 Filed Jan 24, 2024 22:08 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 4,000 | $64.49 | $257,974.80 |
DisclosureSEC source: 0000316709-24-000013 · wk-form4_1706134079.xml · nonDerivative · entry 1 Crawford Peter B. · CIK 0001706835 · CFO 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 37,611 F1 · price: This transaction was executed in multiple trades at prices ranging from $64.43 to $64.515. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 30, 2023 Filed Dec 5, 2023 01:19 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $28.44 | $0.00 |
DisclosureSEC source: 0000316709-23-000066 · wk-form4_1701739166.xml · derivative · entry 3 Crawford Peter B. · CIK 0001706835 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,963 Underlying: Common Stock · 4,000 shares Expires 2024-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vested in four annual installments beginning on November 3, 2015. Read SEC document |
| November 30, 2023 Filed Dec 5, 2023 01:19 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 4,000 | $60.56 | $242,228.80 |
DisclosureSEC source: 0000316709-23-000066 · wk-form4_1701739166.xml · nonDerivative · entry 2 Crawford Peter B. · CIK 0001706835 · CFO 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 41,611 F2 · kind: The transaction was executed in multiple trades at prices ranging from $60.50 to $60.60. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected. F1 · balance_after: Reflects the contribution of 4,000 shares received upon exercise of the option to a trust. Read SEC document |
| November 30, 2023 Filed Dec 5, 2023 01:19 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 4,000 | $28.44 | $113,760.00 |
DisclosureSEC source: 0000316709-23-000066 · wk-form4_1701739166.xml · nonDerivative · entry 1 Crawford Peter B. · CIK 0001706835 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Reflects the contribution of 4,000 shares received upon exercise of the option to a trust. Read SEC document |
| November 03, 2023 Filed Nov 7, 2023 21:35 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 3,114 | $56.19 | $174,964.14 |
DisclosureSEC source: 0000316709-23-000059 · wk-form4_1699392935.xml · nonDerivative · entry 1 Crawford Peter B. · CIK 0001706835 · CFO 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 41,611 F1 · price: This transaction was executed in multiple trades at prices ranging from $56.155 to $56.21. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 18, 2023 Filed Sep 20, 2023 20:13 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 3,792 | $0.00 Strike: $23.12 | $0.00 |
DisclosureSEC source: 0001062993-23-018344 · form4.xml · derivative · entry 3 Crawford Peter B. · CIK 0001706835 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,792 shares Expires 2023-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vested in four annual installments beginning on November 1, 2014. Read SEC document |
| September 18, 2023 Filed Sep 20, 2023 20:13 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 3,792 | $57.31 | $217,305.87 |
DisclosureSEC source: 0001062993-23-018344 · form4.xml · nonDerivative · entry 2 Crawford Peter B. · CIK 0001706835 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 44,725 F2 · kind: The transaction was executed in multiple trades at prices ranging from $57.00 to $58.01. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Reflects the contribution of 3,792 shares received upon exercise of the option to a trust. Read SEC document |
| September 18, 2023 Filed Sep 20, 2023 20:13 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 3,792 | $23.12 | $87,671.04 |
DisclosureSEC source: 0001062993-23-018344 · form4.xml · nonDerivative · entry 1 Crawford Peter B. · CIK 0001706835 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Reflects the contribution of 3,792 shares received upon exercise of the option to a trust. Read SEC document |
| March 14, 2023 Filed Mar 14, 2023 23:06 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | PurchaseCommon Stock | 5,000 | $57.96 | $289,780.50 |
DisclosureSEC source: 0001062993-23-006880 · form4.xml · nonDerivative · entry 1 Crawford Peter B. · CIK 0001706835 · MD and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 44,725 F1 · price: This transaction was executed in multiple trades at prices ranging from $57.89 to $58.00. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 02, 2023 Filed Mar 7, 2023 02:06 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Tax withholdingCommon Stock | 19,360 | $76.46 | $1,480,314.00 |
DisclosureSEC source: 0001062993-23-006123 · form4.xml · nonDerivative · entry 2 Crawford Peter B. · CIK 0001706835 · MD and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: The company withheld shares of common stock from the reporting person to pay the tax withholding obligations related to the vesting of the PBRSUs. F3 · balance_after: Reflects the contribution of the shares acquired on the vesting of and withholding related to the PBRSUs to a trust. Read SEC document |
| March 02, 2023 Filed Mar 7, 2023 02:06 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 42,974 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-006123 · form4.xml · nonDerivative · entry 1 Crawford Peter B. · CIK 0001706835 · MD and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,974 F1 · kind: Shares acquired on the vesting of performance-based restricted stock units ("PBRSUs") granted under the company's 2013 Stock Incentive Plan, reflecting the achievement by the reporting person of the performance goal over a three-year performance period ended December 31, 2022. Read SEC document |
| March 01, 2023 Filed Mar 4, 2023 01:20 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 58,368 | $0.00 Strike: $77.41 | $0.00 |
DisclosureSEC source: 0001062993-23-005984 · form4.xml · derivative · entry 1 Crawford Peter B. · CIK 0001706835 · MD and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,368 Underlying: Common Stock · 58,368 shares Expires 2033-03-01 F1 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 22, 2022 Filed Mar 22, 2022 20:27 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 3,114 | $91.00 | $283,374.00 |
DisclosureSEC source: 0001225208-22-004960 · doc4.xml · nonDerivative · entry 1 Crawford Peter B. · CIK 0001706835 · MD, EVP, and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 16,111 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 8, 2022. Read SEC document |
| March 16, 2022 Filed Mar 17, 2022 16:37 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 3,114 | $87.01 | $270,956.61 |
DisclosureSEC source: 0001225208-22-004811 · doc4.xml · nonDerivative · entry 1 Crawford Peter B. · CIK 0001706835 · MD, EVP, and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 19,225 F1 · price: This transaction was executed in multiple trades at prices ranging from $87.00 to $87.065. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 00:28 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 53,668 | $0.00 Strike: $77.86 | $0.00 |
DisclosureSEC source: 0001225208-22-004205 · doc4.xml · derivative · entry 2 Crawford Peter B. · CIK 0001706835 · MD, EVP, and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,668 Underlying: Common Stock · 53,668 shares Expires 2032-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 00:28 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 9,342 | $80.06 | $747,943.88 |
DisclosureSEC source: 0001225208-22-004205 · doc4.xml · nonDerivative · entry 1 Crawford Peter B. · CIK 0001706835 · MD, EVP, and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 22,339 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| February 07, 2022 Filed Feb 8, 2022 21:13 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $23.12 | $0.00 |
DisclosureSEC source: 0001225208-22-001612 · doc4.xml · derivative · entry 3 Crawford Peter B. · CIK 0001706835 · MD, EVP, and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,792 Underlying: Common Stock · 7,500 shares Expires 2023-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2022 Filed Feb 8, 2022 21:13 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 7,500 | $93.11 | $698,331.00 |
DisclosureSEC source: 0001225208-22-001612 · doc4.xml · nonDerivative · entry 2 Crawford Peter B. · CIK 0001706835 · MD, EVP, and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 12,997 F1 · price: This transaction was executed in multiple trades at prices ranging from $93.07 to $93.17. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 07, 2022 Filed Feb 8, 2022 21:13 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 7,500 | $23.12 | $173,400.00 |
DisclosureSEC source: 0001225208-22-001612 · doc4.xml · nonDerivative · entry 1 Crawford Peter B. · CIK 0001706835 · MD, EVP, and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 20,497 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2022 Filed Feb 2, 2022 20:15 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $23.12 | $0.00 |
DisclosureSEC source: 0001225208-22-001292 · doc4.xml · derivative · entry 4 Crawford Peter B. · CIK 0001706835 · MD, EVP, and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,292 Underlying: Common Stock · 6,000 shares Expires 2023-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2022 Filed Feb 2, 2022 20:15 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001292 · doc4.xml · nonDerivative · entry 3 Crawford Peter B. · CIK 0001706835 · MD, EVP, and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 12,997 Read SEC document |
| February 01, 2022 Filed Feb 2, 2022 20:15 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 6,000 | $89.38 | $536,264.40 |
DisclosureSEC source: 0001225208-22-001292 · doc4.xml · nonDerivative · entry 2 Crawford Peter B. · CIK 0001706835 · MD, EVP, and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 14,997 F1 · price: This transaction was executed in multiple trades at prices ranging from $89.34 to $89.45. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 01, 2022 Filed Feb 2, 2022 20:15 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 6,000 | $23.12 | $138,720.00 |
DisclosureSEC source: 0001225208-22-001292 · doc4.xml · nonDerivative · entry 1 Crawford Peter B. · CIK 0001706835 · MD, EVP, and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 20,997 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2021 Filed Nov 22, 2021 22:46 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-014043 · doc4.xml · nonDerivative · entry 1 Crawford Peter B. · CIK 0001706835 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 14,997 Read SEC document |
| October 22, 2021 Filed Oct 25, 2021 17:27 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 11,000 | $83.38 | $917,133.80 |
DisclosureSEC source: 0001225208-21-013229 · doc4.xml · nonDerivative · entry 1 Crawford Peter B. · CIK 0001706835 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 16,997 F1 · price: This transaction was executed in multiple trades at prices ranging from $83.205 to $83.62. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 23, 2021 Filed Aug 25, 2021 00:03 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 4,500 | $72.42 | $325,899.00 |
DisclosureSEC source: 0001225208-21-011714 · doc4.xml · nonDerivative · entry 1 Crawford Peter B. · CIK 0001706835 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 27,997 F1 · price: This transaction was executed in multiple trades at prices ranging from $72.38 to $72.45. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 03, 2021 Filed Jun 3, 2021 19:20 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 8,500 | $0.00 Strike: $13.64 | $0.00 |
DisclosureSEC source: 0001225208-21-008871 · doc4.xml · derivative · entry 3 Crawford Peter B. · CIK 0001706835 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,500 shares Expires 2022-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 03, 2021 Filed Jun 3, 2021 19:20 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 8,500 | $75.52 | $641,883.45 |
DisclosureSEC source: 0001225208-21-008871 · doc4.xml · nonDerivative · entry 2 Crawford Peter B. · CIK 0001706835 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 32,497 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $75.50 to $75.555. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 03, 2021 Filed Jun 3, 2021 19:20 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 8,500 | $13.64 | $115,940.00 |
DisclosureSEC source: 0001225208-21-008871 · doc4.xml · nonDerivative · entry 1 Crawford Peter B. · CIK 0001706835 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 40,997 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 22:07 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Tax withholdingCommon Stock | 396 | $74.82 | $29,629.71 |
DisclosureSEC source: 0001225208-21-008849 · doc4.xml · nonDerivative · entry 1 Crawford Peter B. · CIK 0001706835 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 32,497 Read SEC document |
| May 24, 2021 Filed May 24, 2021 22:35 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 12,000 | $0.00 Strike: $13.64 | $0.00 |
DisclosureSEC source: 0001225208-21-008481 · doc4.xml · derivative · entry 4 Crawford Peter B. · CIK 0001706835 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,500 Underlying: Common Stock · 12,000 shares Expires 2022-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2021 Filed May 24, 2021 22:35 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 12,000 | $73.00 | $876,010.80 |
DisclosureSEC source: 0001225208-21-008481 · doc4.xml · nonDerivative · entry 2 Crawford Peter B. · CIK 0001706835 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 32,095 F1 · price: This transaction was executed in multiple trades at prices ranging from $73.00 to $73.005. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 24, 2021 Filed May 24, 2021 22:35 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 12,000 | $13.64 | $163,680.00 |
DisclosureSEC source: 0001225208-21-008481 · doc4.xml · nonDerivative · entry 1 Crawford Peter B. · CIK 0001706835 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 44,095 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 29, 2021 Filed Apr 29, 2021 21:47 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 3,500 | $0.00 Strike: $13.64 | $0.00 |
DisclosureSEC source: 0001225208-21-007246 · doc4.xml · derivative · entry 4 Crawford Peter B. · CIK 0001706835 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,500 Underlying: Common Stock · 3,500 shares Expires 2022-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 29, 2021 Filed Apr 29, 2021 21:47 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 3,500 | $71.68 | $250,895.75 |
DisclosureSEC source: 0001225208-21-007246 · doc4.xml · nonDerivative · entry 2 Crawford Peter B. · CIK 0001706835 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 32,095 F1 · price: This transaction was executed in multiple trades at prices ranging from $71.22 to $72.07. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 29, 2021 Filed Apr 29, 2021 21:47 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 3,500 | $13.64 | $47,740.00 |
DisclosureSEC source: 0001225208-21-007246 · doc4.xml · nonDerivative · entry 1 Crawford Peter B. · CIK 0001706835 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 35,595 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2021 Filed Mar 12, 2021 23:25 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 3,500 | $0.00 Strike: $13.64 | $0.00 |
DisclosureSEC source: 0001225208-21-005271 · doc4.xml · derivative · entry 4 Crawford Peter B. · CIK 0001706835 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 3,500 shares Expires 2022-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.