Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SCHWAB CHARLES CORPSCHW · Entity 1218 | EVP - Investor Services | March 06, 2019 | March 07, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SCHWAB CHARLES CORP
Report date March 06, 2019 · Filed March 07, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Trust | 0 |
Reported balance
After 2019-03-06 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-03-06 · Sale · Disposed 16,346 · Balance 0 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 16, 2018. F2: This transaction was executed in multiple trades at prices ranging from $45.825 to $46.10. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| Common StockSEC Table I · non-derivative | Indirectby ESPP | 1,249 |
Reported balance
Holding disclosure · report date 2019-03-06 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,249 |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 16, 2018.
F2: This transaction was executed in multiple trades at prices ranging from $45.825 to $46.10. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 06, 2019 Filed Mar 7, 2019 23:48 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 16,346 | $45.93 | $750,804.47 |
DisclosureSEC source: 0001225208-19-004919 · doc4.xml · nonDerivative · entry 1 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 16, 2018. F2 · price: This transaction was executed in multiple trades at prices ranging from $45.825 to $46.10. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 04, 2019 Filed Mar 5, 2019 20:49 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 18,803 | $0.00 Strike: $30.17 | $0.00 |
DisclosureSEC source: 0001225208-19-004580 · doc4.xml · derivative · entry 9 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,803 shares Expires 2025-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2019 Filed Mar 5, 2019 20:49 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 18,803 | $46.84 | $880,819.01 |
DisclosureSEC source: 0001225208-19-004580 · doc4.xml · nonDerivative · entry 5 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 16,346 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 16, 2018. F4 · price: This transaction was executed in multiple trades at prices ranging from $46.64 to $47.03. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 04, 2019 Filed Mar 5, 2019 20:49 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 18,803 | $30.17 | $567,286.51 |
DisclosureSEC source: 0001225208-19-004580 · doc4.xml · nonDerivative · entry 4 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 35,149 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 20:49 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 66,856 | $0.00 Strike: $46.81 | $0.00 |
DisclosureSEC source: 0001225208-19-004580 · doc4.xml · derivative · entry 8 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,856 Underlying: Common Stock · 66,856 shares Expires 2029-03-01 F5 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 20:49 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 22,482 | $0.00 Strike: $26.39 | $0.00 |
DisclosureSEC source: 0001225208-19-004580 · doc4.xml · derivative · entry 7 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,483 Underlying: Common Stock · 22,482 shares Expires 2026-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 20:49 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 22,482 | $46.66 | $1,049,082.06 |
DisclosureSEC source: 0001225208-19-004580 · doc4.xml · nonDerivative · entry 3 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 16,346 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 16, 2018. F3 · price: This transaction was executed in multiple trades at prices ranging from $46.51 to $46.83. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 20:49 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 16,346 | $46.77 | $764,502.42 |
DisclosureSEC source: 0001225208-19-004580 · doc4.xml · nonDerivative · entry 2 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 38,828 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 20:49 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 22,482 | $26.39 | $593,299.98 |
DisclosureSEC source: 0001225208-19-004580 · doc4.xml · nonDerivative · entry 1 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 22,482 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2018 Filed Dec 5, 2018 02:37 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 4,053 | $0.00 Strike: $28.44 | $0.00 |
DisclosureSEC source: 0001225208-18-016234 · doc4.xml · derivative · entry 5 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,053 shares Expires 2024-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2018 Filed Dec 5, 2018 02:37 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 4,053 | $46.10 | $186,828.71 |
DisclosureSEC source: 0001225208-18-016234 · doc4.xml · nonDerivative · entry 3 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 16, 2018. F3 · price: This transaction was executed in multiple trades at prices ranging from $45.70 to $46.33. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 03, 2018 Filed Dec 5, 2018 02:37 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 860 | $46.06 | $39,611.94 |
DisclosureSEC source: 0001225208-18-016234 · doc4.xml · nonDerivative · entry 2 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 4,053 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 16, 2018. F2 · price: This transaction was executed in multiple trades at prices ranging from $45.6501 to $46.3150. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 03, 2018 Filed Dec 5, 2018 02:37 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 4,053 | $28.44 | $115,267.32 |
DisclosureSEC source: 0001225208-18-016234 · doc4.xml · nonDerivative · entry 1 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 4,913 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2018 Filed Nov 7, 2018 22:43 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Tax withholdingCommon Stock | 846 | $46.95 | $39,719.70 |
DisclosureSEC source: 0001225208-18-015293 · doc4.xml · nonDerivative · entry 1 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 860 Read SEC document |
| April 24, 2018 Filed Apr 24, 2018 23:42 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 18,803 | $0.00 Strike: $30.17 | $0.00 |
DisclosureSEC source: 0001225208-18-008015 · doc4.xml · derivative · entry 8 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,803 Underlying: Common Stock · 18,803 shares Expires 2025-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 24, 2018 Filed Apr 24, 2018 23:42 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 17,482 | $0.00 Strike: $26.39 | $0.00 |
DisclosureSEC source: 0001225208-18-008015 · doc4.xml · derivative · entry 7 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,965 Underlying: Common Stock · 17,482 shares Expires 2026-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 24, 2018 Filed Apr 24, 2018 23:42 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 18,803 | $55.89 | $1,050,848.90 |
DisclosureSEC source: 0001225208-18-008015 · doc4.xml · nonDerivative · entry 4 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · price: This transaction was executed in multiple trades at prices ranging from $55.75 to $56.02. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 24, 2018 Filed Apr 24, 2018 23:42 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 17,482 | $55.89 | $977,021.78 |
DisclosureSEC source: 0001225208-18-008015 · doc4.xml · nonDerivative · entry 3 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 18,803 F1 · price: This transaction was executed in multiple trades at prices ranging from $55.75 to $56.02. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 24, 2018 Filed Apr 24, 2018 23:42 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 17,482 | $26.39 | $461,349.98 |
DisclosureSEC source: 0001225208-18-008015 · doc4.xml · nonDerivative · entry 2 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 36,285 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 24, 2018 Filed Apr 24, 2018 23:42 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 18,803 | $30.17 | $567,286.51 |
DisclosureSEC source: 0001225208-18-008015 · doc4.xml · nonDerivative · entry 1 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 18,803 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2018 Filed Mar 8, 2018 20:49 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 9,156 | $54.00 | $494,424.00 |
DisclosureSEC source: 0001225208-18-005743 · doc4.xml · nonDerivative · entry 1 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2017. F2 · price: This transaction was executed in multiple trades at prices ranging from $53.65 to $54.32. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 00:19 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 9,156 | $51.62 | $472,586.94 |
DisclosureSEC source: 0001225208-18-005348 · doc4.xml · nonDerivative · entry 1 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 9,156 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 01, 2018 Filed Mar 1, 2018 20:11 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $26.39 | $0.00 |
DisclosureSEC source: 0001225208-18-004860 · doc4.xml · derivative · entry 5 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,447 Underlying: Common Stock · 5,000 shares Expires 2026-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2018 Filed Mar 1, 2018 20:11 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 5,000 | $52.94 | $264,721.50 |
DisclosureSEC source: 0001225208-18-004860 · doc4.xml · nonDerivative · entry 2 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2017. F2 · price: This transaction was executed in multiple trades at prices ranging from $52.77 to $53.11. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 01, 2018 Filed Mar 1, 2018 20:11 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 5,000 | $26.39 | $131,950.00 |
DisclosureSEC source: 0001225208-18-004860 · doc4.xml · nonDerivative · entry 1 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2018 Filed Mar 6, 2018 00:19 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 52,415 | $0.00 Strike: $52.05 | $0.00 |
DisclosureSEC source: 0001225208-18-005348 · doc4.xml · derivative · entry 4 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,415 Underlying: Common Stock · 52,415 shares Expires 2028-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 07, 2018 Filed Feb 8, 2018 18:46 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 2,026 | $0.00 Strike: $28.44 | $0.00 |
DisclosureSEC source: 0001225208-18-002279 · doc4.xml · derivative · entry 5 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,053 Underlying: Common Stock · 2,026 shares Expires 2024-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2018 Filed Feb 8, 2018 18:46 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 2,026 | $51.94 | $105,235.51 |
DisclosureSEC source: 0001225208-18-002279 · doc4.xml · nonDerivative · entry 2 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2017. F2 · price: This transaction was executed in multiple trades at prices ranging from $51.74 to $52.13. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 07, 2018 Filed Feb 8, 2018 18:46 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 2,026 | $28.44 | $57,619.44 |
DisclosureSEC source: 0001225208-18-002279 · doc4.xml · nonDerivative · entry 1 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 2,026 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 20:15 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 2,026 | $0.00 Strike: $28.44 | $0.00 |
DisclosureSEC source: 0001225208-18-000620 · doc4.xml · derivative · entry 5 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,079 Underlying: Common Stock · 2,026 shares Expires 2024-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 20:15 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 2,026 | $51.30 | $103,942.11 |
DisclosureSEC source: 0001225208-18-000620 · doc4.xml · nonDerivative · entry 2 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2017. F2 · price: This transaction was executed in multiple trades at prices ranging from $51.14 to $51.69. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 20:15 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 2,026 | $28.44 | $57,619.44 |
DisclosureSEC source: 0001225208-18-000620 · doc4.xml · nonDerivative · entry 1 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 2,026 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 00:26 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 1,982 | $0.00 Strike: $23.12 | $0.00 |
DisclosureSEC source: 0001225208-17-018333 · doc4.xml · derivative · entry 5 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,982 shares Expires 2023-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 00:26 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 1,982 | $50.55 | $100,189.11 |
DisclosureSEC source: 0001225208-17-018333 · doc4.xml · nonDerivative · entry 2 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2017. F2 · price: This transaction was executed in multiple trades at prices ranging from $50.47 to $50.675. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 00:26 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 1,982 | $23.12 | $45,823.84 |
DisclosureSEC source: 0001225208-17-018333 · doc4.xml · nonDerivative · entry 1 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 1,982 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 08, 2017 Filed Nov 9, 2017 20:43 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 815 | $43.97 | $35,836.28 |
DisclosureSEC source: 0001225208-17-017139 · doc4.xml · nonDerivative · entry 1 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2017. F2 · price: This transaction was executed in multiple trades at prices ranging from $43.90 to $44.075. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 06, 2017 Filed Nov 7, 2017 23:15 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 861 | $44.64 | $38,439.00 |
DisclosureSEC source: 0001225208-17-017048 · doc4.xml · nonDerivative · entry 1 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2017. F2 · price: This transaction was executed in multiple trades at prices ranging from $44.58 to $44.69. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 20:25 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Tax withholdingCommon Stock | 890 | $44.69 | $39,769.65 |
DisclosureSEC source: 0001225208-17-017041 · doc4.xml · nonDerivative · entry 1 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,382 Read SEC document |
| November 02, 2017 Filed Nov 2, 2017 18:50 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 1,981 | $0.00 Strike: $23.12 | $0.00 |
DisclosureSEC source: 0001225208-17-016795 · doc4.xml · derivative · entry 5 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,982 Underlying: Common Stock · 1,981 shares Expires 2023-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2017 Filed Nov 2, 2017 18:50 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 1,981 | $44.18 | $87,515.63 |
DisclosureSEC source: 0001225208-17-016795 · doc4.xml · nonDerivative · entry 2 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2017. F2 · price: This transaction was executed in multiple trades at prices ranging from $43.97 to $44.41. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 02, 2017 Filed Nov 2, 2017 18:50 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 1,981 | $23.12 | $45,800.72 |
DisclosureSEC source: 0001225208-17-016795 · doc4.xml · nonDerivative · entry 1 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 1,981 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 19:14 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Tax withholdingCommon Stock | 940 | $44.76 | $42,072.05 |
DisclosureSEC source: 0001225208-17-016904 · doc4.xml · nonDerivative · entry 1 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,272 Read SEC document |
| October 06, 2017 Filed Oct 6, 2017 17:51 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 4,267 | $0.00 Strike: $30.17 | $0.00 |
DisclosureSEC source: 0001225208-17-016073 · doc4.xml · derivative · entry 5 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,606 Underlying: Common Stock · 4,267 shares Expires 2025-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 06, 2017 Filed Oct 6, 2017 17:51 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 4,267 | $46.02 | $196,356.67 |
DisclosureSEC source: 0001225208-17-016073 · doc4.xml · nonDerivative · entry 2 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2017. F2 · price: This transaction was executed in multiple trades at prices ranging from $46 to $46.03. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 06, 2017 Filed Oct 6, 2017 17:51 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 4,267 | $30.17 | $128,735.39 |
DisclosureSEC source: 0001225208-17-016073 · doc4.xml · nonDerivative · entry 1 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 4,267 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 04, 2017 Filed Oct 4, 2017 18:41 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $30.17 | $0.00 |
DisclosureSEC source: 0001225208-17-015900 · doc4.xml · derivative · entry 5 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,873 Underlying: Common Stock · 1,000 shares Expires 2025-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 04, 2017 Filed Oct 4, 2017 18:41 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 1,000 | $44.36 | $44,356.70 |
DisclosureSEC source: 0001225208-17-015900 · doc4.xml · nonDerivative · entry 2 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2017. F2 · price: This transaction was executed in multiple trades at prices ranging from $44.14 to $44.49. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 04, 2017 Filed Oct 4, 2017 18:41 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 1,000 | $30.17 | $30,170.00 |
DisclosureSEC source: 0001225208-17-015900 · doc4.xml · nonDerivative · entry 1 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 1,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 06, 2017 Filed Sep 7, 2017 15:50 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $30.17 | $0.00 |
DisclosureSEC source: 0001225208-17-014735 · doc4.xml · derivative · entry 5 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,873 Underlying: Common Stock · 1,000 shares Expires 2025-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 06, 2017 Filed Sep 7, 2017 15:50 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 1,000 | $38.99 | $38,986.50 |
DisclosureSEC source: 0001225208-17-014735 · doc4.xml · nonDerivative · entry 2 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2017. F2 · price: This transaction was executed in multiple trades at prices ranging from $38.93 to $39.03. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.