Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SCHWAB CHARLES CORPSCHW · Entity 1218 | MD Head of Advisor Services | June 12, 2024 | June 14, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SCHWAB CHARLES CORP
Report date June 12, 2024 · Filed June 14, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-06-12 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-06-12 · Exercise / conversion · Acquired 8,164 · Balance 0 F1: Reflects the contribution of 8,164 shares received upon exercise of the option to a trust. |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 121,665.9449 |
Reported balance
After 2024-06-12 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2024-06-12 · Sale · Disposed 8,164 · Balance 121,665.9449 F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2024. |
| Nonqualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $52.05 · Expires 2028-03-01 | Direct | 44,251 |
Reported balance
After 2024-06-12 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-06-12 · Exercise / conversion · Disposed 8,164 · Balance 44,251 F4: The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date. |
| Common StockSEC Table I · non-derivative | Indirectby 401(k) | 3,739.719 |
Reported balance
Holding disclosure · report date 2024-06-12 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,739.719 F3: This information is based on a plan statement as of March 31, 2024. |
| Common StockSEC Table I · non-derivative | Indirectby ESOP | 673.464 |
Reported balance
Holding disclosure · report date 2024-06-12 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 673.464 F3: This information is based on a plan statement as of March 31, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the contribution of 8,164 shares received upon exercise of the option to a trust.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2024.
F3: This information is based on a plan statement as of March 31, 2024.
F4: The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 12, 2024 Filed Jun 14, 2024 23:07 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 8,164 | $0.00 Strike: $52.05 | $0.00 |
DisclosureSEC source: 0001564429-24-000006 · wk-form4_1718406457.xml · derivative · entry 5 Clark Bernard J. · CIK 0001564429 · MD Head of Advisor Services 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 44,251 Underlying: Common Stock · 8,164 shares Expires 2028-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| June 12, 2024 Filed Jun 14, 2024 23:07 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 8,164 | $75.00 | $612,300.00 |
DisclosureSEC source: 0001564429-24-000006 · wk-form4_1718406457.xml · nonDerivative · entry 2 Clark Bernard J. · CIK 0001564429 · MD Head of Advisor Services 10b5-1 filing: Plan reported Ownership: Indirect · by Trust Disclosed balance after: 121,665.9449 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2024. Read SEC document |
| June 12, 2024 Filed Jun 14, 2024 23:07 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 8,164 | $52.05 | $424,936.20 |
DisclosureSEC source: 0001564429-24-000006 · wk-form4_1718406457.xml · nonDerivative · entry 1 Clark Bernard J. · CIK 0001564429 · MD Head of Advisor Services 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Reflects the contribution of 8,164 shares received upon exercise of the option to a trust. Read SEC document |
| May 28, 2024 Filed May 31, 2024 00:44 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 28,670 | $0.00 Strike: $42.99 | $0.00 |
DisclosureSEC source: 0001564429-24-000004 · wk-form4_1717116239.xml · derivative · entry 6 Clark Bernard J. · CIK 0001564429 · MD Head of Advisor Services 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,670 shares Expires 2027-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| May 28, 2024 Filed May 31, 2024 00:44 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 2,816 | $71.88 | $202,427.88 |
DisclosureSEC source: 0001564429-24-000004 · wk-form4_1717116239.xml · nonDerivative · entry 3 Clark Bernard J. · CIK 0001564429 · MD Head of Advisor Services 10b5-1 filing: Plan reported Ownership: Indirect · by Trust Disclosed balance after: 121,665.9449 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on February 27, 2024. F4 · price: This transaction was executed in multiple trades at prices ranging from $71.57 to $72.09. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 28, 2024 Filed May 31, 2024 00:44 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 74,615 | $70.91 | $5,290,718.34 |
DisclosureSEC source: 0001564429-24-000004 · wk-form4_1717116239.xml · nonDerivative · entry 2 Clark Bernard J. · CIK 0001564429 · MD Head of Advisor Services 10b5-1 filing: Plan reported Ownership: Indirect · by Trust Disclosed balance after: 124,481.9449 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on February 27, 2024. F3 · price: This transaction was executed in multiple trades at prices ranging from $70.56 to $71.56. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Reflects the contribution of 28,670 shares received upon exercise of the option to a trust. Read SEC document |
| May 28, 2024 Filed May 31, 2024 00:44 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 28,670 | $42.99 | $1,232,523.30 |
DisclosureSEC source: 0001564429-24-000004 · wk-form4_1717116239.xml · nonDerivative · entry 1 Clark Bernard J. · CIK 0001564429 · MD Head of Advisor Services 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Reflects the contribution of 28,670 shares received upon exercise of the option to a trust. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 01:55 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Tax withholdingCommon Stock | 31,239 | $66.36 | $2,072,901.33 |
DisclosureSEC source: 0001564429-24-000002 · wk-form4_1709690136.xml · nonDerivative · entry 2 Clark Bernard J. · CIK 0001564429 · MD Head of Advisor Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · kind: The company withheld shares of common stock from the reporting person to pay the tax withholding obligations related to the vesting of the PBRSUs. F3 · balance_after: Reflects the contribution of the shares acquired on the vesting of and withholding related to the PBRSUs to a trust. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 01:55 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 64,956 | $0.00 Strike: $66.47 | $0.00 |
DisclosureSEC source: 0001564429-24-000002 · wk-form4_1709690136.xml · derivative · entry 6 Clark Bernard J. · CIK 0001564429 · MD Head of Advisor Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,956 Underlying: Common Stock · 64,956 shares Expires 2034-03-01 F5 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 01:55 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 80,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001564429-24-000002 · wk-form4_1709690136.xml · nonDerivative · entry 1 Clark Bernard J. · CIK 0001564429 · MD Head of Advisor Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,000 F1 · kind: Shares acquired on the vesting of performance-based restricted stock units ("PBRSUs") granted under the company's 2013 Stock Incentive Plan, reflecting the achievement by the reporting person of the performance goal over a three-year performance period ended December 31, 2023. Read SEC document |
| March 17, 2023 Filed Mar 20, 2023 21:43 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | PurchaseCommon Stock | 5,000 | $54.83 | $274,154.00 |
DisclosureSEC source: 0001062993-23-007302 · form4.xml · nonDerivative · entry 1 Clark Bernard J. · CIK 0001564429 · MD, Head of Adivsor Services 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 120,652.8091 F1 · balance_after: This transaction was executed in multiple trades at prices ranging from $54.77 to $54.85. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 02, 2023 Filed Mar 7, 2023 02:04 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Tax withholdingCommon Stock | 20,336 | $76.46 | $1,554,941.40 |
DisclosureSEC source: 0001062993-23-006121 · form4.xml · nonDerivative · entry 2 Clark Bernard J. · CIK 0001564429 · MD, Head of Adivsor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: The company withheld shares of common stock from the reporting person to pay the tax withholding obligations related to the vesting of the PBRSUs. F3 · balance_after: Reflects the contribution of the shares acquired on the vesting of and withholding related to the PBRSUs to a trust. Read SEC document |
| March 02, 2023 Filed Mar 7, 2023 02:04 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 50,135 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-006121 · form4.xml · nonDerivative · entry 1 Clark Bernard J. · CIK 0001564429 · MD, Head of Adivsor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,135 F1 · kind: Shares acquired on the vesting of performance-based restricted stock units ("PBRSUs") granted under the company's 2013 Stock Incentive Plan, reflecting the achievement by the reporting person of the performance goal over a three-year performance period ended December 31, 2022. Read SEC document |
| March 01, 2023 Filed Mar 4, 2023 01:20 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 56,544 | $0.00 Strike: $77.41 | $0.00 |
DisclosureSEC source: 0001062993-23-005983 · form4.xml · derivative · entry 1 Clark Bernard J. · CIK 0001564429 · MD, Head of Adivsor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,544 Underlying: Common Stock · 56,544 shares Expires 2033-03-01 F1 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 00:24 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 53,668 | $0.00 Strike: $77.86 | $0.00 |
DisclosureSEC source: 0001225208-22-004201 · doc4.xml · derivative · entry 5 Clark Bernard J. · CIK 0001564429 · MD, EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,668 Underlying: Common Stock · 53,668 shares Expires 2032-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 00:24 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 13,585 | $80.06 | $1,087,649.06 |
DisclosureSEC source: 0001225208-22-004201 · doc4.xml · nonDerivative · entry 1 Clark Bernard J. · CIK 0001564429 · MD, EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 85,853.8091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| October 26, 2021 Filed Oct 27, 2021 19:43 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 28,370 | $0.00 Strike: $42.99 | $0.00 |
DisclosureSEC source: 0001225208-21-013308 · doc4.xml · derivative · entry 6 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 28,670 Underlying: Common Stock · 28,370 shares Expires 2027-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 26, 2021 Filed Oct 27, 2021 19:43 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 28,370 | $84.00 | $2,383,187.81 |
DisclosureSEC source: 0001225208-21-013308 · doc4.xml · nonDerivative · entry 3 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 72,268.8091 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2021. F3 · price: This transaction was executed in multiple trades at prices ranging from $84.00 to $84.02. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 26, 2021 Filed Oct 27, 2021 19:43 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 28,370 | $42.99 | $1,219,626.30 |
DisclosureSEC source: 0001225208-21-013308 · doc4.xml · nonDerivative · entry 2 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 100,638.8091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 25, 2021 Filed Oct 25, 2021 23:55 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 300 | $0.00 Strike: $42.99 | $0.00 |
DisclosureSEC source: 0001225208-21-013254 · doc4.xml · derivative · entry 5 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 57,040 Underlying: Common Stock · 300 shares Expires 2027-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 25, 2021 Filed Oct 25, 2021 23:55 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 300 | $84.00 | $25,200.00 |
DisclosureSEC source: 0001225208-21-013254 · doc4.xml · nonDerivative · entry 2 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 72,268.8091 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2021. Read SEC document |
| October 25, 2021 Filed Oct 25, 2021 23:55 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 300 | $42.99 | $12,897.00 |
DisclosureSEC source: 0001225208-21-013254 · doc4.xml · nonDerivative · entry 1 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 72,568.8091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 25, 2021 Filed Oct 27, 2021 19:43 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 59,931 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-013308 · doc4.xml · nonDerivative · entry 1 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,931 F1 · balance_after: The reported holding represents grants of restricted stock units, which were granted under the company's 2004 Stock Incentive Plan and vest 25% on each of the first, second, third and fourth anniversary of the grant date. Read SEC document |
| October 11, 2021 Filed Oct 12, 2021 15:43 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 29,977 | $0.00 Strike: $26.39 | $0.00 |
DisclosureSEC source: 0001225208-21-013082 · doc4.xml · derivative · entry 5 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,977 shares Expires 2026-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 11, 2021 Filed Oct 12, 2021 15:43 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 29,977 | $78.16 | $2,342,987.33 |
DisclosureSEC source: 0001225208-21-013082 · doc4.xml · nonDerivative · entry 2 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 72,268.8091 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $78.00 to $78.625. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 11, 2021 Filed Oct 12, 2021 15:43 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 29,977 | $26.39 | $791,093.03 |
DisclosureSEC source: 0001225208-21-013082 · doc4.xml · nonDerivative · entry 1 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 102,245.8091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2021 Filed Mar 4, 2021 23:13 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 9,883 | $64.81 | $640,486.59 |
DisclosureSEC source: 0001225208-21-004754 · doc4.xml · nonDerivative · entry 1 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 72,268.8091 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2020. F2 · price: This transaction was executed in multiple trades at prices ranging from $64.32 to $65.085. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:32 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 86,470 | $0.00 Strike: $64.10 | $0.00 |
DisclosureSEC source: 0001225208-21-004582 · doc4.xml · derivative · entry 4 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,470 Underlying: Common Stock · 86,470 shares Expires 2031-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:32 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 9,883 | $63.75 | $630,041.25 |
DisclosureSEC source: 0001225208-21-004582 · doc4.xml · nonDerivative · entry 1 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 82,151.8091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| February 24, 2021 Filed Feb 25, 2021 01:10 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 29,976 | $0.00 Strike: $26.39 | $0.00 |
DisclosureSEC source: 0001225208-21-003701 · doc4.xml · derivative · entry 5 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,977 Underlying: Common Stock · 29,976 shares Expires 2026-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2021 Filed Feb 25, 2021 01:10 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 29,976 | $65.03 | $1,949,357.27 |
DisclosureSEC source: 0001225208-21-003701 · doc4.xml · nonDerivative · entry 2 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 72,268.8091 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2020. F2 · price: This transaction was executed in multiple trades at prices ranging from $65.00 to $65.095. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 24, 2021 Filed Feb 25, 2021 01:10 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 29,976 | $26.39 | $791,066.64 |
DisclosureSEC source: 0001225208-21-003701 · doc4.xml · nonDerivative · entry 1 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 102,244.8091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 11, 2021 Filed Jan 12, 2021 17:54 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 29,976 | $0.00 Strike: $26.39 | $0.00 |
DisclosureSEC source: 0001225208-21-000729 · doc4.xml · derivative · entry 5 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,953 Underlying: Common Stock · 29,976 shares Expires 2026-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 11, 2021 Filed Jan 12, 2021 17:54 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 29,976 | $60.01 | $1,798,730.86 |
DisclosureSEC source: 0001225208-21-000729 · doc4.xml · nonDerivative · entry 2 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 72,268.8091 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2020. F2 · price: This transaction was executed in multiple trades at prices ranging from $60.00 to $60.015. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 11, 2021 Filed Jan 12, 2021 17:54 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 29,976 | $26.39 | $791,066.64 |
DisclosureSEC source: 0001225208-21-000729 · doc4.xml · nonDerivative · entry 1 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 102,244.8091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2020 Filed Nov 18, 2020 15:23 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 25,977 | $0.00 Strike: $28.44 | $0.00 |
DisclosureSEC source: 0001225208-20-013627 · doc4.xml · derivative · entry 7 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,977 shares Expires 2024-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2020 Filed Nov 18, 2020 15:23 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 75,211 | $0.00 Strike: $30.17 | $0.00 |
DisclosureSEC source: 0001225208-20-013627 · doc4.xml · derivative · entry 6 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 75,211 shares Expires 2025-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2020 Filed Nov 18, 2020 15:23 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 101,188 | $48.83 | $4,941,343.96 |
DisclosureSEC source: 0001225208-20-013627 · doc4.xml · nonDerivative · entry 3 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 72,268.8091 F1 · price: This transaction was executed in multiple trades at prices ranging from $48.68 to $48.93. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 17, 2020 Filed Nov 18, 2020 15:23 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 25,977 | $28.44 | $738,785.88 |
DisclosureSEC source: 0001225208-20-013627 · doc4.xml · nonDerivative · entry 2 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 173,456.8091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2020 Filed Nov 18, 2020 15:23 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 75,211 | $30.17 | $2,269,115.87 |
DisclosureSEC source: 0001225208-20-013627 · doc4.xml · nonDerivative · entry 1 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 147,479.8091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2020 Filed Mar 9, 2020 21:13 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 12,629 | $32.94 | $416,000.52 |
DisclosureSEC source: 0001225208-20-004661 · doc4.xml · nonDerivative · entry 1 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 72,268.8091 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2019. F2 · price: This transaction was executed in multiple trades at prices ranging from $32.65 to $33.14. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 02, 2020 Filed Mar 5, 2020 01:46 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 60,293 | $0.00 Strike: $41.98 | $0.00 |
DisclosureSEC source: 0001225208-20-004388 · doc4.xml · derivative · entry 4 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,293 Underlying: Common Stock · 60,293 shares Expires 2030-03-02 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 02, 2020 Filed Mar 5, 2020 01:46 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 12,629 | $40.81 | $515,389.49 |
DisclosureSEC source: 0001225208-20-004388 · doc4.xml · nonDerivative · entry 1 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 84,897.8091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| December 12, 2019 Filed Dec 12, 2019 20:41 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 28,078 | $0.00 Strike: $27.45 | $0.00 |
DisclosureSEC source: 0001225208-19-015673 · doc4.xml · derivative · entry 5 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,078 shares Expires 2024-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2019 Filed Dec 12, 2019 20:41 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 28,078 | $51.00 | $1,432,115.58 |
DisclosureSEC source: 0001225208-19-015673 · doc4.xml · nonDerivative · entry 2 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 72,268.8091 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2019. F2 · price: This transaction was executed in multiple trades at prices ranging from $51.00 to $51.035. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 12, 2019 Filed Dec 12, 2019 20:41 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 28,078 | $27.45 | $770,741.10 |
DisclosureSEC source: 0001225208-19-015673 · doc4.xml · nonDerivative · entry 1 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 100,346.8091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 20:48 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 66,856 | $0.00 Strike: $46.81 | $0.00 |
DisclosureSEC source: 0001225208-19-004578 · doc4.xml · derivative · entry 4 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,856 Underlying: Common Stock · 66,856 shares Expires 2029-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 20:48 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 19,419 | $46.77 | $908,226.63 |
DisclosureSEC source: 0001225208-19-004578 · doc4.xml · nonDerivative · entry 1 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 72,268.8091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| May 22, 2018 Filed May 23, 2018 20:08 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 29,678 | $0.00 Strike: $25.86 | $0.00 |
DisclosureSEC source: 0001225208-18-009770 · doc4.xml · derivative · entry 5 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,678 shares Expires 2024-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2018 Filed May 23, 2018 20:08 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 29,678 | $59.82 | $1,775,195.51 |
DisclosureSEC source: 0001225208-18-009770 · doc4.xml · nonDerivative · entry 2 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 52,849.8091 F1 · price: This transaction was executed in multiple trades at prices ranging from $59.80 to $59.85. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.