Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SCHWAB CHARLES CORPSCHW · Entity 1218 | EVP and General Counsel | March 01, 2019 | March 05, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SCHWAB CHARLES CORP
Report date March 01, 2019 · Filed March 05, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 29,044 |
Reported balance
After 2019-03-01 transaction · row 1
1 source rowRow 1 · 2019-03-01 · Exercise / conversion · Acquired 12,575 · Balance 29,044 F1: Shares acquired on the vesting of restricted stock units. |
| Nonqualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $46.81 · Expires 2029-03-01 | Direct | 40,519 |
Reported balance
After 2019-03-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-03-01 · Grant · Acquired 40,519 · Balance 40,519 F2: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares acquired on the vesting of restricted stock units.
F2: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2019 Filed Mar 5, 2019 20:48 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 40,519 | $0.00 Strike: $46.81 | $0.00 |
DisclosureSEC source: 0001225208-19-004576 · doc4.xml · derivative · entry 2 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,519 Underlying: Common Stock · 40,519 shares Expires 2029-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 20:48 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 12,575 | $46.77 | $588,132.75 |
DisclosureSEC source: 0001225208-19-004576 · doc4.xml · nonDerivative · entry 1 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,044 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| November 05, 2018 Filed Nov 7, 2018 22:44 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Tax withholdingCommon Stock | 1,627 | $46.95 | $76,387.65 |
DisclosureSEC source: 0001225208-18-015294 · doc4.xml · nonDerivative · entry 1 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,469 Read SEC document |
| May 07, 2018 Filed May 7, 2018 21:09 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 12,786 | $0.00 Strike: $30.17 | $0.00 |
DisclosureSEC source: 0001225208-18-008845 · doc4.xml · derivative · entry 9 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,786 Underlying: Common Stock · 12,786 shares Expires 2025-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2018 Filed May 7, 2018 21:09 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 9,556 | $0.00 Strike: $42.99 | $0.00 |
DisclosureSEC source: 0001225208-18-008845 · doc4.xml · derivative · entry 8 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,671 Underlying: Common Stock · 9,556 shares Expires 2027-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2018 Filed May 7, 2018 21:09 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 14,988 | $0.00 Strike: $26.39 | $0.00 |
DisclosureSEC source: 0001225208-18-008845 · doc4.xml · derivative · entry 7 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,977 Underlying: Common Stock · 14,988 shares Expires 2026-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2018 Filed May 7, 2018 21:09 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 14,988 | $57.01 | $854,419.42 |
DisclosureSEC source: 0001225208-18-008845 · doc4.xml · nonDerivative · entry 6 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,096 F1 · price: This transaction was executed in multiple trades at prices ranging from $56.89 to $57.19. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 07, 2018 Filed May 7, 2018 21:09 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 12,786 | $57.01 | $728,890.22 |
DisclosureSEC source: 0001225208-18-008845 · doc4.xml · nonDerivative · entry 5 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,084 F1 · price: This transaction was executed in multiple trades at prices ranging from $56.89 to $57.19. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 07, 2018 Filed May 7, 2018 21:09 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 9,556 | $57.01 | $544,757.94 |
DisclosureSEC source: 0001225208-18-008845 · doc4.xml · nonDerivative · entry 4 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,870 F1 · price: This transaction was executed in multiple trades at prices ranging from $56.89 to $57.19. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 07, 2018 Filed May 7, 2018 21:09 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 9,556 | $42.99 | $410,812.44 |
DisclosureSEC source: 0001225208-18-008845 · doc4.xml · nonDerivative · entry 3 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,426 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2018 Filed May 7, 2018 21:09 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 12,786 | $30.17 | $385,753.62 |
DisclosureSEC source: 0001225208-18-008845 · doc4.xml · nonDerivative · entry 2 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,870 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2018 Filed May 7, 2018 21:09 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 14,988 | $26.39 | $395,533.32 |
DisclosureSEC source: 0001225208-18-008845 · doc4.xml · nonDerivative · entry 1 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,084 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 00:19 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 6,184 | $51.62 | $319,187.16 |
DisclosureSEC source: 0001225208-18-005349 · doc4.xml · nonDerivative · entry 1 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,096 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 01, 2018 Filed Mar 6, 2018 00:19 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 31,767 | $0.00 Strike: $52.05 | $0.00 |
DisclosureSEC source: 0001225208-18-005349 · doc4.xml · derivative · entry 2 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,767 Underlying: Common Stock · 31,767 shares Expires 2028-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 03, 2017 Filed Nov 3, 2017 19:13 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 35,069 | $0.00 Strike: $28.44 | $0.00 |
DisclosureSEC source: 0001225208-17-016903 · doc4.xml · derivative · entry 9 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,690 Underlying: Common Stock · 35,069 shares Expires 2024-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2017 Filed Nov 3, 2017 19:13 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 25,572 | $0.00 Strike: $30.17 | $0.00 |
DisclosureSEC source: 0001225208-17-016903 · doc4.xml · derivative · entry 8 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,572 Underlying: Common Stock · 25,572 shares Expires 2025-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2017 Filed Nov 3, 2017 19:13 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 14,988 | $0.00 Strike: $26.39 | $0.00 |
DisclosureSEC source: 0001225208-17-016903 · doc4.xml · derivative · entry 7 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,965 Underlying: Common Stock · 14,988 shares Expires 2026-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2017 Filed Nov 3, 2017 19:13 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 35,069 | $44.58 | $1,563,540.84 |
DisclosureSEC source: 0001225208-17-016903 · doc4.xml · nonDerivative · entry 6 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,624 F1 · price: This transaction was executed in multiple trades at prices ranging from $44.49 to $44.72. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 03, 2017 Filed Nov 3, 2017 19:13 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 25,572 | $44.58 | $1,140,119.95 |
DisclosureSEC source: 0001225208-17-016903 · doc4.xml · nonDerivative · entry 5 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,693 F1 · price: This transaction was executed in multiple trades at prices ranging from $44.49 to $44.72. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 03, 2017 Filed Nov 3, 2017 19:13 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 14,988 | $44.58 | $668,235.48 |
DisclosureSEC source: 0001225208-17-016903 · doc4.xml · nonDerivative · entry 4 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,265 F1 · price: This transaction was executed in multiple trades at prices ranging from $44.49 to $44.72. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 03, 2017 Filed Nov 3, 2017 19:13 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 14,988 | $26.39 | $395,533.32 |
DisclosureSEC source: 0001225208-17-016903 · doc4.xml · nonDerivative · entry 3 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,253 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2017 Filed Nov 3, 2017 19:13 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 25,572 | $30.17 | $771,507.24 |
DisclosureSEC source: 0001225208-17-016903 · doc4.xml · nonDerivative · entry 2 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,265 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2017 Filed Nov 3, 2017 19:13 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 35,069 | $28.44 | $997,362.36 |
DisclosureSEC source: 0001225208-17-016903 · doc4.xml · nonDerivative · entry 1 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,693 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 20:25 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Tax withholdingCommon Stock | 1,712 | $44.69 | $76,500.72 |
DisclosureSEC source: 0001225208-17-017042 · doc4.xml · nonDerivative · entry 1 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,541 Read SEC document |
| March 02, 2017 Filed Mar 7, 2017 00:21 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 1,485 | $42.51 | $63,127.35 |
DisclosureSEC source: 0001225208-17-005668 · doc4.xml · nonDerivative · entry 1 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,624 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 02:19 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 38,227 | $0.00 Strike: $42.99 | $0.00 |
DisclosureSEC source: 0001225208-17-005456 · doc4.xml · derivative · entry 1 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,227 Underlying: Common Stock · 38,227 shares Expires 2027-03-01 F1 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 03, 2016 Filed Nov 7, 2016 19:52 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Tax withholdingCommon Stock | 1,233 | $31.22 | $38,498.21 |
DisclosureSEC source: 0001225208-16-041260 · doc4.xml · nonDerivative · entry 1 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,139 Read SEC document |
| March 02, 2016 Filed Mar 3, 2016 21:57 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 1,485 | $26.54 | $39,415.61 |
DisclosureSEC source: 0001225208-16-029093 · doc4.xml · nonDerivative · entry 1 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,372 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 01, 2016 Filed Mar 3, 2016 21:57 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 59,953 | $0.00 Strike: $26.39 | $0.00 |
DisclosureSEC source: 0001225208-16-029093 · doc4.xml · derivative · entry 2 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,953 Underlying: Common Stock · 59,953 shares Expires 2026-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 03, 2015 Filed Nov 4, 2015 21:40 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Tax withholdingCommon Stock | 1,232 | $31.45 | $38,740.61 |
DisclosureSEC source: 0001225208-15-020386 · doc4.xml · nonDerivative · entry 1 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,887 Read SEC document |
| March 02, 2015 Filed Mar 4, 2015 21:28 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 51,144 | $0.00 Strike: $30.17 | $0.00 |
DisclosureSEC source: 0001225208-15-006778 · doc4.xml · derivative · entry 1 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,144 Underlying: Common Stock · 51,144 shares Expires 2025-03-02 F1 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 02, 2015 Filed Jan 28, 2016 16:55 UTC Amendment | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 51,144 | $0.00 Strike: $30.17 | $0.00 |
DisclosureSEC source: 0001225208-16-024899 · doc4a.xml · derivative · entry 1 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,144 Underlying: Common Stock · 51,144 shares Expires 2025-03-02 F1 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests one-sixth on the first and second anniversary of the grant date and two-thirds on the third anniversary of the grant date. Read SEC document |
| March 02, 2015 Filed Jan 29, 2016 17:54 UTC Amendment | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 51,144 | $0.00 Strike: $30.17 | $0.00 |
DisclosureSEC source: 0001225208-16-025133 · doc4a.xml · derivative · entry 1 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,144 Underlying: Common Stock · 51,144 shares Expires 2025-03-02 F1 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 03, 2014 Filed Nov 5, 2014 21:06 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 46,759 | $0.00 Strike: $28.44 | $0.00 |
DisclosureSEC source: 0001225208-14-022813 · doc4.xml · derivative · entry 2 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,759 Underlying: Common Stock · 46,759 shares Expires 2024-11-03 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 03, 2014 Filed Nov 5, 2014 21:06 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 13,119 | $28.59 | $375,072.21 |
DisclosureSEC source: 0001225208-14-022813 · doc4.xml · nonDerivative · entry 1 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,119 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.