Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SCHWAB CHARLES CORPSCHW · Entity 1218 | Director | October 01, 2026 | October 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SCHWAB CHARLES CORP
Report date October 01, 2026 · Filed October 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Nonqualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $98.37 · Expires 2036-10-01 | Direct | 1,222 |
Reported balance
After 2026-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 1,222 · Balance 1,222 F2: The option was received in lieu of cash compensation otherwise payable as director fees. F1: The option was received pursuant to the Directors' Compensation Plan II and vested immediately. |
Filing footnotes · ownership attribution and instrument terms
F1: The option was received pursuant to the Directors' Compensation Plan II and vested immediately.
F2: The option was received in lieu of cash compensation otherwise payable as director fees.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2026 Filed Oct 6, 2026 00:28 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 1,222 | $0.00 Strike: $98.37 | $0.00 |
DisclosureSEC source: 0001739929-26-000010 · wk-form4_1791246535.xml · derivative · entry 1 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,222 Underlying: Common Stock · 1,222 shares Expires 2036-10-01 F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. F1 · derivative.exercise_date: The option was received pursuant to the Directors' Compensation Plan II and vested immediately. Read SEC document |
| July 01, 2026 Filed Jul 6, 2026 22:54 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 1,280 | $0.00 Strike: $95.78 | $0.00 |
DisclosureSEC source: 0001739929-26-000008 · wk-form4_1783378454.xml · derivative · entry 1 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,280 Underlying: Common Stock · 1,280 shares Expires 2036-07-01 F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. F1 · derivative.exercise_date: The option was received pursuant to the Directors' Deferred Compensation Plan II and vested immediately. Read SEC document |
| May 26, 2026 Filed May 28, 2026 22:29 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 3,977 | $0.00 Strike: $89.40 | $0.00 |
DisclosureSEC source: 0001739929-26-000006 · wk-form4_1780007371.xml · derivative · entry 4 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,977 Underlying: Common Stock · 3,977 shares Expires 2036-05-26 F5 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date Read SEC document |
| May 26, 2026 Filed May 28, 2026 22:29 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 1,602 | $0.00 | $0.00 |
DisclosureSEC source: 0001739929-26-000006 · wk-form4_1780007371.xml · nonDerivative · entry 1 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,380.6867 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. F2 · balance_after: Includes 81.9458 shares acquired through dividend reinvestment. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 01:44 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 1,286 | Not disclosed Strike: $92.36 | Not disclosed |
DisclosureSEC source: 0001739929-26-000004 · wk-form4_1775180665.xml · derivative · entry 1 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,286 Underlying: Common Stock · 1,286 shares Expires 2036-04-01 F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. F1 · derivative.exercise_date: The option was received pursuant to the Directors' Deferred Compensation Plan II and vested immediately. Read SEC document |
| January 02, 2026 Filed Jan 6, 2026 22:10 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 1,317 | Not disclosed Strike: $101.57 | Not disclosed |
DisclosureSEC source: 0001739929-26-000002 · wk-form4_1767737432.xml · derivative · entry 1 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,317 Underlying: Common Stock · 1,317 shares Expires 2036-01-02 F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. F1 · derivative.exercise_date: The option was received pursuant to the Directors' Deferred Compensation Plan II and vested immediately. Read SEC document |
| November 19, 2025 Filed Nov 21, 2025 02:56 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 8,372 | $0.00 | $0.00 |
DisclosureSEC source: 0001739929-25-000018 · wk-form4_1763693799.xml · nonDerivative · entry 1 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,778.6867 F1 · balance_after: Includes 40.3393 shares acquired through dividend reinvestment. Read SEC document |
| October 01, 2025 Filed Oct 3, 2025 23:19 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 1,340 | Not disclosed Strike: $92.25 | Not disclosed |
DisclosureSEC source: 0001739929-25-000016 · wk-form4_1759533549.xml · derivative · entry 1 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,340 Underlying: Common Stock · 1,340 shares Expires 2035-10-01 F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. F1 · derivative.exercise_date: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| July 01, 2025 Filed Jul 3, 2025 21:57 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 1,322 | Not disclosed Strike: $91.17 | Not disclosed |
DisclosureSEC source: 0001739929-25-000013 · wk-form4_1751579850.xml · derivative · entry 1 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,322 Underlying: Common Stock · 1,322 shares Expires 2035-07-01 F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. F1 · derivative.exercise_date: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| May 27, 2025 Filed May 29, 2025 22:55 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 3,646 | $0.00 Strike: $88.63 | $0.00 |
DisclosureSEC source: 0001739929-25-000010 · wk-form4_1748559316.xml · derivative · entry 4 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,646 Underlying: Common Stock · 3,646 shares Expires 2035-05-27 F5 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 27, 2025 Filed May 29, 2025 22:55 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 1,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001739929-25-000010 · wk-form4_1748559316.xml · nonDerivative · entry 1 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,110.3474 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. F2 · balance_after: Includes 54.5052 shares acquired through dividend reinvestment. Read SEC document |
| May 21, 2025 Filed May 23, 2025 00:53 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 5,556 | $87.65 | $486,986.18 |
DisclosureSEC source: 0001739929-25-000008 · wk-form4_1747961625.xml · nonDerivative · entry 1 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,593.8422 F1 · price: This transaction was executed in multiple trades at prices ranging from $87.585 to $87.73. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 22:40 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 1,567 | Not disclosed Strike: $77.67 | Not disclosed |
DisclosureSEC source: 0001739929-25-000006 · wk-form4_1743719997.xml · derivative · entry 1 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,567 Underlying: Common Stock · 1,567 shares Expires 2035-04-01 F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. F1 · derivative.exercise_date: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| March 14, 2025 Filed Mar 18, 2025 00:50 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 8,584 | $0.00 Strike: $43.21 | $0.00 |
DisclosureSEC source: 0001739929-25-000004 · wk-form4_1742259050.xml · derivative · entry 4 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,584 shares Expires 2029-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vested 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| March 14, 2025 Filed Mar 18, 2025 00:50 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 8,584 | $43.21 | $370,914.64 |
DisclosureSEC source: 0001739929-25-000004 · wk-form4_1742259050.xml · nonDerivative · entry 1 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,149.8422 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents an acquisition of 8,584 shares received pursuant to a cash exercise and hold transaction. F2 · balance_after: Includes 67.3788 shares acquired through dividend reinvestment. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 22:52 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 1,646 | Not disclosed Strike: $73.84 | Not disclosed |
DisclosureSEC source: 0001739929-25-000002 · wk-form4_1736203941.xml · derivative · entry 1 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,646 Underlying: Common Stock · 1,646 shares Expires 2035-01-02 F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. F1 · derivative.exercise_date: The option was received pursuant to the Directors' Compensation Plan II and vested immediately. Read SEC document |
| November 13, 2024 Filed Nov 15, 2024 02:32 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 2,998 | $78.65 | $235,778.91 |
DisclosureSEC source: 0001739929-24-000011 · wk-form4_1731637960.xml · nonDerivative · entry 1 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,498.4634 F1 · price: This transaction was executed in multiple trades at prices ranging from $78.625 to $78.68. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes 45.9833 shares acquired through dividend reinvestment. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 20:37 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 1,906 | Not disclosed Strike: $63.91 | Not disclosed |
DisclosureSEC source: 0001739929-24-000008 · wk-form4_1727987821.xml · derivative · entry 1 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,906 Underlying: Common Stock · 1,906 shares Expires 2034-10-01 F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. F1 · derivative.exercise_date: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| July 01, 2024 Filed Jul 4, 2024 00:35 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 1,632 | Not disclosed Strike: $73.42 | Not disclosed |
DisclosureSEC source: 0001739929-24-000006 · wk-form4_1720053344.xml · derivative · entry 1 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,632 Underlying: Common Stock · 1,632 shares Expires 2034-07-01 F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. F1 · derivative.exercise_date: The option was received pursuant to the Directors' Compensation Plan II and vests immediately. Read SEC document |
| May 28, 2024 Filed May 31, 2024 01:33 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 4,496 | $0.00 Strike: $70.79 | $0.00 |
DisclosureSEC source: 0001739929-24-000004 · wk-form4_1717119218.xml · derivative · entry 4 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,496 Underlying: Common Stock · 4,496 shares Expires 2034-05-28 F5 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 28, 2024 Filed May 31, 2024 01:33 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 1,809 | $0.00 | $0.00 |
DisclosureSEC source: 0001739929-24-000004 · wk-form4_1717119218.xml · nonDerivative · entry 1 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,450.4801 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. F2 · balance_after: Includes 116.4405 shares acquired through dividend reinvestment. Read SEC document |
| April 01, 2024 Filed Apr 4, 2024 00:54 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 1,351 | Not disclosed Strike: $72.37 | Not disclosed |
DisclosureSEC source: 0001739929-24-000002 · wk-form4_1712192057.xml · derivative · entry 1 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,351 Underlying: Common Stock · 1,351 shares Expires 2034-04-01 F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. F1 · derivative.exercise_date: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 23:56 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 1,634 | Not disclosed Strike: $69.10 | Not disclosed |
DisclosureSEC source: 0000316709-24-000002 · wk-form4_1704412548.xml · derivative · entry 1 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,634 Underlying: Common Stock · 1,634 shares Expires 2034-01-02 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. Read SEC document |
| October 02, 2023 Filed Oct 4, 2023 21:55 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 1,938 | Not disclosed Strike: $53.55 | Not disclosed |
DisclosureSEC source: 0001062993-23-019014 · form4.xml · derivative · entry 1 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,938 Underlying: Common Stock · 1,938 shares Expires 2033-10-02 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. Read SEC document |
| August 17, 2023 Filed Aug 21, 2023 22:51 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | PurchaseCommon Stock | 833 | $60.55 | $50,440.07 |
DisclosureSEC source: 0001062993-23-016948 · form4.xml · nonDerivative · entry 1 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by 401(k) Disclosed balance after: 3,386.4372 F1 · price: This transaction was executed in multiple trades at prices ranging from $60.535 to $60.58. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes 11.8206 shares acquired through dividend reinvestment. Read SEC document |
| July 03, 2023 Filed Jul 6, 2023 21:54 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 1,847 | Not disclosed Strike: $57.72 | Not disclosed |
DisclosureSEC source: 0001062993-23-014667 · form4.xml · derivative · entry 1 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,847 Underlying: Common Stock · 1,847 shares Expires 2033-07-03 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. Read SEC document |
| May 22, 2023 Filed May 24, 2023 23:43 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 5,464 | $0.00 Strike: $51.97 | $0.00 |
DisclosureSEC source: 0001062993-23-012089 · form4.xml · derivative · entry 4 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,464 Underlying: Common Stock · 5,464 shares Expires 2033-05-22 F5 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 22, 2023 Filed May 24, 2023 23:43 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 2,496 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-012089 · form4.xml · nonDerivative · entry 1 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,607.9339 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. F2 · balance_after: Includes 38.7737 shares acquired through dividend reinvestment. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 20:22 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 1,875 | Not disclosed Strike: $51.57 | Not disclosed |
DisclosureSEC source: 0001062993-23-008760 · form4.xml · derivative · entry 1 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,875 Underlying: Common Stock · 1,875 shares Expires 2033-04-03 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. Read SEC document |
| February 16, 2023 Filed Feb 22, 2023 01:30 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 5,176 | $80.88 | $418,656.10 |
DisclosureSEC source: 0001062993-23-004306 · form4.xml · nonDerivative · entry 1 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,073.1602 F1 · price: This transaction was executed in multiple trades at prices ranging from $80.82 to $80.95. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes 97.2084 shares acquired through dividend reinvestment. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 22:42 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 1,292 | Not disclosed Strike: $81.94 | Not disclosed |
DisclosureSEC source: 0001062993-23-000518 · form4.xml · derivative · entry 1 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,292 Underlying: Common Stock · 1,292 shares Expires 2033-01-03 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 21:04 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 1,404 | Not disclosed Strike: $73.21 | Not disclosed |
DisclosureSEC source: 0001225208-22-010825 · doc4.xml · derivative · entry 1 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,404 Underlying: Common Stock · 1,404 shares Expires 2032-10-03 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 20:41 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 1,691 | Not disclosed Strike: $63.92 | Not disclosed |
DisclosureSEC source: 0001225208-22-008658 · doc4.xml · derivative · entry 1 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,691 Underlying: Common Stock · 1,691 shares Expires 2032-07-01 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. Read SEC document |
| May 19, 2022 Filed May 23, 2022 20:50 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 4,703 | $0.00 Strike: $62.66 | $0.00 |
DisclosureSEC source: 0001225208-22-007277 · doc4.xml · derivative · entry 4 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,703 Underlying: Common Stock · 4,703 shares Expires 2032-05-19 F2 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 19, 2022 Filed May 23, 2022 20:50 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 2,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-007277 · doc4.xml · nonDerivative · entry 1 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,151.9518 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 00:09 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 1,324 | Not disclosed Strike: $83.54 | Not disclosed |
DisclosureSEC source: 0001225208-22-005460 · doc4.xml · derivative · entry 1 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,324 Underlying: Common Stock · 1,324 shares Expires 2032-04-01 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. Read SEC document |
| January 13, 2022 Filed Jan 14, 2022 18:18 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 1,613 | $0.00 Strike: $44.13 | $0.00 |
DisclosureSEC source: 0001225208-22-000740 · doc4.xml · derivative · entry 6 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,613 shares Expires 2029-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 13, 2022 Filed Jan 14, 2022 18:18 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 1,185 | $0.00 Strike: $41.58 | $0.00 |
DisclosureSEC source: 0001225208-22-000740 · doc4.xml · derivative · entry 5 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,185 shares Expires 2029-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 13, 2022 Filed Jan 14, 2022 18:18 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 1,185 | $41.58 | $49,272.30 |
DisclosureSEC source: 0001225208-22-000740 · doc4.xml · nonDerivative · entry 2 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,076 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 13, 2022 Filed Jan 14, 2022 18:18 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 1,613 | $44.13 | $71,181.69 |
DisclosureSEC source: 0001225208-22-000740 · doc4.xml · nonDerivative · entry 1 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,891 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 06, 2022 Filed Jan 7, 2022 18:35 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 2,998 | $0.00 Strike: $59.32 | $0.00 |
DisclosureSEC source: 0001225208-22-000585 · doc4.xml · derivative · entry 4 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,998 shares Expires 2028-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The date first exercisable is 5/17/2019. Read SEC document |
| January 06, 2022 Filed Jan 7, 2022 18:35 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 2,998 | $59.32 | $177,841.36 |
DisclosureSEC source: 0001225208-22-000585 · doc4.xml · nonDerivative · entry 1 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,278 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 19:12 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 1,375 | Not disclosed Strike: $85.76 | Not disclosed |
DisclosureSEC source: 0001225208-22-000415 · doc4.xml · derivative · entry 1 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,375 Underlying: Common Stock · 1,375 shares Expires 2032-01-03 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. Read SEC document |
| October 01, 2021 Filed Oct 4, 2021 22:01 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 1,600 | Not disclosed Strike: $74.42 | Not disclosed |
DisclosureSEC source: 0001225208-21-012812 · doc4.xml · derivative · entry 1 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,600 Underlying: Common Stock · 1,600 shares Expires 2031-10-01 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 19:42 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 1,696 | Not disclosed Strike: $73.57 | Not disclosed |
DisclosureSEC source: 0001225208-21-010248 · doc4.xml · derivative · entry 1 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,696 Underlying: Common Stock · 1,696 shares Expires 2031-07-01 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. Read SEC document |
| May 17, 2021 Filed May 19, 2021 21:47 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 4,390 | $0.00 Strike: $73.00 | $0.00 |
DisclosureSEC source: 0001225208-21-008329 · doc4.xml · derivative · entry 4 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,390 Underlying: Common Stock · 4,390 shares Expires 2031-05-17 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 17, 2021 Filed May 19, 2021 21:47 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 1,529 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-008329 · doc4.xml · nonDerivative · entry 1 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,280 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 19:53 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 1,640 | Not disclosed Strike: $66.44 | Not disclosed |
DisclosureSEC source: 0001225208-21-006405 · doc4.xml · derivative · entry 1 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,640 Underlying: Common Stock · 1,640 shares Expires 2031-04-01 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. Read SEC document |
| February 04, 2021 Filed Feb 4, 2021 20:44 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | PurchaseCommon Stock | 3,636 | $54.08 | $196,642.15 |
DisclosureSEC source: 0001225208-21-001689 · doc4.xml · nonDerivative · entry 1 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 9,091.8204 F1 · price: This transaction was executed in multiple trades at prices ranging from $54.07 to $54.095. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:44 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 2,063 | Not disclosed Strike: $52.76 | Not disclosed |
DisclosureSEC source: 0001225208-21-000596 · doc4.xml · derivative · entry 1 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,063 Underlying: Common Stock · 2,063 shares Expires 2031-01-04 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.