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Ruffel Charles A.

Disclosed activity across 1 company

Tapewire entity
14439
SEC CIK
0001739929

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SCHWAB CHARLES CORPSCHW · Entity 1218DirectorOctober 01, 2026October 06, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SCHWAB CHARLES CORP

Report date October 01, 2026 · Filed October 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Nonqualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $98.37 · Expires 2036-10-01Direct1,222 Reported balance After 2026-10-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-10-01 · Grant · Acquired 1,222 · Balance 1,222

F2: The option was received in lieu of cash compensation otherwise payable as director fees.

F1: The option was received pursuant to the Directors' Compensation Plan II and vested immediately.

Filing footnotes · ownership attribution and instrument terms

F1: The option was received pursuant to the Directors' Compensation Plan II and vested immediately.

F2: The option was received in lieu of cash compensation otherwise payable as director fees.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2026 Filed Oct 6, 2026 00:28 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantNonqualified Stock Option (right to buy) · Derivative 1,222 $0.00 Strike: $98.37 $0.00
Disclosure

SEC source: 0001739929-26-000010 · wk-form4_1791246535.xml · derivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,222

Underlying: Common Stock · 1,222 shares

Expires 2036-10-01

F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees.

F1 · derivative.exercise_date: The option was received pursuant to the Directors' Compensation Plan II and vested immediately.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 22:54 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantNonqualified Stock Option (right to buy) · Derivative 1,280 $0.00 Strike: $95.78 $0.00
Disclosure

SEC source: 0001739929-26-000008 · wk-form4_1783378454.xml · derivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,280

Underlying: Common Stock · 1,280 shares

Expires 2036-07-01

F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees.

F1 · derivative.exercise_date: The option was received pursuant to the Directors' Deferred Compensation Plan II and vested immediately.

Read SEC document
May 26, 2026 Filed May 28, 2026 22:29 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantNonqualified Stock Option (right to buy) · Derivative 3,977 $0.00 Strike: $89.40 $0.00
Disclosure

SEC source: 0001739929-26-000006 · wk-form4_1780007371.xml · derivative · entry 4

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,977

Underlying: Common Stock · 3,977 shares

Expires 2036-05-26

F5 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date

Read SEC document
May 26, 2026 Filed May 28, 2026 22:29 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantCommon Stock 1,602 $0.00 $0.00
Disclosure

SEC source: 0001739929-26-000006 · wk-form4_1780007371.xml · nonDerivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,380.6867

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

F2 · balance_after: Includes 81.9458 shares acquired through dividend reinvestment.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 01:44 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantNonqualified Stock Option (right to buy) · Derivative 1,286 Not disclosed Strike: $92.36 Not disclosed
Disclosure

SEC source: 0001739929-26-000004 · wk-form4_1775180665.xml · derivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,286

Underlying: Common Stock · 1,286 shares

Expires 2036-04-01

F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees.

F1 · derivative.exercise_date: The option was received pursuant to the Directors' Deferred Compensation Plan II and vested immediately.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 22:10 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantNonqualified Stock Option (right to buy) · Derivative 1,317 Not disclosed Strike: $101.57 Not disclosed
Disclosure

SEC source: 0001739929-26-000002 · wk-form4_1767737432.xml · derivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,317

Underlying: Common Stock · 1,317 shares

Expires 2036-01-02

F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees.

F1 · derivative.exercise_date: The option was received pursuant to the Directors' Deferred Compensation Plan II and vested immediately.

Read SEC document
November 19, 2025 Filed Nov 21, 2025 02:56 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GiftCommon Stock 8,372 $0.00 $0.00
Disclosure

SEC source: 0001739929-25-000018 · wk-form4_1763693799.xml · nonDerivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,778.6867

F1 · balance_after: Includes 40.3393 shares acquired through dividend reinvestment.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 23:19 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantNonqualified Stock Option (right to buy) · Derivative 1,340 Not disclosed Strike: $92.25 Not disclosed
Disclosure

SEC source: 0001739929-25-000016 · wk-form4_1759533549.xml · derivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,340

Underlying: Common Stock · 1,340 shares

Expires 2035-10-01

F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees.

F1 · derivative.exercise_date: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 21:57 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantNonqualified Stock Option (right to buy) · Derivative 1,322 Not disclosed Strike: $91.17 Not disclosed
Disclosure

SEC source: 0001739929-25-000013 · wk-form4_1751579850.xml · derivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,322

Underlying: Common Stock · 1,322 shares

Expires 2035-07-01

F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees.

F1 · derivative.exercise_date: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately.

Read SEC document
May 27, 2025 Filed May 29, 2025 22:55 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantNonqualified Stock Option (right to buy) · Derivative 3,646 $0.00 Strike: $88.63 $0.00
Disclosure

SEC source: 0001739929-25-000010 · wk-form4_1748559316.xml · derivative · entry 4

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,646

Underlying: Common Stock · 3,646 shares

Expires 2035-05-27

F5 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 27, 2025 Filed May 29, 2025 22:55 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantCommon Stock 1,462 $0.00 $0.00
Disclosure

SEC source: 0001739929-25-000010 · wk-form4_1748559316.xml · nonDerivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,110.3474

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

F2 · balance_after: Includes 54.5052 shares acquired through dividend reinvestment.

Read SEC document
May 21, 2025 Filed May 23, 2025 00:53 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 SaleCommon Stock 5,556 $87.65 $486,986.18
Disclosure

SEC source: 0001739929-25-000008 · wk-form4_1747961625.xml · nonDerivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,593.8422

F1 · price: This transaction was executed in multiple trades at prices ranging from $87.585 to $87.73. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 22:40 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantNonqualified Stock Option (right to buy) · Derivative 1,567 Not disclosed Strike: $77.67 Not disclosed
Disclosure

SEC source: 0001739929-25-000006 · wk-form4_1743719997.xml · derivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,567

Underlying: Common Stock · 1,567 shares

Expires 2035-04-01

F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees.

F1 · derivative.exercise_date: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately.

Read SEC document
March 14, 2025 Filed Mar 18, 2025 00:50 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 8,584 $0.00 Strike: $43.21 $0.00
Disclosure

SEC source: 0001739929-25-000004 · wk-form4_1742259050.xml · derivative · entry 4

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,584 shares

Expires 2029-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vested 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
March 14, 2025 Filed Mar 18, 2025 00:50 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 Exercise / conversionCommon Stock 8,584 $43.21 $370,914.64
Disclosure

SEC source: 0001739929-25-000004 · wk-form4_1742259050.xml · nonDerivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,149.8422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an acquisition of 8,584 shares received pursuant to a cash exercise and hold transaction.

F2 · balance_after: Includes 67.3788 shares acquired through dividend reinvestment.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 22:52 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantNonqualified Stock Option (right to buy) · Derivative 1,646 Not disclosed Strike: $73.84 Not disclosed
Disclosure

SEC source: 0001739929-25-000002 · wk-form4_1736203941.xml · derivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,646

Underlying: Common Stock · 1,646 shares

Expires 2035-01-02

F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees.

F1 · derivative.exercise_date: The option was received pursuant to the Directors' Compensation Plan II and vested immediately.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 02:32 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 SaleCommon Stock 2,998 $78.65 $235,778.91
Disclosure

SEC source: 0001739929-24-000011 · wk-form4_1731637960.xml · nonDerivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,498.4634

F1 · price: This transaction was executed in multiple trades at prices ranging from $78.625 to $78.68. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes 45.9833 shares acquired through dividend reinvestment.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 20:37 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantNonqualified Stock Option (right to buy) · Derivative 1,906 Not disclosed Strike: $63.91 Not disclosed
Disclosure

SEC source: 0001739929-24-000008 · wk-form4_1727987821.xml · derivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,906

Underlying: Common Stock · 1,906 shares

Expires 2034-10-01

F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees.

F1 · derivative.exercise_date: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately.

Read SEC document
July 01, 2024 Filed Jul 4, 2024 00:35 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantNonqualified Stock Option (right to buy) · Derivative 1,632 Not disclosed Strike: $73.42 Not disclosed
Disclosure

SEC source: 0001739929-24-000006 · wk-form4_1720053344.xml · derivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,632

Underlying: Common Stock · 1,632 shares

Expires 2034-07-01

F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees.

F1 · derivative.exercise_date: The option was received pursuant to the Directors' Compensation Plan II and vests immediately.

Read SEC document
May 28, 2024 Filed May 31, 2024 01:33 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantNonqualified Stock Option (right to buy) · Derivative 4,496 $0.00 Strike: $70.79 $0.00
Disclosure

SEC source: 0001739929-24-000004 · wk-form4_1717119218.xml · derivative · entry 4

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,496

Underlying: Common Stock · 4,496 shares

Expires 2034-05-28

F5 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 28, 2024 Filed May 31, 2024 01:33 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantCommon Stock 1,809 $0.00 $0.00
Disclosure

SEC source: 0001739929-24-000004 · wk-form4_1717119218.xml · nonDerivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,450.4801

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

F2 · balance_after: Includes 116.4405 shares acquired through dividend reinvestment.

Read SEC document
April 01, 2024 Filed Apr 4, 2024 00:54 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantNonqualified Stock Option (right to buy) · Derivative 1,351 Not disclosed Strike: $72.37 Not disclosed
Disclosure

SEC source: 0001739929-24-000002 · wk-form4_1712192057.xml · derivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,351

Underlying: Common Stock · 1,351 shares

Expires 2034-04-01

F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees.

F1 · derivative.exercise_date: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 23:56 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantNonqualified Stock Option (right to buy) · Derivative 1,634 Not disclosed Strike: $69.10 Not disclosed
Disclosure

SEC source: 0000316709-24-000002 · wk-form4_1704412548.xml · derivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,634

Underlying: Common Stock · 1,634 shares

Expires 2034-01-02

F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately.

F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 21:55 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantNonqualified Stock Option (right to buy) · Derivative 1,938 Not disclosed Strike: $53.55 Not disclosed
Disclosure

SEC source: 0001062993-23-019014 · form4.xml · derivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,938

Underlying: Common Stock · 1,938 shares

Expires 2033-10-02

F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately.

F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees.

Read SEC document
August 17, 2023 Filed Aug 21, 2023 22:51 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 PurchaseCommon Stock 833 $60.55 $50,440.07
Disclosure

SEC source: 0001062993-23-016948 · form4.xml · nonDerivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by 401(k)

Disclosed balance after: 3,386.4372

F1 · price: This transaction was executed in multiple trades at prices ranging from $60.535 to $60.58. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes 11.8206 shares acquired through dividend reinvestment.

Read SEC document
July 03, 2023 Filed Jul 6, 2023 21:54 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantNonqualified Stock Option (right to buy) · Derivative 1,847 Not disclosed Strike: $57.72 Not disclosed
Disclosure

SEC source: 0001062993-23-014667 · form4.xml · derivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,847

Underlying: Common Stock · 1,847 shares

Expires 2033-07-03

F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately.

F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees.

Read SEC document
May 22, 2023 Filed May 24, 2023 23:43 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantNonqualified Stock Option (right to buy) · Derivative 5,464 $0.00 Strike: $51.97 $0.00
Disclosure

SEC source: 0001062993-23-012089 · form4.xml · derivative · entry 4

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,464

Underlying: Common Stock · 5,464 shares

Expires 2033-05-22

F5 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 22, 2023 Filed May 24, 2023 23:43 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantCommon Stock 2,496 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012089 · form4.xml · nonDerivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,607.9339

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

F2 · balance_after: Includes 38.7737 shares acquired through dividend reinvestment.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 20:22 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantNonqualified Stock Option (right to buy) · Derivative 1,875 Not disclosed Strike: $51.57 Not disclosed
Disclosure

SEC source: 0001062993-23-008760 · form4.xml · derivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,875

Underlying: Common Stock · 1,875 shares

Expires 2033-04-03

F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately.

F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees.

Read SEC document
February 16, 2023 Filed Feb 22, 2023 01:30 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 SaleCommon Stock 5,176 $80.88 $418,656.10
Disclosure

SEC source: 0001062993-23-004306 · form4.xml · nonDerivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,073.1602

F1 · price: This transaction was executed in multiple trades at prices ranging from $80.82 to $80.95. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes 97.2084 shares acquired through dividend reinvestment.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 22:42 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantNonqualified Stock Option (right to buy) · Derivative 1,292 Not disclosed Strike: $81.94 Not disclosed
Disclosure

SEC source: 0001062993-23-000518 · form4.xml · derivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,292

Underlying: Common Stock · 1,292 shares

Expires 2033-01-03

F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately.

F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 21:04 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantNonqualified Stock Option (right to buy) · Derivative 1,404 Not disclosed Strike: $73.21 Not disclosed
Disclosure

SEC source: 0001225208-22-010825 · doc4.xml · derivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,404

Underlying: Common Stock · 1,404 shares

Expires 2032-10-03

F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately.

F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 20:41 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantNonqualified Stock Option (right to buy) · Derivative 1,691 Not disclosed Strike: $63.92 Not disclosed
Disclosure

SEC source: 0001225208-22-008658 · doc4.xml · derivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,691

Underlying: Common Stock · 1,691 shares

Expires 2032-07-01

F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately.

F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees.

Read SEC document
May 19, 2022 Filed May 23, 2022 20:50 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantNonqualified Stock Option (right to buy) · Derivative 4,703 $0.00 Strike: $62.66 $0.00
Disclosure

SEC source: 0001225208-22-007277 · doc4.xml · derivative · entry 4

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,703

Underlying: Common Stock · 4,703 shares

Expires 2032-05-19

F2 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 19, 2022 Filed May 23, 2022 20:50 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantCommon Stock 2,054 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-007277 · doc4.xml · nonDerivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,151.9518

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 00:09 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantNonqualified Stock Option (right to buy) · Derivative 1,324 Not disclosed Strike: $83.54 Not disclosed
Disclosure

SEC source: 0001225208-22-005460 · doc4.xml · derivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,324

Underlying: Common Stock · 1,324 shares

Expires 2032-04-01

F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately.

F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees.

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January 13, 2022 Filed Jan 14, 2022 18:18 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 1,613 $0.00 Strike: $44.13 $0.00
Disclosure

SEC source: 0001225208-22-000740 · doc4.xml · derivative · entry 6

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,613 shares

Expires 2029-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 13, 2022 Filed Jan 14, 2022 18:18 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 1,185 $0.00 Strike: $41.58 $0.00
Disclosure

SEC source: 0001225208-22-000740 · doc4.xml · derivative · entry 5

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,185 shares

Expires 2029-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 13, 2022 Filed Jan 14, 2022 18:18 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 Exercise / conversionCommon Stock 1,185 $41.58 $49,272.30
Disclosure

SEC source: 0001225208-22-000740 · doc4.xml · nonDerivative · entry 2

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 13, 2022 Filed Jan 14, 2022 18:18 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 Exercise / conversionCommon Stock 1,613 $44.13 $71,181.69
Disclosure

SEC source: 0001225208-22-000740 · doc4.xml · nonDerivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 06, 2022 Filed Jan 7, 2022 18:35 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 2,998 $0.00 Strike: $59.32 $0.00
Disclosure

SEC source: 0001225208-22-000585 · doc4.xml · derivative · entry 4

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,998 shares

Expires 2028-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The date first exercisable is 5/17/2019.

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January 06, 2022 Filed Jan 7, 2022 18:35 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 Exercise / conversionCommon Stock 2,998 $59.32 $177,841.36
Disclosure

SEC source: 0001225208-22-000585 · doc4.xml · nonDerivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 03, 2022 Filed Jan 5, 2022 19:12 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantNonqualified Stock Option (right to buy) · Derivative 1,375 Not disclosed Strike: $85.76 Not disclosed
Disclosure

SEC source: 0001225208-22-000415 · doc4.xml · derivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,375

Underlying: Common Stock · 1,375 shares

Expires 2032-01-03

F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately.

F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees.

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October 01, 2021 Filed Oct 4, 2021 22:01 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantNonqualified Stock Option (right to buy) · Derivative 1,600 Not disclosed Strike: $74.42 Not disclosed
Disclosure

SEC source: 0001225208-21-012812 · doc4.xml · derivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,600

Underlying: Common Stock · 1,600 shares

Expires 2031-10-01

F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately.

F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees.

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July 01, 2021 Filed Jul 6, 2021 19:42 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantNonqualified Stock Option (right to buy) · Derivative 1,696 Not disclosed Strike: $73.57 Not disclosed
Disclosure

SEC source: 0001225208-21-010248 · doc4.xml · derivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,696

Underlying: Common Stock · 1,696 shares

Expires 2031-07-01

F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately.

F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees.

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May 17, 2021 Filed May 19, 2021 21:47 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantNonqualified Stock Option (right to buy) · Derivative 4,390 $0.00 Strike: $73.00 $0.00
Disclosure

SEC source: 0001225208-21-008329 · doc4.xml · derivative · entry 4

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,390

Underlying: Common Stock · 4,390 shares

Expires 2031-05-17

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

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May 17, 2021 Filed May 19, 2021 21:47 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantCommon Stock 1,529 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008329 · doc4.xml · nonDerivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,280

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

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April 01, 2021 Filed Apr 5, 2021 19:53 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantNonqualified Stock Option (right to buy) · Derivative 1,640 Not disclosed Strike: $66.44 Not disclosed
Disclosure

SEC source: 0001225208-21-006405 · doc4.xml · derivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,640

Underlying: Common Stock · 1,640 shares

Expires 2031-04-01

F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately.

F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees.

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February 04, 2021 Filed Feb 4, 2021 20:44 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 PurchaseCommon Stock 3,636 $54.08 $196,642.15
Disclosure

SEC source: 0001225208-21-001689 · doc4.xml · nonDerivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 9,091.8204

F1 · price: This transaction was executed in multiple trades at prices ranging from $54.07 to $54.095. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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January 04, 2021 Filed Jan 6, 2021 22:44 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantNonqualified Stock Option (right to buy) · Derivative 2,063 Not disclosed Strike: $52.76 Not disclosed
Disclosure

SEC source: 0001225208-21-000596 · doc4.xml · derivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,063

Underlying: Common Stock · 2,063 shares

Expires 2031-01-04

F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately.

F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.