Last 12 months
Inside the activity.
6 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 6 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 03, 2021 Filed May 4, 2021 20:31 UTC |
Pero Jeffrey TDirector
|
Exercise / conversionDeferred Stock Units · Derivative | 9,000 | $0.00 Strike: $15.03 | $0.00 |
DisclosureSEC source: 0001104659-21-061009 · a4.xml · derivative · entry 2 Pero Jeffrey T · CIK 0001474435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value per stock unit of Deferred Stock Units based on the weighted average of the original grant date fair market values. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units, to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units, to common stock under the Executive Deferred Compensation Plan. F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election. F5 · derivative.expiration_date: No expiration date is applicable to Deferred Stock Units. Read SEC document |
| May 03, 2021 Filed May 4, 2021 20:31 UTC |
Pero Jeffrey TDirector
|
Exercise / conversionCommon Stock | 9,000 | $11.11 | $99,990.00 |
DisclosureSEC source: 0001104659-21-061009 · a4.xml · nonDerivative · entry 1 Pero Jeffrey T · CIK 0001474435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,248 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units, to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| May 03, 2021 Filed May 5, 2021 20:47 UTC |
COCHRANE COLLIN L.Chief Financial Officer
|
Exercise / conversionDeferred Stock Units · Derivative | 28 | $0.00 Strike: $14.66 | $0.00 |
DisclosureSEC source: 0001513564-21-000004 · edgardoc.xml · derivative · entry 3 COCHRANE COLLIN L. · CIK 0001513564 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. F7 · balance_after: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned. Read SEC document |
| May 03, 2021 Filed May 5, 2021 20:47 UTC |
COCHRANE COLLIN L.Chief Financial Officer
|
Tax withholdingDeferred Stock Units · Derivative | 31 | $0.00 Strike: $14.66 | $0.00 |
DisclosureSEC source: 0001513564-21-000004 · edgardoc.xml · derivative · entry 2 COCHRANE COLLIN L. · CIK 0001513564 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28 Underlying: Common Stock · 31 shares Expires not disclosed F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F4 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 03, 2021 Filed May 5, 2021 20:47 UTC |
COCHRANE COLLIN L.Chief Financial Officer
|
Exercise / conversionCommon Stock | 28 | $11.11 | $311.08 |
DisclosureSEC source: 0001513564-21-000004 · edgardoc.xml · nonDerivative · entry 1 COCHRANE COLLIN L. · CIK 0001513564 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| May 03, 2021 Filed May 5, 2021 20:43 UTC |
Stone Andrew PGeneral Counsel
|
Exercise / conversionDeferred Stock Units · Derivative | 36 | $0.00 Strike: $14.66 | $0.00 |
DisclosureSEC source: 0001487805-21-000002 · edgardoc.xml · derivative · entry 3 Stone Andrew P · CIK 0001487805 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F7 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 03, 2021 Filed May 5, 2021 20:43 UTC |
Stone Andrew PGeneral Counsel
|
Tax withholdingDeferred Stock Units · Derivative | 39 | $0.00 Strike: $14.66 | $0.00 |
DisclosureSEC source: 0001487805-21-000002 · edgardoc.xml · derivative · entry 2 Stone Andrew P · CIK 0001487805 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36 Underlying: Common Stock · 39 shares Expires not disclosed F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F4 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units are subject to a mandatory holding period and will be delivered to the Participant at the time provided in a related Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 03, 2021 Filed May 5, 2021 20:43 UTC |
Stone Andrew PGeneral Counsel
|
Exercise / conversionCommon Stock | 36 | $11.11 | $399.96 |
DisclosureSEC source: 0001487805-21-000002 · edgardoc.xml · nonDerivative · entry 1 Stone Andrew P · CIK 0001487805 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,608 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| May 03, 2021 Filed May 5, 2021 20:39 UTC |
Abate Christopher JDirector · Chief Executive Officer
|
Exercise / conversionDeferred Stock Units · Derivative | 67 | $0.00 Strike: $14.66 | $0.00 |
DisclosureSEC source: 0001453409-21-000002 · edgardoc.xml · derivative · entry 3 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 67 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. F7 · balance_after: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned. Read SEC document |
| May 03, 2021 Filed May 5, 2021 20:39 UTC |
Abate Christopher JDirector · Chief Executive Officer
|
Tax withholdingDeferred Stock Units · Derivative | 74 | $0.00 Strike: $14.66 | $0.00 |
DisclosureSEC source: 0001453409-21-000002 · edgardoc.xml · derivative · entry 2 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67 Underlying: Common Stock · 74 shares Expires not disclosed F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F4 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 03, 2021 Filed May 5, 2021 20:39 UTC |
Abate Christopher JDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 67 | $11.11 | $744.37 |
DisclosureSEC source: 0001453409-21-000002 · edgardoc.xml · nonDerivative · entry 1 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,610 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| March 31, 2021 Filed Apr 1, 2021 20:49 UTC |
Pero Jeffrey TDirector
|
GrantDeferred Stock Units · Derivative | 460.83 | $0.00 Strike: $10.46 | $0.00 |
DisclosureSEC source: 0001474435-21-000004 · edgardoc.xml · derivative · entry 1 Pero Jeffrey T · CIK 0001474435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 460.83 Underlying: Common Stock · 460.83 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| March 31, 2021 Filed Apr 1, 2021 20:46 UTC |
PROCTOR GEORGANNEDirector
|
GrantDeferred Stock Units · Derivative | 1,261.24 | $0.00 Strike: $10.46 | $0.00 |
DisclosureSEC source: 0001221603-21-000004 · edgardoc.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,261.24 Underlying: Common Stock · 1,261.24 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| March 31, 2021 Filed Apr 1, 2021 20:43 UTC |
MADISON GEORGE WDirector
|
GrantDeferred Stock Units · Derivative | 2,891.26 | $0.00 Strike: $10.46 | $0.00 |
DisclosureSEC source: 0001202560-21-000002 · edgardoc.xml · derivative · entry 1 MADISON GEORGE W · CIK 0001202560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,891.26 Underlying: Common Stock · 2,891.26 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| March 31, 2021 Filed Apr 1, 2021 20:40 UTC |
KUBICEK GREG HDirector
|
GrantDeferred Stock Units · Derivative | 6,973.47 | $0.00 Strike: $10.46 | $0.00 |
DisclosureSEC source: 0001233565-21-000002 · edgardoc.xml · derivative · entry 1 KUBICEK GREG H · CIK 0001233565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,973.47 Underlying: Common Stock · 6,973.47 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| March 30, 2021 Filed Mar 31, 2021 21:14 UTC |
Schwartz Faith ADirector
|
GrantDeferred Stock Units · Derivative | 1,028 | $0.00 Strike: $10.46 | $0.00 |
DisclosureSEC source: 0001853040-21-000005 · edgardoc.xml · derivative · entry 1 Schwartz Faith A · CIK 0001853040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,028 Underlying: Common Stock · 1,028 shares Expires not disclosed F1 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F2 · kind: This transaction relates to the grant of Deferred Stock Units. F3 · shares: 100% vested at grant. F4 · derivative.exercise_date: This grant of Deferred Stock Units is made in conjunction with Ms. Schwartz's appointment to Redwood's Board of Directors. For more information, please refer to Item 5.02 on Form 8-K filed on March 30, 2021. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| March 30, 2021 Filed Mar 31, 2021 21:10 UTC |
Falcon ArmandoDirector
|
GrantDeferred Stock Units · Derivative | 1,028 | $0.00 Strike: $10.46 | $0.00 |
DisclosureSEC source: 0001853040-21-000003 · edgardoc.xml · derivative · entry 1 Falcon Armando · CIK 0001853738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,028 Underlying: Common Stock · 1,028 shares Expires not disclosed F1 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F2 · kind: This transaction relates to the grant of Deferred Stock Units. F3 · shares: 100% vested at grant. F4 · derivative.exercise_date: This grant of Deferred Stock Units is made in conjunction with Mr. Falcon's appointment to Redwood's Board of Directors. For more information, please refer to Item 5.02 on Form 8-K filed on March 30, 2021. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| March 03, 2021 Filed Mar 4, 2021 23:17 UTC |
PROCTOR GEORGANNEDirector
|
SaleCommon Stock | 8,645 | $10.04 | $86,795.80 |
DisclosureSEC source: 0001221603-21-000002 · edgardoc.xml · nonDerivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person in 2020. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:55 UTC |
COCHRANE COLLIN L.Chief Financial Officer
|
Exercise / conversionDeferred Stock Units · Derivative | 11,465 | $0.00 Strike: $16.52 | $0.00 |
DisclosureSEC source: 0001513564-21-000002 · edgardoc.xml · derivative · entry 3 COCHRANE COLLIN L. · CIK 0001513564 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,465 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. F7 · balance_after: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:55 UTC |
COCHRANE COLLIN L.Chief Financial Officer
|
Tax withholdingDeferred Stock Units · Derivative | 12,748 | $0.00 Strike: $16.52 | $0.00 |
DisclosureSEC source: 0001513564-21-000002 · edgardoc.xml · derivative · entry 2 COCHRANE COLLIN L. · CIK 0001513564 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,465 Underlying: Common Stock · 0 shares Expires not disclosed F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F4 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:55 UTC |
COCHRANE COLLIN L.Chief Financial Officer
|
Exercise / conversionCommon Stock | 11,465 | $9.84 | $112,815.60 |
DisclosureSEC source: 0001513564-21-000002 · edgardoc.xml · nonDerivative · entry 1 COCHRANE COLLIN L. · CIK 0001513564 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,517 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| December 31, 2020 Filed Feb 3, 2021 23:23 UTC |
Pero Jeffrey TDirector
|
OtherCommon Stock | 1,357.19 | $8.86 | $12,024.70 |
DisclosureSEC source: 0001474435-21-000002 · edgardoc.xml · nonDerivative · entry 5 Pero Jeffrey T · CIK 0001474435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,938.95 F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors. F2 · shares: Transactions are rounded to to the nearest hundredth decimal. Read SEC document |
| December 29, 2020 Filed Dec 30, 2020 22:56 UTC |
MADISON GEORGE WDirector
|
GrantDeferred Stock Units · Derivative | 3,322.2 | $0.00 Strike: $8.86 | $0.00 |
DisclosureSEC source: 0001202560-20-000011 · edgardoc.xml · derivative · entry 1 MADISON GEORGE W · CIK 0001202560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,322.2 Underlying: Common Stock · 3,322.2 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 29, 2020 Filed Dec 30, 2020 22:52 UTC |
PROCTOR GEORGANNEDirector
|
GrantDeferred Stock Units · Derivative | 1,282.61 | $0.00 Strike: $8.86 | $0.00 |
DisclosureSEC source: 0001221603-20-000010 · edgardoc.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,282.61 Underlying: Common Stock · 1,282.61 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 29, 2020 Filed Dec 30, 2020 22:49 UTC |
Pero Jeffrey TDirector
|
GrantDeferred Stock Units · Derivative | 468.63 | $0.00 Strike: $8.86 | $0.00 |
DisclosureSEC source: 0001474435-20-000012 · edgardoc.xml · derivative · entry 1 Pero Jeffrey T · CIK 0001474435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468.63 Underlying: Common Stock · 468.63 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 29, 2020 Filed Dec 30, 2020 22:44 UTC |
KUBICEK GREG HDirector
|
GrantDeferred Stock Units · Derivative | 7,543.02 | $0.00 Strike: $8.86 | $0.00 |
DisclosureSEC source: 0001233565-20-000014 · edgardoc.xml · derivative · entry 1 KUBICEK GREG H · CIK 0001233565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,543.02 Underlying: Common Stock · 7,543.02 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 18, 2020 Filed Dec 21, 2020 21:43 UTC |
Stone Andrew PGeneral Counsel
|
Exercise / conversionDeferred Stock Units · Derivative | 12,396 | $0.00 Strike: $15.28 | $0.00 |
DisclosureSEC source: 0001487805-20-000004 · edgardoc.xml · derivative · entry 3 Stone Andrew P · CIK 0001487805 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,396 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. F7 · balance_after: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned. Read SEC document |
| December 18, 2020 Filed Dec 21, 2020 21:43 UTC |
Stone Andrew PGeneral Counsel
|
Tax withholdingDeferred Stock Units · Derivative | 13,782 | $0.00 Strike: $15.28 | $0.00 |
DisclosureSEC source: 0001487805-20-000004 · edgardoc.xml · derivative · entry 2 Stone Andrew P · CIK 0001487805 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,396 Underlying: Common Stock · 13,782 shares Expires not disclosed F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F4 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 18, 2020 Filed Dec 21, 2020 21:43 UTC |
Stone Andrew PGeneral Counsel
|
Exercise / conversionCommon Stock | 12,396 | $8.77 | $108,712.92 |
DisclosureSEC source: 0001487805-20-000004 · edgardoc.xml · nonDerivative · entry 1 Stone Andrew P · CIK 0001487805 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,572 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| December 18, 2020 Filed Dec 21, 2020 21:38 UTC |
Abate Christopher JDirector · Chief Executive Officer
|
Exercise / conversionDeferred Stock Units · Derivative | 20,918 | $0.00 Strike: $15.28 | $0.00 |
DisclosureSEC source: 0001453409-20-000006 · edgardoc.xml · derivative · entry 3 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,918 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units are subject to a mandatory holding period and will be delivered to the Participant at the time provided in a related Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. F7 · balance_after: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned. Read SEC document |
| December 18, 2020 Filed Dec 21, 2020 21:38 UTC |
Abate Christopher JDirector · Chief Executive Officer
|
Tax withholdingDeferred Stock Units · Derivative | 23,258 | $0.00 Strike: $15.28 | $0.00 |
DisclosureSEC source: 0001453409-20-000006 · edgardoc.xml · derivative · entry 2 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,918 Underlying: Common Stock · 23,258 shares Expires not disclosed F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F4 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units are subject to a mandatory holding period and will be delivered to the Participant at the time provided in a related Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 18, 2020 Filed Dec 21, 2020 21:38 UTC |
Abate Christopher JDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 20,918 | $8.77 | $183,450.86 |
DisclosureSEC source: 0001453409-20-000006 · edgardoc.xml · nonDerivative · entry 1 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,543 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 21:52 UTC |
Macomber Sasha G.Chief Human Resource Officer
|
GrantDeferred Stock Units · Derivative | 22,805 | $0.00 Strike: $8.77 | $0.00 |
DisclosureSEC source: 0001758710-20-000004 · edgardoc.xml · derivative · entry 1 Macomber Sasha G. · CIK 0001758710 · Chief Human Resource Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,805 Underlying: Common Stock · 22,805 shares Expires not disclosed F1 · security: This transaction relates to the grant of Deferred Stock Units. F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F3 · derivative.exercise_date: 25% vests 1/31/2022, 6.25% every quarter thereafter (beginning with 4/1/2022). Fully vested 12/15/2024. F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 21:48 UTC |
COCHRANE COLLIN L.Chief Financial Officer
|
GrantDeferred Stock Units · Derivative | 22,092 | $0.00 Strike: $8.77 | $0.00 |
DisclosureSEC source: 0001513564-20-000004 · edgardoc.xml · derivative · entry 1 COCHRANE COLLIN L. · CIK 0001513564 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,092 Underlying: Common Stock · 22,092 shares Expires not disclosed F1 · security: This transaction relates to the grant of Deferred Stock Units. F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F3 · derivative.exercise_date: 25% vests 1/31/2022, 6.25% every quarter thereafter (beginning with 4/1/2022). Fully vested 12/15/2024. F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 21:45 UTC |
Stone Andrew PGeneral Counsel
|
GrantDeferred Stock Units · Derivative | 29,931 | $0.00 Strike: $8.77 | $0.00 |
DisclosureSEC source: 0001487805-20-000002 · edgardoc.xml · derivative · entry 1 Stone Andrew P · CIK 0001487805 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,931 Underlying: Common Stock · 29,931 shares Expires not disclosed F1 · security: This transaction relates to the grant of Deferred Stock Units. F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F3 · derivative.exercise_date: 25% vests 1/31/2022, 6.25% every quarter thereafter (beginning with 4/1/2022). Fully vested 12/15/2024. F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 21:41 UTC |
Robinson Dashiell IPresident
|
GrantDeferred Stock Units · Derivative | 71,265 | $0.00 | $0.00 |
DisclosureSEC source: 0001716998-20-000002 · edgardoc.xml · derivative · entry 1 Robinson Dashiell I · CIK 0001716998 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,265 Underlying: Common Stock · 71,265 shares Expires not disclosed F1 · security: This transaction relates to the grant of Deferred Stock Units. F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F3 · derivative.exercise_date: 25% vests 1/31/2022, 6.25% every quarter thereafter (beginning with 4/1/2022). Fully vested 12/15/2024. F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 21:37 UTC |
Abate Christopher JDirector · Chief Executive Officer
|
GrantDeferred Stock Units · Derivative | 106,898 | $0.00 Strike: $8.77 | $0.00 |
DisclosureSEC source: 0001453409-20-000004 · edgardoc.xml · derivative · entry 1 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,898 Underlying: Common Stock · 106,898 shares Expires not disclosed F1 · security: This transaction relates to the grant of Deferred Stock Units. F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F3 · derivative.exercise_date: 25% vests 1/31/2022, 6.25% every quarter thereafter (beginning with 4/1/2022). Fully vested 12/15/2024. F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| November 02, 2020 Filed Nov 3, 2020 21:31 UTC |
Matera FredDirector · Head of Residential
|
GrantDeferred Stock Units · Derivative | 8,571 | $0.00 Strike: $8.75 | $0.00 |
DisclosureSEC source: 0001488500-20-000014 · edgardoc.xml · derivative · entry 1 Matera Fred · CIK 0001488500 · Director · Head of Residential 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,571 Underlying: Common Stock · 8,571 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to compensation according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 20:28 UTC |
Matera FredDirector · Head of Residential
|
GrantDeferred Stock Units · Derivative | 9,727 | $0.00 Strike: $7.71 | $0.00 |
DisclosureSEC source: 0001488500-20-000012 · edgardoc.xml · derivative · entry 1 Matera Fred · CIK 0001488500 · Director · Head of Residential 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,727 Underlying: Common Stock · 9,727 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to compensation according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| October 01, 2020 Filed Feb 3, 2021 23:23 UTC |
Pero Jeffrey TDirector
|
OtherCommon Stock | 1,565.45 | $7.54 | $11,803.49 |
DisclosureSEC source: 0001474435-21-000002 · edgardoc.xml · nonDerivative · entry 4 Pero Jeffrey T · CIK 0001474435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,581.76 F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors. F2 · shares: Transactions are rounded to to the nearest hundredth decimal. Read SEC document |
| September 29, 2020 Filed Oct 1, 2020 20:59 UTC |
MADISON GEORGE WDirector
|
GrantDeferred Stock Units · Derivative | 3,886.93 | $0.00 Strike: $7.69 | $0.00 |
DisclosureSEC source: 0001202560-20-000008 · edgardoc.xml · derivative · entry 1 MADISON GEORGE W · CIK 0001202560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,886.93 Underlying: Common Stock · 3,886.93 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| September 29, 2020 Filed Oct 1, 2020 20:43 UTC |
Pero Jeffrey TDirector
|
GrantDeferred Stock Units · Derivative | 530.28 | $0.00 Strike: $7.69 | $0.00 |
DisclosureSEC source: 0001474435-20-000010 · edgardoc.xml · derivative · entry 1 Pero Jeffrey T · CIK 0001474435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 530.28 Underlying: Common Stock · 530.28 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| September 29, 2020 Filed Oct 1, 2020 20:38 UTC |
PROCTOR GEORGANNEDirector
|
GrantDeferred Stock Units · Derivative | 1,451.33 | $0.00 Strike: $7.69 | $0.00 |
DisclosureSEC source: 0001221603-20-000008 · edgardoc.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,451.33 Underlying: Common Stock · 1,451.33 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| September 29, 2020 Filed Oct 1, 2020 20:31 UTC |
KUBICEK GREG HDirector
|
GrantDeferred Stock Units · Derivative | 8,535.27 | $0.00 Strike: $7.69 | $0.00 |
DisclosureSEC source: 0001233565-20-000012 · edgardoc.xml · derivative · entry 1 KUBICEK GREG H · CIK 0001233565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,535.27 Underlying: Common Stock · 8,535.27 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| September 01, 2020 Filed Sep 2, 2020 21:39 UTC |
Matera FredDirector · Head of Residential
|
GrantDeferred Stock Units · Derivative | 10,668 | $0.00 Strike: $7.03 | $0.00 |
DisclosureSEC source: 0001488500-20-000010 · edgardoc.xml · derivative · entry 1 Matera Fred · CIK 0001488500 · Director · Head of Residential 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,668 Underlying: Common Stock · 10,668 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to compensation according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 01:38 UTC |
Matera FredDirector · Managing Director,
|
GrantDeferred Stock Units · Derivative | 10,623 | $0.00 Strike: $7.06 | $0.00 |
DisclosureSEC source: 0001488500-20-000008 · edgardoc.xml · derivative · entry 1 Matera Fred · CIK 0001488500 · Director · Managing Director, 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,623 Underlying: Common Stock · 10,623 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to compensation according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| July 01, 2020 Filed Jul 1, 2020 20:26 UTC |
Abate Christopher JDirector · Chief Executive Officer
|
Exercise / conversionDeferred Stock Units · Derivative | 9,790 | $0.00 Strike: $14.51 | $0.00 |
DisclosureSEC source: 0001453409-20-000002 · edgardoc.xml · derivative · entry 3 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,790 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. F7 · balance_after: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned. Read SEC document |
| July 01, 2020 Filed Jul 1, 2020 20:26 UTC |
Abate Christopher JDirector · Chief Executive Officer
|
Tax withholdingDeferred Stock Units · Derivative | 10,885 | $0.00 Strike: $14.51 | $0.00 |
DisclosureSEC source: 0001453409-20-000002 · edgardoc.xml · derivative · entry 2 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,790 Underlying: Common Stock · 10,885 shares Expires not disclosed F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F4 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| July 01, 2020 Filed Jul 1, 2020 20:26 UTC |
Abate Christopher JDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 9,790 | $7.00 | $68,530.00 |
DisclosureSEC source: 0001453409-20-000002 · edgardoc.xml · nonDerivative · entry 1 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 20:11 UTC |
MADISON GEORGE WDirector
|
GrantDeferred Stock Units · Derivative | 9,932 | $0.00 Strike: $6.86 | $0.00 |
DisclosureSEC source: 0001202560-20-000006 · edgardoc.xml · derivative · entry 1 MADISON GEORGE W · CIK 0001202560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,932 Underlying: Common Stock · 9,932 shares Expires not disclosed F1 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F2 · kind: This transaction relates to the grant of Deferred Stock Units. F3 · shares: 100% vested at grant. F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than July 3, 2023. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.