RWT

SEC source: 0001716998-24-000004 · edgardoc.xml · derivative · entry 1

Robinson Dashiell I · CIK 0001716998 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,168

Underlying: Common Stock · 92,168 shares

Expires not disclosed

F1 · security: This transaction relates to the grant of Deferred Stock Units.

F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan.

F3 · derivative.exercise_date: 25% vests 1/31/2026, 6.25% every quarter thereafter (beginning with 4/1/2026). Fully vested 12/18/2028

F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

SEC source: 0001453409-24-000004 · edgardoc.xml · derivative · entry 1

Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,268

Underlying: Common Stock · 98,268 shares

Expires not disclosed

F1 · security: This transaction relates to the grant of Deferred Stock Units.

F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan.

F3 · derivative.exercise_date: 25% vests 1/31/2026, 6.25% every quarter thereafter (beginning with 4/1/2026). Fully vested 12/18/2028

F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

SEC source: 0001233537-24-000009 · edgardoc.xml · nonDerivative · entry 1

HANSEN DOUGLAS B · CIK 0001233537 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by IRA

Disclosed balance after: 31,517

SEC source: 0001221603-24-000008 · edgardoc.xml · derivative · entry 1

PROCTOR GEORGANNE · CIK 0001221603 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,538.07

Underlying: Common Stock · 2,538.07 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

SEC source: 0001233565-24-000008 · edgardoc.xml · derivative · entry 1

KUBICEK GREG H · CIK 0001233565 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,753.39

Underlying: Common Stock · 9,753.39 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

SEC source: 0001564301-24-000010 · edgardoc.xml · derivative · entry 1

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,987.19

Underlying: Common Stock · 5,987.19 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

SEC source: 0001564301-25-000002 · edgardoc.xml · nonDerivative · entry 3

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by IRA

Disclosed balance after: 8,233

F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors.

F2 · shares: Transactions are rounded to to the nearest hundredth decimal.

SEC source: 0001998554-24-000006 · edgardoc.xml · derivative · entry 1

Damon Doneene K · CIK 0001998554 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 390.63

Underlying: Common Stock · 390.63 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

SEC source: 0001564301-24-000008 · edgardoc.xml · derivative · entry 1

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,959.84

Underlying: Common Stock · 6,959.84 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

SEC source: 0001221603-24-000006 · edgardoc.xml · derivative · entry 1

PROCTOR GEORGANNE · CIK 0001221603 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,822.1

Underlying: Common Stock · 2,822.1 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

SEC source: 0001233565-24-000006 · edgardoc.xml · derivative · entry 1

KUBICEK GREG H · CIK 0001233565 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,844.87

Underlying: Common Stock · 10,844.87 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

SEC source: 0001564301-25-000002 · edgardoc.xml · nonDerivative · entry 2

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by IRA

Disclosed balance after: 8,057.74

F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors.

F2 · shares: Transactions are rounded to to the nearest hundredth decimal.

SEC source: 0001853040-24-000004 · edgardoc.xml · derivative · entry 2

Schwartz Faith A · CIK 0001853040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,054 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant after the holding period is satisfied, according to the terms and conditions of the Executive Deferred Compensation Plan.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

SEC source: 0001853040-24-000004 · edgardoc.xml · nonDerivative · entry 1

Schwartz Faith A · CIK 0001853040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,810.17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

SEC source: 0001233537-24-000006 · edgardoc.xml · derivative · entry 4

HANSEN DOUGLAS B · CIK 0001233537 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,054 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant after the holding period is satisfied, according to the terms and conditions of the Executive Deferred Compensation Plan.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

SEC source: 0001233537-24-000006 · edgardoc.xml · nonDerivative · entry 1

HANSEN DOUGLAS B · CIK 0001233537 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 382,989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

SEC source: 0001853738-24-000004 · edgardoc.xml · derivative · entry 2

Falcon Armando · CIK 0001853738 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,054 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant after the holding period is satisfied, according to the terms and conditions of the Executive Deferred Compensation Plan.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

SEC source: 0001853738-24-000004 · edgardoc.xml · nonDerivative · entry 1

Falcon Armando · CIK 0001853738 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,810.17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

SEC source: 0001564301-24-000006 · edgardoc.xml · derivative · entry 3

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,054 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant after the holding period is satisfied, according to the terms and conditions of the Executive Deferred Compensation Plan.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

SEC source: 0001564301-24-000006 · edgardoc.xml · nonDerivative · entry 1

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 66,026.3

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

SEC source: 0001862739-24-000002 · edgardoc.xml · nonDerivative · entry 1

Carillo Brooke · CIK 0001862739 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,772

SEC source: 0001233565-24-000004 · edgardoc.xml · derivative · entry 1

KUBICEK GREG H · CIK 0001233565 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,201

Underlying: Common Stock · 19,201 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.

F2 · kind: This transaction relates to the grant of Deferred Stock Units.

F3 · shares: 100% vested at grant.

F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 21, 2027.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

SEC source: 0001233537-24-000002 · edgardoc.xml · derivative · entry 1

HANSEN DOUGLAS B · CIK 0001233537 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,201

Underlying: Common Stock · 19,201 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.

F2 · kind: This transaction relates to the grant of Deferred Stock Units.

F3 · shares: 100% vested at grant.

F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 21, 2027.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

SEC source: 0001853738-24-000002 · edgardoc.xml · derivative · entry 1

Falcon Armando · CIK 0001853738 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,201

Underlying: Common Stock · 19,201 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.

F2 · kind: This transaction relates to the grant of Deferred Stock Units.

F3 · shares: 100% vested at grant.

F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 21, 2027.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

SEC source: 0001233537-24-000004 · edgardoc.xml · derivative · entry 1

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,201

Underlying: Common Stock · 19,201 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.

F2 · kind: This transaction relates to the grant of Deferred Stock Units.

F3 · shares: 100% vested at grant.

F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 21, 2027.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

SEC source: 0001998554-24-000004 · edgardoc.xml · derivative · entry 1

Damon Doneene K · CIK 0001998554 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,201

Underlying: Common Stock · 19,201 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.

F2 · kind: This transaction relates to the grant of Deferred Stock Units.

F3 · shares: 100% vested at grant.

F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 21, 2027.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

SEC source: 0001853040-24-000002 · edgardoc.xml · derivative · entry 1

Schwartz Faith A · CIK 0001853040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,201

Underlying: Common Stock · 19,201 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.

F2 · kind: This transaction relates to the grant of Deferred Stock Units.

F3 · shares: 100% vested at grant.

F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 21, 2027.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

SEC source: 0001221603-24-000004 · edgardoc.xml · derivative · entry 1

PROCTOR GEORGANNE · CIK 0001221603 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,201

Underlying: Common Stock · 19,201 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.

F2 · kind: This transaction relates to the grant of Deferred Stock Units.

F3 · shares: 100% vested at grant.

F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 21, 2027.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

SEC source: 0001104659-24-056984 · tm2413440-1_4seq1.xml · derivative · entry 3

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,474 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

SEC source: 0001104659-24-056984 · tm2413440-1_4seq1.xml · nonDerivative · entry 2

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 55,972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

SEC source: 0001758710-24-000004 · edgardoc.xml · derivative · entry 3

Macomber Sasha G. · CIK 0001758710 · Chief Human Resource Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,601 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718.

F6 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of income tax liability relating to the distribution and/or conversion of Performance Stock Units under the Executive Deferred Compensation Plan.

F4 · derivative.exercise_date: Performance Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person within 45 days following April 1, 2024.

F5 · derivative.expiration_date: No expiration date is applicable to performance stock units.

F7 · balance_after: Following these reported transactions, no other Performance Stock Units with the same original grant date are beneficially owned.

SEC source: 0001758710-24-000004 · edgardoc.xml · derivative · entry 2

Macomber Sasha G. · CIK 0001758710 · Chief Human Resource Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,601

Underlying: Common Stock · 21,168 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718.

F1 · kind: This transaction relates to the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan.

F4 · derivative.exercise_date: Performance Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person within 45 days following April 1, 2024.

F5 · derivative.expiration_date: No expiration date is applicable to performance stock units.

SEC source: 0001758710-24-000004 · edgardoc.xml · nonDerivative · entry 1

Macomber Sasha G. · CIK 0001758710 · Chief Human Resource Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan.

F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

SEC source: 0001487805-24-000002 · edgardoc.xml · derivative · entry 3

Stone Andrew P · CIK 0001487805 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,289 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718.

F6 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of income tax liability relating to the distribution and/or conversion of Performance Stock Units under the Executive Deferred Compensation Plan.

F4 · derivative.exercise_date: Performance Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person within 45 days following April 1, 2024.

F5 · derivative.expiration_date: No expiration date is applicable to performance stock units.

F7 · balance_after: Following these reported transactions, no other Performance Stock Units with the same original grant date are beneficially owned.

SEC source: 0001487805-24-000002 · edgardoc.xml · derivative · entry 2

Stone Andrew P · CIK 0001487805 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,289

Underlying: Common Stock · 27,784 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718.

F1 · kind: This transaction relates to the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan.

F4 · derivative.exercise_date: Performance Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person within 45 days following April 1, 2024.

F5 · derivative.expiration_date: No expiration date is applicable to performance stock units.

SEC source: 0001487805-24-000002 · edgardoc.xml · nonDerivative · entry 1

Stone Andrew P · CIK 0001487805 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan.

F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

SEC source: 0001716998-24-000002 · edgardoc.xml · derivative · entry 3

Robinson Dashiell I · CIK 0001716998 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 76,879 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718.

F6 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of income tax liability relating to the distribution and/or conversion of Performance Stock Units under the Executive Deferred Compensation Plan.

F4 · derivative.exercise_date: Performance Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person within 45 days following April 1, 2024.

F5 · derivative.expiration_date: No expiration date is applicable to performance stock units.

F7 · balance_after: Following these reported transactions, no other Performance Stock Units with the same original grant date are beneficially owned.

SEC source: 0001716998-24-000002 · edgardoc.xml · derivative · entry 2

Robinson Dashiell I · CIK 0001716998 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,879

Underlying: Common Stock · 66,153 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718.

F1 · kind: This transaction relates to the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan.

F4 · derivative.exercise_date: Performance Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person within 45 days following April 1, 2024.

F5 · derivative.expiration_date: No expiration date is applicable to performance stock units.

SEC source: 0001716998-24-000002 · edgardoc.xml · nonDerivative · entry 1

Robinson Dashiell I · CIK 0001716998 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan.

F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

SEC source: 0001453409-24-000002 · edgardoc.xml · derivative · entry 3

Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 115,320 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718.

F6 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of income tax liability relating to the distribution and/or conversion of Performance Stock Units under the Executive Deferred Compensation Plan.

F4 · derivative.exercise_date: Performance Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person within 45 days following April 1, 2024.

F5 · derivative.expiration_date: No expiration date is applicable to performance stock units.

F7 · balance_after: Following these reported transactions, no other Performance Stock Units with the same original grant date are beneficially owned.

SEC source: 0001453409-24-000002 · edgardoc.xml · derivative · entry 2

Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,320

Underlying: Common Stock · 99,229 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718.

F1 · kind: This transaction relates to the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan.

F4 · derivative.exercise_date: Performance Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person within 45 days following April 1, 2024.

F5 · derivative.expiration_date: No expiration date is applicable to performance stock units.

SEC source: 0001453409-24-000002 · edgardoc.xml · nonDerivative · entry 1

Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 394,729

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan.

F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

SEC source: 0001998554-24-000002 · edgardoc.xml · derivative · entry 1

Damon Doneene K · CIK 0001998554 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,585.33

Underlying: Common Stock · 4,585.33 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

SEC source: 0001564301-24-000004 · edgardoc.xml · derivative · entry 1

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,469.24

Underlying: Common Stock · 6,469.24 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

SEC source: 0001221603-24-000002 · edgardoc.xml · derivative · entry 1

PROCTOR GEORGANNE · CIK 0001221603 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,808.94

Underlying: Common Stock · 2,808.94 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

SEC source: 0001233565-24-000002 · edgardoc.xml · derivative · entry 1

KUBICEK GREG H · CIK 0001233565 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,534.48

Underlying: Common Stock · 10,534.48 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

SEC source: 0001564301-25-000002 · edgardoc.xml · nonDerivative · entry 1

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by IRA

Disclosed balance after: 7,862.09

F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors.

F2 · shares: Transactions are rounded to to the nearest hundredth decimal.

SEC source: 0001758710-24-000002 · edgardoc.xml · derivative · entry 3

Macomber Sasha G. · CIK 0001758710 · Chief Human Resource Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,862 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.

F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

F7 · balance_after: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned.

SEC source: 0001758710-24-000002 · edgardoc.xml · derivative · entry 2

Macomber Sasha G. · CIK 0001758710 · Chief Human Resource Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,862

Underlying: Common Stock · 9,135 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value.

F4 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.

F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

SEC source: 0001758710-24-000002 · edgardoc.xml · nonDerivative · entry 1

Macomber Sasha G. · CIK 0001758710 · Chief Human Resource Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,727

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.