Last 12 months
Inside the activity.
6 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 6 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2019 Filed Mar 1, 2019 23:53 UTC |
Stern Shoshone (Bo)Chief Investment Officer
|
Exercise / conversionDeferred Stock Units · Derivative | 9,911 | $0.00 Strike: $19.11 | $0.00 |
DisclosureSEC source: 0001681908-19-000002 · edgardoc.xml · derivative · entry 3 Stern Shoshone (Bo) · CIK 0001681908 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,911 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. F7 · balance_after: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 23:53 UTC |
Stern Shoshone (Bo)Chief Investment Officer
|
Tax withholdingDeferred Stock Units · Derivative | 11,020 | $0.00 Strike: $19.11 | $0.00 |
DisclosureSEC source: 0001681908-19-000002 · edgardoc.xml · derivative · entry 2 Stern Shoshone (Bo) · CIK 0001681908 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,911 Underlying: Common Stock · 11,020 shares Expires not disclosed F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F4 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 23:53 UTC |
Stern Shoshone (Bo)Chief Investment Officer
|
Exercise / conversionCommon Stock | 9,911 | $15.44 | $153,025.84 |
DisclosureSEC source: 0001681908-19-000002 · edgardoc.xml · nonDerivative · entry 1 Stern Shoshone (Bo) · CIK 0001681908 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,689 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 23:46 UTC |
Kanouse Garnet WManaging Director
|
Exercise / conversionDeferred Stock Units · Derivative | 18,742 | $0.00 Strike: $19.11 | $0.00 |
DisclosureSEC source: 0001706281-19-000002 · edgardoc.xml · derivative · entry 5 Kanouse Garnet W · CIK 0001706281 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,742 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. F7 · balance_after: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 23:46 UTC |
Kanouse Garnet WManaging Director
|
Tax withholdingDeferred Stock Units · Derivative | 17,888 | $0.00 Strike: $19.11 | $0.00 |
DisclosureSEC source: 0001706281-19-000002 · edgardoc.xml · derivative · entry 4 Kanouse Garnet W · CIK 0001706281 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,742 Underlying: Common Stock · 17,888 shares Expires not disclosed F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F4 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 23:46 UTC |
Kanouse Garnet WManaging Director
|
Exercise / conversionCommon Stock | 18,742 | $15.44 | $289,376.48 |
DisclosureSEC source: 0001706281-19-000002 · edgardoc.xml · nonDerivative · entry 1 Kanouse Garnet W · CIK 0001706281 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,689 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| December 28, 2018 Filed Dec 31, 2018 21:16 UTC |
PROCTOR GEORGANNEDirector
|
GrantDeferred Stock Units · Derivative | 1,312.07 | $0.00 Strike: $15.18 | $0.00 |
DisclosureSEC source: 0001144204-18-066765 · tv510080_4.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,312.07 Underlying: Common Stock · 1,312.07 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 28, 2018 Filed Dec 31, 2018 21:15 UTC |
Pero Jeffrey TDirector
|
GrantDeferred Stock Units · Derivative | 2,106.07 | $0.00 Strike: $15.18 | $0.00 |
DisclosureSEC source: 0001144204-18-066764 · tv510079_4.xml · derivative · entry 1 Pero Jeffrey T · CIK 0001474435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,106.07 Underlying: Common Stock · 2,106.07 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 28, 2018 Filed Dec 31, 2018 21:15 UTC |
KUBICEK GREG HDirector
|
GrantDeferred Stock Units · Derivative | 5,163.2 | $0.00 Strike: $15.18 | $0.00 |
DisclosureSEC source: 0001144204-18-066762 · tv510076_4.xml · derivative · entry 1 KUBICEK GREG H · CIK 0001233565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,163.2 Underlying: Common Stock · 5,163.2 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 28, 2018 Filed Feb 6, 2019 00:59 UTC Amendment |
Pero Jeffrey TDirector
|
GrantDeferred Stock Units · Derivative | 2,237.83 | $0.00 Strike: $15.18 | $0.00 |
DisclosureSEC source: 0001144204-19-005107 · tv511939_form4a.xml · derivative · entry 1 Pero Jeffrey T · CIK 0001474435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,237.38 Underlying: Common Stock · 2,237.83 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 28, 2018 Filed Feb 14, 2019 23:19 UTC |
Pero Jeffrey TDirector
|
OtherCommon Stock | 1,128.51 | $15.09 | $17,029.22 |
DisclosureSEC source: 0001474435-19-000002 · edgardoc.xml · nonDerivative · entry 4 Pero Jeffrey T · CIK 0001474435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,902.94 F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors. F2 · shares: Transactions are rounded to to the nearest hundredth decimal. Read SEC document |
| December 28, 2018 Filed Feb 15, 2019 22:12 UTC |
KUBICEK GREG HDirector
|
OtherCommon Stock | 368.5 | $14.94 | $5,505.39 |
DisclosureSEC source: 0001233565-19-000002 · edgardoc.xml · nonDerivative · entry 4 KUBICEK GREG H · CIK 0001233565 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 76,482.94 F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors. F2 · shares: Transactions are rounded to to the nearest hundredth decimal. Read SEC document |
| December 19, 2018 Filed Dec 19, 2018 23:58 UTC |
Abate Christopher JDirector · Chief Executive Officer
|
Tax withholdingDeferred Stock Units · Derivative | 13,248 | $0.00 Strike: $19.87 | $0.00 |
DisclosureSEC source: 0001144204-18-065468 · tv509545_4.xml · derivative · entry 5 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,248 shares Expires not disclosed F3 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units or Deferred Stock Units, based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718. F6 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of income tax liability relating to the distribution and/or conversion of Performance Stock Units and/or Deferred Stock Units under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Performance Stock Units and Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F4 · derivative.exercise_date: Performance Stock Units and Deferred Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person is at the time provided in the applicable deferral election form, in accordance with the terms and conditions of the Executive Deferred Compensation Plan. F5 · derivative.expiration_date: No expiration date is applicable to Performance Stock Units and Deferred Stock Units. F7 · balance_after: Following these reported transactions, no other Performance Stock Units and/or Deferred Stock Units with the same original grant date are beneficially owned. Read SEC document |
| December 19, 2018 Filed Dec 19, 2018 23:58 UTC |
Abate Christopher JDirector · Chief Executive Officer
|
Exercise / conversionDeferred Stock Units · Derivative | 11,915 | $0.00 Strike: $19.87 | $0.00 |
DisclosureSEC source: 0001144204-18-065468 · tv509545_4.xml · derivative · entry 4 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,248 Underlying: Common Stock · 11,915 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units or Deferred Stock Units, based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718. F1 · kind: This transaction relates to the distribution and/or conversion of Performance Stock Units and Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Performance Stock Units and Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F4 · derivative.exercise_date: Performance Stock Units and Deferred Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person is at the time provided in the applicable deferral election form, in accordance with the terms and conditions of the Executive Deferred Compensation Plan. F5 · derivative.expiration_date: No expiration date is applicable to Performance Stock Units and Deferred Stock Units. Read SEC document |
| December 19, 2018 Filed Dec 19, 2018 23:58 UTC |
Abate Christopher JDirector · Chief Executive Officer
|
Tax withholdingPerformance Stock Units · Derivative | 50,161 | $0.00 Strike: $9.46 | $0.00 |
DisclosureSEC source: 0001144204-18-065468 · tv509545_4.xml · derivative · entry 3 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,161 shares Expires not disclosed F3 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units or Deferred Stock Units, based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718. F6 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of income tax liability relating to the distribution and/or conversion of Performance Stock Units and/or Deferred Stock Units under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Performance Stock Units and Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F4 · derivative.exercise_date: Performance Stock Units and Deferred Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person is at the time provided in the applicable deferral election form, in accordance with the terms and conditions of the Executive Deferred Compensation Plan. F5 · derivative.expiration_date: No expiration date is applicable to Performance Stock Units and Deferred Stock Units. F7 · balance_after: Following these reported transactions, no other Performance Stock Units and/or Deferred Stock Units with the same original grant date are beneficially owned. Read SEC document |
| December 19, 2018 Filed Dec 19, 2018 23:58 UTC |
Abate Christopher JDirector · Chief Executive Officer
|
Exercise / conversionPerformance Stock Units · Derivative | 45,112 | $0.00 Strike: $9.46 | $0.00 |
DisclosureSEC source: 0001144204-18-065468 · tv509545_4.xml · derivative · entry 2 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,161 Underlying: Common Stock · 45,112 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units or Deferred Stock Units, based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718. F1 · kind: This transaction relates to the distribution and/or conversion of Performance Stock Units and Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Performance Stock Units and Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F4 · derivative.exercise_date: Performance Stock Units and Deferred Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person is at the time provided in the applicable deferral election form, in accordance with the terms and conditions of the Executive Deferred Compensation Plan. F5 · derivative.expiration_date: No expiration date is applicable to Performance Stock Units and Deferred Stock Units. Read SEC document |
| December 19, 2018 Filed Dec 19, 2018 23:58 UTC |
Abate Christopher JDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 57,027 | $15.21 | $867,380.67 |
DisclosureSEC source: 0001144204-18-065468 · tv509545_4.xml · nonDerivative · entry 1 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,183 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Performance Stock Units and Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Performance Stock Units and Deferred Stock Units to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| December 19, 2018 Filed Dec 19, 2018 23:57 UTC |
Stone Andrew PGeneral Counsel
|
Tax withholdingDeferred Stock Units · Derivative | 9,274 | $0.00 Strike: $19.87 | $0.00 |
DisclosureSEC source: 0001144204-18-065467 · tv509542_4.xml · derivative · entry 6 Stone Andrew P · CIK 0001487805 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,274 shares Expires not disclosed F5 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units or Deferred Stock Units, based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718. F8 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of income tax liability relating to the distribution and/or conversion of Performance Stock Units and/or Deferred Stock Units under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Performance Stock Units and Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F6 · derivative.exercise_date: Performance Stock Units and Deferred Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person is at the time provided in the applicable deferral election form, in accordance with the terms and conditions of the Executive Deferred Compensation Plan. F7 · derivative.expiration_date: No expiration date is applicable to Performance Stock Units and Deferred Stock Units. F9 · balance_after: Following these reported transactions, no other Performance Stock Units and/or Deferred Stock Units with the same original grant date are beneficially owned. Read SEC document |
| December 19, 2018 Filed Dec 19, 2018 23:57 UTC |
Stone Andrew PGeneral Counsel
|
Exercise / conversionDeferred Stock Units · Derivative | 8,340 | $0.00 Strike: $19.87 | $0.00 |
DisclosureSEC source: 0001144204-18-065467 · tv509542_4.xml · derivative · entry 5 Stone Andrew P · CIK 0001487805 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,274 Underlying: Common Stock · 8,340 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units or Deferred Stock Units, based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718. F1 · kind: This transaction relates to the distribution and/or conversion of Performance Stock Units and Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Performance Stock Units and Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F6 · derivative.exercise_date: Performance Stock Units and Deferred Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person is at the time provided in the applicable deferral election form, in accordance with the terms and conditions of the Executive Deferred Compensation Plan. F7 · derivative.expiration_date: No expiration date is applicable to Performance Stock Units and Deferred Stock Units. Read SEC document |
| December 19, 2018 Filed Dec 19, 2018 23:57 UTC |
Stone Andrew PGeneral Counsel
|
Tax withholdingPerformance Stock Units · Derivative | 31,920 | $0.00 Strike: $9.46 | $0.00 |
DisclosureSEC source: 0001144204-18-065467 · tv509542_4.xml · derivative · entry 4 Stone Andrew P · CIK 0001487805 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,920 shares Expires not disclosed F5 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units or Deferred Stock Units, based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718. F8 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of income tax liability relating to the distribution and/or conversion of Performance Stock Units and/or Deferred Stock Units under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Performance Stock Units and Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F6 · derivative.exercise_date: Performance Stock Units and Deferred Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person is at the time provided in the applicable deferral election form, in accordance with the terms and conditions of the Executive Deferred Compensation Plan. F7 · derivative.expiration_date: No expiration date is applicable to Performance Stock Units and Deferred Stock Units. F9 · balance_after: Following these reported transactions, no other Performance Stock Units and/or Deferred Stock Units with the same original grant date are beneficially owned. Read SEC document |
| December 19, 2018 Filed Dec 19, 2018 23:57 UTC |
Stone Andrew PGeneral Counsel
|
Exercise / conversionPerformance Stock Units · Derivative | 28,707 | $0.00 Strike: $9.46 | $0.00 |
DisclosureSEC source: 0001144204-18-065467 · tv509542_4.xml · derivative · entry 3 Stone Andrew P · CIK 0001487805 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,920 Underlying: Common Stock · 28,707 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units or Deferred Stock Units, based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718. F1 · kind: This transaction relates to the distribution and/or conversion of Performance Stock Units and Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Performance Stock Units and Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F6 · derivative.exercise_date: Performance Stock Units and Deferred Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person is at the time provided in the applicable deferral election form, in accordance with the terms and conditions of the Executive Deferred Compensation Plan. F7 · derivative.expiration_date: No expiration date is applicable to Performance Stock Units and Deferred Stock Units. Read SEC document |
| December 19, 2018 Filed Dec 19, 2018 23:57 UTC |
Stone Andrew PGeneral Counsel
|
SaleCommon Stock | 15,000 | $15.25 | $228,750.00 |
DisclosureSEC source: 0001144204-18-065467 · tv509542_4.xml · nonDerivative · entry 2 Stone Andrew P · CIK 0001487805 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,062 F3 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person earlier in 2018. F4 · price: This transaction was executed in multiple trades with prices ranging from $15.10 to $15.40, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| December 19, 2018 Filed Dec 19, 2018 23:57 UTC |
Stone Andrew PGeneral Counsel
|
Exercise / conversionCommon Stock | 37,047 | $15.21 | $563,484.87 |
DisclosureSEC source: 0001144204-18-065467 · tv509542_4.xml · nonDerivative · entry 1 Stone Andrew P · CIK 0001487805 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,062 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Performance Stock Units and Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Performance Stock Units and Deferred Stock Units to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| December 12, 2018 Filed Dec 13, 2018 23:31 UTC |
Macomber Sasha G.Chief Human Resource Officer
|
GrantDeferred Stock Units · Derivative | 7,725 | $0.00 Strike: $16.18 | $0.00 |
DisclosureSEC source: 0001758710-18-000002 · edgardoc.xml · derivative · entry 1 Macomber Sasha G. · CIK 0001758710 · Chief Human Resource Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,725 Underlying: Common Stock · 7,725 shares Expires not disclosed F1 · security: This transaction relates to the grant of Deferred Stock Units. F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F3 · derivative.exercise_date: 25% vests 1/31/2020, 6.25% every quarter thereafter (beginning with 4/1/2020). Fully vested 12/11/2022. F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 12, 2018 Filed Dec 13, 2018 23:25 UTC |
Kanouse Garnet WManaging Director
|
GrantDeferred Stock Units · Derivative | 30,902 | $0.00 Strike: $16.18 | $0.00 |
DisclosureSEC source: 0001706281-18-000004 · edgardoc.xml · derivative · entry 1 Kanouse Garnet W · CIK 0001706281 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,902 Underlying: Common Stock · 30,902 shares Expires not disclosed F1 · security: This transaction relates to the grant of Deferred Stock Units. F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F3 · derivative.exercise_date: 25% vests 1/31/2020, 6.25% every quarter thereafter (beginning with 4/1/2020). Fully vested 12/11/2022. F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 12, 2018 Filed Dec 13, 2018 23:19 UTC |
Stern Shoshone (Bo)Chief Investment Officer
|
GrantDeferred Stock Units · Derivative | 26,266 | $0.00 Strike: $16.18 | $0.00 |
DisclosureSEC source: 0001681908-18-000004 · edgardoc.xml · derivative · entry 1 Stern Shoshone (Bo) · CIK 0001681908 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,266 Underlying: Common Stock · 26,266 shares Expires not disclosed F1 · security: This transaction relates to the grant of Deferred Stock Units. F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F3 · derivative.exercise_date: 25% vests 1/31/2020, 6.25% every quarter thereafter (beginning with 4/1/2020). Fully vested 12/11/2022. F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 12, 2018 Filed Dec 13, 2018 23:15 UTC |
COCHRANE COLLIN L.Chief Financial Officer
|
GrantDeferred Stock Units · Derivative | 24,721 | $0.00 Strike: $16.18 | $0.00 |
DisclosureSEC source: 0001513564-18-000005 · edgardoc.xml · derivative · entry 1 COCHRANE COLLIN L. · CIK 0001513564 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,721 Underlying: Common Stock · 24,721 shares Expires not disclosed F1 · security: This transaction relates to the grant of Deferred Stock Units. F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F3 · derivative.exercise_date: 25% vests 1/31/2020, 6.25% every quarter thereafter (beginning with 4/1/2020). Fully vested 12/11/2022. F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 12, 2018 Filed Dec 13, 2018 23:11 UTC |
Stone Andrew PGeneral Counsel
|
GrantDeferred Stock Units · Derivative | 29,357 | $0.00 Strike: $16.18 | $0.00 |
DisclosureSEC source: 0001487805-18-000004 · edgardoc.xml · derivative · entry 1 Stone Andrew P · CIK 0001487805 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,357 Underlying: Common Stock · 29,357 shares Expires not disclosed F1 · security: This transaction relates to the grant of Deferred Stock Units. F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F3 · derivative.exercise_date: 25% vests 1/31/2020, 6.25% every quarter thereafter (beginning with 4/1/2020). Fully vested 12/11/2022. F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 12, 2018 Filed Dec 13, 2018 23:05 UTC |
Robinson Dashiell IPresident
|
GrantDeferred Stock Units · Derivative | 61,804 | $0.00 Strike: $16.18 | $0.00 |
DisclosureSEC source: 0001716998-18-000006 · edgardoc.xml · derivative · entry 1 Robinson Dashiell I · CIK 0001716998 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,804 Underlying: Common Stock · 61,804 shares Expires not disclosed F1 · security: This transaction relates to the grant of Deferred Stock Units. F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F3 · derivative.exercise_date: 25% vests 1/31/2020, 6.25% every quarter thereafter (beginning with 4/1/2020). Fully vested 12/11/2022. F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 12, 2018 Filed Dec 13, 2018 22:58 UTC |
Abate Christopher JDirector · Chief Executive Officer
|
GrantDeferred Stock Units · Derivative | 77,255 | $0.00 Strike: $16.18 | $0.00 |
DisclosureSEC source: 0001453409-18-000006 · edgardoc.xml · derivative · entry 1 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,255 Underlying: Common Stock · 77,255 shares Expires not disclosed F1 · security: This transaction relates to the grant of Deferred Stock Units. F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F3 · derivative.exercise_date: 25% vests 1/31/2020, 6.25% every quarter thereafter (beginning with 4/1/2020). Fully vested 12/11/2022. F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 21:15 UTC Amendment |
Macomber Sasha G.Chief Human Resource Officer
|
GrantDeferred Stock Units · Derivative | 15,451 | $0.00 Strike: $16.18 | $0.00 |
DisclosureSEC source: 0001144204-18-064652 · tv509189_4a.xml · derivative · entry 1 Macomber Sasha G. · CIK 0001758710 · Chief Human Resource Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,451 Underlying: Common Stock · 15,451 shares Expires not disclosed F1 · security: This transaction relates to the grant of Deferred Stock Units. F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F3 · derivative.exercise_date: 25% vests 1/31/2020, 6.25% every quarter thereafter (beginning with 4/1/2020). Fully vested 12/11/2022. F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 21:15 UTC |
Debora Horvath DDirector
|
PurchaseCommon Stock | 3,035 | $16.50 | $50,077.50 |
DisclosureSEC source: 0001564301-18-000004 · edgardoc.xml · nonDerivative · entry 2 Debora Horvath D · CIK 0001564301 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by IRA Disclosed balance after: 6,035 Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 21:15 UTC |
Debora Horvath DDirector
|
PurchaseCommon Stock | 3,000 | $16.64 | $49,920.00 |
DisclosureSEC source: 0001564301-18-000004 · edgardoc.xml · nonDerivative · entry 1 Debora Horvath D · CIK 0001564301 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by IRA Disclosed balance after: 3,000 Read SEC document |
| October 02, 2018 Filed Feb 14, 2019 23:19 UTC |
Pero Jeffrey TDirector
|
OtherCommon Stock | 1,029.65 | $16.24 | $16,721.52 |
DisclosureSEC source: 0001474435-19-000002 · edgardoc.xml · nonDerivative · entry 3 Pero Jeffrey T · CIK 0001474435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,774.43 F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors. F2 · shares: Transactions are rounded to to the nearest hundredth decimal. Read SEC document |
| October 01, 2018 Filed Oct 1, 2018 21:24 UTC |
Robinson Dashiell IPresident
|
Exercise / conversionDeferred Stock Units · Derivative | 28,996 | $0.00 Strike: $16.33 | $0.00 |
DisclosureSEC source: 0001716998-18-000004 · edgardoc.xml · derivative · entry 3 Robinson Dashiell I · CIK 0001716998 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,996 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. F7 · balance_after: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned. Read SEC document |
| October 01, 2018 Filed Oct 1, 2018 21:24 UTC |
Robinson Dashiell IPresident
|
Tax withholdingDeferred Stock Units · Derivative | 32,241 | $0.00 Strike: $16.33 | $0.00 |
DisclosureSEC source: 0001716998-18-000004 · edgardoc.xml · derivative · entry 2 Robinson Dashiell I · CIK 0001716998 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,996 Underlying: Common Stock · 32,241 shares Expires not disclosed F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F4 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| October 01, 2018 Filed Oct 1, 2018 21:24 UTC |
Robinson Dashiell IPresident
|
Exercise / conversionCommon Stock | 28,996 | $16.24 | $470,895.04 |
DisclosureSEC source: 0001716998-18-000004 · edgardoc.xml · nonDerivative · entry 1 Robinson Dashiell I · CIK 0001716998 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,996 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 21:16 UTC |
KUBICEK GREG HDirector
|
GrantDeferred Stock Units · Derivative | 4,773.29 | $0.00 Strike: $16.12 | $0.00 |
DisclosureSEC source: 0001233565-18-000010 · edgardoc.xml · derivative · entry 1 KUBICEK GREG H · CIK 0001233565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,001.92 Underlying: Common Stock · 4,773.29 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 21:13 UTC |
Pero Jeffrey TDirector
|
GrantDeferred Stock Units · Derivative | 1,947.03 | $0.00 Strike: $16.12 | $0.00 |
DisclosureSEC source: 0001474435-18-000010 · edgardoc.xml · derivative · entry 1 Pero Jeffrey T · CIK 0001474435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,947.03 Underlying: Common Stock · 1,947.03 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 21:10 UTC |
PROCTOR GEORGANNEDirector
|
GrantDeferred Stock Units · Derivative | 1,212.98 | $0.00 Strike: $16.12 | $0.00 |
DisclosureSEC source: 0001221603-18-000011 · edgardoc.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,268.66 Underlying: Common Stock · 1,212.98 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| September 28, 2018 Filed Feb 15, 2019 22:12 UTC |
KUBICEK GREG HDirector
|
OtherCommon Stock | 334.56 | $16.16 | $5,406.49 |
DisclosureSEC source: 0001233565-19-000002 · edgardoc.xml · nonDerivative · entry 3 KUBICEK GREG H · CIK 0001233565 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 76,114.44 F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors. F2 · shares: Transactions are rounded to to the nearest hundredth decimal. Read SEC document |
| July 03, 2018 Filed Feb 14, 2019 23:19 UTC |
Pero Jeffrey TDirector
|
OtherCommon Stock | 995.35 | $16.50 | $16,423.28 |
DisclosureSEC source: 0001474435-19-000002 · edgardoc.xml · nonDerivative · entry 2 Pero Jeffrey T · CIK 0001474435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,744.78 F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors. F2 · shares: Transactions are rounded to to the nearest hundredth decimal. Read SEC document |
| June 29, 2018 Filed Jun 29, 2018 20:27 UTC |
Pero Jeffrey TDirector
|
GrantDeferred Stock Units · Derivative | 1,827.71 | $0.00 Strike: $16.49 | $0.00 |
DisclosureSEC source: 0001474435-18-000008 · edgardoc.xml · derivative · entry 1 Pero Jeffrey T · CIK 0001474435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,827.71 Underlying: Common Stock · 1,827.71 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| June 29, 2018 Filed Jun 29, 2018 20:24 UTC |
PROCTOR GEORGANNEDirector
|
GrantDeferred Stock Units · Derivative | 1,164.58 | $0.00 Strike: $16.49 | $0.00 |
DisclosureSEC source: 0001221603-18-000007 · edgardoc.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,164.58 Underlying: Common Stock · 1,164.58 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| June 29, 2018 Filed Jun 29, 2018 20:20 UTC |
KUBICEK GREG HDirector
|
GrantDeferred Stock Units · Derivative | 4,541.18 | $0.00 Strike: $16.49 | $0.00 |
DisclosureSEC source: 0001233565-18-000008 · edgardoc.xml · derivative · entry 1 KUBICEK GREG H · CIK 0001233565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,541.18 Underlying: Common Stock · 4,541.18 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| June 29, 2018 Filed Feb 15, 2019 22:12 UTC |
KUBICEK GREG HDirector
|
OtherCommon Stock | 324.19 | $16.38 | $5,310.23 |
DisclosureSEC source: 0001233565-19-000002 · edgardoc.xml · nonDerivative · entry 2 KUBICEK GREG H · CIK 0001233565 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 75,779.88 F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors. F2 · shares: Transactions are rounded to to the nearest hundredth decimal. Read SEC document |
| May 22, 2018 Filed May 22, 2018 23:56 UTC |
Pero Jeffrey TDirector
|
GrantDeferred Stock Units · Derivative | 6,016 | $0.00 Strike: $16.62 | $0.00 |
DisclosureSEC source: 0001474435-18-000006 · edgardoc.xml · derivative · entry 3 Pero Jeffrey T · CIK 0001474435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,016 Underlying: Common Stock · 6,016 shares Expires not disclosed F6 · derivative.exercise_price: Represents fair market value RWT common stock on transaction date under the 2014 Incentive Award Plan. F7 · kind: This transaction relates to the grant of Deferred Stock Units. F8 · shares: 100% vested at grant. F9 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 21, 2021. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 22, 2018 Filed May 22, 2018 23:52 UTC |
Pallotta Karen RDirector
|
GrantDeferred Stock Units · Derivative | 6,016 | $0.00 Strike: $16.62 | $0.00 |
DisclosureSEC source: 0001466030-18-000002 · edgardoc.xml · derivative · entry 3 Pallotta Karen R · CIK 0001466030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,016 Underlying: Common Stock · 6,016 shares Expires not disclosed F6 · derivative.exercise_price: Represents fair market value RWT common stock on transaction date under the 2014 Incentive Award Plan. F7 · kind: This transaction relates to the grant of Deferred Stock Units. F8 · shares: 100% vested at grant. F9 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 21, 2021. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 22, 2018 Filed May 22, 2018 23:48 UTC |
HANSEN DOUGLAS BDirector
|
GrantDeferred Stock Units · Derivative | 6,016 | $0.00 Strike: $16.62 | $0.00 |
DisclosureSEC source: 0001233537-18-000002 · edgardoc.xml · derivative · entry 3 HANSEN DOUGLAS B · CIK 0001233537 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,016 Underlying: Common Stock · 6,016 shares Expires not disclosed F6 · derivative.exercise_price: Represents fair market value RWT common stock on transaction date under the 2014 Incentive Award Plan. F7 · kind: This transaction relates to the grant of Deferred Stock Units. F8 · shares: 100% vested at grant. F9 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 21, 2021. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 22, 2018 Filed May 22, 2018 23:44 UTC |
Byerwalter Mariann HDirector
|
GrantDeferred Stock Units · Derivative | 6,016 | $0.00 Strike: $16.62 | $0.00 |
DisclosureSEC source: 0001233561-18-000002 · edgardoc.xml · derivative · entry 3 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,016 Underlying: Common Stock · 6,016 shares Expires not disclosed F6 · derivative.exercise_price: Represents fair market value RWT common stock on transaction date under the 2014 Incentive Award Plan. F7 · kind: This transaction relates to the grant of Deferred Stock Units. F8 · shares: 100% vested at grant. F9 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 21, 2021. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.