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Pallotta Karen R

Disclosed activity across 2 companies

Tapewire entity
48963
SEC CIK
0001466030

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
REDWOOD TRUST INCRWT · Entity 5400DirectorMay 21, 2018May 22, 2018
STEWART INFORMATION SERVICES CORPSTC · Entity 4475DirectorMay 07, 2026May 08, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

REDWOOD TRUST INC

Report date May 21, 2018 · Filed May 22, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectby IRA9,928 Reported balance After 2018-05-21 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2018-05-21 · Exercise / conversion · Acquired 5,124 · Balance 9,928

F1: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F2: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $16.59Direct0 Reported balance After 2018-05-21 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-05-21 · Exercise / conversion · Disposed 5,124 · Balance 0

F3: Represents fair value of Deferred Stock Units, based on the original grant date fair market value.

F1: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F4: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.

F5: No expiration date is applicable to deferred stock units.

Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $16.62Direct6,016 Reported balance After 2018-05-22 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-05-22 · Grant · Acquired 6,016 · Balance 6,016

F6: Represents fair market value RWT common stock on transaction date under the 2014 Incentive Award Plan.

F7: This transaction relates to the grant of Deferred Stock Units.

F8: 100% vested at grant.

F9: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 21, 2021.

F5: No expiration date is applicable to deferred stock units.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F2: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

F3: Represents fair value of Deferred Stock Units, based on the original grant date fair market value.

F4: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.

F5: No expiration date is applicable to deferred stock units.

F6: Represents fair market value RWT common stock on transaction date under the 2014 Incentive Award Plan.

F7: This transaction relates to the grant of Deferred Stock Units.

F8: 100% vested at grant.

F9: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 21, 2021.

STEWART INFORMATION SERVICES CORP

Report date May 07, 2026 · Filed May 08, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect12,196 Reported balance After 2026-05-07 transaction · row 1
1 source row

Row 1 · 2026-05-07 · Grant · Acquired 1,791 · Balance 12,196

F1: Reflects an award of stock pursuant to STC's 2020 Incentive Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects an award of stock pursuant to STC's 2020 Incentive Plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 07, 2026 Filed May 8, 2026 20:41 UTC STEWART INFORMATION SERVICES CORP STC · Entity 4475 GrantCommon Stock 1,791 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-032971 · wk-form4_1778272857.xml · nonDerivative · entry 1

Pallotta Karen R · CIK 0001466030 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,196

F1 · shares: Reflects an award of stock pursuant to STC's 2020 Incentive Plan.

Read SEC document
May 07, 2025 Filed May 9, 2025 20:07 UTC STEWART INFORMATION SERVICES CORP STC · Entity 4475 GrantCommon Stock 1,706 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-009002 · form4.xml · nonDerivative · entry 1

Pallotta Karen R · CIK 0001466030 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,405

F1 · shares: Reflects an award of stock pursuant to STC's 2020 Incentive Plan.

Read SEC document
May 08, 2024 Filed May 9, 2024 20:11 UTC STEWART INFORMATION SERVICES CORP STC · Entity 4475 GrantCommon Stock 1,362 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-009771 · form4.xml · nonDerivative · entry 1

Pallotta Karen R · CIK 0001466030 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,699

F1 · shares: Reflects an award of stock pursuant to STC's 2020 Incentive Plan.

Read SEC document
May 17, 2023 Filed May 18, 2023 20:03 UTC STEWART INFORMATION SERVICES CORP STC · Entity 4475 GrantCommon Stock 1,948 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-011565 · form4.xml · nonDerivative · entry 1

Pallotta Karen R · CIK 0001466030 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,337

F1 · shares: Reflects an award of stock pursuant to STC's 2020 Incentive Plan.

Read SEC document
May 26, 2022 Filed May 27, 2022 20:03 UTC STEWART INFORMATION SERVICES CORP STC · Entity 4475 GrantCommon Stock 1,509 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-013688 · form4.xml · nonDerivative · entry 1

Pallotta Karen R · CIK 0001466030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,389

F1 · shares: Reflects an award of stock pursuant to STC's 2020 Incentive Plan.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 20:35 UTC STEWART INFORMATION SERVICES CORP STC · Entity 4475 GrantCommon Stock 1,415 $0.00 $0.00
Disclosure

SEC source: 0000908662-21-000100 · edgar.xml · nonDerivative · entry 1

Pallotta Karen R · CIK 0001466030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,880

F1 · shares: Reflects a one-time award of restricted stock vesting upon the earlier of 1) the date of STC's next annual meeting of stockholders or 2) the date of a change in control.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 21:29 UTC STEWART INFORMATION SERVICES CORP STC · Entity 4475 GrantCommon Stock 1,826 $0.00 $0.00
Disclosure

SEC source: 0000908662-20-000122 · edgar.xml · nonDerivative · entry 1

Pallotta Karen R · CIK 0001466030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,465

F1 · shares: Reflects a one-time award of restricted stock vesting upon the earlier of 1) the date of STC's next annual meeting of stockholders or 2) the date of a change in control.

Read SEC document
December 20, 2019 Filed Dec 20, 2019 23:22 UTC STEWART INFORMATION SERVICES CORP STC · Entity 4475 GrantCommon Stock 639 $0.00 $0.00
Disclosure

SEC source: 0000908662-19-000274 · edgar.xml · nonDerivative · entry 1

Pallotta Karen R · CIK 0001466030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 639

Read SEC document
May 22, 2018 Filed May 22, 2018 23:52 UTC REDWOOD TRUST INC RWT · Entity 5400 GrantDeferred Stock Units · Derivative 6,016 $0.00 Strike: $16.62 $0.00
Disclosure

SEC source: 0001466030-18-000002 · edgardoc.xml · derivative · entry 3

Pallotta Karen R · CIK 0001466030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,016

Underlying: Common Stock · 6,016 shares

Expires not disclosed

F6 · derivative.exercise_price: Represents fair market value RWT common stock on transaction date under the 2014 Incentive Award Plan.

F7 · kind: This transaction relates to the grant of Deferred Stock Units.

F8 · shares: 100% vested at grant.

F9 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 21, 2021.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
May 21, 2018 Filed May 22, 2018 23:52 UTC REDWOOD TRUST INC RWT · Entity 5400 Exercise / conversionDeferred Stock Units · Derivative 5,124 $0.00 Strike: $16.59 $0.00
Disclosure

SEC source: 0001466030-18-000002 · edgardoc.xml · derivative · entry 2

Pallotta Karen R · CIK 0001466030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,124 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
May 21, 2018 Filed May 22, 2018 23:52 UTC REDWOOD TRUST INC RWT · Entity 5400 Exercise / conversionCommon Stock 5,124 $16.47 $84,392.28
Disclosure

SEC source: 0001466030-18-000002 · edgardoc.xml · nonDerivative · entry 1

Pallotta Karen R · CIK 0001466030 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by IRA

Disclosed balance after: 9,928

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

Read SEC document
May 01, 2018 Filed May 1, 2018 20:15 UTC REDWOOD TRUST INC RWT · Entity 5400 Exercise / conversionDeferred Stock Units · Derivative 1,777 $0.00 Strike: $20.05 $0.00
Disclosure

SEC source: 0001144204-18-024458 · tv492211_4.xml · derivative · entry 3

Pallotta Karen R · CIK 0001466030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,777 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F4 · derivative.exercise_date: Deferred Stock Units are subject to a mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
May 01, 2018 Filed May 1, 2018 20:15 UTC REDWOOD TRUST INC RWT · Entity 5400 Exercise / conversionCommon Stock 1,777 $15.34 $27,259.18
Disclosure

SEC source: 0001144204-18-024458 · tv492211_4.xml · nonDerivative · entry 1

Pallotta Karen R · CIK 0001466030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan,based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

Read SEC document
May 22, 2017 Filed May 23, 2017 20:43 UTC REDWOOD TRUST INC RWT · Entity 5400 PurchaseCommon Stock 3,027 $16.53 $50,036.31
Disclosure

SEC source: 0001466030-17-000004 · edgardoc.xml · nonDerivative · entry 1

Pallotta Karen R · CIK 0001466030 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by IRA

Disclosed balance after: 3,027

Read SEC document
May 18, 2017 Filed May 19, 2017 21:59 UTC REDWOOD TRUST INC RWT · Entity 5400 GrantDeferred Stock Units · Derivative 5,778 $0.00 Strike: $16.44 $0.00
Disclosure

SEC source: 0001466030-17-000002 · edgardoc.xml · derivative · entry 1

Pallotta Karen R · CIK 0001466030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,778

Underlying: Common Stock · 5,778 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents fair market value RWT common stock on transaction date under the 2014 Incentive Award Plan.

F2 · kind: This transaction relates to the grant of Deferred Stock Units.

F3 · shares: 100% vested at grant.

F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 20, 2020.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.