Last 12 months
Inside the activity.
6 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 6 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 20, 2019 Filed Dec 20, 2019 23:08 UTC |
Abate Christopher JDirector · Chief Executive Officer
|
Tax withholdingPerformance Stock Units · Derivative | 30,745 | $0.00 Strike: $13.24 | $0.00 |
DisclosureSEC source: 0001104659-19-075161 · tm1926376-1_form4.xml · derivative · entry 3 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,745 shares Expires not disclosed F3 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units or Deferred Stock Units, based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718. F6 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of income tax liability relating to the distribution and/or conversion of Performance Stock Units and/or Deferred Stock Units under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Performance Stock Units and Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F4 · derivative.exercise_date: Performance Stock Units and Deferred Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person is at the time provided in the applicable deferral election form, in accordance with the terms and conditions of the Executive Deferred Compensation Plan. F5 · derivative.expiration_date: No expiration date is applicable to Performance Stock Units and Deferred Stock Units. F7 · balance_after: Following these reported transactions, no other Performance Stock Units and/or Deferred Stock Units with the same original grant date are beneficially owned. Read SEC document |
| December 20, 2019 Filed Dec 20, 2019 23:08 UTC |
Abate Christopher JDirector · Chief Executive Officer
|
Exercise / conversionPerformance Stock Units · Derivative | 27,650 | $0.00 Strike: $13.24 | $0.00 |
DisclosureSEC source: 0001104659-19-075161 · tm1926376-1_form4.xml · derivative · entry 2 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,745 Underlying: Common Stock · 27,650 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units or Deferred Stock Units, based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718. F1 · kind: This transaction relates to the distribution and/or conversion of Performance Stock Units and Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Performance Stock Units and Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F4 · derivative.exercise_date: Performance Stock Units and Deferred Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person is at the time provided in the applicable deferral election form, in accordance with the terms and conditions of the Executive Deferred Compensation Plan. F5 · derivative.expiration_date: No expiration date is applicable to Performance Stock Units and Deferred Stock Units. Read SEC document |
| December 20, 2019 Filed Dec 20, 2019 23:08 UTC |
Abate Christopher JDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 47,652 | $16.64 | $792,929.28 |
DisclosureSEC source: 0001104659-19-075161 · tm1926376-1_form4.xml · nonDerivative · entry 1 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Performance Stock Units and Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Performance Stock Units and Deferred Stock Units to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 22:54 UTC |
COCHRANE COLLIN L.Chief Financial Officer
|
GrantDeferred Stock Units · Derivative | 25,757 | $0.00 Strike: $16.50 | $0.00 |
DisclosureSEC source: 0001513564-19-000004 · edgardoc.xml · derivative · entry 1 COCHRANE COLLIN L. · CIK 0001513564 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,757 Underlying: Common Stock · 25,757 shares Expires not disclosed F1 · security: This transaction relates to the grant of Deferred Stock Units. F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F3 · derivative.exercise_date: 25% vests 1/31/2021, 6.25% every quarter thereafter (beginning with 4/1/2021). Fully vested 12/11/2023. F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 23:08 UTC |
Macomber Sasha G.Chief Human Resource Officer
|
GrantDeferred Stock Units · Derivative | 18,181 | $0.00 Strike: $16.50 | $0.00 |
DisclosureSEC source: 0001758710-19-000002 · edgardoc.xml · derivative · entry 1 Macomber Sasha G. · CIK 0001758710 · Chief Human Resource Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,181 Underlying: Common Stock · 18,181 shares Expires not disclosed F1 · security: This transaction relates to the grant of Deferred Stock Units. F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F3 · derivative.exercise_date: 25% vests 1/31/2021, 6.25% every quarter thereafter (beginning with 4/1/2021). Fully vested 12/11/2023. F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 23:04 UTC |
Kanouse Garnet WManaging Director
|
GrantDeferred Stock Units · Derivative | 33,333 | $0.00 Strike: $16.50 | $0.00 |
DisclosureSEC source: 0001706281-19-000004 · edgardoc.xml · derivative · entry 1 Kanouse Garnet W · CIK 0001706281 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,333 Underlying: Common Stock · 33,333 shares Expires not disclosed F1 · security: This transaction relates to the grant of Deferred Stock Units. F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F3 · derivative.exercise_date: 25% vests 1/31/2021, 6.25% every quarter thereafter (beginning with 4/1/2021). Fully vested 12/11/2023. F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 22:59 UTC |
Stern Shoshone (Bo)Chief Investment Officer
|
GrantDeferred Stock Units · Derivative | 27,272 | $0.00 Strike: $16.50 | $0.00 |
DisclosureSEC source: 0001681908-19-000004 · edgardoc.xml · derivative · entry 1 Stern Shoshone (Bo) · CIK 0001681908 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,272 Underlying: Common Stock · 27,272 shares Expires not disclosed F1 · security: This transaction relates to the grant of Deferred Stock Units. F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F3 · derivative.exercise_date: 25% vests 1/31/2021, 6.25% every quarter thereafter (beginning with 4/1/2021). Fully vested 12/11/2023. F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 22:49 UTC |
Stone Andrew PGeneral Counsel
|
GrantDeferred Stock Units · Derivative | 31,818 | $0.00 Strike: $16.50 | $0.00 |
DisclosureSEC source: 0001487805-19-000002 · edgardoc.xml · derivative · entry 1 Stone Andrew P · CIK 0001487805 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,818 Underlying: Common Stock · 31,818 shares Expires not disclosed F1 · security: This transaction relates to the grant of Deferred Stock Units. F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F3 · derivative.exercise_date: 25% vests 1/31/2021, 6.25% every quarter thereafter (beginning with 4/1/2021). Fully vested 12/11/2023. F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 22:38 UTC |
Abate Christopher JDirector · Chief Executive Officer
|
GrantDeferred Stock Units · Derivative | 113,636 | $0.00 Strike: $16.50 | $0.00 |
DisclosureSEC source: 0001453409-19-000002 · edgardoc.xml · derivative · entry 1 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,636 Underlying: Common Stock · 113,636 shares Expires not disclosed F1 · security: This transaction relates to the grant of Deferred Stock Units. F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F3 · derivative.exercise_date: 25% vests 1/31/2021, 6.25% every quarter thereafter (beginning with 4/1/2021). Fully vested 12/11/2023. F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 22:46 UTC |
Robinson Dashiell IPresident
|
GrantDeferred Stock Units · Derivative | 136,363 | $0.00 Strike: $16.50 | $0.00 |
DisclosureSEC source: 0001453409-19-000004 · edgardoc.xml · derivative · entry 1 Robinson Dashiell I · CIK 0001716998 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,363 Underlying: Common Stock · 136,363 shares Expires not disclosed F1 · security: This transaction relates to the grant of Deferred Stock Units. F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F3 · derivative.exercise_date: 25% vests 1/31/2021, 6.25% every quarter thereafter (beginning with 4/1/2021). Fully vested 12/11/2023. F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| October 02, 2019 Filed Jan 30, 2020 22:19 UTC |
Pero Jeffrey TDirector
|
OtherCommon Stock | 1,214.48 | $16.42 | $19,941.76 |
DisclosureSEC source: 0001474435-20-000002 · edgardoc.xml · nonDerivative · entry 3 Pero Jeffrey T · CIK 0001474435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,393.8 F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors. F2 · shares: Transactions are rounded to to the nearest hundredth decimal. Read SEC document |
| September 30, 2019 Filed Oct 1, 2019 20:46 UTC |
Pero Jeffrey TDirector
|
GrantDeferred Stock Units · Derivative | 2,061.68 | $0.00 Strike: $16.48 | $0.00 |
DisclosureSEC source: 0001474435-19-000010 · edgardoc.xml · derivative · entry 1 Pero Jeffrey T · CIK 0001474435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,061.68 Underlying: Common Stock · 2,061.68 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| September 30, 2019 Filed Oct 1, 2019 20:43 UTC |
KUBICEK GREG HDirector
|
GrantDeferred Stock Units · Derivative | 5,219.01 | $0.00 Strike: $16.48 | $0.00 |
DisclosureSEC source: 0001233565-19-000008 · edgardoc.xml · derivative · entry 1 KUBICEK GREG H · CIK 0001233565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,219.01 Underlying: Common Stock · 5,219.01 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| September 30, 2019 Filed Oct 1, 2019 20:36 UTC |
PROCTOR GEORGANNEDirector
|
GrantDeferred Stock Units · Derivative | 1,276.94 | $0.00 Strike: $16.48 | $0.00 |
DisclosureSEC source: 0001221603-19-000009 · edgardoc.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,276.94 Underlying: Common Stock · 1,278.49 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| July 02, 2019 Filed Jan 30, 2020 22:19 UTC |
Pero Jeffrey TDirector
|
OtherCommon Stock | 1,189.31 | $16.47 | $19,587.94 |
DisclosureSEC source: 0001474435-20-000002 · edgardoc.xml · nonDerivative · entry 2 Pero Jeffrey T · CIK 0001474435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,179.32 F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors. F2 · shares: Transactions are rounded to to the nearest hundredth decimal. Read SEC document |
| June 28, 2019 Filed Jul 1, 2019 20:51 UTC |
PROCTOR GEORGANNEDirector
|
GrantDeferred Stock Units · Derivative | 1,272.31 | $0.00 Strike: $16.26 | $0.00 |
DisclosureSEC source: 0001221603-19-000007 · edgardoc.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,272.31 Underlying: Common Stock · 1,272.31 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| June 28, 2019 Filed Jul 1, 2019 20:48 UTC |
Pero Jeffrey TDirector
|
GrantDeferred Stock Units · Derivative | 2,232.88 | $0.00 Strike: $16.26 | $0.00 |
DisclosureSEC source: 0001474435-19-000008 · edgardoc.xml · derivative · entry 1 Pero Jeffrey T · CIK 0001474435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,232.88 Underlying: Common Stock · 2,232.88 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| June 28, 2019 Filed Jul 1, 2019 20:43 UTC |
KUBICEK GREG HDirector
|
GrantDeferred Stock Units · Derivative | 5,133.41 | $0.00 Strike: $16.26 | $0.00 |
DisclosureSEC source: 0001233565-19-000006 · edgardoc.xml · derivative · entry 1 KUBICEK GREG H · CIK 0001233565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,133.41 Underlying: Common Stock · 5,133.41 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| June 28, 2019 Filed Jan 30, 2020 22:11 UTC |
KUBICEK GREG HDirector
|
OtherCommon Stock | 353.46 | $16.19 | $5,722.52 |
DisclosureSEC source: 0001233565-20-000002 · edgardoc.xml · nonDerivative · entry 2 KUBICEK GREG H · CIK 0001233565 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 77,184.66 F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors. F2 · shares: Transactions are rounded to to the nearest hundredth decimal. Read SEC document |
| May 20, 2019 Filed May 21, 2019 21:57 UTC |
Pero Jeffrey TDirector
|
Exercise / conversionDeferred Stock Units · Derivative | 6,310 | $0.00 Strike: $13.47 | $0.00 |
DisclosureSEC source: 0001474435-19-000006 · edgardoc.xml · derivative · entry 2 Pero Jeffrey T · CIK 0001474435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,310 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 20, 2019 Filed May 21, 2019 21:57 UTC |
Pero Jeffrey TDirector
|
Exercise / conversionCommon Stock | 6,310 | $16.17 | $102,032.70 |
DisclosureSEC source: 0001474435-19-000006 · edgardoc.xml · nonDerivative · entry 1 Pero Jeffrey T · CIK 0001474435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,212.94 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| May 20, 2019 Filed May 21, 2019 21:52 UTC |
HANSEN DOUGLAS BDirector
|
Exercise / conversionDeferred Stock Units · Derivative | 6,310 | $0.00 Strike: $13.47 | $0.00 |
DisclosureSEC source: 0001233537-19-000002 · edgardoc.xml · derivative · entry 2 HANSEN DOUGLAS B · CIK 0001233537 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,310 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 20, 2019 Filed May 21, 2019 21:52 UTC |
HANSEN DOUGLAS BDirector
|
Exercise / conversionCommon Stock | 6,310 | $16.17 | $102,032.70 |
DisclosureSEC source: 0001233537-19-000002 · edgardoc.xml · nonDerivative · entry 1 HANSEN DOUGLAS B · CIK 0001233537 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,880.43 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| May 20, 2019 Filed May 21, 2019 21:44 UTC |
Debora Horvath DDirector
|
Exercise / conversionDeferred Stock Units · Derivative | 6,310 | $0.00 Strike: $13.47 | $0.00 |
DisclosureSEC source: 0001564301-19-000004 · edgardoc.xml · derivative · entry 3 Debora Horvath D · CIK 0001564301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,310 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 20, 2019 Filed May 21, 2019 21:44 UTC |
Debora Horvath DDirector
|
Exercise / conversionCommon Stock | 6,310 | $16.17 | $102,032.70 |
DisclosureSEC source: 0001564301-19-000004 · edgardoc.xml · nonDerivative · entry 1 Debora Horvath D · CIK 0001564301 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 7,310 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| May 20, 2019 Filed May 21, 2019 21:39 UTC |
Byerwalter Mariann HDirector
|
Exercise / conversionDeferred Stock Units · Derivative | 6,310 | $0.00 Strike: $13.47 | $0.00 |
DisclosureSEC source: 0001233561-19-000004 · edgardoc.xml · derivative · entry 2 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,310 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 20, 2019 Filed May 21, 2019 21:39 UTC |
Byerwalter Mariann HDirector
|
Exercise / conversionCommon Stock | 6,310 | $16.17 | $102,032.70 |
DisclosureSEC source: 0001233561-19-000004 · edgardoc.xml · nonDerivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 11,969.7 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| May 20, 2019 Filed May 21, 2019 21:29 UTC |
BAUM RICHARDDirector
|
Exercise / conversionDeferred Stock Units · Derivative | 6,310 | $0.00 Strike: $13.47 | $0.00 |
DisclosureSEC source: 0001233547-19-000002 · edgardoc.xml · derivative · entry 3 BAUM RICHARD · CIK 0001233547 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,310 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 20, 2019 Filed May 21, 2019 21:29 UTC |
BAUM RICHARDDirector
|
Exercise / conversionCommon Stock | 6,310 | $16.17 | $102,032.70 |
DisclosureSEC source: 0001233547-19-000002 · edgardoc.xml · nonDerivative · entry 1 BAUM RICHARD · CIK 0001233547 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,857.14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| May 15, 2019 Filed May 16, 2019 20:19 UTC |
BAUM RICHARDDirector
|
GrantDeferred Stock Units · Derivative | 6,802 | $0.00 Strike: $16.17 | $0.00 |
DisclosureSEC source: 0001144204-19-026841 · tv520798_4.xml · derivative · entry 1 BAUM RICHARD · CIK 0001233547 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,802 Underlying: Common Stock · 6,802 shares Expires not disclosed F1 · derivative.exercise_price: Represents fair market value RWT common stock on transaction date under the 2014 Incentive Award Plan. F2 · kind: This transaction relates to the grant of Deferred Stock Units. F3 · shares: 100% vested at grant. F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 14, 2022. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 15, 2019 Filed May 16, 2019 20:19 UTC |
Matera FredDirector
|
GrantDeferred Stock Units · Derivative | 6,802 | $0.00 Strike: $16.17 | $0.00 |
DisclosureSEC source: 0001144204-19-026846 · tv520803_4.xml · derivative · entry 1 Matera Fred · CIK 0001488500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,802 Underlying: Common Stock · 6,802 shares Expires not disclosed F1 · derivative.exercise_price: Represents fair market value RWT common stock on transaction date under the 2014 Incentive Award Plan. F2 · kind: This transaction relates to the grant of Deferred Stock Units. F3 · shares: 100% vested at grant. F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 14, 2022. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 15, 2019 Filed May 16, 2019 20:20 UTC |
Debora Horvath DDirector
|
GrantDeferred Stock Units · Derivative | 6,802 | $0.00 Strike: $16.17 | $0.00 |
DisclosureSEC source: 0001144204-19-026844 · tv520801_4.xml · derivative · entry 1 Debora Horvath D · CIK 0001564301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,802 Underlying: Common Stock · 6,802 shares Expires not disclosed F1 · derivative.exercise_price: Represents fair market value RWT common stock on transaction date under the 2014 Incentive Award Plan. F2 · kind: This transaction relates to the grant of Deferred Stock Units. F3 · shares: 100% vested at grant. F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 14, 2022. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 15, 2019 Filed May 16, 2019 20:19 UTC |
PROCTOR GEORGANNEDirector
|
GrantDeferred Stock Units · Derivative | 6,802 | $0.00 Strike: $16.17 | $0.00 |
DisclosureSEC source: 0001144204-19-026848 · tv520805_4.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,802 Underlying: Common Stock · 6,802 shares Expires not disclosed F1 · derivative.exercise_price: Represents fair market value RWT common stock on transaction date under the 2014 Incentive Award Plan. F2 · kind: This transaction relates to the grant of Deferred Stock Units. F3 · shares: 100% vested at grant. F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 14, 2022. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 15, 2019 Filed May 16, 2019 20:19 UTC |
Pero Jeffrey TDirector
|
GrantDeferred Stock Units · Derivative | 6,802 | $0.00 Strike: $16.17 | $0.00 |
DisclosureSEC source: 0001144204-19-026847 · tv520804_4.xml · derivative · entry 1 Pero Jeffrey T · CIK 0001474435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,802 Underlying: Common Stock · 6,802 shares Expires not disclosed F1 · derivative.exercise_price: Represents fair market value RWT common stock on transaction date under the 2014 Incentive Award Plan. F2 · kind: This transaction relates to the grant of Deferred Stock Units. F3 · shares: 100% vested at grant. F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 14, 2022. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 15, 2019 Filed May 16, 2019 20:19 UTC |
KUBICEK GREG HDirector
|
GrantDeferred Stock Units · Derivative | 6,802 | $0.00 Strike: $16.17 | $0.00 |
DisclosureSEC source: 0001144204-19-026845 · tv520802_4.xml · derivative · entry 1 KUBICEK GREG H · CIK 0001233565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,802 Underlying: Common Stock · 6,802 shares Expires not disclosed F1 · derivative.exercise_price: Represents fair market value RWT common stock on transaction date under the 2014 Incentive Award Plan. F2 · kind: This transaction relates to the grant of Deferred Stock Units. F3 · shares: 100% vested at grant. F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 14, 2022. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 15, 2019 Filed May 16, 2019 20:19 UTC |
Byerwalter Mariann HDirector
|
GrantDeferred Stock Units · Derivative | 6,802 | $0.00 Strike: $16.17 | $0.00 |
DisclosureSEC source: 0001144204-19-026843 · tv520800_4.xml · derivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,802 Underlying: Common Stock · 6,802 shares Expires not disclosed F1 · derivative.exercise_price: Represents fair market value RWT common stock on transaction date under the 2014 Incentive Award Plan. F2 · kind: This transaction relates to the grant of Deferred Stock Units. F3 · shares: 100% vested at grant. F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 14, 2022. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 15, 2019 Filed May 16, 2019 20:19 UTC |
HANSEN DOUGLAS BDirector
|
GrantDeferred Stock Units · Derivative | 6,802 | $0.00 Strike: $16.17 | $0.00 |
DisclosureSEC source: 0001144204-19-026842 · tv520799_4.xml · derivative · entry 1 HANSEN DOUGLAS B · CIK 0001233537 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,802 Underlying: Common Stock · 6,802 shares Expires not disclosed F1 · derivative.exercise_price: Represents fair market value RWT common stock on transaction date under the 2014 Incentive Award Plan. F2 · kind: This transaction relates to the grant of Deferred Stock Units. F3 · shares: 100% vested at grant. F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 14, 2022. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 01, 2019 Filed May 1, 2019 22:34 UTC |
Debora Horvath DDirector
|
Exercise / conversionDeferred Stock Units · Derivative | 1,000 | $0.00 Strike: $12.31 | $0.00 |
DisclosureSEC source: 0001564301-19-000002 · edgardoc.xml · derivative · entry 3 Debora Horvath D · CIK 0001564301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 01, 2019 Filed May 1, 2019 22:34 UTC |
Debora Horvath DDirector
|
Exercise / conversionCommon Stock | 1,000 | $16.36 | $16,360.00 |
DisclosureSEC source: 0001564301-19-000002 · edgardoc.xml · nonDerivative · entry 1 Debora Horvath D · CIK 0001564301 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 1,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 23:24 UTC |
PROCTOR GEORGANNEDirector
|
GrantDeferred Stock Units · Derivative | 1,256.86 | $0.00 Strike: $16.16 | $0.00 |
DisclosureSEC source: 0001221603-19-000002 · edgardoc.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,256.86 Underlying: Common Stock · 1,256.86 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 23:20 UTC |
Pero Jeffrey TDirector
|
GrantDeferred Stock Units · Derivative | 2,081.78 | $0.00 Strike: $16.16 | $0.00 |
DisclosureSEC source: 0001474435-19-000004 · edgardoc.xml · derivative · entry 1 Pero Jeffrey T · CIK 0001474435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,081.78 Underlying: Common Stock · 2,081.78 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 23:16 UTC |
KUBICEK GREG HDirector
|
GrantDeferred Stock Units · Derivative | 5,007.82 | $0.00 Strike: $16.16 | $0.00 |
DisclosureSEC source: 0001233565-19-000004 · edgardoc.xml · derivative · entry 1 KUBICEK GREG H · CIK 0001233565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,007.82 Underlying: Common Stock · 5,007.82 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| March 29, 2019 Filed Jan 30, 2020 22:19 UTC |
Pero Jeffrey TDirector
|
OtherCommon Stock | 1,087.07 | $15.98 | $17,371.38 |
DisclosureSEC source: 0001474435-20-000002 · edgardoc.xml · nonDerivative · entry 1 Pero Jeffrey T · CIK 0001474435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,990.01 F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors. F2 · shares: Transactions are rounded to to the nearest hundredth decimal. Read SEC document |
| March 29, 2019 Filed Jan 30, 2020 22:11 UTC |
KUBICEK GREG HDirector
|
OtherCommon Stock | 348.26 | $16.13 | $5,617.43 |
DisclosureSEC source: 0001233565-20-000002 · edgardoc.xml · nonDerivative · entry 1 KUBICEK GREG H · CIK 0001233565 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 76,831.2 F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors. F2 · shares: Transactions are rounded to to the nearest hundredth decimal. Read SEC document |
| March 06, 2019 Filed Mar 7, 2019 00:36 UTC |
Byerwalter Mariann HDirector
|
SaleCommon Stock | 9,778 | $15.81 | $154,590.18 |
DisclosureSEC source: 0001233561-19-000002 · edgardoc.xml · nonDerivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 5,659.7 F1 · shares: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person in 2018. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 00:41 UTC |
Lola BondarController, Managing Director
|
GrantDeferred Stock Units · Derivative | 14,677 | $0.00 Strike: $15.33 | $0.00 |
DisclosureSEC source: 0001748051-19-000002 · edgardoc.xml · derivative · entry 1 Lola Bondar · CIK 0001748051 · Controller, Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,677 Underlying: Common Stock · 14,677 shares Expires not disclosed F1 · security: This transaction relates to the grant of Deferred Stock Units. F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F3 · derivative.exercise_date: 25% vests 4/1/2020, 6.25% vests every three months thereafter. Fully vested 2/28/2023. F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 21:34 UTC |
Matera FredDirector
|
GrantDeferred Stock Units · Derivative | 1,340 | $0.00 Strike: $15.33 | $0.00 |
DisclosureSEC source: 0001488500-19-000002 · edgardoc.xml · derivative · entry 1 Matera Fred · CIK 0001488500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,340 Underlying: Common Stock · 1,340 shares Expires not disclosed F1 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F2 · kind: This transaction relates to the grant of Deferred Stock Units. F3 · shares: 100% vested at grant. F4 · derivative.exercise_date: Deferred Stock Units are subject to a mandatory holding period and will be delivered to the Participant at the time provided in a related Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 23:38 UTC |
COCHRANE COLLIN L.Chief Financial Officer
|
Exercise / conversionDeferred Stock Units · Derivative | 9,911 | $0.00 Strike: $19.11 | $0.00 |
DisclosureSEC source: 0001513564-19-000002 · edgardoc.xml · derivative · entry 3 COCHRANE COLLIN L. · CIK 0001513564 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,911 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. F7 · balance_after: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 23:38 UTC |
COCHRANE COLLIN L.Chief Financial Officer
|
Tax withholdingDeferred Stock Units · Derivative | 11,020 | $0.00 Strike: $19.11 | $0.00 |
DisclosureSEC source: 0001513564-19-000002 · edgardoc.xml · derivative · entry 2 COCHRANE COLLIN L. · CIK 0001513564 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,911 Underlying: Common Stock · 11,020 shares Expires not disclosed F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F4 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 23:38 UTC |
COCHRANE COLLIN L.Chief Financial Officer
|
Exercise / conversionCommon Stock | 9,911 | $15.44 | $153,025.84 |
DisclosureSEC source: 0001513564-19-000002 · edgardoc.xml · nonDerivative · entry 1 COCHRANE COLLIN L. · CIK 0001513564 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,308 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.