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NYSE · USD

ROK

ROCKWELL AUTOMATION, INC

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Tapewire entity
906
SEC CIK
0001024478
Parsed reports
1,011

Last 12 months

Inside the activity.

0 purchase rows · 164 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 20250101
Jan 202601
Feb 2026029
Mar 202607
Apr 202604
May 2026010
Jun 202602
Jul 202601
Aug 202603
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 10, 2017 Filed Feb 13, 2017 23:56 UTC Disposition to issuerCommon Stock 5,588 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000592 · form.xml · nonDerivative · entry 5

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,007

Read SEC document
February 10, 2017 Filed Feb 13, 2017 23:56 UTC SaleCommon Stock 5,929 $151.16 $896,234.16
Disclosure

SEC source: 0001246360-17-000592 · form.xml · nonDerivative · entry 4

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,595

F3 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $151.11 to $151.48. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 23:56 UTC SaleCommon Stock 23,471 $150.72 $3,537,558.51
Disclosure

SEC source: 0001246360-17-000592 · form.xml · nonDerivative · entry 3

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,524

F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $150.11 to $151.10. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 23:56 UTC Exercise / conversionCommon Stock 29,400 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000592 · form.xml · nonDerivative · entry 2

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 16:28 UTC
Chand SujeetSr VP & Chief Tech. Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 9,600 $0.00 Strike: $69.57 $0.00
Disclosure

SEC source: 0001246360-17-000570 · form.xml · derivative · entry 4

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,400

Underlying: Common Stock · 9,600 shares

Expires 2020-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 16:28 UTC
Chand SujeetSr VP & Chief Tech. Officer
SaleCommon Stock 9,600 $151.31 $1,452,575.04
Disclosure

SEC source: 0001246360-17-000570 · form.xml · nonDerivative · entry 3

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,873

F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $151.1200 to $151.4300. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: Includes 2,940 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 16:28 UTC
Chand SujeetSr VP & Chief Tech. Officer
Exercise / conversionCommon Stock 9,600 $69.57 $667,872.00
Disclosure

SEC source: 0001246360-17-000570 · form.xml · nonDerivative · entry 2

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2017 Filed Feb 9, 2017 23:07 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $46.16 $0.00
Disclosure

SEC source: 0001246360-17-000516 · form.xml · derivative · entry 9

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,000

Underlying: Common Stock · 10,000 shares

Expires 2019-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2017 Filed Feb 9, 2017 23:07 UTC SaleCommon Stock 10,000 $150.00 $1,500,006.00
Disclosure

SEC source: 0001246360-17-000516 · form.xml · nonDerivative · entry 7

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,595

F4 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $150.00 to $150.007. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F5 · ownership.direct: Represents (i) 320,415 shares held by a revocable trust of which the reporting person and his spouse are trustees and beneficiaries and (ii) 12,180 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
February 09, 2017 Filed Feb 9, 2017 23:07 UTC Exercise / conversionCommon Stock 10,000 $46.16 $461,600.00
Disclosure

SEC source: 0001246360-17-000516 · form.xml · nonDerivative · entry 6

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 16:35 UTC OtherCommon Stock Share Equivalents · Derivative 393.1099 $0.00 Strike: $150.35 $0.00
Disclosure

SEC source: 0001246360-17-000571 · form.xml · derivative · entry 3

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Indirect · Nonqual. Savings Plan

Disclosed balance after: 0

Underlying: Common Stock · 393.1099 shares

Expires not disclosed

F3 · shares: Includes share equivalents represented by Company stock fund units acquired under the Company Nonqualified Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 2/9/2017. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.

F4 · derivative.exercise_date: The share equivalents are payable in cash upon retirement or after termination of employment.

F4 · derivative.expiration_date: The share equivalents are payable in cash upon retirement or after termination of employment.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 16:35 UTC OtherCommon Stock 388.5173 $150.35 $58,413.58
Disclosure

SEC source: 0001246360-17-000571 · form.xml · nonDerivative · entry 2

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Indirect · By Savings Plan

Disclosed balance after: 0

F2 · shares: Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 2/9/2017. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 22:49 UTC
PAYNE LISA ADirector
GrantCommon Stock 268 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000490 · form.xml · nonDerivative · entry 1

PAYNE LISA A · CIK 0001088534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,037

F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 22:28 UTC GrantCommon Stock 268 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000488 · form.xml · nonDerivative · entry 1

Rosamilia Thomas W · CIK 0001576105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,723

F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 22:28 UTC GrantCommon Stock 268 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000487 · form.xml · nonDerivative · entry 1

Kingsley Lawrence D · CIK 0001301427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,038.868

F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 22:22 UTC GrantCommon Stock 268 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000486 · form.xml · nonDerivative · entry 1

Parfet Donald R · CIK 0001305641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,848

F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 22:21 UTC GrantCommon Stock 268 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000485 · form.xml · nonDerivative · entry 1

MCCORMICK WILLIAM T JR/WI · CIK 0001204909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,090

F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 22:14 UTC GrantRestricted Stock Units · Derivative 268 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000484 · form.xml · derivative · entry 1

Holloman James Phillip · CIK 0001424987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,323

Underlying: Common Stock · 268 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · kind: Restricted stock units delivered as compensation for service as a director under the 2003 Directors Stock Plan.

F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances.

F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 22:14 UTC GrantCommon Stock 268 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000483 · form.xml · nonDerivative · entry 1

KALMANSON STEVEN R · CIK 0001222892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,635

F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 22:14 UTC GrantCommon Stock 268 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000482 · form.xml · nonDerivative · entry 1

KEANE JAMES P · CIK 0001196719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,635

F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 22:14 UTC GrantCommon Stock 268 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000481 · form.xml · nonDerivative · entry 1

ALEWINE BETTY C · CIK 0001204901 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,757

F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 21:42 UTC
Goris Patrick P.Sr. VP and CFO
GrantEmployee stock option (Right to buy) · Derivative 28,400 $149.41 Strike: $149.41 $4,243,244.00
Disclosure

SEC source: 0001246360-17-000472 · form.xml · derivative · entry 3

Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,400

Underlying: Common Stock · 28,400 shares

Expires 2027-02-07

F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 21:42 UTC
Goris Patrick P.Sr. VP and CFO
GrantCommon Stock 960 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000472 · form.xml · nonDerivative · entry 2

Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,148.96

F3 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan.

F4 · ownership.direct: Includes 1,590 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 18:07 UTC
MILLER JOHN MVP and Chief IP Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 933 $0.00 Strike: $104.08 $0.00
Disclosure

SEC source: 0001246360-17-000470 · form.xml · derivative · entry 8

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,767

Underlying: Common Stock · 933 shares

Expires 2025-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 18:07 UTC
MILLER JOHN MVP and Chief IP Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 800 $0.00 Strike: $115.69 $0.00
Disclosure

SEC source: 0001246360-17-000470 · form.xml · derivative · entry 7

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,600

Underlying: Common Stock · 800 shares

Expires 2024-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 18:07 UTC
MILLER JOHN MVP and Chief IP Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 567 $0.00 Strike: $108.89 $0.00
Disclosure

SEC source: 0001246360-17-000470 · form.xml · derivative · entry 6

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900

Underlying: Common Stock · 567 shares

Expires 2023-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 18:07 UTC
MILLER JOHN MVP and Chief IP Counsel
SaleCommon Stock 2,300 $150.37 $345,859.97
Disclosure

SEC source: 0001246360-17-000470 · form.xml · nonDerivative · entry 5

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,660

F2 · ownership.direct: Includes 1,650 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 18:07 UTC
MILLER JOHN MVP and Chief IP Counsel
Exercise / conversionCommon Stock 933 $104.08 $97,106.64
Disclosure

SEC source: 0001246360-17-000470 · form.xml · nonDerivative · entry 4

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 18:07 UTC
MILLER JOHN MVP and Chief IP Counsel
Exercise / conversionCommon Stock 800 $115.69 $92,552.00
Disclosure

SEC source: 0001246360-17-000470 · form.xml · nonDerivative · entry 3

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,027

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 18:07 UTC
MILLER JOHN MVP and Chief IP Counsel
Exercise / conversionCommon Stock 567 $108.89 $61,740.63
Disclosure

SEC source: 0001246360-17-000470 · form.xml · nonDerivative · entry 2

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,227

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 18:07 UTC
CRANDALL THEODORE DSr.VP and CFO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 24,400 $0.00 Strike: $74.14 $0.00
Disclosure

SEC source: 0001246360-17-000469 · form.xml · derivative · entry 5

CRANDALL THEODORE D · CIK 0001278026 · Sr.VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,300

Underlying: Common Stock · 24,400 shares

Expires 2021-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 18:07 UTC
CRANDALL THEODORE DSr.VP and CFO
SaleCommon Stock 934 $151.06 $141,087.71
Disclosure

SEC source: 0001246360-17-000469 · form.xml · nonDerivative · entry 4

CRANDALL THEODORE D · CIK 0001278026 · Sr.VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,762.6663

F3 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $151.02 to $151.11. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F4 · ownership.direct: Includes 4,720 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 18:07 UTC
CRANDALL THEODORE DSr.VP and CFO
SaleCommon Stock 23,466 $150.40 $3,529,340.37
Disclosure

SEC source: 0001246360-17-000469 · form.xml · nonDerivative · entry 3

CRANDALL THEODORE D · CIK 0001278026 · Sr.VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,696.6663

F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $150.00 to $150.99. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 18:07 UTC
CRANDALL THEODORE DSr.VP and CFO
Exercise / conversionCommon Stock 24,400 $74.14 $1,809,016.00
Disclosure

SEC source: 0001246360-17-000469 · form.xml · nonDerivative · entry 2

CRANDALL THEODORE D · CIK 0001278026 · Sr.VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,162.6663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 23:07 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 20,600 $0.00 Strike: $46.16 $0.00
Disclosure

SEC source: 0001246360-17-000516 · form.xml · derivative · entry 8

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,000

Underlying: Common Stock · 20,600 shares

Expires 2019-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 23:07 UTC SaleCommon Stock 100 $152.40 $15,240.00
Disclosure

SEC source: 0001246360-17-000516 · form.xml · nonDerivative · entry 5

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,595

Read SEC document
February 07, 2017 Filed Feb 9, 2017 23:07 UTC SaleCommon Stock 5,475 $151.79 $831,048.61
Disclosure

SEC source: 0001246360-17-000516 · form.xml · nonDerivative · entry 4

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,695

F3 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $151.34 to $152.33. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 23:07 UTC SaleCommon Stock 15,025 $150.73 $2,264,713.74
Disclosure

SEC source: 0001246360-17-000516 · form.xml · nonDerivative · entry 3

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,170

F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $150.34 to $151.26. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 23:07 UTC Exercise / conversionCommon Stock 20,600 $46.16 $950,896.00
Disclosure

SEC source: 0001246360-17-000516 · form.xml · nonDerivative · entry 2

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 15:42 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $29.37 $0.00
Disclosure

SEC source: 0001246360-17-000454 · form.xml · derivative · entry 4

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2018-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 15:42 UTC SaleCommon Stock 2,000 $149.23 $298,460.60
Disclosure

SEC source: 0001246360-17-000454 · form.xml · nonDerivative · entry 3

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,332

F2 · ownership.direct: Includes 4,720 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 15:42 UTC Exercise / conversionCommon Stock 2,000 $29.37 $58,740.00
Disclosure

SEC source: 0001246360-17-000454 · form.xml · nonDerivative · entry 2

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2017 Filed Feb 6, 2017 22:07 UTC SaleCommon Stock 10,000 $150.00 $1,500,000.00
Disclosure

SEC source: 0001246360-17-000451 · form.xml · nonDerivative · entry 2

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,595

F2 · ownership.direct: Represents (i) 320,415 shares held by a revocable trust of which the reporting person and his spouse are trustees and beneficiaries and (ii) 12,180 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
January 30, 2017 Filed Feb 1, 2017 00:07 UTC
Murphy Robert BSr. VP Operations & Eng. Svcs.
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 200 $0.00 Strike: $104.08 $0.00
Disclosure

SEC source: 0001246360-17-000395 · form.xml · derivative · entry 4

Murphy Robert B · CIK 0001672914 · Sr. VP Operations & Eng. Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 200 shares

Expires 2025-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 30, 2017 Filed Feb 1, 2017 00:07 UTC
Murphy Robert BSr. VP Operations & Eng. Svcs.
SaleCommon Stock 331 $148.64 $49,198.19
Disclosure

SEC source: 0001246360-17-000395 · form.xml · nonDerivative · entry 3

Murphy Robert B · CIK 0001672914 · Sr. VP Operations & Eng. Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 930

F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $148.6108 to $148.6720. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: Represents shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

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January 30, 2017 Filed Feb 1, 2017 00:07 UTC
Murphy Robert BSr. VP Operations & Eng. Svcs.
Exercise / conversionCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000395 · form.xml · nonDerivative · entry 2

Murphy Robert B · CIK 0001672914 · Sr. VP Operations & Eng. Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 30, 2017 Filed Jan 31, 2017 14:56 UTC
HAGERMAN DOUGLAS MSr. VP, Gen Counsel and Sec.
SaleCommon Stock 1,071 $148.51 $159,051.53
Disclosure

SEC source: 0001246360-17-000389 · form.xml · nonDerivative · entry 3

HAGERMAN DOUGLAS M · CIK 0001287504 · Sr. VP, Gen Counsel and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,388

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January 27, 2017 Filed Jan 31, 2017 15:07 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 300 $0.00 Strike: $104.08 $0.00
Disclosure

SEC source: 0001246360-17-000391 · form.xml · derivative · entry 8

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,600

Underlying: Common Stock · 300 shares

Expires 2025-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 27, 2017 Filed Jan 31, 2017 15:07 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 533 $0.00 Strike: $115.69 $0.00
Disclosure

SEC source: 0001246360-17-000391 · form.xml · derivative · entry 7

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,767

Underlying: Common Stock · 533 shares

Expires 2024-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 27, 2017 Filed Jan 31, 2017 15:07 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 900 $0.00 Strike: $108.89 $0.00
Disclosure

SEC source: 0001246360-17-000391 · form.xml · derivative · entry 6

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,100

Underlying: Common Stock · 900 shares

Expires 2023-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.