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NYSE · USD

ROK

ROCKWELL AUTOMATION, INC

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906
SEC CIK
0001024478
Parsed reports
1,011

Last 12 months

Inside the activity.

0 purchase rows · 164 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 20250101
Jan 202601
Feb 2026029
Mar 202607
Apr 202604
May 2026010
Jun 202602
Jul 202601
Aug 202603
Sep 202603
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 04, 2017 Filed Aug 7, 2017 14:49 UTC
Chand SujeetSr VP & Chief Tech. Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 9,500 $0.00 Strike: $74.14 $0.00
Disclosure

SEC source: 0001246360-17-002510 · form.xml · derivative · entry 6

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,200

Underlying: Common Stock · 9,500 shares

Expires 2021-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
August 04, 2017 Filed Aug 7, 2017 14:49 UTC
Chand SujeetSr VP & Chief Tech. Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,400 $0.00 Strike: $69.57 $0.00
Disclosure

SEC source: 0001246360-17-002510 · form.xml · derivative · entry 5

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,400 shares

Expires 2020-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
August 04, 2017 Filed Aug 7, 2017 14:49 UTC
Chand SujeetSr VP & Chief Tech. Officer
SaleCommon Stock 9,500 $165.13 $1,568,690.35
Disclosure

SEC source: 0001246360-17-002510 · form.xml · nonDerivative · entry 4

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,273

F3 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $164.96 to $165.485. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F4 · ownership.direct: Includes 2,940 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
August 04, 2017 Filed Aug 7, 2017 14:49 UTC
Chand SujeetSr VP & Chief Tech. Officer
Exercise / conversionCommon Stock 9,500 $74.14 $704,330.00
Disclosure

SEC source: 0001246360-17-002510 · form.xml · nonDerivative · entry 3

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2017 Filed Aug 7, 2017 14:49 UTC
Chand SujeetSr VP & Chief Tech. Officer
Exercise / conversionCommon Stock 1,400 $69.57 $97,398.00
Disclosure

SEC source: 0001246360-17-002510 · form.xml · nonDerivative · entry 2

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,273

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2017 Filed Aug 4, 2017 17:21 UTC GiftCommon Stock 8,180 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-002503 · form.xml · nonDerivative · entry 1

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,106

F1 · ownership.direct: Represents shares held by a revocable trust of which the reporting person and his wife are trustees and beneficiaries.

Read SEC document
August 02, 2017 Filed Aug 2, 2017 21:07 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $74.14 $0.00
Disclosure

SEC source: 0001246360-17-002468 · form.xml · derivative · entry 6

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Common Stock · 10,000 shares

Expires 2021-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
August 02, 2017 Filed Aug 2, 2017 21:07 UTC SaleCommon Stock 10,000 $166.00 $1,660,000.00
Disclosure

SEC source: 0001246360-17-002468 · form.xml · nonDerivative · entry 4

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,286

F2 · ownership.direct: Represents shares held by a revocable trust of which the reporting person and his wife are trustees and beneficiaries.

Read SEC document
August 02, 2017 Filed Aug 2, 2017 21:07 UTC Exercise / conversionCommon Stock 10,000 $74.14 $741,400.00
Disclosure

SEC source: 0001246360-17-002468 · form.xml · nonDerivative · entry 3

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2017 Filed Aug 3, 2017 16:35 UTC
Etzel Steven W.VP and Treasurer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,100 $0.00 Strike: $69.57 $0.00
Disclosure

SEC source: 0001246360-17-002483 · form.xml · derivative · entry 4

Etzel Steven W. · CIK 0001417866 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,400

Underlying: Common Stock · 2,100 shares

Expires 2020-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2017 Filed Aug 3, 2017 16:35 UTC
Etzel Steven W.VP and Treasurer
SaleCommon Stock 2,100 $165.43 $347,405.10
Disclosure

SEC source: 0001246360-17-002483 · form.xml · nonDerivative · entry 3

Etzel Steven W. · CIK 0001417866 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,465

F2 · ownership.direct: Includes 660 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
August 02, 2017 Filed Aug 3, 2017 16:35 UTC
Etzel Steven W.VP and Treasurer
Exercise / conversionCommon Stock 2,100 $69.57 $146,097.00
Disclosure

SEC source: 0001246360-17-002483 · form.xml · nonDerivative · entry 2

Etzel Steven W. · CIK 0001417866 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2017 Filed Aug 3, 2017 16:28 UTC
MILLER JOHN MVP and Chief IP Counsel
SaleCommon Stock 1,825 $165.37 $301,808.46
Disclosure

SEC source: 0001246360-17-002482 · form.xml · nonDerivative · entry 2

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,835

F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $165.3240 to $165.3840. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: Includes 1,650 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
August 02, 2017 Filed Aug 3, 2017 16:21 UTC
Moret Blake D.Director · President and CEO
SaleCommon Stock 3,100 $164.88 $511,119.63
Disclosure

SEC source: 0001246360-17-002481 · form.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,126

F2 · ownership.direct: Includes 8,050 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
August 02, 2017 Filed Aug 3, 2017 15:56 UTC
CRANDALL THEODORE DSenior Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 300 $0.00 Strike: $104.08 $0.00
Disclosure

SEC source: 0001246360-17-002478 · form.xml · derivative · entry 8

CRANDALL THEODORE D · CIK 0001278026 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,300

Underlying: Common Stock · 300 shares

Expires 2025-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
August 02, 2017 Filed Aug 3, 2017 15:56 UTC
CRANDALL THEODORE DSenior Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 533 $0.00 Strike: $115.69 $0.00
Disclosure

SEC source: 0001246360-17-002478 · form.xml · derivative · entry 7

CRANDALL THEODORE D · CIK 0001278026 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,867

Underlying: Common Stock · 533 shares

Expires 2024-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
August 02, 2017 Filed Aug 3, 2017 15:56 UTC
CRANDALL THEODORE DSenior Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 17,800 $0.00 Strike: $108.89 $0.00
Disclosure

SEC source: 0001246360-17-002478 · form.xml · derivative · entry 6

CRANDALL THEODORE D · CIK 0001278026 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,800 shares

Expires 2023-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
August 02, 2017 Filed Aug 3, 2017 15:56 UTC
CRANDALL THEODORE DSenior Vice President
SaleCommon Stock 18,900 $165.46 $3,127,190.22
Disclosure

SEC source: 0001246360-17-002478 · form.xml · nonDerivative · entry 5

CRANDALL THEODORE D · CIK 0001278026 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,495.6663

F3 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $165.1950 to $165.91. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F4 · ownership.direct: Includes 4,720 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
August 02, 2017 Filed Aug 3, 2017 15:56 UTC
CRANDALL THEODORE DSenior Vice President
Exercise / conversionCommon Stock 300 $104.08 $31,224.00
Disclosure

SEC source: 0001246360-17-002478 · form.xml · nonDerivative · entry 4

CRANDALL THEODORE D · CIK 0001278026 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,395.6663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2017 Filed Aug 3, 2017 15:56 UTC
CRANDALL THEODORE DSenior Vice President
Exercise / conversionCommon Stock 533 $115.69 $61,662.77
Disclosure

SEC source: 0001246360-17-002478 · form.xml · nonDerivative · entry 3

CRANDALL THEODORE D · CIK 0001278026 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,095.6663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2017 Filed Aug 3, 2017 15:56 UTC
CRANDALL THEODORE DSenior Vice President
Exercise / conversionCommon Stock 17,800 $108.89 $1,938,242.00
Disclosure

SEC source: 0001246360-17-002478 · form.xml · nonDerivative · entry 2

CRANDALL THEODORE D · CIK 0001278026 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,562.6663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2017 Filed Aug 2, 2017 21:07 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $74.14 $0.00
Disclosure

SEC source: 0001246360-17-002468 · form.xml · derivative · entry 5

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,500

Underlying: Common Stock · 10,000 shares

Expires 2021-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
July 31, 2017 Filed Aug 2, 2017 21:07 UTC SaleCommon Stock 10,000 $165.00 $1,650,000.00
Disclosure

SEC source: 0001246360-17-002468 · form.xml · nonDerivative · entry 2

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,286

Read SEC document
July 31, 2017 Filed Aug 2, 2017 21:07 UTC Exercise / conversionCommon Stock 10,000 $74.14 $741,400.00
Disclosure

SEC source: 0001246360-17-002468 · form.xml · nonDerivative · entry 1

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 17, 2017 Filed Dec 4, 2017 23:14 UTC SaleCommon Stock 52 $166.36 $8,650.72
Disclosure

SEC source: 0001246360-17-003180 · form.xml · nonDerivative · entry 19

Kingsley Lawrence D · CIK 0001301427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,550.868

F1 · kind: The transactions reported in this Form 4 were executed by the reporting person's investment advisor in managed accounts as part of the investment advisor's implementation of large-cap investment strategies involving the securities of multiple issuers. The reporting person has voluntarily paid $7,213.77 to the issuer, representing the full amount of any short-swing profit that would be payable if the reported transactions were deemed subject to Section 16(b) of the Securities Exchange Act of 1934, as amended.

Read SEC document
July 17, 2017 Filed Dec 4, 2017 23:14 UTC SaleCommon Stock 223 $166.21 $37,064.83
Disclosure

SEC source: 0001246360-17-003180 · form.xml · nonDerivative · entry 18

Kingsley Lawrence D · CIK 0001301427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,602.868

F1 · kind: The transactions reported in this Form 4 were executed by the reporting person's investment advisor in managed accounts as part of the investment advisor's implementation of large-cap investment strategies involving the securities of multiple issuers. The reporting person has voluntarily paid $7,213.77 to the issuer, representing the full amount of any short-swing profit that would be payable if the reported transactions were deemed subject to Section 16(b) of the Securities Exchange Act of 1934, as amended.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 16:56 UTC GrantRestricted Stock Units · Derivative 155 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-002282 · form.xml · derivative · entry 1

Holloman James Phillip · CIK 0001424987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,640

Underlying: Common Stock · 155 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan.

F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances.

F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 16:28 UTC GrantCommon Stock 320 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-002278 · form.xml · nonDerivative · entry 1

Watson Patricia A · CIK 0001570660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320

F1 · kind: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan.

Read SEC document
May 31, 2017 Filed Jun 1, 2017 17:07 UTC
Chand SujeetSr VP & Chief Tech. Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $74.14 $0.00
Disclosure

SEC source: 0001246360-17-002055 · form.xml · derivative · entry 6

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,700

Underlying: Common Stock · 2,500 shares

Expires 2021-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
May 31, 2017 Filed Jun 1, 2017 17:07 UTC
Chand SujeetSr VP & Chief Tech. Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 7,000 $0.00 Strike: $69.57 $0.00
Disclosure

SEC source: 0001246360-17-002055 · form.xml · derivative · entry 5

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,400

Underlying: Common Stock · 7,000 shares

Expires 2020-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
May 31, 2017 Filed Jun 1, 2017 17:07 UTC
Chand SujeetSr VP & Chief Tech. Officer
SaleCommon Stock 9,500 $159.72 $1,517,326.70
Disclosure

SEC source: 0001246360-17-002055 · form.xml · nonDerivative · entry 4

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,873

F3 · ownership.direct: Includes 2,940 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
May 31, 2017 Filed Jun 1, 2017 17:07 UTC
Chand SujeetSr VP & Chief Tech. Officer
Exercise / conversionCommon Stock 2,500 $74.14 $185,350.00
Disclosure

SEC source: 0001246360-17-002055 · form.xml · nonDerivative · entry 3

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2017 Filed Jun 1, 2017 17:07 UTC
Chand SujeetSr VP & Chief Tech. Officer
Exercise / conversionCommon Stock 7,000 $69.57 $486,990.00
Disclosure

SEC source: 0001246360-17-002055 · form.xml · nonDerivative · entry 2

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2017 Filed Jun 1, 2017 16:56 UTC
Champa Kenneth MSenior Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $46.16 $0.00
Disclosure

SEC source: 0001246360-17-002053 · form.xml · derivative · entry 4

Champa Kenneth M · CIK 0001677463 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,700

Underlying: Common Stock · 5,000 shares

Expires 2019-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
May 31, 2017 Filed Jun 1, 2017 16:56 UTC
Champa Kenneth MSenior Vice President
SaleCommon Stock 5,000 $159.08 $795,377.00
Disclosure

SEC source: 0001246360-17-002053 · form.xml · nonDerivative · entry 3

Champa Kenneth M · CIK 0001677463 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,169

F3 · ownership.direct: Includes 260 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
May 31, 2017 Filed Jun 1, 2017 16:56 UTC
Champa Kenneth MSenior Vice President
Exercise / conversionCommon Stock 5,000 $46.16 $230,800.00
Disclosure

SEC source: 0001246360-17-002053 · form.xml · nonDerivative · entry 2

Champa Kenneth M · CIK 0001677463 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 26, 2017 Filed May 31, 2017 21:49 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $74.14 $0.00
Disclosure

SEC source: 0001246360-17-002051 · form.xml · derivative · entry 3

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,500

Underlying: Common Stock · 10,000 shares

Expires 2021-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
May 26, 2017 Filed May 31, 2017 21:49 UTC SaleCommon Stock 10,000 $159.50 $1,595,000.00
Disclosure

SEC source: 0001246360-17-002051 · form.xml · nonDerivative · entry 2

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,286

F2 · ownership.direct: Represents shares held by a revocable trust of which the reporting person and his wife are trustees and beneficiaries.

Read SEC document
May 26, 2017 Filed May 31, 2017 21:49 UTC Exercise / conversionCommon Stock 10,000 $74.14 $741,400.00
Disclosure

SEC source: 0001246360-17-002051 · form.xml · nonDerivative · entry 1

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 24, 2017 Filed May 25, 2017 17:35 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,000 $0.00 Strike: $104.08 $0.00
Disclosure

SEC source: 0001246360-17-002013 · form.xml · derivative · entry 4

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,700

Underlying: Common Stock · 4,000 shares

Expires 2025-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
May 24, 2017 Filed May 25, 2017 17:35 UTC SaleCommon Stock 4,000 $158.71 $634,826.80
Disclosure

SEC source: 0001246360-17-002013 · form.xml · nonDerivative · entry 3

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,195

F3 · ownership.direct: Includes 4,720 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
May 24, 2017 Filed May 25, 2017 17:35 UTC Exercise / conversionCommon Stock 4,000 $104.08 $416,320.00
Disclosure

SEC source: 0001246360-17-002013 · form.xml · nonDerivative · entry 2

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 22, 2017 Filed May 23, 2017 22:49 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,900 $0.00 Strike: $104.08 $0.00
Disclosure

SEC source: 0001246360-17-002004 · form.xml · derivative · entry 4

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,700

Underlying: Common Stock · 4,900 shares

Expires 2025-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

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May 22, 2017 Filed May 23, 2017 22:49 UTC SaleCommon Stock 4,900 $159.00 $779,100.00
Disclosure

SEC source: 0001246360-17-002004 · form.xml · nonDerivative · entry 3

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,195

F3 · ownership.direct: Includes 4,720 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

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May 22, 2017 Filed May 23, 2017 22:49 UTC Exercise / conversionCommon Stock 4,900 $104.08 $509,992.00
Disclosure

SEC source: 0001246360-17-002004 · form.xml · nonDerivative · entry 2

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 22, 2017 Filed May 23, 2017 21:49 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $74.14 $0.00
Disclosure

SEC source: 0001246360-17-002000 · form.xml · derivative · entry 3

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,500

Underlying: Common Stock · 20,000 shares

Expires 2021-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 22, 2017 Filed May 23, 2017 21:49 UTC SaleCommon Stock 20,000 $159.00 $3,180,000.00
Disclosure

SEC source: 0001246360-17-002000 · form.xml · nonDerivative · entry 2

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,286

F1 · ownership.direct: Represents shares held by a revocable trust of which the reporting person and his spouse are trustees and beneficiaries.

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May 22, 2017 Filed May 23, 2017 21:49 UTC Exercise / conversionCommon Stock 20,000 $74.14 $1,482,800.00
Disclosure

SEC source: 0001246360-17-002000 · form.xml · nonDerivative · entry 1

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 22, 2017 Filed May 23, 2017 21:42 UTC
Fooks Elik ISenior Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,000 $0.00 Strike: $29.37 $0.00
Disclosure

SEC source: 0001246360-17-001999 · form.xml · derivative · entry 4

Fooks Elik I · CIK 0001699819 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2018-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 22, 2017 Filed May 23, 2017 21:42 UTC
Fooks Elik ISenior Vice President
SaleCommon Stock 3,000 $159.04 $477,113.10
Disclosure

SEC source: 0001246360-17-001999 · form.xml · nonDerivative · entry 3

Fooks Elik I · CIK 0001699819 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,798.8046

F2 · ownership.direct: Includes 790 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.