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ROK

ROCKWELL AUTOMATION, INC

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906
SEC CIK
0001024478
Parsed reports
1,011

Last 12 months

Inside the activity.

0 purchase rows · 164 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 20250101
Jan 202601
Feb 2026029
Mar 202607
Apr 202604
May 2026010
Jun 202602
Jul 202601
Aug 202603
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 02, 2019 Filed May 3, 2019 15:49 UTC Exercise / conversionCommon Stock 900 $104.08 $93,672.00
Disclosure

SEC source: 0001246360-19-001298 · form.xml · nonDerivative · entry 5

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,462

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · ownership.direct: Includes 3,590 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
May 02, 2019 Filed May 3, 2019 15:49 UTC Exercise / conversionCommon Stock 900 $108.89 $98,001.00
Disclosure

SEC source: 0001246360-19-001298 · form.xml · nonDerivative · entry 4

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2019 Filed May 3, 2019 15:49 UTC Exercise / conversionCommon Stock 800 $115.69 $92,552.00
Disclosure

SEC source: 0001246360-19-001298 · form.xml · nonDerivative · entry 3

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2019 Filed May 3, 2019 15:49 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,200 $0.00 Strike: $80.11 $0.00
Disclosure

SEC source: 0001246360-19-001298 · form.xml · derivative · entry 6

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,200 shares

Expires 2022-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
May 01, 2019 Filed May 3, 2019 15:49 UTC Exercise / conversionCommon Stock 1,200 $80.11 $96,132.00
Disclosure

SEC source: 0001246360-19-001298 · form.xml · nonDerivative · entry 2

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 17:14 UTC GrantRestricted Stock Units · Derivative 151 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-001145 · form.xml · derivative · entry 1

Holloman James Phillip · CIK 0001424987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,181

Underlying: Common Stock · 151 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · shares: Restricted stock units delivered as compensation for service as a director under the 2003 Directors Stock Plan.

F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances.

F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 14:56 UTC
Chand SujeetSr VP & Chief Tech. Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 12,800 $0.00 Strike: $80.11 $0.00
Disclosure

SEC source: 0001246360-19-000737 · form.xml · derivative · entry 4

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200

Underlying: Common Stock · 12,800 shares

Expires 2022-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 14:56 UTC
Chand SujeetSr VP & Chief Tech. Officer
SaleCommon Stock 20,300 $179.43 $3,642,386.37
Disclosure

SEC source: 0001246360-19-000737 · form.xml · nonDerivative · entry 3

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,200

F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $179.24 to $179.69. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: Includes 2,270 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 14:56 UTC
Chand SujeetSr VP & Chief Tech. Officer
Exercise / conversionCommon Stock 12,800 $80.11 $1,025,408.00
Disclosure

SEC source: 0001246360-19-000737 · form.xml · nonDerivative · entry 2

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 22:56 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,000 $0.00 Strike: $104.08 $0.00
Disclosure

SEC source: 0001246360-19-000734 · form.xml · derivative · entry 4

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,700

Underlying: Common Stock · 8,000 shares

Expires 2025-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 22:56 UTC SaleCommon Stock 9,231 $177.70 $1,640,335.78
Disclosure

SEC source: 0001246360-19-000734 · form.xml · nonDerivative · entry 3

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,662

F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $177.6801 to $177.7625. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: Includes 3,590 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 22:56 UTC Exercise / conversionCommon Stock 8,000 $104.08 $832,640.00
Disclosure

SEC source: 0001246360-19-000734 · form.xml · nonDerivative · entry 2

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 22:56 UTC
Fooks Elik ISenior Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,100 $0.00 Strike: $46.16 $0.00
Disclosure

SEC source: 0001246360-19-000733 · form.xml · derivative · entry 4

Fooks Elik I · CIK 0001699819 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,100 shares

Expires 2019-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 22:56 UTC
Fooks Elik ISenior Vice President
SaleCommon Stock 5,100 $177.80 $906,778.47
Disclosure

SEC source: 0001246360-19-000733 · form.xml · nonDerivative · entry 3

Fooks Elik I · CIK 0001699819 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,496.8046

F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $177.7763 to $177.9150. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: Includes 1,140 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 22:56 UTC
Fooks Elik ISenior Vice President
Exercise / conversionCommon Stock 5,100 $46.16 $235,416.00
Disclosure

SEC source: 0001246360-19-000733 · form.xml · nonDerivative · entry 2

Fooks Elik I · CIK 0001699819 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,596.8046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2019 Filed Feb 6, 2019 22:00 UTC GrantCommon Stock 235 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-000455 · form.xml · nonDerivative · entry 1

Rosamilia Thomas W · CIK 0001576105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,189

F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan.

Read SEC document
February 05, 2019 Filed Feb 6, 2019 22:00 UTC
PAYNE LISA ADirector
GrantCommon Stock 235 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-000454 · form.xml · nonDerivative · entry 1

PAYNE LISA A · CIK 0001088534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,503

F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan.

Read SEC document
February 05, 2019 Filed Feb 6, 2019 22:07 UTC GrantCommon Stock 235 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-000457 · form.xml · nonDerivative · entry 1

Watson Patricia A · CIK 0001570660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,786

F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan.

Read SEC document
February 05, 2019 Filed Feb 6, 2019 22:00 UTC GrantCommon Stock 235 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-000456 · form.xml · nonDerivative · entry 2

Parfet Donald R · CIK 0001305641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,314

F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan.

Read SEC document
February 05, 2019 Filed Feb 6, 2019 21:56 UTC GrantCommon Stock 235 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-000453 · form.xml · nonDerivative · entry 1

Kingsley Lawrence D · CIK 0001301427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,785.868

F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan.

Read SEC document
February 05, 2019 Filed Feb 6, 2019 21:49 UTC GrantRestricted Stock Units · Derivative 235 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-000452 · form.xml · derivative · entry 1

Holloman James Phillip · CIK 0001424987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,030

Underlying: Common Stock · 235 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · shares: Restricted stock units delivered as compensation for service as a director under the 2003 Directors Stock Plan.

F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances.

F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances.

Read SEC document
February 05, 2019 Filed Feb 6, 2019 21:49 UTC GrantCommon Stock 235 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-000451 · form.xml · nonDerivative · entry 1

KEANE JAMES P · CIK 0001196719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,101

F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan.

Read SEC document
February 05, 2019 Filed Feb 6, 2019 21:49 UTC GrantCommon Stock 235 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-000450 · form.xml · nonDerivative · entry 1

KALMANSON STEVEN R · CIK 0001222892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,101

F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan.

Read SEC document
January 11, 2019 Filed Jan 15, 2019 00:14 UTC
Keegans Karen L.Senior Vice President, HR
GrantEmployee stock option (right to buy) · Derivative 12,300 $0.00 Strike: $155.85 $0.00
Disclosure

SEC source: 0001246360-19-000178 · form.xml · derivative · entry 2

Keegans Karen L. · CIK 0001606486 · Senior Vice President, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,300

Underlying: Common Stock · 12,300 shares

Expires 2029-01-11

F1 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
January 11, 2019 Filed Jan 15, 2019 00:14 UTC
Keegans Karen L.Senior Vice President, HR
GrantCommon Stock 2,250 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-000178 · form.xml · nonDerivative · entry 1

Keegans Karen L. · CIK 0001606486 · Senior Vice President, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

F2 · kind: Restricted stock award under the Company's 2012 Long-Term Incentives Plan.

F3 · shares: Shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 19:56 UTC GrantRestricted Stock Units · Derivative 181 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-000007 · form.xml · derivative · entry 1

Holloman James Phillip · CIK 0001424987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,795

Underlying: Common Stock · 181 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · shares: Restricted stock units delivered as compensation for service as a director under the 2003 Directors Stock Plan.

F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances.

F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances.

Read SEC document
December 07, 2018 Filed Dec 10, 2018 22:00 UTC
Goris Patrick P.Sr. VP and CFO
SaleCommon Stock 177 $167.71 $29,684.67
Disclosure

SEC source: 0001246360-18-002622 · form.xml · nonDerivative · entry 2

Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,801.96

F2 · shares: Shares sold pursuant to a Rule 10b5-1 trading plan entered into on 5/8/2018.

F3 · ownership.direct: Includes 3,400 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 23:14 UTC GrantEmployee stock option (right to buy) · Derivative 18,000 $0.00 Strike: $171.46 $0.00
Disclosure

SEC source: 0001246360-18-002614 · form.xml · derivative · entry 6

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 18,000 shares

Expires 2028-12-04

F6 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 23:14 UTC SaleCommon Stock 300 $176.53 $52,959.51
Disclosure

SEC source: 0001246360-18-002614 · form.xml · nonDerivative · entry 4

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,893

F7 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan dated 11/27/2018 to cover taxes due on restricted stock and performance shares that vested on 12/03/2018.

F9 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $176.5275 to $176.5400. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F10 · ownership.direct: Includes 3,590 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 23:14 UTC SaleCommon Stock 6,075 $176.24 $1,070,687.77
Disclosure

SEC source: 0001246360-18-002614 · form.xml · nonDerivative · entry 3

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,193

F7 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan dated 11/27/2018 to cover taxes due on restricted stock and performance shares that vested on 12/03/2018.

F8 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $175.41 to $176.37. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 23:14 UTC GrantCommon Stock 1,140 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-002614 · form.xml · nonDerivative · entry 2

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,268

F5 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 23:14 UTC Exercise / conversionPerformance Shares · Derivative 2,620 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-002613 · form.xml · derivative · entry 7

Laszkiewicz Michael · CIK 0001744992 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,620 shares

Expires 2018-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 04, 2018 Filed Dec 6, 2018 23:14 UTC GrantEmployee stock option (right to buy) · Derivative 6,600 $0.00 Strike: $171.46 $0.00
Disclosure

SEC source: 0001246360-18-002613 · form.xml · derivative · entry 6

Laszkiewicz Michael · CIK 0001744992 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,600

Underlying: Common Stock · 6,600 shares

Expires 2028-12-04

F7 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 23:14 UTC SaleCommon Stock 993 $175.73 $174,495.12
Disclosure

SEC source: 0001246360-18-002613 · form.xml · nonDerivative · entry 4

Laszkiewicz Michael · CIK 0001744992 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,131

F8 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan dated 8/29/2018 to cover taxes due on restricted stock and performance shares that vested on 12/03/2018.

F9 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $175.17 to $175.84. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F10 · ownership.direct: Includes 2,847 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 23:14 UTC GrantCommon Stock 420 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-002613 · form.xml · nonDerivative · entry 3

Laszkiewicz Michael · CIK 0001744992 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,124

F6 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 23:14 UTC Exercise / conversionCommon Stock 2,620 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-002613 · form.xml · nonDerivative · entry 2

Laszkiewicz Michael · CIK 0001744992 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 04, 2018 Filed Dec 6, 2018 23:14 UTC
Fooks Elik ISenior Vice President
GrantEmployee stock option (right to buy) · Derivative 6,300 $0.00 Strike: $171.46 $0.00
Disclosure

SEC source: 0001246360-18-002612 · form.xml · derivative · entry 7

Fooks Elik I · CIK 0001699819 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,300

Underlying: Common Stock · 6,300 shares

Expires 2028-12-04

F7 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 23:14 UTC
Fooks Elik ISenior Vice President
SaleCommon Stock 813 $176.20 $143,251.17
Disclosure

SEC source: 0001246360-18-002612 · form.xml · nonDerivative · entry 4

Fooks Elik I · CIK 0001699819 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,496.8046

F8 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan dated 8/29/2018 to cover taxes due on restricted stock and performance shares that vested on 12/03/2018.

F9 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $175.67 to $176.25. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F10 · ownership.direct: Includes 1,140 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 23:14 UTC
Fooks Elik ISenior Vice President
GrantCommon Stock 400 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-002612 · form.xml · nonDerivative · entry 3

Fooks Elik I · CIK 0001699819 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,309.8046

F6 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 23:14 UTC
House Rebecca WSr.VP, Gen Counsel & Secretary
GrantEmployee stock option (right to buy) · Derivative 13,900 $0.00 Strike: $171.46 $0.00
Disclosure

SEC source: 0001246360-18-002611 · form.xml · derivative · entry 4

House Rebecca W · CIK 0001693217 · Sr.VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,900

Underlying: Common Stock · 13,900 shares

Expires 2028-12-04

F7 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 23:14 UTC
House Rebecca WSr.VP, Gen Counsel & Secretary
GrantCommon Stock 880 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-002611 · form.xml · nonDerivative · entry 2

House Rebecca W · CIK 0001693217 · Sr.VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,220

F5 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan.

F6 · ownership.direct: Shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 23:07 UTC
DORGAN DAVID MVP and Controller
GrantEmployee stock option (right to buy) · Derivative 2,500 $0.00 Strike: $171.46 $0.00
Disclosure

SEC source: 0001246360-18-002610 · form.xml · derivative · entry 8

DORGAN DAVID M · CIK 0001204907 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2028-12-04

F7 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 23:07 UTC
DORGAN DAVID MVP and Controller
SaleCommon Stock 200 $176.24 $35,248.50
Disclosure

SEC source: 0001246360-18-002610 · form.xml · nonDerivative · entry 5

DORGAN DAVID M · CIK 0001204907 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,189

F8 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/23/2018 to cover taxes due on restricted stock and performance shares that vested on 12/03/2018.

F10 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $176.2350 to $176.2500. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F11 · ownership.direct: Includes 490 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

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December 04, 2018 Filed Dec 6, 2018 23:07 UTC
DORGAN DAVID MVP and Controller
SaleCommon Stock 644 $176.18 $113,458.50
Disclosure

SEC source: 0001246360-18-002610 · form.xml · nonDerivative · entry 4

DORGAN DAVID M · CIK 0001204907 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,389

F8 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/23/2018 to cover taxes due on restricted stock and performance shares that vested on 12/03/2018.

F9 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $175.21 to $176.18. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

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December 04, 2018 Filed Dec 6, 2018 23:07 UTC
DORGAN DAVID MVP and Controller
GrantCommon Stock 160 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-002610 · form.xml · nonDerivative · entry 3

DORGAN DAVID M · CIK 0001204907 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,033

F6 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan.

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December 04, 2018 Filed Dec 6, 2018 23:07 UTC
Nardecchia ChristopherSVP, Chief Information Officer
GrantEmployee stock option (right to buy) · Derivative 7,000 $0.00 Strike: $171.46 $0.00
Disclosure

SEC source: 0001246360-18-002608 · form.xml · derivative · entry 3

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires 2028-12-04

F4 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

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December 04, 2018 Filed Dec 6, 2018 23:07 UTC
Nardecchia ChristopherSVP, Chief Information Officer
GrantCommon Stock 440 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-002608 · form.xml · nonDerivative · entry 2

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,860

F2 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan.

F3 · ownership.direct: Represents shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

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December 04, 2018 Filed Dec 6, 2018 23:07 UTC
Etzel Steven W.VP and Treasurer
GrantEmployee stock option (right to buy) · Derivative 2,500 $0.00 Strike: $171.46 $0.00
Disclosure

SEC source: 0001246360-18-002606 · form.xml · derivative · entry 7

Etzel Steven W. · CIK 0001417866 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2028-12-04

F7 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

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December 04, 2018 Filed Dec 6, 2018 23:07 UTC
Etzel Steven W.VP and Treasurer
SaleCommon Stock 645 $175.90 $113,452.53
Disclosure

SEC source: 0001246360-18-002606 · form.xml · nonDerivative · entry 4

Etzel Steven W. · CIK 0001417866 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,483

F8 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/23/2018 to cover taxes due on restricted stock and performance shares that vested on 12/03/2018.

F9 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $175.67 to $175.98. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F10 · ownership.direct: Includes 500 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

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December 04, 2018 Filed Dec 6, 2018 23:07 UTC
Etzel Steven W.VP and Treasurer
GrantCommon Stock 160 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-002606 · form.xml · nonDerivative · entry 3

Etzel Steven W. · CIK 0001417866 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,128

F6 · kind: Restricted stock award under the Company's 2012 Long-Term Incentives Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.