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ROK

ROCKWELL AUTOMATION, INC

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Tapewire entity
906
SEC CIK
0001024478
Parsed reports
1,011

Last 12 months

Inside the activity.

0 purchase rows · 164 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 20250101
Jan 202601
Feb 2026029
Mar 202607
Apr 202604
May 2026010
Jun 202602
Jul 202601
Aug 202603
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 03, 2021 Filed May 5, 2021 13:49 UTC
House Rebecca WSVP, Chief People & Legal &Sec
Exercise / conversionCommon Stock 6,268 $138.54 $868,368.72
Disclosure

SEC source: 0001246360-21-000696 · form.xml · nonDerivative · entry 2

House Rebecca W · CIK 0001693217 · SVP, Chief People & Legal &Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2021 Filed May 4, 2021 21:00 UTC
Chand SujeetSr VP & Chief Tech. Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 11,600 $0.00 Strike: $104.08 $0.00
Disclosure

SEC source: 0001246360-21-000693 · form.xml · derivative · entry 5

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900

Underlying: Common Stock · 11,600 shares

Expires 2025-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2021 Filed May 4, 2021 21:00 UTC
Chand SujeetSr VP & Chief Tech. Officer
SaleCommon Stock 10,083 $265.22 $2,674,229.39
Disclosure

SEC source: 0001246360-21-000693 · form.xml · nonDerivative · entry 4

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,083

F2 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 2/24/2021.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $264.84 to $265.82. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F5 · ownership.direct: Includes 1,410 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
April 30, 2021 Filed May 4, 2021 21:00 UTC
Chand SujeetSr VP & Chief Tech. Officer
SaleCommon Stock 1,517 $266.23 $403,865.45
Disclosure

SEC source: 0001246360-21-000693 · form.xml · nonDerivative · entry 3

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,166

F2 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 2/24/2021.

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $265.94 to $266.56. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 30, 2021 Filed May 4, 2021 21:00 UTC
Chand SujeetSr VP & Chief Tech. Officer
Exercise / conversionCommon Stock 11,600 $104.08 $1,207,328.00
Disclosure

SEC source: 0001246360-21-000693 · form.xml · nonDerivative · entry 2

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,683

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 17:00 UTC GrantRestricted Stock Units · Derivative 103 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000637 · form.xml · derivative · entry 1

Holloman James Phillip · CIK 0001424987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,577

Underlying: Common Stock · 103 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · shares: Restricted stock units delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances.

F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 16:35 UTC GrantRestricted Stock Units · Derivative 103 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000636 · form.xml · derivative · entry 1

Gipson William P · CIK 0001826765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372

Underlying: Common Stock · 103 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · shares: Restricted stock units delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances.

F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances.

Read SEC document
March 08, 2021 Filed Mar 9, 2021 22:42 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 100 $0.00 Strike: $192.86 $0.00
Disclosure

SEC source: 0001246360-21-000552 · form.xml · derivative · entry 4

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 100 shares

Expires 2027-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into 11/23/2020.

Read SEC document
March 08, 2021 Filed Mar 9, 2021 22:42 UTC SaleCommon Stock 100 $255.14 $25,514.04
Disclosure

SEC source: 0001246360-21-000552 · form.xml · nonDerivative · entry 3

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,362

F2 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into 11/23/2020.

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $255.03 to $255.17. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F4 · ownership.direct: Includes 2,140 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
March 08, 2021 Filed Mar 9, 2021 22:42 UTC Exercise / conversionCommon Stock 100 $192.86 $19,286.00
Disclosure

SEC source: 0001246360-21-000552 · form.xml · nonDerivative · entry 2

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,462

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into 11/23/2020.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 14:49 UTC
Gangestad Nicholas CSr. VP and CFO
GrantRestricted stock units · Derivative 15,925 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000527 · form.xml · derivative · entry 1

Gangestad Nicholas C · CIK 0001515709 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,925

Underlying: Common Stock · 15,925 shares

Expires 2024-03-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · shares: Awarded under the Company's 2020 Long-Term Incentives Plan.

F3 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
February 24, 2021 Filed Feb 25, 2021 22:56 UTC Exercise / conversionEmployee stock option (right to buy) · Derivative 167 $0.00 Strike: $171.46 $0.00
Disclosure

SEC source: 0001246360-21-000508 · form.xml · derivative · entry 7

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,834

Underlying: Common Stock · 167 shares

Expires 2028-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2021 Filed Feb 25, 2021 22:56 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 167 $0.00 Strike: $192.86 $0.00
Disclosure

SEC source: 0001246360-21-000508 · form.xml · derivative · entry 6

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,100

Underlying: Common Stock · 167 shares

Expires 2027-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2021 Filed Feb 25, 2021 22:56 UTC Exercise / conversionEmployee stock option (right to buy) · Derivative 166 $0.00 Strike: $196.43 $0.00
Disclosure

SEC source: 0001246360-21-000508 · form.xml · derivative · entry 5

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,134

Underlying: Common Stock · 166 shares

Expires 2029-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2021 Filed Feb 25, 2021 22:56 UTC Exercise / conversionCommon Stock 166 $196.43 $32,607.38
Disclosure

SEC source: 0001246360-21-000508 · form.xml · nonDerivative · entry 4

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.direct: Includes 2,140 shares held by the Company to implement restrictions on transfer unless and until certain conditions are m

Read SEC document
February 24, 2021 Filed Feb 25, 2021 22:56 UTC Exercise / conversionCommon Stock 167 $171.46 $28,633.82
Disclosure

SEC source: 0001246360-21-000508 · form.xml · nonDerivative · entry 3

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2021 Filed Feb 25, 2021 22:56 UTC Exercise / conversionCommon Stock 167 $192.86 $32,207.62
Disclosure

SEC source: 0001246360-21-000508 · form.xml · nonDerivative · entry 2

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,029

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 00:49 UTC
Chand SujeetSr VP & Chief Tech. Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,300 $0.00 Strike: $74.14 $0.00
Disclosure

SEC source: 0001246360-21-000500 · form.xml · derivative · entry 4

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,300 shares

Expires 2021-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 00:49 UTC
Chand SujeetSr VP & Chief Tech. Officer
SaleCommon Stock 1,300 $248.06 $322,478.00
Disclosure

SEC source: 0001246360-21-000500 · form.xml · nonDerivative · entry 3

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,083

F2 · ownership.direct: Includes 1,410 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 00:49 UTC
Chand SujeetSr VP & Chief Tech. Officer
Exercise / conversionCommon Stock 1,300 $74.14 $96,382.00
Disclosure

SEC source: 0001246360-21-000500 · form.xml · nonDerivative · entry 2

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2021 Filed Feb 3, 2021 18:21 UTC
PAYNE LISA ADirector
GrantCommon Stock 159 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000347 · form.xml · nonDerivative · entry 1

PAYNE LISA A · CIK 0001088534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,013

F1 · shares: Shares delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

Read SEC document
February 02, 2021 Filed Feb 3, 2021 18:21 UTC GrantCommon Stock 159 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000349 · form.xml · nonDerivative · entry 1

Watson Patricia A · CIK 0001570660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,296

F1 · shares: Shares delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan

Read SEC document
February 02, 2021 Filed Feb 3, 2021 18:21 UTC GrantCommon Stock 159 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000346 · form.xml · nonDerivative · entry 2

Parfet Donald R · CIK 0001305641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,426

F1 · shares: Shares delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

Read SEC document
February 02, 2021 Filed Feb 3, 2021 18:21 UTC GrantCommon Stock 159 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000348 · form.xml · nonDerivative · entry 1

Rosamilia Thomas W · CIK 0001576105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,699

F1 · shares: Shares delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

Read SEC document
February 02, 2021 Filed Feb 3, 2021 18:14 UTC
Murphy PamDirector
GrantCommon Stock 159 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000344 · form.xml · nonDerivative · entry 1

Murphy Pam · CIK 0001778037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,906

F1 · shares: Shares delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

Read SEC document
February 02, 2021 Filed Feb 3, 2021 18:14 UTC GrantCommon Stock 159 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000343 · form.xml · nonDerivative · entry 1

Kingsley Lawrence D · CIK 0001301427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,295.868

F1 · shares: Shares delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

Read SEC document
February 02, 2021 Filed Feb 3, 2021 18:14 UTC GrantCommon Stock 159 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000342 · form.xml · nonDerivative · entry 1

KEANE JAMES P · CIK 0001196719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,611

F1 · shares: Shares delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

Read SEC document
February 02, 2021 Filed Feb 3, 2021 18:14 UTC GrantCommon Stock 159 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000341 · form.xml · nonDerivative · entry 1

KALMANSON STEVEN R · CIK 0001222892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,611

F1 · shares: Shares delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

Read SEC document
February 02, 2021 Filed Feb 3, 2021 18:14 UTC GrantRestricted Stock Units · Derivative 159 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000340 · form.xml · derivative · entry 1

Holloman James Phillip · CIK 0001424987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,474

Underlying: Common Stock · 159 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · shares: Restricted stock units delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances.

F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances.

Read SEC document
February 02, 2021 Filed Feb 3, 2021 18:14 UTC GrantRestricted Stock Units · Derivative 159 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000339 · form.xml · derivative · entry 1

Gipson William P · CIK 0001826765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269

Underlying: Common Stock · 159 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · shares: Restricted stock units delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances.

F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:14 UTC
Shepherd Brian ASr. VP Software and Control
GrantRestricted stock units · Derivative 6,060 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000360 · form.xml · derivative · entry 1

Shepherd Brian A · CIK 0001458677 · Sr. VP Software and Control

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,060

Underlying: Common Stock · 6,060 shares

Expires 2024-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan.

F3 · derivative.exercise_date: Restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 21:56 UTC
GENEREUX SCOTTSr.VP, Chief Revenue Officer
GrantRestricted stock units · Derivative 8,075 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000358 · form.xml · derivative · entry 1

GENEREUX SCOTT · CIK 0001456171 · Sr.VP, Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,075

Underlying: Common Stock · 8,075 shares

Expires 2024-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan.

F3 · derivative.exercise_date: Restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
January 29, 2021 Filed Feb 1, 2021 21:07 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,900 $0.00 Strike: $192.86 $0.00
Disclosure

SEC source: 0001246360-21-000271 · form.xml · derivative · entry 10

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,267

Underlying: Common Stock · 3,900 shares

Expires 2027-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Exercise of options pursuant to Rule 10b5-1 plan entered into 11/23/2020.

Read SEC document
January 29, 2021 Filed Feb 1, 2021 21:07 UTC SaleCommon Stock 3,900 $255.06 $994,743.36
Disclosure

SEC source: 0001246360-21-000271 · form.xml · nonDerivative · entry 7

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,862

F2 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into 11/23/2020.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $255.0000 to $255.3150. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F5 · ownership.direct: Includes 2,140 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
January 29, 2021 Filed Feb 1, 2021 21:07 UTC Exercise / conversionCommon Stock 3,900 $192.86 $752,154.00
Disclosure

SEC source: 0001246360-21-000271 · form.xml · nonDerivative · entry 6

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 28, 2021 Filed Feb 1, 2021 21:07 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,000 $0.00 Strike: $192.86 $0.00
Disclosure

SEC source: 0001246360-21-000271 · form.xml · derivative · entry 9

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,167

Underlying: Common Stock · 4,000 shares

Expires 2027-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Exercise of options pursuant to Rule 10b5-1 plan entered into 11/23/2020.

Read SEC document
January 28, 2021 Filed Feb 1, 2021 21:07 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $136.40 $0.00
Disclosure

SEC source: 0001246360-21-000271 · form.xml · derivative · entry 8

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2026-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Exercise of options pursuant to Rule 10b5-1 plan entered into 11/23/2020.

Read SEC document
January 28, 2021 Filed Feb 1, 2021 21:07 UTC SaleCommon Stock 4,000 $250.00 $1,000,000.00
Disclosure

SEC source: 0001246360-21-000271 · form.xml · nonDerivative · entry 5

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,862

F2 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into 11/23/2020.

Read SEC document
January 28, 2021 Filed Feb 1, 2021 21:07 UTC SaleCommon Stock 3,055 $245.04 $748,597.20
Disclosure

SEC source: 0001246360-21-000271 · form.xml · nonDerivative · entry 4

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,862

F2 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into 11/23/2020.

Read SEC document
January 28, 2021 Filed Feb 1, 2021 21:07 UTC Exercise / conversionCommon Stock 2,000 $136.40 $272,800.00
Disclosure

SEC source: 0001246360-21-000271 · form.xml · nonDerivative · entry 3

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 28, 2021 Filed Feb 1, 2021 21:07 UTC Exercise / conversionCommon Stock 4,000 $192.86 $771,440.00
Disclosure

SEC source: 0001246360-21-000271 · form.xml · nonDerivative · entry 2

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 21, 2021 Filed Jan 22, 2021 01:35 UTC
Moret Blake D.Director · President and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 16,900 $0.00 Strike: $108.89 $0.00
Disclosure

SEC source: 0001246360-21-000109 · form.xml · derivative · entry 4

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900

Underlying: Common Stock · 16,900 shares

Expires 2023-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 21, 2021 Filed Jan 22, 2021 01:35 UTC
Moret Blake D.Director · President and CEO
SaleCommon Stock 16,900 $268.08 $4,530,617.91
Disclosure

SEC source: 0001246360-21-000109 · form.xml · nonDerivative · entry 3

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,885

F2 · kind: Option exercise and sale of option shares pursuant to a Rule 10b5-1 trading plan entered into on 8/27/2020 established for estate planning and diversification purposes.

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $268.00 to $268.2450. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F4 · ownership.direct: Includes 8,660 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

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January 21, 2021 Filed Jan 22, 2021 01:35 UTC
Moret Blake D.Director · President and CEO
Exercise / conversionCommon Stock 16,900 $108.89 $1,840,241.00
Disclosure

SEC source: 0001246360-21-000109 · form.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 04, 2021 Filed Jan 5, 2021 20:00 UTC GrantRestricted Stock Units · Derivative 110 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000018 · form.xml · derivative · entry 1

Holloman James Phillip · CIK 0001424987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,315

Underlying: Common Stock · 110 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · shares: Restricted stock units awarded as compensation for service as a director under the 2020 Long-Term Incentives Plan.

F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances.

F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances.

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January 04, 2021 Filed Jan 5, 2021 19:56 UTC GrantRestricted Stock Units · Derivative 110 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000017 · form.xml · derivative · entry 1

Gipson William P · CIK 0001826765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110

Underlying: Common Stock · 110 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · shares: Restricted stock units awarded as compensation for service as a director under the 2020 Long-Term Incentives Plan.

F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances.

F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances.

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December 11, 2020 Filed Dec 14, 2020 22:28 UTC
Etzel Steven W.Senior Vice President & CFO
SaleCommon Stock 61 $245.13 $14,952.93
Disclosure

SEC source: 0001246360-20-001939 · form.xml · nonDerivative · entry 2

Etzel Steven W. · CIK 0001417866 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,959

F2 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into 5/1/2020 to cover taxes due on restricted stock and performance shares that vested on 12/8/2020.

F3 · ownership.direct: Includes 697 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

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December 10, 2020 Filed Dec 14, 2020 22:28 UTC GrantRestricted stock units · Derivative 1,340 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001941 · form.xml · derivative · entry 3

Wlodarczyk Francis · CIK 0001745014 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,340

Underlying: Common Stock · 1,340 shares

Expires 2023-12-10

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F4 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan.

F7 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

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December 10, 2020 Filed Dec 14, 2020 22:28 UTC GrantEmployee stock option (right to buy) · Derivative 5,950 $0.00 Strike: $246.77 $0.00
Disclosure

SEC source: 0001246360-20-001941 · form.xml · derivative · entry 2

Wlodarczyk Francis · CIK 0001745014 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,950

Underlying: Common Stock · 5,950 shares

Expires 2030-12-10

F4 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan.

F5 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable

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December 10, 2020 Filed Dec 14, 2020 22:28 UTC
Woods IsaacVice President and Treasurer
GrantEmployee stock option (right to buy) · Derivative 800 $0.00 Strike: $246.77 $0.00
Disclosure

SEC source: 0001246360-20-001940 · form.xml · derivative · entry 2

Woods Isaac · CIK 0001825762 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

Underlying: Common Stock · 800 shares

Expires 2030-12-10

F2 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan.

F4 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.