ROK

SEC source: 0001024478-23-000199 · wk-form4_1702346320.xml · derivative · entry 7

Perducat Cyril · CIK 0001862211 · SVP, Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,386

Underlying: Common Stock · 693 shares

Expires 2025-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F7 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

SEC source: 0001024478-23-000199 · wk-form4_1702346320.xml · nonDerivative · entry 3

Perducat Cyril · CIK 0001862211 · SVP, Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001024478-23-000197 · wk-form4_1702346238.xml · derivative · entry 10

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 770

Underlying: Common Stock · 385 shares

Expires 2025-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F8 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

SEC source: 0001024478-23-000197 · wk-form4_1702346238.xml · nonDerivative · entry 3

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001024478-23-000195 · wk-form4_1702346139.xml · derivative · entry 10

Myers Tessa M. · CIK 0001769006 · SVP, Intelligent Devices

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,386

Underlying: Common Stock · 693 shares

Expires 2025-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F8 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

SEC source: 0001024478-23-000195 · wk-form4_1702346139.xml · nonDerivative · entry 3

Myers Tessa M. · CIK 0001769006 · SVP, Intelligent Devices

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001024478-23-000193 · wk-form4_1702346053.xml · derivative · entry 10

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 124

Underlying: Common Stock · 61 shares

Expires 2025-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F7 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

SEC source: 0001024478-23-000193 · wk-form4_1702346053.xml · nonDerivative · entry 3

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,641

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001024478-23-000191 · wk-form4_1702345937.xml · derivative · entry 10

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,698

Underlying: Common Stock · 3,849 shares

Expires 2025-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F8 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

SEC source: 0001024478-23-000191 · wk-form4_1702345937.xml · nonDerivative · entry 3

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 69,697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001024478-23-000189 · wk-form4_1702345804.xml · derivative · entry 7

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,002

Underlying: Common Stock · 500 shares

Expires 2025-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F7 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

SEC source: 0001024478-23-000189 · wk-form4_1702345804.xml · nonDerivative · entry 3

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001024478-23-000187 · wk-form4_1702345689.xml · derivative · entry 7

Gangestad Nicholas C · CIK 0001515709 · Sr. VP and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,464

Underlying: Common Stock · 1,232 shares

Expires 2025-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F7 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

SEC source: 0001024478-23-000187 · wk-form4_1702345689.xml · nonDerivative · entry 3

Gangestad Nicholas C · CIK 0001515709 · Sr. VP and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,474

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001024478-23-000185 · wk-form4_1702345573.xml · derivative · entry 7

GENEREUX SCOTT · CIK 0001456171 · Sr.VP, Chief Revenue Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,925

Underlying: Common Stock · 962 shares

Expires 2025-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F7 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

SEC source: 0001024478-23-000185 · wk-form4_1702345573.xml · nonDerivative · entry 3

GENEREUX SCOTT · CIK 0001456171 · Sr.VP, Chief Revenue Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,621

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001024478-23-000183 · wk-form4_1702345439.xml · derivative · entry 10

House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,310

Underlying: Common Stock · 1,155 shares

Expires 2025-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F8 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

SEC source: 0001024478-23-000183 · wk-form4_1702345439.xml · nonDerivative · entry 3

House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,976

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001024478-23-000211 · wk-form4_1702347141.xml · nonDerivative · entry 2

Kulaszewicz Frank C · CIK 0001516418 · Senior Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,702

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 12/7/2023.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $278.57 to $279.5301. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-23-000209 · wk-form4_1702346715.xml · nonDerivative · entry 2

Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,700

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/24/2023 to cover taxes due on restricted stock units that vested on 12/7/2023.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $278.89 to $279.53. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-23-000207 · wk-form4_1702346641.xml · nonDerivative · entry 2

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,833

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 12/7/2023.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $278.9550 to $279.62. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-23-000205 · wk-form4_1702346559.xml · nonDerivative · entry 3

Shepherd Brian A · CIK 0001458677 · Sr. VP Software and Control

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,325

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/24/2023 to cover taxes due on restricted stock units that vested on 12/7/2023.

SEC source: 0001024478-23-000205 · wk-form4_1702346559.xml · nonDerivative · entry 2

Shepherd Brian A · CIK 0001458677 · Sr. VP Software and Control

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,326

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/24/2023 to cover taxes due on restricted stock units that vested on 12/7/2023.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $278.57 to $279.42. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-23-000203 · wk-form4_1702346472.xml · nonDerivative · entry 2

Woods Isaac · CIK 0001825762 · Vice President and Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 885

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 12/7/2023.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $278.78 to $279.5801. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-23-000201 · wk-form4_1702346398.xml · nonDerivative · entry 2

Fordenwalt Matthew W. · CIK 0001979295 · SVP Lifecycle Services

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 825

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/25/2023 to cover taxes due on restricted stock units that vested on 12/7/2023.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $278.99 to $279.5050. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-23-000199 · wk-form4_1702346320.xml · nonDerivative · entry 2

Perducat Cyril · CIK 0001862211 · SVP, Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,665

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/20/2023 to cover taxes due on restricted stock units that vested on 12/7/2023.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $278.62 to $279.5301. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-23-000197 · wk-form4_1702346238.xml · nonDerivative · entry 2

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,214

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/24/2023 to cover taxes due on restricted stock units that vested on 12/7/2023.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $278.6675 to $279.5301. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-23-000195 · wk-form4_1702346139.xml · nonDerivative · entry 2

Myers Tessa M. · CIK 0001769006 · SVP, Intelligent Devices

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,001

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 12/7/2023.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $278.71 to $279.5301. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-23-000193 · wk-form4_1702346053.xml · nonDerivative · entry 2

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,580

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/24/2023 to cover taxes due on restricted stock units that vested on 12/7/2023.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $278.71 to $279.5301. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-23-000191 · wk-form4_1702345937.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,848

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 12/7/2023.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $278.4301 to $278.8050. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-23-000189 · wk-form4_1702345804.xml · nonDerivative · entry 2

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,007

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/31/2023 to cover taxes due on restricted stock units that vested on 12/7/2023.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $278.57 to $279.5301. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-23-000187 · wk-form4_1702345689.xml · nonDerivative · entry 2

Gangestad Nicholas C · CIK 0001515709 · Sr. VP and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,242

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/30/2023 to cover taxes due on restricted stock units that vested on 12/7/2023.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $278.57 to $279.5301. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-23-000185 · wk-form4_1702345573.xml · nonDerivative · entry 2

GENEREUX SCOTT · CIK 0001456171 · Sr.VP, Chief Revenue Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,659

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 12/7/2023.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $278.57 to $279.5301. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-23-000183 · wk-form4_1702345439.xml · nonDerivative · entry 2

House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,821

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/29/2022 to cover taxes due on restricted stock units that vested on 12/7/2023.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $278.56 to $279.5301. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-23-000211 · wk-form4_1702347141.xml · derivative · entry 9

Kulaszewicz Frank C · CIK 0001516418 · Senior Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 371

Underlying: Common Stock · 371 shares

Expires 2024-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F8 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

SEC source: 0001024478-23-000211 · wk-form4_1702347141.xml · nonDerivative · entry 1

Kulaszewicz Frank C · CIK 0001516418 · Senior Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001024478-23-000209 · wk-form4_1702346715.xml · derivative · entry 9

Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 69

Underlying: Common Stock · 69 shares

Expires 2024-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F8 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

SEC source: 0001024478-23-000209 · wk-form4_1702346715.xml · nonDerivative · entry 1

Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001024478-23-000207 · wk-form4_1702346641.xml · derivative · entry 9

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 86

Underlying: Common Stock · 86 shares

Expires 2024-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F9 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

SEC source: 0001024478-23-000207 · wk-form4_1702346641.xml · nonDerivative · entry 1

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001024478-23-000205 · wk-form4_1702346559.xml · derivative · entry 7

Shepherd Brian A · CIK 0001458677 · Sr. VP Software and Control

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 428

Underlying: Common Stock · 428 shares

Expires 2024-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F7 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

SEC source: 0001024478-23-000205 · wk-form4_1702346559.xml · nonDerivative · entry 1

Shepherd Brian A · CIK 0001458677 · Sr. VP Software and Control

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001024478-23-000203 · wk-form4_1702346472.xml · derivative · entry 9

Woods Isaac · CIK 0001825762 · Vice President and Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 86

Underlying: Common Stock · 86 shares

Expires 2024-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F7 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

SEC source: 0001024478-23-000203 · wk-form4_1702346472.xml · nonDerivative · entry 1

Woods Isaac · CIK 0001825762 · Vice President and Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001024478-23-000201 · wk-form4_1702346398.xml · derivative · entry 9

Fordenwalt Matthew W. · CIK 0001979295 · SVP Lifecycle Services

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 69

Underlying: Common Stock · 69 shares

Expires 2024-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F7 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

SEC source: 0001024478-23-000201 · wk-form4_1702346398.xml · nonDerivative · entry 1

Fordenwalt Matthew W. · CIK 0001979295 · SVP Lifecycle Services

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001024478-23-000199 · wk-form4_1702346320.xml · derivative · entry 6

Perducat Cyril · CIK 0001862211 · SVP, Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 314

Underlying: Common Stock · 314 shares

Expires 2024-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F7 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

SEC source: 0001024478-23-000199 · wk-form4_1702346320.xml · nonDerivative · entry 1

Perducat Cyril · CIK 0001862211 · SVP, Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,805

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001024478-23-000197 · wk-form4_1702346238.xml · derivative · entry 9

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 229

Underlying: Common Stock · 228 shares

Expires 2024-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F8 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

SEC source: 0001024478-23-000197 · wk-form4_1702346238.xml · nonDerivative · entry 1

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.