Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AAON, INC.AAON · Entity 130 | Director | September 01, 2026 | September 01, 2026 |
| ROCKWELL AUTOMATION, INCROK · Entity 906 | SVP,Chief Supply Chain Officer | October 01, 2026 | October 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AAON, INC.
Report date September 01, 2026 · Filed September 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.004SEC Table I · non-derivative | Direct | 1,284 |
Reported balance
After 2026-09-01 transaction · row 1
1 source rowRow 1 · 2026-09-01 · Grant · Acquired 1,284 · Balance 1,284 F1: Restricted Stock Grant, vesting over a 1-year period from the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Grant, vesting over a 1-year period from the grant date.
ROCKWELL AUTOMATION, INC
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Performance SharesSEC Table II · derivative / convertible security · Expires 2026-12-04 | Direct | 2,453 |
Reported balance
After 2026-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 2,453 · Balance 2,453 F1: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2: On December 4, 2023, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2026, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. |
Filing footnotes · ownership attribution and instrument terms
F1: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
F2: On December 4, 2023, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.
F3: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2026, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2026 Filed Oct 5, 2026 21:15 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 2,453 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-26-000036 · wk-form4_1791234943.xml · derivative · entry 1 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,453 Underlying: Common Stock · 2,453 shares Expires 2026-12-04 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 4, 2023, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2026, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
| September 01, 2026 Filed Sep 1, 2026 20:19 UTC | AAON, INC. AAON · Entity 130 | GrantCommon Stock, par value $.004 | 1,284 | $0.00 | $0.00 |
DisclosureSEC source: 0001963701-26-000009 · wk-form4_1788293940.xml · nonDerivative · entry 1 Buttermore Robert L. · CIK 0001963701 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,284 F1 · shares: Restricted Stock Grant, vesting over a 1-year period from the grant date. Read SEC document |
| March 02, 2026 Filed Mar 3, 2026 23:51 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,611 | $0.00 Strike: $297.10 | $0.00 |
DisclosureSEC source: 0001963701-26-000004 · wk-form4_1772581905.xml · derivative · entry 18 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,524 Underlying: Common Stock · 1,611 shares Expires 2034-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| March 02, 2026 Filed Mar 3, 2026 23:51 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,525 | $0.00 Strike: $279.50 | $0.00 |
DisclosureSEC source: 0001963701-26-000004 · wk-form4_1772581905.xml · derivative · entry 17 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,063 Underlying: Common Stock · 3,525 shares Expires 2033-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| March 02, 2026 Filed Mar 3, 2026 23:51 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,546 | $0.00 Strike: $259.81 | $0.00 |
DisclosureSEC source: 0001963701-26-000004 · wk-form4_1772581905.xml · derivative · entry 16 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,546 shares Expires 2032-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| March 02, 2026 Filed Mar 3, 2026 23:51 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,050 | $0.00 Strike: $246.77 | $0.00 |
DisclosureSEC source: 0001963701-26-000004 · wk-form4_1772581905.xml · derivative · entry 15 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,050 shares Expires 2030-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| March 02, 2026 Filed Mar 3, 2026 23:51 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 800 | $0.00 Strike: $196.43 | $0.00 |
DisclosureSEC source: 0001963701-26-000004 · wk-form4_1772581905.xml · derivative · entry 14 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 800 shares Expires 2029-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| March 02, 2026 Filed Mar 3, 2026 23:51 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 400 | $397.83 | $159,132.00 |
DisclosureSEC source: 0001963701-26-000004 · wk-form4_1772581905.xml · nonDerivative · entry 12 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,878 F8 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/26/2025. Read SEC document |
| March 02, 2026 Filed Mar 3, 2026 23:51 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 410 | $402.25 | $164,921.35 |
DisclosureSEC source: 0001963701-26-000004 · wk-form4_1772581905.xml · nonDerivative · entry 11 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,278 F1 · kind: Shares exercised and sold pursuant to Rule 10b5-1 plan entered into on 11/26/2025. F7 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $402.00 to $402.53. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 02, 2026 Filed Mar 3, 2026 23:51 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 1,084 | $400.67 | $434,325.41 |
DisclosureSEC source: 0001963701-26-000004 · wk-form4_1772581905.xml · nonDerivative · entry 10 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,688 F1 · kind: Shares exercised and sold pursuant to Rule 10b5-1 plan entered into on 11/26/2025. F6 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $400.23 to $400.8650. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 02, 2026 Filed Mar 3, 2026 23:51 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 3,427 | $399.63 | $1,369,537.15 |
DisclosureSEC source: 0001963701-26-000004 · wk-form4_1772581905.xml · nonDerivative · entry 9 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,772 F1 · kind: Shares exercised and sold pursuant to Rule 10b5-1 plan entered into on 11/26/2025. F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $399.18 to $400.10. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 02, 2026 Filed Mar 3, 2026 23:51 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 1,672 | $398.34 | $666,032.17 |
DisclosureSEC source: 0001963701-26-000004 · wk-form4_1772581905.xml · nonDerivative · entry 8 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 8,199 F1 · kind: Shares exercised and sold pursuant to Rule 10b5-1 plan entered into on 11/26/2025. F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $398.00 to $398.88. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 02, 2026 Filed Mar 3, 2026 23:51 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 960 | $397.23 | $381,340.03 |
DisclosureSEC source: 0001963701-26-000004 · wk-form4_1772581905.xml · nonDerivative · entry 7 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,871 F1 · kind: Shares exercised and sold pursuant to Rule 10b5-1 plan entered into on 11/26/2025. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $396.8250 to $397.50. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 02, 2026 Filed Mar 3, 2026 23:51 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 979 | $396.18 | $387,857.48 |
DisclosureSEC source: 0001963701-26-000004 · wk-form4_1772581905.xml · nonDerivative · entry 6 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,831 F1 · kind: Shares exercised and sold pursuant to Rule 10b5-1 plan entered into on 11/26/2025. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $395.8250 to $396.68. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 02, 2026 Filed Mar 3, 2026 23:51 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 1,611 | $297.10 | $478,628.10 |
DisclosureSEC source: 0001963701-26-000004 · wk-form4_1772581905.xml · nonDerivative · entry 5 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 11,810 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2026 Filed Mar 3, 2026 23:51 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 3,525 | $279.50 | $985,237.50 |
DisclosureSEC source: 0001963701-26-000004 · wk-form4_1772581905.xml · nonDerivative · entry 4 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,199 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2026 Filed Mar 3, 2026 23:51 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 1,546 | $259.81 | $401,666.26 |
DisclosureSEC source: 0001963701-26-000004 · wk-form4_1772581905.xml · nonDerivative · entry 3 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 6,674 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2026 Filed Mar 3, 2026 23:51 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 1,050 | $246.77 | $259,108.50 |
DisclosureSEC source: 0001963701-26-000004 · wk-form4_1772581905.xml · nonDerivative · entry 2 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,128 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2026 Filed Mar 3, 2026 23:51 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 800 | $196.43 | $157,144.00 |
DisclosureSEC source: 0001963701-26-000004 · wk-form4_1772581905.xml · nonDerivative · entry 1 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,078 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2026 Filed Feb 17, 2026 21:55 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 204 | $380.14 | $77,548.46 |
DisclosureSEC source: 0001963701-26-000002 · wk-form4_1771365301.xml · nonDerivative · entry 2 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,278 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered on 11/27/2024 to cover taxes due on restricted stock units that vested on 2/13/2026. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $379.8600 to $380.4850. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 13, 2026 Filed Feb 17, 2026 21:55 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 568 | $0.00 | $0.00 |
DisclosureSEC source: 0001963701-26-000002 · wk-form4_1771365301.xml · derivative · entry 4 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 568 shares Expires 2026-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F5 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| February 13, 2026 Filed Feb 17, 2026 21:55 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 568 | $0.00 | $0.00 |
DisclosureSEC source: 0001963701-26-000002 · wk-form4_1771365301.xml · nonDerivative · entry 1 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,482 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2025 Filed Dec 11, 2025 01:13 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 1 | $403.71 | $403.71 |
DisclosureSEC source: 0001963701-25-000010 · wk-form4_1765415624.xml · nonDerivative · entry 8 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,914 F4 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/27/2024 to cover taxes due on restricted stock units that vested on 12/9/2025. Read SEC document |
| December 10, 2025 Filed Dec 11, 2025 01:13 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 87 | $402.86 | $35,048.65 |
DisclosureSEC source: 0001963701-25-000010 · wk-form4_1765415624.xml · nonDerivative · entry 7 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,915 F4 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/27/2024 to cover taxes due on restricted stock units that vested on 12/9/2025. F7 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $402.54 to $403.3025. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 10, 2025 Filed Dec 11, 2025 01:13 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 78 | $401.77 | $31,337.90 |
DisclosureSEC source: 0001963701-25-000010 · wk-form4_1765415624.xml · nonDerivative · entry 6 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,002 F4 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/27/2024 to cover taxes due on restricted stock units that vested on 12/9/2025. F6 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $401.54 to $402.0250. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 10, 2025 Filed Dec 11, 2025 01:13 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 63 | $400.78 | $25,249.18 |
DisclosureSEC source: 0001963701-25-000010 · wk-form4_1765415624.xml · nonDerivative · entry 5 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,080 F4 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/27/2024 to cover taxes due on restricted stock units that vested on 12/9/2025. F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $400.4150 to $401.30. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 09, 2025 Filed Dec 11, 2025 01:13 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 329 | $0.00 | $0.00 |
DisclosureSEC source: 0001963701-25-000010 · wk-form4_1765415624.xml · derivative · entry 13 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 329 shares Expires 2025-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 09, 2025 Filed Dec 11, 2025 01:13 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 154 | $0.00 | $0.00 |
DisclosureSEC source: 0001963701-25-000010 · wk-form4_1765415624.xml · derivative · entry 12 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 154 shares Expires 2025-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F12 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 09, 2025 Filed Dec 11, 2025 01:13 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 329 | $0.00 | $0.00 |
DisclosureSEC source: 0001963701-25-000010 · wk-form4_1765415624.xml · nonDerivative · entry 4 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,143 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2025 Filed Dec 11, 2025 01:13 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 154 | $0.00 | $0.00 |
DisclosureSEC source: 0001963701-25-000010 · wk-form4_1765415624.xml · nonDerivative · entry 3 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,814 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2025 Filed Dec 11, 2025 01:13 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantRestricted Stock Units · Derivative | 2,835 | $0.00 | $0.00 |
DisclosureSEC source: 0001963701-25-000010 · wk-form4_1765415624.xml · derivative · entry 11 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,835 Underlying: Common Stock · 2,835 shares Expires 2028-12-08 F11 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F9 · kind: Awarded under the Company's 2020 Long-Term Incentive Plan. F12 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 08, 2025 Filed Dec 11, 2025 01:13 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee Stock Option (Right to Buy) · Derivative | 9,731 | $0.00 Strike: $402.22 | $0.00 |
DisclosureSEC source: 0001963701-25-000010 · wk-form4_1765415624.xml · derivative · entry 10 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,731 Underlying: Common Stock · 9,731 shares Expires 2035-12-08 F9 · kind: Awarded under the Company's 2020 Long-Term Incentive Plan. F10 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on date exercisable. Read SEC document |
| December 08, 2025 Filed Dec 11, 2025 01:13 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 25 | $401.69 | $10,042.35 |
DisclosureSEC source: 0001963701-25-000010 · wk-form4_1765415624.xml · nonDerivative · entry 2 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,660 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/27/2024 to cover taxes due on restricted stock units that vested on 12/5/2025. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $401.58 to $401.8650. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 08, 2025 Filed Dec 11, 2025 01:13 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 206 | $400.94 | $82,594.28 |
DisclosureSEC source: 0001963701-25-000010 · wk-form4_1765415624.xml · nonDerivative · entry 1 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,685 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/27/2024 to cover taxes due on restricted stock units that vested on 12/5/2025. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $400.44 to $401.2850. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 05, 2025 Filed Dec 6, 2025 01:08 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 538 | $0.00 | $0.00 |
DisclosureSEC source: 0001963701-25-000007 · wk-form4_1764983280.xml · derivative · entry 6 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,078 Underlying: Common Stock · 538 shares Expires 2027-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F5 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 05, 2025 Filed Dec 6, 2025 01:08 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 184 | $402.86 | $74,126.59 |
DisclosureSEC source: 0001963701-25-000007 · wk-form4_1764983280.xml · nonDerivative · entry 3 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,891 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/27/2024 to cover taxes due on restricted stock units that vested on 12/4/2025. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $402.34 to $403.2650. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 05, 2025 Filed Dec 6, 2025 01:08 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 538 | $0.00 | $0.00 |
DisclosureSEC source: 0001963701-25-000007 · wk-form4_1764983280.xml · nonDerivative · entry 2 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,075 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2025 Filed Dec 6, 2025 01:08 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 573 | $0.00 | $0.00 |
DisclosureSEC source: 0001963701-25-000007 · wk-form4_1764983280.xml · derivative · entry 5 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 573 Underlying: Common Stock · 573 shares Expires 2026-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F5 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 04, 2025 Filed Dec 6, 2025 01:08 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 573 | $0.00 | $0.00 |
DisclosureSEC source: 0001963701-25-000007 · wk-form4_1764983280.xml · nonDerivative · entry 1 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,537 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2025 Filed Oct 3, 2025 21:37 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 329 | $0.00 | $0.00 |
DisclosureSEC source: 0001963701-25-000004 · wk-form4_1759527454.xml · derivative · entry 1 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 329 Underlying: Common Stock · 329 shares Expires 2025-12-09 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 9, 2022, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 9, 2025, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
| June 09, 2025 Filed Jun 10, 2025 23:16 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 494 | $326.31 | $161,197.44 |
DisclosureSEC source: 0001024478-25-000067 · wk-form4_1749597398.xml · nonDerivative · entry 2 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,964 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/27/2024 to cover taxes due on restricted stock units that vested on 6/6/2025. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $326.1301 to $326.50. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 06, 2025 Filed Jun 10, 2025 23:16 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 1,552 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-25-000067 · wk-form4_1749597398.xml · derivative · entry 4 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,552 shares Expires 2025-06-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F5 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| June 06, 2025 Filed Jun 10, 2025 23:16 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 1,552 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-25-000067 · wk-form4_1749597398.xml · nonDerivative · entry 1 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,458 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2025 Filed May 12, 2025 23:44 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 1,704 | $304.37 | $518,651.42 |
DisclosureSEC source: 0001024478-25-000047 · wk-form4_1747093488.xml · nonDerivative · entry 1 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 906 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/27/2024. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $304.25 to $304.55. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 14, 2025 Filed Feb 14, 2025 21:47 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 202 | $296.15 | $59,823.13 |
DisclosureSEC source: 0001024478-25-000014 · wk-form4_1739569639.xml · nonDerivative · entry 2 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,610 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/30/2023 to cover taxes due on restricted stock units that vested on 2/13/2025. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $296.06 to $296.25. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 13, 2025 Filed Feb 14, 2025 21:47 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 567 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-25-000014 · wk-form4_1739569639.xml · derivative · entry 4 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 568 Underlying: Common Stock · 567 shares Expires 2026-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F5 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| February 13, 2025 Filed Feb 14, 2025 21:47 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 567 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-25-000014 · wk-form4_1739569639.xml · nonDerivative · entry 1 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,812 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2024 Filed Dec 11, 2024 01:06 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 1 | $298.90 | $298.90 |
DisclosureSEC source: 0001024478-24-000185 · wk-form4_1733879206.xml · nonDerivative · entry 8 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,245 F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/30/2023 to cover taxes due on restricted stock units that vested on 12/9/2024. Read SEC document |
| December 10, 2024 Filed Dec 11, 2024 01:06 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 15 | $297.90 | $4,468.46 |
DisclosureSEC source: 0001024478-24-000185 · wk-form4_1733879206.xml · nonDerivative · entry 7 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,246 F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/30/2023 to cover taxes due on restricted stock units that vested on 12/9/2024. F7 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $297.59 to $298.19. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 10, 2024 Filed Dec 11, 2024 01:06 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 13 | $297.09 | $3,862.20 |
DisclosureSEC source: 0001024478-24-000185 · wk-form4_1733879206.xml · nonDerivative · entry 6 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,261 F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/30/2023 to cover taxes due on restricted stock units that vested on 12/9/2024. F6 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $296.5450 to $297.52. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.