ROK

SEC source: 0001024478-24-000026 · wk-form4_1709162740.xml · nonDerivative · entry 4

House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,482

F1 · kind: Option exercise and sale of option shares pursuant to a Rule 10b5-1 trading plan entered into on 11/29/2023.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $285 to $285.0325. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-24-000026 · wk-form4_1709162740.xml · nonDerivative · entry 3

House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,182

F1 · kind: Option exercise and sale of option shares pursuant to a Rule 10b5-1 trading plan entered into on 11/29/2023.

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $281.17 to $281.94. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-24-000026 · wk-form4_1709162740.xml · nonDerivative · entry 2

House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,188

F1 · kind: Option exercise and sale of option shares pursuant to a Rule 10b5-1 trading plan entered into on 11/29/2023.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $280.16 to $281.12. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-24-000026 · wk-form4_1709162740.xml · nonDerivative · entry 1

House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Option exercise and sale of option shares pursuant to a Rule 10b5-1 trading plan entered into on 11/29/2023.

SEC source: 0001024478-24-000024 · wk-form4_1708041566.xml · nonDerivative · entry 1

GENEREUX SCOTT · CIK 0001456171 · Sr.VP, Chief Revenue Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,383

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023.

SEC source: 0001024478-24-000022 · wk-form4_1707945069.xml · nonDerivative · entry 2

Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,311

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/24/2023 to cover taxes due on restricted stock units that vested on 2/13/2024.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $277.2550 to $277.76. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-24-000022 · wk-form4_1707945069.xml · derivative · entry 4

Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,135

Underlying: Common Stock · 567 shares

Expires 2026-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F5 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

SEC source: 0001024478-24-000022 · wk-form4_1707945069.xml · nonDerivative · entry 1

Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,512

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001024478-24-000020 · wk-form4_1707780372.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,215

F1 · price: Price reported in column 4 is a weighted average price. Shares purchased at prices ranging from $283.59 to $283.71. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price.

SEC source: 0001024478-24-000016 · wk-form4_1707427385.xml · nonDerivative · entry 1

KNAVISH TIMOTHY M · CIK 0001669058 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 482

F1 · kind: Shares delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

SEC source: 0001024478-24-000012 · wk-form4_1706910063.xml · nonDerivative · entry 2

Shepherd Brian A · CIK 0001458677 · Sr. VP Software and Control

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,088

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/24/2023 to cover taxes due on restricted stock units that vested on 2/1/2024.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $262.61 to $263.1325. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-24-000010 · wk-form4_1706909789.xml · nonDerivative · entry 2

GENEREUX SCOTT · CIK 0001456171 · Sr.VP, Chief Revenue Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,883

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 2/1/2024.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $262.36 to $263.09. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-24-000012 · wk-form4_1706910063.xml · derivative · entry 3

Shepherd Brian A · CIK 0001458677 · Sr. VP Software and Control

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,020 shares

Expires 2024-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F4 · derivative.exercise_date: Restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

SEC source: 0001024478-24-000012 · wk-form4_1706910063.xml · nonDerivative · entry 1

Shepherd Brian A · CIK 0001458677 · Sr. VP Software and Control

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001024478-24-000010 · wk-form4_1706909789.xml · derivative · entry 3

GENEREUX SCOTT · CIK 0001456171 · Sr.VP, Chief Revenue Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,692 shares

Expires 2024-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F4 · derivative.exercise_date: Restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

SEC source: 0001024478-24-000010 · wk-form4_1706909789.xml · nonDerivative · entry 1

GENEREUX SCOTT · CIK 0001456171 · Sr.VP, Chief Revenue Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001024478-24-000004 · wk-form4_1704235786.xml · derivative · entry 1

SODERBERY ROBERT · CIK 0001820713 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,177

Underlying: Common Stock · 88 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · kind: Restricted stock units delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances.

F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances.

SEC source: 0001024478-24-000003 · wk-form4_1704235674.xml · derivative · entry 1

Gipson William P · CIK 0001826765 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,440

Underlying: Common Stock · 109 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · kind: Restricted stock units delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances.

F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances.

SEC source: 0001024478-23-000211 · wk-form4_1702347141.xml · nonDerivative · entry 7

Kulaszewicz Frank C · CIK 0001516418 · Senior Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,231

F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 12/9/2023 and 12/10/2023 and performance shares that vested on 12/10/2023.

F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $280 to $280.2450. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-23-000211 · wk-form4_1702347141.xml · nonDerivative · entry 6

Kulaszewicz Frank C · CIK 0001516418 · Senior Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,371

F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 12/9/2023 and 12/10/2023 and performance shares that vested on 12/10/2023.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $278.98 to $279.90. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-23-000209 · wk-form4_1702346715.xml · nonDerivative · entry 7

Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,945

F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/24/2023 to cover taxes due on restricted stock units that vested on 12/9/2023 and 12/10/2023 and performance shares that vested on 12/10/2023.

F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $280.02 to $280.25. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-23-000209 · wk-form4_1702346715.xml · nonDerivative · entry 6

Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,985

F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/24/2023 to cover taxes due on restricted stock units that vested on 12/9/2023 and 12/10/2023 and performance shares that vested on 12/10/2023.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $279.02 to $279.8950. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-23-000207 · wk-form4_1702346641.xml · nonDerivative · entry 7

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,209

F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 12/9/2023 and 12/10/2023 and performance shares that vested on 12/10/2023.

F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $280.20 to $280.2325. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F6 · balance_after: Since the date of the last report of common stock 104 shares that were reported as indirectly held in the Company Savings Plan were rolled over into a self-directed IRA and are now reported as directly owned.

SEC source: 0001024478-23-000207 · wk-form4_1702346641.xml · nonDerivative · entry 6

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,239

F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 12/9/2023 and 12/10/2023 and performance shares that vested on 12/10/2023.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $279.03 to $279.80. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-23-000205 · wk-form4_1702346559.xml · nonDerivative · entry 6

Shepherd Brian A · CIK 0001458677 · Sr. VP Software and Control

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,705

F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/24/2023 to cover taxes due on restricted stock units that vested on 12/9/2023.

F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $280.03 to $280.28. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-23-000205 · wk-form4_1702346559.xml · nonDerivative · entry 5

Shepherd Brian A · CIK 0001458677 · Sr. VP Software and Control

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,745

F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/24/2023 to cover taxes due on restricted stock units that vested on 12/9/2023.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $279.03 to $279.8950. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-23-000203 · wk-form4_1702346472.xml · nonDerivative · entry 7

Woods Isaac · CIK 0001825762 · Vice President and Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,149

F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 12/9/2023 and 12/10/2023 and performance shares that vested on 12/10/2023.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $280.13 to $280.24. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-23-000203 · wk-form4_1702346472.xml · nonDerivative · entry 6

Woods Isaac · CIK 0001825762 · Vice President and Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,272

F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 12/9/2023 and 12/10/2023 and performance shares that vested on 12/10/2023.

SEC source: 0001024478-23-000201 · wk-form4_1702346398.xml · nonDerivative · entry 7

Fordenwalt Matthew W. · CIK 0001979295 · SVP Lifecycle Services

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,153

F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/25/2023 to cover taxes due on restricted stock units that vested on 12/9/2023 and 12/10/2023 and performance shares that vested on 12/10/2023.

SEC source: 0001024478-23-000201 · wk-form4_1702346398.xml · nonDerivative · entry 6

Fordenwalt Matthew W. · CIK 0001979295 · SVP Lifecycle Services

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,163

F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/25/2023 to cover taxes due on restricted stock units that vested on 12/9/2023 and 12/10/2023 and performance shares that vested on 12/10/2023.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $279.04 to $280.02. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-23-000199 · wk-form4_1702346320.xml · nonDerivative · entry 5

Perducat Cyril · CIK 0001862211 · SVP, Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,049

F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/20/2023 to cover taxes due on restricted stock units that vested on 12/9/2023.

F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $280.06 to $280.23. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-23-000199 · wk-form4_1702346320.xml · nonDerivative · entry 4

Perducat Cyril · CIK 0001862211 · SVP, Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,079

F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/20/2023 to cover taxes due on restricted stock units that vested on 12/9/2023.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $279.04 to $280.03. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-23-000197 · wk-form4_1702346238.xml · nonDerivative · entry 7

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,027

F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/24/2023 to cover taxes due on restricted stock units that vested on 12/9/2023 and 12/10/2023 and performance shares that vested on 12/10/2023.

F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $280.02 to $280.28. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-23-000197 · wk-form4_1702346238.xml · nonDerivative · entry 6

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,107

F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/24/2023 to cover taxes due on restricted stock units that vested on 12/9/2023 and 12/10/2023 and performance shares that vested on 12/10/2023.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $279.02 to $280. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-23-000195 · wk-form4_1702346139.xml · nonDerivative · entry 7

Myers Tessa M. · CIK 0001769006 · SVP, Intelligent Devices

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,718

F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 12/9/2023 and 12/10/2023 and performance shares that vested on 12/10/2023.

F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $280.06 to $280.20. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-23-000195 · wk-form4_1702346139.xml · nonDerivative · entry 6

Myers Tessa M. · CIK 0001769006 · SVP, Intelligent Devices

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,798

F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 12/9/2023 and 12/10/2023 and performance shares that vested on 12/10/2023.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $279.03 to $280.02. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-23-000193 · wk-form4_1702346053.xml · nonDerivative · entry 7

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,800

F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/24/2023 to cover taxes due on restricted stock units that vested on 12/9/2023 and 12/10/2023 and performance shares that vested on 12/10/2023.

SEC source: 0001024478-23-000193 · wk-form4_1702346053.xml · nonDerivative · entry 6

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,830

F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/24/2023 to cover taxes due on restricted stock units that vested on 12/9/2023 and 12/10/2023 and performance shares that vested on 12/10/2023.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $279.02 to $279.76. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-23-000191 · wk-form4_1702345937.xml · nonDerivative · entry 7

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 73,715

F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 12/9/2023 and 12/10/2023 and performance shares that vested on 12/10/2023.

F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $280.02 to $280.30. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-23-000191 · wk-form4_1702345937.xml · nonDerivative · entry 6

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 74,620

F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 12/9/2023 and 12/10/2023 and performance shares that vested on 12/10/2023.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $279.01 to $279.94. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-23-000189 · wk-form4_1702345804.xml · nonDerivative · entry 5

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,279

F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/31/2023 to cover taxes due on restricted stock units that vested on 12/9/2023.

F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $280.20 to $280.2250. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-23-000189 · wk-form4_1702345804.xml · nonDerivative · entry 4

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,299

F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/31/2023 to cover taxes due on restricted stock units that vested on 12/9/2023.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $279.01 to $280. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-23-000187 · wk-form4_1702345689.xml · nonDerivative · entry 5

Gangestad Nicholas C · CIK 0001515709 · Sr. VP and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,897

F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/30/2023 to cover taxes due on restricted stock units that vested on 12/9/2023.

F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $280.06 to $280.20. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-23-000187 · wk-form4_1702345689.xml · nonDerivative · entry 4

Gangestad Nicholas C · CIK 0001515709 · Sr. VP and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,957

F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/30/2023 to cover taxes due on restricted stock units that vested on 12/9/2023.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $279.0201 to $280.02. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-23-000185 · wk-form4_1702345573.xml · nonDerivative · entry 5

GENEREUX SCOTT · CIK 0001456171 · Sr.VP, Chief Revenue Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,146

F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 12/9/2023.

F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $280.03 to $280.20. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-23-000185 · wk-form4_1702345573.xml · nonDerivative · entry 4

GENEREUX SCOTT · CIK 0001456171 · Sr.VP, Chief Revenue Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,246

F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 12/9/2023.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $279.0201 to $279.92. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-23-000183 · wk-form4_1702345439.xml · nonDerivative · entry 7

House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,482

F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/29/2022 to cover taxes due on restricted stock units that vested on 12/9/2023 and 12/10/2023 and performance shares that vested on 12/10/2023.

F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $280.20 to $280.24. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-23-000183 · wk-form4_1702345439.xml · nonDerivative · entry 6

House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,602

F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/29/2022 to cover taxes due on restricted stock units that vested on 12/9/2023 and 12/10/2023 and performance shares that vested on 12/10/2023.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $279.06 to $280. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-23-000211 · wk-form4_1702347141.xml · derivative · entry 12

Kulaszewicz Frank C · CIK 0001516418 · Senior Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,606 shares

Expires 2023-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

SEC source: 0001024478-23-000211 · wk-form4_1702347141.xml · derivative · entry 11

Kulaszewicz Frank C · CIK 0001516418 · Senior Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 529 shares

Expires 2023-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F8 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.