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Nasdaq · USD

RBB

RBB Bancorp

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Tapewire entity
5572
SEC CIK
0001499422
Parsed reports
500

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202603
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 08, 2025 Filed May 9, 2026 00:05 UTC Exercise / conversionRestricted Stock Units · Derivative 2,339 $0.00 Strike: $24.05 $0.00
Disclosure

SEC source: 0001437749-26-015975 · rdgdoc.xml · derivative · entry 6

HOPKINS LYNN M · CIK 0001179851 · EVP/CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,678

Underlying: Common Stock · 7,017 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These remaining restricted stock units vest in two equal annual installments on 05/08/2027 and 05/08/2028.

F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
April 22, 2025 Filed Apr 23, 2025 00:25 UTC Exercise / conversionRestricted Stock Units · Derivative 1,917 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-012724 · rdgdoc.xml · derivative · entry 5

HOPKINS LYNN M · CIK 0001179851 · EVP/CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,666

Underlying: Restricted Stock Units · 9,583 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These restricted stock units vest in five equal annual installments beginning one year after the 04/22/2024 date of grant.

F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
April 22, 2025 Filed Apr 23, 2025 00:25 UTC Tax withholdingCommon Stock, No Par Value 686 $15.62 $10,715.32
Disclosure

SEC source: 0001437749-25-012724 · rdgdoc.xml · nonDerivative · entry 2

HOPKINS LYNN M · CIK 0001179851 · EVP/CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,337

Read SEC document
April 22, 2025 Filed Apr 23, 2025 00:25 UTC Exercise / conversionCommon Stock, No Par Value 1,917 $15.62 $29,943.54
Disclosure

SEC source: 0001437749-25-012724 · rdgdoc.xml · nonDerivative · entry 1

HOPKINS LYNN M · CIK 0001179851 · EVP/CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 21, 2025 Filed Mar 24, 2025 17:41 UTC Exercise / conversionRestricted Stock Units · Derivative 1,878 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-008914 · rdgdoc.xml · derivative · entry 3

HOPKINS LYNN M · CIK 0001179851 · EVP/CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,756

Underlying: Restricted Stock Units · 5,634 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 03/20/2024 date of grant.

F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
March 21, 2025 Filed Mar 24, 2025 17:41 UTC Tax withholdingCommon Stock, No Par Value 772 $17.07 $13,178.04
Disclosure

SEC source: 0001437749-25-008914 · rdgdoc.xml · nonDerivative · entry 2

HOPKINS LYNN M · CIK 0001179851 · EVP/CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,106

Read SEC document
March 21, 2025 Filed Mar 24, 2025 17:41 UTC Exercise / conversionCommon Stock, No Par Value 1,878 $17.07 $32,057.46
Disclosure

SEC source: 0001437749-25-008914 · rdgdoc.xml · nonDerivative · entry 1

HOPKINS LYNN M · CIK 0001179851 · EVP/CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 21, 2025 Filed Mar 24, 2025 17:40 UTC
Fan GaryEVP/Chief Operations Officer
Exercise / conversionRestricted Stock Units · Derivative 1,315 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-008912 · rdgdoc.xml · derivative · entry 5

Fan Gary · CIK 0001957237 · EVP/Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,629

Underlying: Restricted Stock Units · 3,944 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These restricted stock units vest in three equal installments beginning one year after 03/20/2024 date of grant.

F3 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
March 21, 2025 Filed Mar 24, 2025 17:40 UTC
Fan GaryEVP/Chief Operations Officer
Tax withholdingCommon Stock, No Par Value 459 $17.07 $7,835.13
Disclosure

SEC source: 0001437749-25-008912 · rdgdoc.xml · nonDerivative · entry 2

Fan Gary · CIK 0001957237 · EVP/Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,451

Read SEC document
March 21, 2025 Filed Mar 24, 2025 17:40 UTC
Fan GaryEVP/Chief Operations Officer
Exercise / conversionCommon Stock, No Par Value 1,315 $17.07 $22,447.05
Disclosure

SEC source: 0001437749-25-008912 · rdgdoc.xml · nonDerivative · entry 1

Fan Gary · CIK 0001957237 · EVP/Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 21, 2025 Filed Mar 24, 2025 17:43 UTC Exercise / conversionRestricted Stock Units · Derivative 1,835 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-008916 · rdgdoc.xml · derivative · entry 5

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,670

Underlying: Restricted Stock Units · 5,504 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 03/20/2024 date of grant.

F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
March 21, 2025 Filed Mar 24, 2025 17:43 UTC Tax withholdingCommon Stock, No Par Value 657 $17.07 $11,214.99
Disclosure

SEC source: 0001437749-25-008916 · rdgdoc.xml · nonDerivative · entry 2

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,894

Read SEC document
March 21, 2025 Filed Mar 24, 2025 17:43 UTC Exercise / conversionCommon Stock, No Par Value 1,835 $17.07 $31,323.45
Disclosure

SEC source: 0001437749-25-008916 · rdgdoc.xml · nonDerivative · entry 1

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 21, 2025 Filed Mar 24, 2025 17:42 UTC Exercise / conversionRestricted Stock Units · Derivative 1,326 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-008915 · rdgdoc.xml · derivative · entry 5

Yeh Jeffrey · CIK 0001711532 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,143

Underlying: Restricted Stock Units · 3,978 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 03/20/2024 date of grant.

F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
March 21, 2025 Filed Mar 24, 2025 17:42 UTC Tax withholdingCommon Stock, No Par Value 475 $17.07 $8,108.25
Disclosure

SEC source: 0001437749-25-008915 · rdgdoc.xml · nonDerivative · entry 2

Yeh Jeffrey · CIK 0001711532 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,800

Read SEC document
March 21, 2025 Filed Mar 24, 2025 17:42 UTC Exercise / conversionCommon Stock, No Par Value 1,326 $17.07 $22,634.82
Disclosure

SEC source: 0001437749-25-008915 · rdgdoc.xml · nonDerivative · entry 1

Yeh Jeffrey · CIK 0001711532 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 21, 2025 Filed Mar 24, 2025 17:41 UTC
LEE JOHNNY CDirector · President/CEO
Exercise / conversionRestricted Stock Units · Derivative 2,741 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-008913 · rdgdoc.xml · derivative · entry 5

LEE JOHNNY C · CIK 0001185980 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,282

Underlying: Restricted Stock Units · 8,221 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 03/20/2024 date of grant.

F2 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
March 21, 2025 Filed Mar 24, 2025 17:41 UTC
LEE JOHNNY CDirector · President/CEO
Tax withholdingCommon Stock, No Par Value 981 $17.07 $16,745.67
Disclosure

SEC source: 0001437749-25-008913 · rdgdoc.xml · nonDerivative · entry 2

LEE JOHNNY C · CIK 0001185980 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,943

Read SEC document
March 21, 2025 Filed Mar 24, 2025 17:41 UTC
LEE JOHNNY CDirector · President/CEO
GrantCommon Stock, No Par Value 2,741 $17.07 $46,788.87
Disclosure

SEC source: 0001437749-25-008913 · rdgdoc.xml · nonDerivative · entry 1

LEE JOHNNY C · CIK 0001185980 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,924

Read SEC document
March 21, 2025 Filed Jan 23, 2026 00:45 UTC Amendment Exercise / conversionRestricted Stock Units · Derivative 1,326 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-26-001795 · rdgdoc.xml · derivative · entry 5

Yeh Jeffrey · CIK 0001711532 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,652

Underlying: Restricted Stock Units · 3,978 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 03/20/2024 date of grant.

F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
March 21, 2025 Filed Jan 23, 2026 00:45 UTC Amendment Tax withholdingCommon Stock, No Par Value 475 $17.07 $8,108.25
Disclosure

SEC source: 0001437749-26-001795 · rdgdoc.xml · nonDerivative · entry 2

Yeh Jeffrey · CIK 0001711532 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,800

Read SEC document
March 21, 2025 Filed Jan 23, 2026 00:45 UTC Amendment Exercise / conversionCommon Stock, No Par Value 1,326 $17.07 $22,634.82
Disclosure

SEC source: 0001437749-26-001795 · rdgdoc.xml · nonDerivative · entry 1

Yeh Jeffrey · CIK 0001711532 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2025 Filed Mar 24, 2025 17:45 UTC
Morris David RichardDirector · Bancorp CEO
Exercise / conversionRestricted Stock Units · Derivative 3,165 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-008917 · rdgdoc.xml · derivative · entry 5

Morris David Richard · CIK 0001711919 · Director · Bancorp CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,328

Underlying: Restricted Stock Units · 9,493 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These restricted stock units vest in three equal installments beginning one year after 03/20/2024 date of grant.

F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
March 20, 2025 Filed Mar 24, 2025 17:45 UTC
Morris David RichardDirector · Bancorp CEO
Tax withholdingCommon Stock, No Par Value 1,133 $17.07 $19,340.31
Disclosure

SEC source: 0001437749-25-008917 · rdgdoc.xml · nonDerivative · entry 2

Morris David Richard · CIK 0001711919 · Director · Bancorp CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,048

Read SEC document
March 20, 2025 Filed Mar 24, 2025 17:45 UTC
Morris David RichardDirector · Bancorp CEO
Exercise / conversionCommon Stock, No Par Value 3,165 $17.07 $54,026.55
Disclosure

SEC source: 0001437749-25-008917 · rdgdoc.xml · nonDerivative · entry 1

Morris David Richard · CIK 0001711919 · Director · Bancorp CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2025 Filed Mar 3, 2025 23:02 UTC
Kao JamesDirector
PurchaseCommon Stock, No Par Value 612 $17.36 $10,625.54
Disclosure

SEC source: 0001437749-25-005969 · rdgdoc.xml · nonDerivative · entry 2

Kao James · CIK 0001711522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 558,820

Read SEC document
February 25, 2025 Filed Mar 3, 2025 23:02 UTC
Kao JamesDirector
PurchaseCommon Stock, No Par Value 385 $17.15 $6,602.75
Disclosure

SEC source: 0001437749-25-005969 · rdgdoc.xml · nonDerivative · entry 1

Kao James · CIK 0001711522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 558,208

Read SEC document
February 24, 2025 Filed Feb 25, 2025 22:39 UTC
Kao JamesDirector
PurchaseCommon Stock, No Par Value 5,960 $17.24 $102,732.52
Disclosure

SEC source: 0001437749-25-005103 · rdgdoc.xml · nonDerivative · entry 2

Kao James · CIK 0001711522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 557,823

Read SEC document
February 21, 2025 Filed Feb 25, 2025 22:40 UTC
Fan GaryEVP/Chief Operations Officer
Exercise / conversionRestricted Stock Units · Derivative 1,011 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-005104 · rdgdoc.xml · derivative · entry 4

Fan Gary · CIK 0001957237 · EVP/Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,022

Underlying: Restricted Stock Units · 3,033 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These restricted stock units vest in three equal installments beginning one year after 02/21/2024 date of grant.

F3 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 22:40 UTC
Fan GaryEVP/Chief Operations Officer
Tax withholdingCommon Stock, No Par Value 416 $17.25 $7,176.00
Disclosure

SEC source: 0001437749-25-005104 · rdgdoc.xml · nonDerivative · entry 2

Fan Gary · CIK 0001957237 · EVP/Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 595

Read SEC document
February 21, 2025 Filed Feb 25, 2025 22:40 UTC
Fan GaryEVP/Chief Operations Officer
Exercise / conversionCommon Stock, No Par Value 1,011 $17.25 $17,439.75
Disclosure

SEC source: 0001437749-25-005104 · rdgdoc.xml · nonDerivative · entry 1

Fan Gary · CIK 0001957237 · EVP/Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 22:44 UTC
Morris David RichardDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 2,225 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-005110 · rdgdoc.xml · derivative · entry 4

Morris David Richard · CIK 0001711919 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,450

Underlying: Restricted Stock Units · 6,675 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These restricted stock units vest in three equal installments beginning one year after 02/21/2024 date of grant.

F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 22:44 UTC
Morris David RichardDirector · CEO
Tax withholdingCommon Stock, No Par Value 915 $17.25 $15,783.75
Disclosure

SEC source: 0001437749-25-005110 · rdgdoc.xml · nonDerivative · entry 2

Morris David Richard · CIK 0001711919 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,016

Read SEC document
February 21, 2025 Filed Feb 25, 2025 22:44 UTC
Morris David RichardDirector · CEO
Exercise / conversionCommon Stock, No Par Value 2,225 $17.25 $38,381.25
Disclosure

SEC source: 0001437749-25-005110 · rdgdoc.xml · nonDerivative · entry 1

Morris David Richard · CIK 0001711919 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,931

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 22:43 UTC Exercise / conversionRestricted Stock Units · Derivative 932 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-005109 · rdgdoc.xml · derivative · entry 4

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,863

Underlying: Restricted Stock Units · 2,795 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 02/21/2024 date of grant.

F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 22:43 UTC Tax withholdingCommon Stock, No Par Value 383 $17.25 $6,606.75
Disclosure

SEC source: 0001437749-25-005109 · rdgdoc.xml · nonDerivative · entry 2

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,716

Read SEC document
February 21, 2025 Filed Feb 25, 2025 22:43 UTC Exercise / conversionCommon Stock, No Par Value 932 $17.25 $16,077.00
Disclosure

SEC source: 0001437749-25-005109 · rdgdoc.xml · nonDerivative · entry 1

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 22:42 UTC Exercise / conversionRestricted Stock Units · Derivative 922 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-005108 · rdgdoc.xml · derivative · entry 4

Yeh Jeffrey · CIK 0001711532 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,843

Underlying: Restricted Stock Units · 2,765 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 02/21/2024 date of grant.

F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 22:42 UTC Tax withholdingCommon Stock, No Par Value 379 $17.25 $6,537.75
Disclosure

SEC source: 0001437749-25-005108 · rdgdoc.xml · nonDerivative · entry 2

Yeh Jeffrey · CIK 0001711532 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,949

Read SEC document
February 21, 2025 Filed Feb 25, 2025 22:42 UTC Exercise / conversionCommon Stock, No Par Value 922 $17.25 $15,904.50
Disclosure

SEC source: 0001437749-25-005108 · rdgdoc.xml · nonDerivative · entry 1

Yeh Jeffrey · CIK 0001711532 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,328

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 22:42 UTC Exercise / conversionRestricted Stock Units · Derivative 744 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-005107 · rdgdoc.xml · derivative · entry 4

Huang Tsu Te · CIK 0001711566 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,487

Underlying: Restricted Stock Units · 2,231 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 02/21/2024 date of grant.

F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 22:42 UTC Tax withholdingCommon Stock, No Par Value 306 $17.25 $5,278.50
Disclosure

SEC source: 0001437749-25-005107 · rdgdoc.xml · nonDerivative · entry 2

Huang Tsu Te · CIK 0001711566 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,904

Read SEC document
February 21, 2025 Filed Feb 25, 2025 22:42 UTC Exercise / conversionCommon Stock, No Par Value 744 $17.25 $12,834.00
Disclosure

SEC source: 0001437749-25-005107 · rdgdoc.xml · nonDerivative · entry 1

Huang Tsu Te · CIK 0001711566 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,210

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 22:41 UTC Exercise / conversionRestricted Stock Units · Derivative 668 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-005106 · rdgdoc.xml · derivative · entry 6

Chang Ashley · CIK 0001843850 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,334

Underlying: Restricted Stock Units · 2,002 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 02/21/2024 date of grant.

F3 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

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February 21, 2025 Filed Feb 25, 2025 22:41 UTC Tax withholdingCommon Stock, No Par Value 275 $17.25 $4,743.75
Disclosure

SEC source: 0001437749-25-005106 · rdgdoc.xml · nonDerivative · entry 2

Chang Ashley · CIK 0001843850 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,042

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February 21, 2025 Filed Feb 25, 2025 22:41 UTC Exercise / conversionCommon Stock, No Par Value 668 $17.25 $11,523.00
Disclosure

SEC source: 0001437749-25-005106 · rdgdoc.xml · nonDerivative · entry 1

Chang Ashley · CIK 0001843850 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 21, 2025 Filed Feb 25, 2025 22:39 UTC
Kao JamesDirector
PurchaseCommon Stock, No Par Value 3,352 $17.31 $58,010.38
Disclosure

SEC source: 0001437749-25-005103 · rdgdoc.xml · nonDerivative · entry 1

Kao James · CIK 0001711522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 551,863

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February 21, 2025 Filed Feb 25, 2025 22:41 UTC
LEE JOHNNY CPres / Chief Banking Officer
Exercise / conversionRestricted Stock Units · Derivative 1,098 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-005105 · rdgdoc.xml · derivative · entry 3

LEE JOHNNY C · CIK 0001185980 · Pres / Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,196

Underlying: Restricted Stock Units · 3,294 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 02/21/2024 date of grant.

F2 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

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February 21, 2025 Filed Feb 25, 2025 22:41 UTC
LEE JOHNNY CPres / Chief Banking Officer
Tax withholdingCommon Stock, No Par Value 452 $17.25 $7,797.00
Disclosure

SEC source: 0001437749-25-005105 · rdgdoc.xml · nonDerivative · entry 2

LEE JOHNNY C · CIK 0001185980 · Pres / Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,183

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February 21, 2025 Filed Feb 25, 2025 22:41 UTC
LEE JOHNNY CPres / Chief Banking Officer
Exercise / conversionCommon Stock, No Par Value 1,098 $17.25 $18,940.50
Disclosure

SEC source: 0001437749-25-005105 · rdgdoc.xml · nonDerivative · entry 1

LEE JOHNNY C · CIK 0001185980 · Pres / Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.