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Nasdaq · USD

RBB

RBB Bancorp

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Tapewire entity
5572
SEC CIK
0001499422
Parsed reports
500

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202603
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 21, 2025 Filed May 22, 2025 22:03 UTC
LIN CHUANG IDirector
Exercise / conversionRestricted Stock Units · Derivative 2,521 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-018214 · rdgdoc.xml · derivative · entry 6

LIN CHUANG I · CIK 0001185981 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700

Underlying: Restricted Stock Units · 3,221 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These restricted stock units granted on 5/21/2025 vest in two installments:2,521 immediately vested on date of grant and 700 vest in one year from the date of grant

F3 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
May 21, 2025 Filed May 22, 2025 22:03 UTC
LIN CHUANG IDirector
Exercise / conversionCommon Stock, No Par Value 2,521 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-018214 · rdgdoc.xml · nonDerivative · entry 2

LIN CHUANG I · CIK 0001185981 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2025 Filed May 22, 2025 21:52 UTC
Bennett BillDirector
Exercise / conversionRestricted Stock Units · Derivative 2,721 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-018211 · rdgdoc.xml · derivative · entry 2

Bennett Bill · CIK 0001981657 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700

Underlying: Restricted Stock Units · 3,421 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These restricted stock units granted on 5/21/2025 vest in two installments:2,721 immediately vested on date of grant and 700 vest in one year from the date of grant.

F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
May 21, 2025 Filed May 22, 2025 21:52 UTC
Bennett BillDirector
Exercise / conversionCommon Stock, No Par Value 2,721 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-018211 · rdgdoc.xml · nonDerivative · entry 1

Bennett Bill · CIK 0001981657 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2025 Filed May 22, 2025 21:54 UTC Exercise / conversionRestricted Stock Units · Derivative 4,542 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-018213 · rdgdoc.xml · derivative · entry 2

Kao Christina · CIK 0001778913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700

Underlying: Restricted Stock Units · 5,242 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These restricted stock units granted on 5/21/2025 vest in two installments: 4,542 immediately vested on date of grant and 700 vest in one year from the date of grant

F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
May 21, 2025 Filed May 22, 2025 21:54 UTC Exercise / conversionCommon Stock, No Par Value 4,542 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-018213 · rdgdoc.xml · nonDerivative · entry 1

Kao Christina · CIK 0001778913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2025 Filed May 22, 2025 21:53 UTC
Kao JamesDirector
Exercise / conversionRestricted Stock Units · Derivative 4,542 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-018212 · rdgdoc.xml · derivative · entry 2

Kao James · CIK 0001711522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700

Underlying: Restricted Stock Units · 5,242 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These restricted stock units granted on 5/21/2025 vest in two installments: 4,542 immediately vested on date of grant and 700 vest in one year from the date of grant

F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
May 21, 2025 Filed May 22, 2025 21:53 UTC
Kao JamesDirector
Exercise / conversionCommon Stock, No Par Value 4,542 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-018212 · rdgdoc.xml · nonDerivative · entry 1

Kao James · CIK 0001711522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 564,062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2025 Filed May 22, 2025 21:52 UTC Exercise / conversionRestricted Stock Units · Derivative 3,632 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-018210 · rdgdoc.xml · derivative · entry 2

Polakoff Scott · CIK 0001975585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700

Underlying: Restricted Stock Units · 4,332 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These restricted stock units granted on 5/21/2025 vest in two installments:3,632 immediately vested on date of grant and 700 vest in one year from the date of grant.

F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
May 21, 2025 Filed May 22, 2025 21:52 UTC Exercise / conversionCommon Stock, No Par Value 3,632 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-018210 · rdgdoc.xml · nonDerivative · entry 1

Polakoff Scott · CIK 0001975585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,644

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2025 Filed May 22, 2025 21:51 UTC Exercise / conversionRestricted Stock Units · Derivative 2,721 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-018209 · rdgdoc.xml · derivative · entry 2

Franko Robert · CIK 0001736701 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700

Underlying: Restricted Stock Units · 3,421 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These restricted stock units vest in two installments: 2,721 immediately vested on the date of grant and 700 vest one year from the date of grant.

F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
May 21, 2025 Filed May 22, 2025 21:51 UTC Exercise / conversionCommon Stock, No Par Value 2,721 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-018209 · rdgdoc.xml · nonDerivative · entry 1

Franko Robert · CIK 0001736701 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2025 Filed May 22, 2025 21:50 UTC
Wong FrankDirector
Exercise / conversionRestricted Stock Units · Derivative 2,721 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-018208 · rdgdoc.xml · derivative · entry 2

Wong Frank · CIK 0001981658 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700

Underlying: Restricted Stock Units · 3,421 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These restricted stock units vest in two installments: 2,721 immediately vested on the date of grant and 700 vest in one year from the date of grant.

F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
May 21, 2025 Filed May 22, 2025 21:50 UTC
Wong FrankDirector
Exercise / conversionCommon Stock, No Par Value 2,721 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-018208 · rdgdoc.xml · nonDerivative · entry 1

Wong Frank · CIK 0001981658 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2025 Filed May 22, 2025 22:03 UTC
LIN CHUANG IDirector
Exercise / conversionOption (right to buy) · Derivative 10,000 $0.00 Strike: $17.08 $0.00
Disclosure

SEC source: 0001437749-25-018214 · rdgdoc.xml · derivative · entry 4

LIN CHUANG I · CIK 0001185981 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2025-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.

Read SEC document
May 20, 2025 Filed May 22, 2025 22:03 UTC
LIN CHUANG IDirector
Exercise / conversionCommon Stock, No Par Value 10,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-018214 · rdgdoc.xml · nonDerivative · entry 1

LIN CHUANG I · CIK 0001185981 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,826

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2025 Filed May 16, 2025 17:38 UTC Exercise / conversionRestricted Stock Units · Derivative 700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-017367 · rdgdoc.xml · derivative · entry 2

Wong Lee Joyce · CIK 0001933781 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Stock Units · 700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents 700 restricted stock units from a 5/15/2024 grant that vest one year from the date of grant.

F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
May 15, 2025 Filed May 16, 2025 17:38 UTC Exercise / conversionCommon Stock, No Par Value 700 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-017367 · rdgdoc.xml · nonDerivative · entry 1

Wong Lee Joyce · CIK 0001933781 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,683

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2025 Filed May 16, 2025 17:37 UTC Exercise / conversionRestricted Stock Units · Derivative 700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-017366 · rdgdoc.xml · derivative · entry 2

Pannu Geraldine · CIK 0001817209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Stock Units · 700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents 700 restricted stock units from a 5/15/2024 grant that vest one year from the date of grant.

F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
May 15, 2025 Filed May 16, 2025 17:37 UTC Exercise / conversionCommon Stock, No Par Value 700 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-017366 · rdgdoc.xml · nonDerivative · entry 1

Pannu Geraldine · CIK 0001817209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2025 Filed May 16, 2025 18:54 UTC
LIN CHUANG IDirector
Exercise / conversionRestricted Stock Units · Derivative 700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-017391 · rdgdoc.xml · derivative · entry 5

LIN CHUANG I · CIK 0001185981 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Stock Units · 700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents 700 restricted stock units from a 5/15/2024 grant that vest one year from the date of grant.

F4 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
May 15, 2025 Filed May 16, 2025 18:54 UTC
LIN CHUANG IDirector
Exercise / conversionCommon Stock, No Par Value 700 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-017391 · rdgdoc.xml · nonDerivative · entry 1

LIN CHUANG I · CIK 0001185981 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,826

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2025 Filed May 16, 2025 18:02 UTC
Wong FrankDirector
Exercise / conversionRestricted Stock Units · Derivative 700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-017377 · rdgdoc.xml · derivative · entry 2

Wong Frank · CIK 0001981658 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Stock Units · 700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: There will be no expiration date once restricted stock units vest.

F2 · derivative.expiration_date: Represents 700 restricted stock units from a 5/15/2024 grant that vest one year from the date of the grant.

Read SEC document
May 15, 2025 Filed May 16, 2025 18:02 UTC
Wong FrankDirector
Exercise / conversionCommon Stock, No Par Value 700 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-017377 · rdgdoc.xml · nonDerivative · entry 1

Wong Frank · CIK 0001981658 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2025 Filed May 16, 2025 17:50 UTC Exercise / conversionRestricted Stock Units · Derivative 700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-017375 · rdgdoc.xml · derivative · entry 2

Franko Robert · CIK 0001736701 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Stock Units · 700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents 700 restricted stock units from a 5/15/2024 grant that vest one year from the date of grant.

F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
May 15, 2025 Filed May 16, 2025 17:50 UTC Exercise / conversionCommon Stock, No Par Value 700 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-017375 · rdgdoc.xml · nonDerivative · entry 1

Franko Robert · CIK 0001736701 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2025 Filed May 16, 2025 17:41 UTC
Bennett BillDirector
Exercise / conversionRestricted Stock Units · Derivative 700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-017371 · rdgdoc.xml · derivative · entry 2

Bennett Bill · CIK 0001981657 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Stock Units · 700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents 700 restricted stock units from a 5/15/2024 grant that vest one year from the date of grant.

F2 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
May 15, 2025 Filed May 16, 2025 17:41 UTC
Bennett BillDirector
Exercise / conversionCommon Stock, No Par Value 700 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-017371 · rdgdoc.xml · nonDerivative · entry 1

Bennett Bill · CIK 0001981657 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2025 Filed May 16, 2025 17:40 UTC
Kao JamesDirector
Exercise / conversionRestricted Stock Units · Derivative 700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-017370 · rdgdoc.xml · derivative · entry 2

Kao James · CIK 0001711522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Stock Units · 700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents 700 restricted stock units from a 5/15/2024 grant that vest one year from the date of grant.

F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
May 15, 2025 Filed May 16, 2025 17:40 UTC
Kao JamesDirector
Exercise / conversionCommon Stock, No Par Value 700 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-017370 · rdgdoc.xml · nonDerivative · entry 1

Kao James · CIK 0001711522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 559,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2025 Filed May 16, 2025 17:40 UTC Exercise / conversionRestricted Stock Units · Derivative 700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-017369 · rdgdoc.xml · derivative · entry 2

Polakoff Scott · CIK 0001975585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Stock Units · 700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents 700 restricted stock units from a 5/15/2024 grant that vest one year from the date of grant.

F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
May 15, 2025 Filed May 16, 2025 17:40 UTC Exercise / conversionCommon Stock, No Par Value 700 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-017369 · rdgdoc.xml · nonDerivative · entry 1

Polakoff Scott · CIK 0001975585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2025 Filed May 16, 2025 17:39 UTC Exercise / conversionRestricted Stock Units · Derivative 700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-017368 · rdgdoc.xml · derivative · entry 2

Kao Christina · CIK 0001778913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Stock Units · 700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents 700 restricted stock units from a 5/15/2024 grant that vest one year from the date of grant.

F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
May 15, 2025 Filed May 16, 2025 17:39 UTC Exercise / conversionCommon Stock, No Par Value 700 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-017368 · rdgdoc.xml · nonDerivative · entry 1

Kao Christina · CIK 0001778913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 218,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2025 Filed May 19, 2025 21:13 UTC Amendment
Wong FrankDirector
Exercise / conversionRestricted Stock Units · Derivative 700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-017641 · rdgdoc.xml · derivative · entry 2

Wong Frank · CIK 0001981658 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Stock Units · 700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: There will be no expiration date once restricted stock units vest.

F2 · derivative.expiration_date: Represents 700 restricted stock units from a 5/15/2024 grant that vest one year from the date of the grant.

Read SEC document
May 15, 2025 Filed May 19, 2025 21:13 UTC Amendment
Wong FrankDirector
Exercise / conversionCommon Stock, No Par Value 700 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-017641 · rdgdoc.xml · nonDerivative · entry 1

Wong Frank · CIK 0001981658 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2025 Filed Jun 4, 2025 00:31 UTC Amendment GrantPerformance Stock Units · Derivative 10,524 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-019356 · rdgdoc.xml · derivative · entry 5

HOPKINS LYNN M · CIK 0001179851 · EVP/CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,524

Underlying: Common Stock · 10,524 shares

Expires not disclosed

F6 · derivative.exercise_date: Performance Stock Units ("PSUs") to vest conditionally on the achievement of certain performance goals and an employment condition. The PSUs are awarded at a target level and have the opportunity to vest at 150% of such target level; The reported PSUs represent the maximum award that may be achieved and ultimately vest. The reported PSUs will vest at the expiration of a three-year period beginning on 05/08/2025 subject to the Reporting Person's satisfaction of the employment condition.

F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

F7 · derivative.underlying: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.

F7 · derivative.underlying_shares: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.

F7 · balance_after: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.

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May 08, 2025 Filed Jun 4, 2025 00:31 UTC Amendment GrantRestricted Stock Units · Derivative 7,017 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-019356 · rdgdoc.xml · derivative · entry 4

HOPKINS LYNN M · CIK 0001179851 · EVP/CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,017

Underlying: Common Stock · 7,017 shares

Expires not disclosed

F5 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 05/08/2025 date of grant

F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

F7 · derivative.underlying: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.

F7 · derivative.underlying_shares: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.

F7 · balance_after: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.

Read SEC document
May 08, 2025 Filed Jun 4, 2025 00:29 UTC Amendment
Fan GaryEVP/Chief Operations Officer
GrantPerformance Stock Units · Derivative 6,534 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-019353 · rdgdoc.xml · derivative · entry 6

Fan Gary · CIK 0001957237 · EVP/Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,534

Underlying: Common Stock · 6,534 shares

Expires not disclosed

F7 · derivative.exercise_date: Performance Stock Units ("PSUs") to vest conditionally on the achievement of certain performance goals and an employment condition. The PSUs are awarded at a target level and have the opportunity to vest at 150% of such target level; The reported PSUs represent the maximum award that may be achieved and ultimately vest. The reported PSUs will vest at the expiration of a three-year period beginning on 05/08/2025 subject to the Reporting Person's satisfaction of the employment condition.

F3 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

F8 · derivative.underlying: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.

F8 · derivative.underlying_shares: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.

F8 · balance_after: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.

Read SEC document
May 08, 2025 Filed Jun 4, 2025 00:29 UTC Amendment
Fan GaryEVP/Chief Operations Officer
GrantRestricted Stock Units · Derivative 4,356 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-019353 · rdgdoc.xml · derivative · entry 5

Fan Gary · CIK 0001957237 · EVP/Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,356

Underlying: Common Stock · 4,356 shares

Expires not disclosed

F6 · derivative.exercise_date: These restricted stock units vest in three equal installments beginning one year after 05/08/2025 date of grant.

F3 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

F8 · derivative.underlying: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.

F8 · derivative.underlying_shares: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.

F8 · balance_after: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.

Read SEC document
May 08, 2025 Filed Jun 4, 2025 00:33 UTC Amendment GrantPerformance Stock Units · Derivative 6,589 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-019358 · rdgdoc.xml · derivative · entry 6

Yeh Jeffrey · CIK 0001711532 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,589

Underlying: Common Stock · 6,589 shares

Expires not disclosed

F7 · derivative.exercise_date: Performance Stock Units ("PSUs") to vest conditionally on the achievement of certain performance goals and an employment condition. The PSUs are awarded at a target level and have the opportunity to vest at 150% of such target level; The reported PSUs represent the maximum award that may be achieved and ultimately vest. The reported PSUs will vest at the expiration of a three-year period beginning on 05/08/2025 subject to the Reporting Person's satisfaction of the employment condition.

F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

F8 · derivative.underlying: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.

F8 · derivative.underlying_shares: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.

F8 · balance_after: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.

Read SEC document
May 08, 2025 Filed Jun 4, 2025 00:33 UTC Amendment GrantRestricted Stock Units · Derivative 4,394 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-019358 · rdgdoc.xml · derivative · entry 5

Yeh Jeffrey · CIK 0001711532 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,394

Underlying: Common Stock · 4,394 shares

Expires not disclosed

F6 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 05/08/2025 date of grant.

F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

F8 · derivative.underlying: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.

F8 · derivative.underlying_shares: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.

F8 · balance_after: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.

Read SEC document
May 08, 2025 Filed Jun 4, 2025 00:32 UTC Amendment
LEE JOHNNY CDirector · President/CEO
GrantPerformance Stock Units · Derivative 19,602 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-019357 · rdgdoc.xml · derivative · entry 6

LEE JOHNNY C · CIK 0001185980 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,602

Underlying: Common Stock · 19,602 shares

Expires not disclosed

F7 · derivative.exercise_date: Performance Stock Units ("PSUs") to vest conditionally on the achievement of certain performance goals and an employment condition. The PSUs are awarded at a target level and have the opportunity to vest at 150% of such target level; The reported PSUs represent the maximum award that may be achieved and ultimately vest. The reported PSUs will vest at the expiration of a three-year period beginning on 05/08/2025 subject to the Reporting Person's satisfaction of the employment condition.

F2 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

F8 · derivative.underlying: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.

F8 · derivative.underlying_shares: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.

F8 · balance_after: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.

Read SEC document
May 08, 2025 Filed Jun 4, 2025 00:32 UTC Amendment
LEE JOHNNY CDirector · President/CEO
GrantRestricted Stock Units · Derivative 13,068 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-019357 · rdgdoc.xml · derivative · entry 5

LEE JOHNNY C · CIK 0001185980 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,068

Underlying: Common Stock · 13,068 shares

Expires not disclosed

F6 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 05/08/2025 date of grant.

F2 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

F8 · derivative.underlying: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.

F8 · derivative.underlying_shares: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.

F8 · balance_after: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.

Read SEC document
May 08, 2025 Filed Jun 4, 2025 00:31 UTC Amendment GrantRestricted Stock Units · Derivative 2,681 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-019355 · rdgdoc.xml · derivative · entry 3

Huang Tsu Te · CIK 0001711566 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,681

Underlying: Common Stock · 2,681 shares

Expires not disclosed

F4 · derivative.exercise_date: These restricted stock units vest in four equal annual installments beginning one year after the 05/08/2025 date of grant.

F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

F5 · derivative.underlying: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs will be settled in common stock.

F5 · derivative.underlying_shares: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs will be settled in common stock.

F5 · balance_after: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs will be settled in common stock.

Read SEC document
May 08, 2025 Filed Jun 4, 2025 00:30 UTC Amendment GrantRestricted Stock Units · Derivative 3,971 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-019354 · rdgdoc.xml · derivative · entry 5

Chang Ashley · CIK 0001843850 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,971

Underlying: Common Stock · 3,971 shares

Expires not disclosed

F6 · derivative.exercise_date: These restricted stock units vest in four equal annual installments beginning one year after the 05/08/2025 date of grant.

F3 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

F7 · derivative.underlying: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs will be settled in common stock.

F7 · derivative.underlying_shares: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs will be settled in common stock.

F7 · balance_after: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs will be settled in common stock.

Read SEC document
May 08, 2025 Filed Jun 6, 2025 22:41 UTC
Fan GaryEVP/Chief Operations Officer
GrantPerformance Stock Units · Derivative 6,534 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-019745 · rdgdoc.xml · derivative · entry 7

Fan Gary · CIK 0001957237 · EVP/Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,534

Underlying: Common Stock · 6,534 shares

Expires not disclosed

F7 · derivative.exercise_date: Performance Stock Units ("PSUs") to vest conditionally on the achievement of certain performance goals and an employment condition. The PSUs are awarded at a target level and have the opportunity to vest at 150% of such target level; The reported PSUs represent the maximum award that may be achieved and ultimately vest. The reported PSUs will vest at the expiration of a three-year period beginning on 05/08/2025 subject to the Reporting Person's satisfaction of the employment condition.

F3 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

F8 · derivative.underlying: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.

F8 · derivative.underlying_shares: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.

F8 · balance_after: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.

Read SEC document
May 08, 2025 Filed Jun 6, 2025 22:41 UTC
Fan GaryEVP/Chief Operations Officer
GrantRestricted Stock Units · Derivative 4,356 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-019745 · rdgdoc.xml · derivative · entry 6

Fan Gary · CIK 0001957237 · EVP/Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,356

Underlying: Common Stock · 4,356 shares

Expires not disclosed

F6 · derivative.exercise_date: These restricted stock units vest in three equal installments beginning one year after 05/08/2025 date of grant.

F3 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

F8 · derivative.underlying: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.

F8 · derivative.underlying_shares: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.

F8 · balance_after: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.

Read SEC document
May 08, 2025 Filed Jan 23, 2026 00:45 UTC Amendment GrantPerformance Stock Units · Derivative 6,589 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-26-001796 · rdgdoc.xml · derivative · entry 6

Yeh Jeffrey · CIK 0001711532 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,589

Underlying: Common Stock · 6,589 shares

Expires not disclosed

F7 · derivative.exercise_date: Performance Stock Units ("PSUs") to vest conditionally on the achievement of certain performance goals and an employment condition. The PSUs are awarded at a target level and have the opportunity to vest at 150% of such target level; The reported PSUs represent the maximum award that may be achieved and ultimately vest. The reported PSUs will vest at the expiration of a three-year period beginning on 05/08/2025 subject to the Reporting Person's satisfaction of the employment condition.

F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

F8 · derivative.underlying: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.

F8 · derivative.underlying_shares: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.

F8 · balance_after: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.

Read SEC document
May 08, 2025 Filed Jan 23, 2026 00:45 UTC Amendment GrantRestricted Stock Units · Derivative 4,394 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-26-001796 · rdgdoc.xml · derivative · entry 5

Yeh Jeffrey · CIK 0001711532 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,394

Underlying: Common Stock · 4,394 shares

Expires not disclosed

F6 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 05/08/2025 date of grant.

F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

F8 · derivative.underlying: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.

F8 · derivative.underlying_shares: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.

F8 · balance_after: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.