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Nasdaq · USD

RBB

RBB Bancorp

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Tapewire entity
5572
SEC CIK
0001499422
Parsed reports
500

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202603
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 16, 2018 Filed Nov 9, 2018 16:40 UTC Amendment Exercise / conversionCommon Stock, No Par Value 107,900 $9.29 $1,002,552.85
Disclosure

SEC source: 0001209191-18-057869 · doc4a.xml · nonDerivative · entry 1

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2018 Filed Feb 16, 2018 19:38 UTC Exercise / conversionOption (right to buy) · Derivative 50,000 $9.29 Strike: $9.29 $464,575.00
Disclosure

SEC source: 0001209191-18-010765 · doc4.xml · derivative · entry 3

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,006

Underlying: Common Stock · 171,006 shares

Expires 2018-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 11/04/2008 date of grant.

Read SEC document
February 09, 2018 Filed Feb 16, 2018 19:38 UTC SaleCommon Stock, No Par Value 50,000 $25.40 $1,270,005.00
Disclosure

SEC source: 0001209191-18-010765 · doc4.xml · nonDerivative · entry 2

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,364

Read SEC document
February 09, 2018 Filed Feb 16, 2018 19:38 UTC Exercise / conversionCommon Stock, No Par Value 50,000 $9.29 $464,575.00
Disclosure

SEC source: 0001209191-18-010765 · doc4.xml · nonDerivative · entry 1

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2018 Filed Nov 9, 2018 16:40 UTC Amendment Exercise / conversionOption (right to buy) · Derivative 50,000 $9.29 Strike: $9.29 $464,575.00
Disclosure

SEC source: 0001209191-18-057868 · doc4a.xml · derivative · entry 4

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,006

Underlying: Common Stock · 171,006 shares

Expires 2018-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 11/04/2008 date of grant.

Read SEC document
February 09, 2018 Filed Nov 9, 2018 16:40 UTC Amendment Exercise / conversionStock Options 50,000 $9.29 $464,575.00
Disclosure

SEC source: 0001209191-18-057868 · doc4a.xml · nonDerivative · entry 3

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2018 Filed Nov 9, 2018 16:40 UTC Amendment Exercise / conversionCommon Stock, No Par Value 50,000 $25.40 $1,270,005.00
Disclosure

SEC source: 0001209191-18-057868 · doc4a.xml · nonDerivative · entry 2

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2018 Filed Nov 9, 2018 16:40 UTC Amendment Exercise / conversionCommon Stock, No Par Value 50,000 $9.29 $464,575.00
Disclosure

SEC source: 0001209191-18-057868 · doc4a.xml · nonDerivative · entry 1

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 19:05 UTC Exercise / conversionOption (right to buy) · Derivative 8,072 $11.15 Strike: $11.15 $90,002.80
Disclosure

SEC source: 0001209191-18-006405 · doc4.xml · derivative · entry 3

Yeh Jeffrey · CIK 0001711532 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,072

Underlying: Common Stock · 16,144 shares

Expires 2023-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 19:05 UTC Exercise / conversionStock Options 8,072 $11.15 $90,002.80
Disclosure

SEC source: 0001209191-18-006405 · doc4.xml · nonDerivative · entry 2

Yeh Jeffrey · CIK 0001711532 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 19:05 UTC Exercise / conversionCommon Stock, No Par Value 8,072 $11.15 $90,002.80
Disclosure

SEC source: 0001209191-18-006405 · doc4.xml · nonDerivative · entry 1

Yeh Jeffrey · CIK 0001711532 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2018 Filed Jan 30, 2018 19:02 UTC Exercise / conversionOption (right to buy) · Derivative 5,000 $9.29 Strike: $9.29 $46,457.50
Disclosure

SEC source: 0001209191-18-005970 · doc4.xml · derivative · entry 3

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,006

Underlying: Common Stock · 176,006 shares

Expires 2018-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 11/04/2008 date of grant.

Read SEC document
January 22, 2018 Filed Jan 30, 2018 19:02 UTC Exercise / conversionStock Options 5,000 $9.29 $46,457.50
Disclosure

SEC source: 0001209191-18-005970 · doc4.xml · nonDerivative · entry 2

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2018 Filed Jan 30, 2018 19:02 UTC Exercise / conversionCommon Stock, No Par Value 5,000 $9.29 $46,457.50
Disclosure

SEC source: 0001209191-18-005970 · doc4.xml · nonDerivative · entry 1

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 22, 2017 Filed Dec 26, 2017 17:38 UTC Exercise / conversionOption (right to buy) · Derivative 1,076 $9.29 Strike: $9.29 $9,997.65
Disclosure

SEC source: 0001209191-17-067185 · doc4.xml · derivative · entry 4

Yeh Jeffrey · CIK 0001711532 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,076 shares

Expires 2022-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 01/01/2012 date of grant.

Read SEC document
December 22, 2017 Filed Dec 26, 2017 17:38 UTC Exercise / conversionOption (right to buy) · Derivative 8,610 $9.29 Strike: $9.29 $79,999.82
Disclosure

SEC source: 0001209191-17-067185 · doc4.xml · derivative · entry 3

Yeh Jeffrey · CIK 0001711532 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,610 shares

Expires 2018-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 11/04/2008 date of grant.

Read SEC document
December 22, 2017 Filed Dec 26, 2017 17:38 UTC Exercise / conversionStock Options 9,686 $9.29 $89,997.47
Disclosure

SEC source: 0001209191-17-067185 · doc4.xml · nonDerivative · entry 2

Yeh Jeffrey · CIK 0001711532 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,144

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 22, 2017 Filed Dec 26, 2017 17:38 UTC Exercise / conversionCommon Stock, No Par Value 9,686 $9.29 $89,997.47
Disclosure

SEC source: 0001209191-17-067185 · doc4.xml · nonDerivative · entry 1

Yeh Jeffrey · CIK 0001711532 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2017 Filed Dec 20, 2017 00:01 UTC Exercise / conversionOption (right to buy) · Derivative 5,000 $9.29 Strike: $9.29 $46,457.50
Disclosure

SEC source: 0001209191-17-066515 · doc4.xml · derivative · entry 3

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,006

Underlying: Common Stock · 181,006 shares

Expires 2018-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 11/04/2008 date of grant.

Read SEC document
December 19, 2017 Filed Dec 20, 2017 00:01 UTC Exercise / conversionStock Options 5,000 $9.29 $46,457.50
Disclosure

SEC source: 0001209191-17-066515 · doc4.xml · nonDerivative · entry 2

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2017 Filed Dec 20, 2017 00:01 UTC Exercise / conversionCommon Stock, No Par Value 5,000 $9.29 $46,457.50
Disclosure

SEC source: 0001209191-17-066515 · doc4.xml · nonDerivative · entry 1

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2017 Filed Nov 2, 2017 15:54 UTC Exercise / conversionOption (right to buy) · Derivative 4,500 $9.29 Strike: $9.29 $41,811.75
Disclosure

SEC source: 0001209191-17-058735 · doc4.xml · derivative · entry 3

Morris David Richard · CIK 0001711919 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,788

Underlying: Common Stock · 29,288 shares

Expires 2020-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 02/01/2010 date of grant.

Read SEC document
November 02, 2017 Filed Nov 2, 2017 15:54 UTC Exercise / conversionStock Options 4,500 $9.29 $41,811.75
Disclosure

SEC source: 0001209191-17-058735 · doc4.xml · nonDerivative · entry 2

Morris David Richard · CIK 0001711919 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2017 Filed Nov 2, 2017 15:54 UTC Exercise / conversionCommon Stock, No Par Value 4,500 $9.29 $41,811.75
Disclosure

SEC source: 0001209191-17-058735 · doc4.xml · nonDerivative · entry 1

Morris David Richard · CIK 0001711919 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 29, 2017 Filed Sep 5, 2017 19:08 UTC Exercise / conversionOption (right to buy) · Derivative 3,000 $9.29 Strike: $9.29 $27,874.50
Disclosure

SEC source: 0001209191-17-051230 · doc4.xml · derivative · entry 3

Morris David Richard · CIK 0001711919 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,288

Underlying: Common Stock · 32,288 shares

Expires 2020-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 02/01/2010 date of grant.

Read SEC document
August 29, 2017 Filed Sep 5, 2017 19:08 UTC Exercise / conversionStock Options 3,000 $9.29 $27,874.50
Disclosure

SEC source: 0001209191-17-051230 · doc4.xml · nonDerivative · entry 2

Morris David Richard · CIK 0001711919 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,787

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 29, 2017 Filed Sep 5, 2017 19:08 UTC Exercise / conversionCommon Stock, No Par Value 3,000 $9.29 $27,874.50
Disclosure

SEC source: 0001209191-17-051230 · doc4.xml · nonDerivative · entry 1

Morris David Richard · CIK 0001711919 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 23, 2017 Filed Aug 30, 2017 22:50 UTC Exercise / conversionOption (right to buy) · Derivative 10,000 $9.29 Strike: $9.29 $92,915.00
Disclosure

SEC source: 0001209191-17-050796 · doc4.xml · derivative · entry 3

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,006

Underlying: Common Stock · 191,006 shares

Expires 2018-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 11/04/2008 date of grant.

Read SEC document
August 23, 2017 Filed Aug 30, 2017 22:50 UTC Exercise / conversionStock Options 10,000 $9.29 $92,915.00
Disclosure

SEC source: 0001209191-17-050796 · doc4.xml · nonDerivative · entry 2

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 23, 2017 Filed Aug 30, 2017 22:50 UTC Exercise / conversionCommon Stock, No Par Value 10,000 $9.29 $92,915.00
Disclosure

SEC source: 0001209191-17-050796 · doc4.xml · nonDerivative · entry 1

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2017 Filed Jul 26, 2017 18:30 UTC
Lin Ko-YenDirector
PurchaseCommon Stock, No Par Value 55,000 $23.00 $1,265,000.00
Disclosure

SEC source: 0001209191-17-046359 · doc4.xml · nonDerivative · entry 1

Lin Ko-Yen · CIK 0001711531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,289

Read SEC document
July 26, 2017 Filed Jul 26, 2017 22:30 UTC
Thian Yee PhongPresident/CEO
PurchaseCommon Stock, No Par Value 100,000 $23.00 $2,300,000.00
Disclosure

SEC source: 0001209191-17-046360 · doc4.xml · nonDerivative · entry 1

Thian Yee Phong · CIK 0001711496 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,577

Read SEC document
July 26, 2017 Filed Jul 26, 2017 22:29 UTC
Lin FengDirector
PurchaseCommon Stock, No Par Value 55,000 $23.00 $1,265,000.00
Disclosure

SEC source: 0001209191-17-046358 · doc4.xml · nonDerivative · entry 1

Lin Feng · CIK 0001711516 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,125

Read SEC document
July 26, 2017 Filed Jul 26, 2017 22:29 UTC PurchaseCommon Stock, No Par Value 85,000 $23.00 $1,955,000.00
Disclosure

SEC source: 0001209191-17-046357 · doc4.xml · nonDerivative · entry 1

Kao Ruey Chyr · CIK 0001711559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 565,055

Read SEC document
July 26, 2017 Filed Jul 26, 2017 22:28 UTC
Kao JamesDirector
PurchaseCommon Stock, No Par Value 85,000 $23.00 $1,955,000.00
Disclosure

SEC source: 0001209191-17-046356 · doc4.xml · nonDerivative · entry 1

Kao James · CIK 0001711522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 506,939

Read SEC document
July 26, 2017 Filed Jul 26, 2017 22:27 UTC PurchaseCommon Stock, No Par Value 75,000 $23.00 $1,725,000.00
Disclosure

SEC source: 0001209191-17-046355 · doc4.xml · nonDerivative · entry 1

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,652

Read SEC document
July 26, 2017 Filed Mar 5, 2020 01:55 UTC Amendment
Kao JamesDirector
SaleCommon Stock, No Par Value 85,000 $23.00 $1,955,000.00
Disclosure

SEC source: 0001209191-20-016425 · doc4a.xml · nonDerivative · entry 1

Kao James · CIK 0001711522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 506,939

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.