Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
RBB Bancorp
Report date July 30, 2019 · Filed August 01, 2019
Section 16 reporting ended · disclosed 2019-08-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, No Par ValueSEC Table I · non-derivative | Direct | 649,120 |
Ending reported balance
After 2019-07-30 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2019-07-30 · Exercise / conversion · Acquired 10,763 · Balance 597,344 Row 2 · 2019-07-30 · Exercise / conversion · Acquired 10,763 · Balance 608,107 Row 3 · 2019-07-30 · Exercise / conversion · Acquired 10,763 · Balance 618,870 Row 4 · 2019-07-30 · Exercise / conversion · Acquired 10,250 · Balance 629,120 Row 5 · 2019-07-30 · Exercise / conversion · Acquired 10,000 · Balance 639,120 Row 6 · 2019-07-30 · Exercise / conversion · Acquired 10,000 · Balance 649,120 |
| Stock OptionsSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2019-07-30 transaction · row 12
6 source rows · reconciled sequenceRow 7 · 2019-07-30 · Exercise / conversion · Disposed 10,763 · Balance 51,776 Row 8 · 2019-07-30 · Exercise / conversion · Disposed 10,763 · Balance 41,013 Row 9 · 2019-07-30 · Exercise / conversion · Disposed 10,763 · Balance 30,250 Row 10 · 2019-07-30 · Exercise / conversion · Disposed 10,250 · Balance 20,000 Row 11 · 2019-07-30 · Exercise / conversion · Disposed 10,000 · Balance 10,000 Row 12 · 2019-07-30 · Exercise / conversion · Disposed 10,000 · Balance 0 |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.29 · Expires 2021-05-18 | Direct | 0 |
Reported balance
After 2019-07-30 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2019-07-30 · Exercise / conversion · Disposed 10,763 · Balance 0 F1: These options vest in three equal annual installments beginning one year after the 05/18/2011 date of grant. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.15 · Expires 2022-05-16 | Direct | 0 |
Reported balance
After 2019-07-30 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2019-07-30 · Exercise / conversion · Disposed 10,763 · Balance 0 F2: These options vest in three equal annual installments beginning one year after the 05/16/2012 date of grant. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.15 · Expires 2023-05-15 | Direct | 0 |
Reported balance
After 2019-07-30 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2019-07-30 · Exercise / conversion · Disposed 10,763 · Balance 0 F3: These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.21 · Expires 2024-05-21 | Direct | 0 |
Reported balance
After 2019-07-30 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2019-07-30 · Exercise / conversion · Disposed 10,250 · Balance 0 F4: These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.08 · Expires 2025-05-20 | Direct | 0 |
Reported balance
After 2019-07-30 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2019-07-30 · Exercise / conversion · Disposed 10,000 · Balance 0 F5: These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.25 · Expires 2026-05-17 | Direct | 0 |
Reported balance
After 2019-07-30 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2019-07-30 · Exercise / conversion · Disposed 10,000 · Balance 0 F6: These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.29 · Expires 2018-11-18 | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-07-30 · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · Balance 0 F7: These options vest in three equal annual installments beginning one year after the 11/18/2008 date of grant. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.29 · Expires 2019-01-02 | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-07-30 · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · Balance 0 F8: These options vest in three equal annual installments beginning one year after the 01/02/2009 date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: These options vest in three equal annual installments beginning one year after the 05/18/2011 date of grant.
F2: These options vest in three equal annual installments beginning one year after the 05/16/2012 date of grant.
F3: These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant.
F4: These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.
F5: These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.
F6: These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.
F7: These options vest in three equal annual installments beginning one year after the 11/18/2008 date of grant.
F8: These options vest in three equal annual installments beginning one year after the 01/02/2009 date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 30, 2019 Filed Aug 1, 2019 17:27 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 10,000 | $18.25 Strike: $18.25 | $182,500.00 |
DisclosureSEC source: 0001209191-19-043966 · doc4.xml · derivative · entry 18 Kao Ruey Chyr · CIK 0001711559 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2026-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 17:27 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 10,000 | $17.08 Strike: $17.08 | $170,800.00 |
DisclosureSEC source: 0001209191-19-043966 · doc4.xml · derivative · entry 17 Kao Ruey Chyr · CIK 0001711559 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2025-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 17:27 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 10,250 | $13.21 Strike: $13.21 | $135,400.45 |
DisclosureSEC source: 0001209191-19-043966 · doc4.xml · derivative · entry 16 Kao Ruey Chyr · CIK 0001711559 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,250 shares Expires 2024-05-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 17:27 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 10,763 | $11.15 Strike: $11.15 | $120,005.30 |
DisclosureSEC source: 0001209191-19-043966 · doc4.xml · derivative · entry 15 Kao Ruey Chyr · CIK 0001711559 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,763 shares Expires 2023-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 17:27 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 10,763 | $11.15 Strike: $11.15 | $120,005.30 |
DisclosureSEC source: 0001209191-19-043966 · doc4.xml · derivative · entry 14 Kao Ruey Chyr · CIK 0001711559 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,763 shares Expires 2022-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/16/2012 date of grant. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 17:27 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 10,763 | $9.29 Strike: $9.29 | $100,004.41 |
DisclosureSEC source: 0001209191-19-043966 · doc4.xml · derivative · entry 13 Kao Ruey Chyr · CIK 0001711559 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,763 shares Expires 2021-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/18/2011 date of grant. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 17:27 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionStock Options | 10,000 | $18.25 | $182,500.00 |
DisclosureSEC source: 0001209191-19-043966 · doc4.xml · nonDerivative · entry 12 Kao Ruey Chyr · CIK 0001711559 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 17:27 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionStock Options | 10,000 | $17.08 | $170,800.00 |
DisclosureSEC source: 0001209191-19-043966 · doc4.xml · nonDerivative · entry 11 Kao Ruey Chyr · CIK 0001711559 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 17:27 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionStock Options | 10,250 | $13.21 | $135,400.45 |
DisclosureSEC source: 0001209191-19-043966 · doc4.xml · nonDerivative · entry 10 Kao Ruey Chyr · CIK 0001711559 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 17:27 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionStock Options | 10,763 | $11.15 | $120,005.30 |
DisclosureSEC source: 0001209191-19-043966 · doc4.xml · nonDerivative · entry 9 Kao Ruey Chyr · CIK 0001711559 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 17:27 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionStock Options | 10,763 | $11.15 | $120,005.30 |
DisclosureSEC source: 0001209191-19-043966 · doc4.xml · nonDerivative · entry 8 Kao Ruey Chyr · CIK 0001711559 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,013 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 17:27 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionStock Options | 10,763 | $9.29 | $100,004.41 |
DisclosureSEC source: 0001209191-19-043966 · doc4.xml · nonDerivative · entry 7 Kao Ruey Chyr · CIK 0001711559 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,776 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 17:27 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 10,000 | $18.25 | $182,500.00 |
DisclosureSEC source: 0001209191-19-043966 · doc4.xml · nonDerivative · entry 6 Kao Ruey Chyr · CIK 0001711559 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 649,120 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 17:27 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 10,000 | $17.08 | $170,800.00 |
DisclosureSEC source: 0001209191-19-043966 · doc4.xml · nonDerivative · entry 5 Kao Ruey Chyr · CIK 0001711559 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 639,120 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 17:27 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 10,250 | $13.21 | $135,400.45 |
DisclosureSEC source: 0001209191-19-043966 · doc4.xml · nonDerivative · entry 4 Kao Ruey Chyr · CIK 0001711559 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 629,120 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 17:27 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 10,763 | $11.15 | $120,005.30 |
DisclosureSEC source: 0001209191-19-043966 · doc4.xml · nonDerivative · entry 3 Kao Ruey Chyr · CIK 0001711559 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 618,870 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 17:27 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 10,763 | $11.15 | $120,005.30 |
DisclosureSEC source: 0001209191-19-043966 · doc4.xml · nonDerivative · entry 2 Kao Ruey Chyr · CIK 0001711559 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 608,107 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 17:27 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 10,763 | $9.29 | $100,004.41 |
DisclosureSEC source: 0001209191-19-043966 · doc4.xml · nonDerivative · entry 1 Kao Ruey Chyr · CIK 0001711559 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 597,344 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 19:15 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 10,763 | $9.29 Strike: $9.29 | $100,004.41 |
DisclosureSEC source: 0001209191-18-047002 · doc4.xml · derivative · entry 6 Kao Ruey Chyr · CIK 0001711559 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,763 shares Expires 2019-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 01/02/2009 date of grant. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 19:15 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 10,763 | $9.29 Strike: $9.29 | $100,004.41 |
DisclosureSEC source: 0001209191-18-047002 · doc4.xml · derivative · entry 5 Kao Ruey Chyr · CIK 0001711559 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,763 shares Expires 2018-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 11/18/2008 date of grant. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 19:15 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionStock Options | 10,763 | $9.29 | $100,004.41 |
DisclosureSEC source: 0001209191-18-047002 · doc4.xml · nonDerivative · entry 4 Kao Ruey Chyr · CIK 0001711559 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,539 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 19:15 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionStock Options | 10,763 | $9.29 | $100,004.41 |
DisclosureSEC source: 0001209191-18-047002 · doc4.xml · nonDerivative · entry 3 Kao Ruey Chyr · CIK 0001711559 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,302 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 19:15 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 10,763 | $9.29 | $100,004.41 |
DisclosureSEC source: 0001209191-18-047002 · doc4.xml · nonDerivative · entry 2 Kao Ruey Chyr · CIK 0001711559 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 586,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 19:15 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 10,763 | $9.29 | $100,004.41 |
DisclosureSEC source: 0001209191-18-047002 · doc4.xml · nonDerivative · entry 1 Kao Ruey Chyr · CIK 0001711559 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 575,818 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 26, 2017 Filed Jul 26, 2017 22:29 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 85,000 | $23.00 | $1,955,000.00 |
DisclosureSEC source: 0001209191-17-046357 · doc4.xml · nonDerivative · entry 1 Kao Ruey Chyr · CIK 0001711559 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 565,055 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.