Tapewire

Nasdaq · USD

RBB

RBB Bancorp

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Tapewire entity
5572
SEC CIK
0001499422
Parsed reports
500

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202603
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 10, 2021 Filed Aug 12, 2021 20:20 UTC SaleCommon Stock, No Par Value 20,000 $25.00 $500,000.00
Disclosure

SEC source: 0001437749-21-019709 · rdgdoc.xml · nonDerivative · entry 2

Morris David Richard · CIK 0001711919 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,776

F1 · shares: Exercise of reporting person's stock options that would otherwise expire 01/01/2023, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale.

F2 · price: Price reflected is the weighted-average sale price for shares, which were sold in multiple transactions. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 20:20 UTC Exercise / conversionCommon Stock, No Par Value 20,000 $11.15 $222,996.00
Disclosure

SEC source: 0001437749-21-019709 · rdgdoc.xml · nonDerivative · entry 1

Morris David Richard · CIK 0001711919 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2021 Filed May 4, 2021 00:36 UTC Exercise / conversionOption (right to buy) · Derivative 9,687 $9.29 Strike: $9.29 $90,006.76
Disclosure

SEC source: 0001437749-21-010671 · rdgdoc.xml · derivative · entry 3

Morris David Richard · CIK 0001711919 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,687 shares

Expires 2022-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 01/01/2012 date of grant.

Read SEC document
April 30, 2021 Filed May 4, 2021 00:36 UTC SaleCommon Stock, No Par Value 9,687 $20.86 $202,070.82
Disclosure

SEC source: 0001437749-21-010671 · rdgdoc.xml · nonDerivative · entry 2

Morris David Richard · CIK 0001711919 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,776

F1 · shares: Exercise of reporting person's stock options that would otherwise expire 01/01/2022, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale.

F2 · price: Price reflected is the weighted-average sale price for shares, which were sold in multiple transactions. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.

Read SEC document
April 30, 2021 Filed May 4, 2021 00:36 UTC Exercise / conversionCommon Stock, No Par Value 9,687 $9.29 $90,006.76
Disclosure

SEC source: 0001437749-21-010671 · rdgdoc.xml · nonDerivative · entry 1

Morris David Richard · CIK 0001711919 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 20:52 UTC Exercise / conversionOption (right to buy) · Derivative 10,763 $11.15 Strike: $11.15 $120,005.30
Disclosure

SEC source: 0001437749-21-010520 · rdgdoc.xml · derivative · entry 4

Thian Fui Ming · CIK 0001711520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,763 shares

Expires 2023-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 20:52 UTC Exercise / conversionOption (right to buy) · Derivative 10,763 $11.15 Strike: $11.15 $120,005.30
Disclosure

SEC source: 0001437749-21-010520 · rdgdoc.xml · derivative · entry 3

Thian Fui Ming · CIK 0001711520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,763 shares

Expires 2022-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/16/2012 date of grant.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 20:52 UTC Exercise / conversionCommon Stock, No Par Value 21,526 $11.15 $240,010.59
Disclosure

SEC source: 0001437749-21-010520 · rdgdoc.xml · nonDerivative · entry 2

Thian Fui Ming · CIK 0001711520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,940

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 20:52 UTC Exercise / conversionStock Options 21,526 $11.15 $240,010.59
Disclosure

SEC source: 0001437749-21-010520 · rdgdoc.xml · nonDerivative · entry 1

Thian Fui Ming · CIK 0001711520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2021 Filed May 1, 2021 01:23 UTC
Thian Yee PhongPresident/CEO
Exercise / conversionOption (right to buy) · Derivative 10,763 $9.29 Strike: $9.29 $100,004.41
Disclosure

SEC source: 0001437749-21-010524 · rdgdoc.xml · derivative · entry 4

Thian Yee Phong · CIK 0001711496 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,763 shares

Expires 2021-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/18/2011 date of grant.

Read SEC document
April 29, 2021 Filed May 1, 2021 01:23 UTC
Thian Yee PhongPresident/CEO
Exercise / conversionStock Options 10,763 $9.29 $100,004.41
Disclosure

SEC source: 0001437749-21-010524 · rdgdoc.xml · nonDerivative · entry 3

Thian Yee Phong · CIK 0001711496 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2021 Filed May 1, 2021 01:23 UTC
Thian Yee PhongPresident/CEO
Exercise / conversionCommon Stock, No Par Value 10,763 $9.29 $100,004.41
Disclosure

SEC source: 0001437749-21-010524 · rdgdoc.xml · nonDerivative · entry 2

Thian Yee Phong · CIK 0001711496 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 21:33 UTC Exercise / conversionOption (right to buy) · Derivative 10,763 $9.29 Strike: $9.29 $100,004.41
Disclosure

SEC source: 0001437749-21-006093 · rdgdoc.xml · derivative · entry 3

Koo Chie-Min Christopher · CIK 0001711528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,763

Underlying: Common Stock · 10,763 shares

Expires 2021-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/18/2011 date of grant.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 21:33 UTC Exercise / conversionCommon Stock, No Par Value 10,763 $9.29 $100,004.41
Disclosure

SEC source: 0001437749-21-006093 · rdgdoc.xml · nonDerivative · entry 2

Koo Chie-Min Christopher · CIK 0001711528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 21:33 UTC Exercise / conversionStock Options 10,763 $9.29 $100,004.41
Disclosure

SEC source: 0001437749-21-006093 · rdgdoc.xml · nonDerivative · entry 1

Koo Chie-Min Christopher · CIK 0001711528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 18, 2021 Filed Feb 19, 2021 21:06 UTC
Lin Ko-YenDirector
SaleCommon Stock, No Par Value 10,763 $18.68 $201,025.93
Disclosure

SEC source: 0001437749-21-003521 · rdgdoc.xml · nonDerivative · entry 2

Lin Ko-Yen · CIK 0001711531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,828

F1 · shares: Exercise of reporting person's stock options that would otherwise expire 05/16/2022, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale.

F2 · price: Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $18.52 to $18.79. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.

Read SEC document
February 18, 2021 Filed Feb 20, 2021 02:36 UTC
LIN CHUANG IDirector
SaleCommon Stock, No Par Value 10,763 $18.68 $201,025.93
Disclosure

SEC source: 0001437749-21-003524 · rdgdoc.xml · nonDerivative · entry 2

LIN CHUANG I · CIK 0001185981 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,526

F1 · shares: Exercise of reporting person's stock options that would otherwise expire 05/15/2023, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale.

F2 · price: Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $18.52 to $18.79. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 21:06 UTC
Lin Ko-YenDirector
Exercise / conversionOption (right to buy) · Derivative 10,763 $11.15 Strike: $11.15 $120,005.30
Disclosure

SEC source: 0001437749-21-003521 · rdgdoc.xml · derivative · entry 3

Lin Ko-Yen · CIK 0001711531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,763 shares

Expires 2012-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/16/2012 date of grant.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 21:06 UTC
Lin Ko-YenDirector
Exercise / conversionCommon Stock, No Par Value 10,763 $11.15 $120,005.30
Disclosure

SEC source: 0001437749-21-003521 · rdgdoc.xml · nonDerivative · entry 1

Lin Ko-Yen · CIK 0001711531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2021 Filed Feb 20, 2021 02:36 UTC
LIN CHUANG IDirector
Exercise / conversionOption (right to buy) · Derivative 10,763 $11.15 Strike: $11.15 $120,005.30
Disclosure

SEC source: 0001437749-21-003524 · rdgdoc.xml · derivative · entry 3

LIN CHUANG I · CIK 0001185981 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,763 shares

Expires 2023-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant.

Read SEC document
February 17, 2021 Filed Feb 20, 2021 02:36 UTC
LIN CHUANG IDirector
Exercise / conversionCommon Stock, No Par Value 10,763 $11.15 $120,005.30
Disclosure

SEC source: 0001437749-21-003524 · rdgdoc.xml · nonDerivative · entry 1

LIN CHUANG I · CIK 0001185981 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 00:25 UTC
Kao JamesDirector
PurchaseCommon Stock, No Par Value 5,000 $12.82 $64,100.00
Disclosure

SEC source: 0001437749-20-019059 · rdgdoc.xml · nonDerivative · entry 1

Kao James · CIK 0001711522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,876

Read SEC document
August 15, 2020 Filed Aug 19, 2020 01:31 UTC
Thian Yee PhongPresident/CEO
Exercise / conversionRestricted Stock Shares · Derivative 14,475 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-047387 · doc4.xml · derivative · entry 3

Thian Yee Phong · CIK 0001711496 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,475

Underlying: Restricted Stock · 14,475 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/3 of this restricted stock grant vested on August 15, 2019, 1/3 of this restricted stock grant vested on August 15, 2020, and thereafter 1/3 of this restricted stock grant will vest on August 15, 2021.

F3 · derivative.expiration_date: There will be no expiration date once restricted stock shares vest.

Read SEC document
August 15, 2020 Filed Aug 19, 2020 01:31 UTC
Thian Yee PhongPresident/CEO
Exercise / conversionRestricted Stock Shares 14,475 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-047387 · doc4.xml · nonDerivative · entry 2

Thian Yee Phong · CIK 0001711496 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2020 Filed Aug 19, 2020 01:31 UTC
Thian Yee PhongPresident/CEO
Exercise / conversionCommon Stock, No Par Value 14,475 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-047387 · doc4.xml · nonDerivative · entry 1

Thian Yee Phong · CIK 0001711496 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares represent the second vesting of the three equal annual installments beginning one year after the 08/15/2018 date of grant.

Read SEC document
August 10, 2020 Filed Aug 10, 2020 19:20 UTC SaleCommon Stock, No Par Value 300 $13.70 $4,110.00
Disclosure

SEC source: 0001209191-20-046018 · doc4.xml · nonDerivative · entry 2

Koo Chie-Min Christopher · CIK 0001711528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,802

Read SEC document
August 10, 2020 Filed Aug 10, 2020 19:20 UTC SaleCommon Stock, No Par Value 300 $13.40 $4,020.00
Disclosure

SEC source: 0001209191-20-046018 · doc4.xml · nonDerivative · entry 1

Koo Chie-Min Christopher · CIK 0001711528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,102

Read SEC document
August 07, 2020 Filed Aug 10, 2020 14:52 UTC SaleCommon Stock, No Par Value 300 $13.34 $4,001.40
Disclosure

SEC source: 0001209191-20-045908 · doc4.xml · nonDerivative · entry 4

Koo Chie-Min Christopher · CIK 0001711528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,402

Read SEC document
August 07, 2020 Filed Aug 10, 2020 14:52 UTC SaleCommon Stock, No Par Value 300 $13.31 $3,991.50
Disclosure

SEC source: 0001209191-20-045908 · doc4.xml · nonDerivative · entry 3

Koo Chie-Min Christopher · CIK 0001711528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,702

Read SEC document
August 07, 2020 Filed Aug 10, 2020 14:52 UTC SaleCommon Stock, No Par Value 300 $13.30 $3,990.00
Disclosure

SEC source: 0001209191-20-045908 · doc4.xml · nonDerivative · entry 2

Koo Chie-Min Christopher · CIK 0001711528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,002

Read SEC document
August 07, 2020 Filed Aug 10, 2020 14:52 UTC SaleCommon Stock, No Par Value 200 $13.00 $2,600.00
Disclosure

SEC source: 0001209191-20-045908 · doc4.xml · nonDerivative · entry 1

Koo Chie-Min Christopher · CIK 0001711528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,302

Read SEC document
August 06, 2020 Filed Aug 10, 2020 14:40 UTC Amendment SaleCommon Stock, No Par Value 300 $12.82 $3,846.00
Disclosure

SEC source: 0001209191-20-045906 · doc4a.xml · nonDerivative · entry 1

Koo Chie-Min Christopher · CIK 0001711528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,502

Read SEC document
August 06, 2020 Filed Aug 10, 2020 14:21 UTC SaleCommon Stock, No Par Value 300 $12.82 $3,846.00
Disclosure

SEC source: 0001209191-20-045901 · doc4.xml · nonDerivative · entry 1

Koo Chie-Min Christopher · CIK 0001711528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,502

Read SEC document
August 05, 2020 Filed Aug 7, 2020 15:35 UTC SaleCommon Stock, No Par Value 200 $12.86 $2,571.80
Disclosure

SEC source: 0001209191-20-045655 · doc4.xml · nonDerivative · entry 2

Koo Chie-Min Christopher · CIK 0001711528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,802

Read SEC document
August 05, 2020 Filed Aug 7, 2020 15:35 UTC SaleCommon Stock, No Par Value 100 $12.85 $1,285.00
Disclosure

SEC source: 0001209191-20-045655 · doc4.xml · nonDerivative · entry 1

Koo Chie-Min Christopher · CIK 0001711528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,002

Read SEC document
June 12, 2020 Filed Jun 13, 2020 01:56 UTC
Kao JamesDirector
PurchaseCommon Stock, No Par Value 2,000 $12.83 $25,660.00
Disclosure

SEC source: 0001209191-20-036493 · doc4.xml · nonDerivative · entry 1

Kao James · CIK 0001711522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,876

Read SEC document
June 01, 2020 Filed Jun 2, 2020 22:37 UTC
Kao JamesDirector
PurchaseCommon Stock, No Par Value 2,000 $12.43 $24,860.00
Disclosure

SEC source: 0001209191-20-033729 · doc4.xml · nonDerivative · entry 1

Kao James · CIK 0001711522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,876

Read SEC document
May 14, 2020 Filed May 16, 2020 00:49 UTC
Kao JamesDirector
PurchaseCommon Stock, No Par Value 2,000 $10.78 $21,550.00
Disclosure

SEC source: 0001209191-20-029913 · doc4.xml · nonDerivative · entry 1

Kao James · CIK 0001711522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,876

Read SEC document
May 13, 2020 Filed May 15, 2020 00:53 UTC
Kao JamesDirector
PurchaseCommon Stock, No Par Value 5,000 $11.12 $55,620.00
Disclosure

SEC source: 0001209191-20-029407 · doc4.xml · nonDerivative · entry 2

Kao James · CIK 0001711522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,876

Read SEC document
May 13, 2020 Filed May 16, 2020 00:45 UTC
Lau AlfonsoDirector
PurchaseCommon Stock, No Par Value 849 $11.09 $9,415.41
Disclosure

SEC source: 0001209191-20-029911 · doc4.xml · nonDerivative · entry 2

Lau Alfonso · CIK 0001756866 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,456

Read SEC document
May 13, 2020 Filed May 16, 2020 00:45 UTC
Lau AlfonsoDirector
PurchaseCommon Stock, No Par Value 9,151 $11.00 $100,661.00
Disclosure

SEC source: 0001209191-20-029911 · doc4.xml · nonDerivative · entry 1

Lau Alfonso · CIK 0001756866 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,607

Read SEC document
May 12, 2020 Filed May 15, 2020 00:53 UTC
Kao JamesDirector
PurchaseCommon Stock, No Par Value 5,000 $11.88 $59,400.00
Disclosure

SEC source: 0001209191-20-029407 · doc4.xml · nonDerivative · entry 1

Kao James · CIK 0001711522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,876

Read SEC document
May 01, 2020 Filed May 4, 2020 22:42 UTC
Kao JamesDirector
PurchaseCommon Stock, No Par Value 5,000 $12.08 $60,400.00
Disclosure

SEC source: 0001209191-20-026927 · doc4.xml · nonDerivative · entry 1

Kao James · CIK 0001711522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,876

Read SEC document
April 24, 2020 Filed Apr 25, 2020 01:05 UTC PurchaseCommon Stock, No Par Value 500 $11.64 $5,817.50
Disclosure

SEC source: 0001209191-20-025737 · doc4.xml · nonDerivative · entry 1

Morris David Richard · CIK 0001711919 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,776

Read SEC document
April 24, 2020 Filed Apr 29, 2020 01:44 UTC
Kao JamesDirector
PurchaseCommon Stock, No Par Value 6,000 $11.67 $70,020.00
Disclosure

SEC source: 0001209191-20-026083 · doc4.xml · nonDerivative · entry 1

Kao James · CIK 0001711522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,876

Read SEC document
April 24, 2020 Filed Feb 12, 2021 21:11 UTC Amendment PurchaseCommon Stock, No Par Value 500 $11.64 $5,817.50
Disclosure

SEC source: 0001437749-21-002798 · rdgdoc.xml · nonDerivative · entry 1

Morris David Richard · CIK 0001711919 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,776

Read SEC document
March 12, 2020 Filed Mar 13, 2020 22:48 UTC
Thian Yee PhongPresident/CEO
PurchaseCommon Stock, No Par Value 1,000 $12.70 $12,700.00
Disclosure

SEC source: 0001209191-20-019033 · doc4.xml · nonDerivative · entry 1

Thian Yee Phong · CIK 0001711496 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,114

Read SEC document
March 12, 2020 Filed Aug 25, 2020 23:46 UTC Amendment
Thian Yee PhongPresident/CEO
PurchaseCommon Stock, No Par Value 1,000 $12.70 $12,700.00
Disclosure

SEC source: 0001437749-20-018699 · rdgdoc.xml · nonDerivative · entry 1

Thian Yee Phong · CIK 0001711496 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457,589

Read SEC document
March 11, 2020 Filed Mar 13, 2020 22:35 UTC PurchaseCommon Stock, No Par Value 500 $13.40 $6,700.00
Disclosure

SEC source: 0001209191-20-019026 · doc4.xml · nonDerivative · entry 1

Yeh Jeffrey · CIK 0001711532 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,855

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March 11, 2020 Filed Mar 13, 2020 22:31 UTC
Yu Raymond HDirector
PurchaseCommon Stock, No Par Value 2,000 $13.48 $26,960.00
Disclosure

SEC source: 0001209191-20-019022 · doc4.xml · nonDerivative · entry 1

Yu Raymond H · CIK 0001757583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,572

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.